Biophys J, February 1998, p. 892-898, Vol. 74, No. 2
Change of Motion and Localization of Cholesterol Molecule during
L
-HII Transition
Eri
Hayakawa,*
Mutsuo
Naganuma,#
Kôichi
Mukasa,*
Tateo
Shimozawa,¶ and
Tsunehisa
Araiso§
*Nanoelectronics Laboratory, Graduate School of Engineering;
#Department of Neurological Medicine;
¶Laboratory of Neuro Cybernetics, Research Institute for
Electronic Science; and
§Center for Advanced Science and
Technology, Hokkaido University, Sapporo 060, Japan
 |
ABSTRACT |
Formation of the inverted hexagonal (HII)
phase from the lamellar (L
) phase of bovine
brain-extracted phosphatidylcholine (BBPC) and phosphatidylethanolamine
(BBPE) was investigated using 31P-NMR with or without
cholesterol. When the ratio of BBPC to BBPE was 1:1, the
HII formation was observed in the presence of 33 mol%
cholesterol (i.e., BBPC:BBPE:cholesterol = 1:1:1) at 47°C. The
fraction of the HII phase in the BBPC/BBPE/cholesterol
system could be controlled by the addition of dioleoylglycerol. The
change of molecular motion of cholesterol affected by the
HII formation was measured at various ratios of the
L
to HII phase with the time-resolved
fluorescence depolarization method, using dehydroergosterol as a
fluorescent probe. It is observed that the motion of cholesterol became
vigorous in the mixture state of the L
and the
HII phases compared to that in the L
or the
HII phase only. These facts show that cholesterol has the
strong ability to induce the HII phase, probably by special
molecular motion, which includes change of its location from the
headgroup area to the acyl-chain area.
 |
INTRODUCTION |
The lipid bilayer is a basic structure of the
biological membrane that maintains the shape of cells and organelles,
and rigidly divides inside and outside of these. In this sense, the
lipid bilayer should be stable and not form nonbilayer structures at physiological temperatures. However, in several important cell functions involving membrane fusion, such as endocytosis and secretion, the lipid membrane must break the bilayer structure rapidly, and thus
the bilayer structure should be unstable. By this point of view, the
fusionable membrane must have two opposite properties: one is to
maintain the bilayer structure, and the other is to destabilize the
bilayer structure. To make switching between these two properties
possible, it is expected that there are "functional lipids" that
can stabilize both bilayer and nonbilayer structures. One of these
functional lipids is cholesterol. It prevents the drastic change in
membrane fluidity during the gel-liquid crystalline phase transition by
increasing the fluidity in the gel phase and by decreasing it in the
liquid-crystalline phase (Wu and Jacobson, 1977
). Besides maintaining
the membrane fluidity, cholesterol facilitates the conversion of the
bilayer (lamellar; L
) structure to the inverted
hexagonal (HII) structure between closely apposed two
membranes (Tilcock et al., 1982
). The HII formation relates to membrane fusion, because one of the major processes of membrane fusion involves inverted micelle intermediate formation at the initial
stage, and the intermediate has structure similar to that of the
HII phase (Sieger et al., 1989
). The membranes that form the HII phase have a strong tendency to form the inverted
micelle intermediate, resulting in membrane fusion.
Physiologically, this type of membrane fusion is assumed to occur in
neurotransmission at synapses. There are high concentrations of
cholesterol in the lipids comprising the membranes of the synaptic vesicles (Breckenridge et al., 1973
) and synaptsomes in the neuron system (Breckenridge et al., 1972
). The major lipid components in
synaptic vesicle and synaptosome membranes are phosphatidylcholine (PC), phosphatidylethanolamine (PE), and cholesterol, in an approximate molar ratio of 1:1:1. The HII formation could be enhanced
by increasing the temperature or by adding diacylglycerol (DG). It is
reported that artificial membrane consisting of bovine brain-extracted PC, PE, and cholesterol (ratio = 1:1:1) forms the HII
phase by adding small amounts of dioleoylglycerol (DOG) or increasing
the temperature (Naganuma, 1994
; Naganuma et al., 1996
). Thus this artificial phospholipid membrane is of interest as a membrane fusion
model, in examining the role of cholesterol in the
L
-HII phase transition.
In this paper we report the results of 31P-NMR measurement
for the L
-HII phase transition induced by
the addition of various concentrations of cholesterol to
multilamellar sheets composed of bovine brain-extracted lipids
(BBPC:BBPE = 1:1) at various temperatures. We also report the
molecular motion of cholesterol in the L
or the
HII phase alone and in mixtures of the L
and
the HII phases, using multilamellar vesicles composed of
BBPC, BBPE, and cholesterol in the presence of various amounts of DOG. Measurement of the molecular motion was performed by the time-resolved fluorescence depolarization, with dehydroergosterol (DHE) as a fluorescent probe (Nemecz and Schroeder, 1988
).
 |
EXPERIMENTAL PROCEDURES |
Materials
Bovine brain phosphatidylcholine (BBPC), bovine brain
phosphatidylethanolamine (BBPE), cholesterol, dioleoyl-glycerol
(DOG), and dehydroergosterol (DHE) were purchased from Sigma Chemical Co. (St. Louis, MO). HEPES and
ethylenediamine-N,N,N',N'-tetraacetic acid disodium salt
dihydrate (EDTA2Na) were purchased from Wako Junyaku Co. (Tokyo). All
other chemicals were reagent grade.
Sample preparation for 31P-NMR
Multilamellar sheets of BBPC/BBPE (1:1) were prepared as described
previously (Gennis, 1990
), with the inclusion of cholesterol concentrations of 0, 20, 33, and 45 mol%. BBPC and BBPE (100 mg each)
were used to make one sample. Membranes composed of
BBPC/BBPE/cholesterol (1:1:1) with various concentrations of DOG (0, 2.5, 5, 10, 15, 20 mol%) were also prepared. Chloroform solution of
the mixture was evaporated by rotary evaporator. Vacuum drying was
performed overnight. Buffer solution (10 mM HEPES, including 100 mM
NaCl and 0.1 mM EDTA, pH 7.4) was added, and the solutions were kept at
room temperature for 2 h. The mixture was vortexed softly, frozen
in liquid N2, and then melted spontaneously at room
temperature (freeze and thaw process). This process was repeated three
times, and the resulting suspension was centrifuged at 10,000 rpm for 30 min in a Hitachi ultracentrifuge (model himac CP 70G) at 4°C. The
pellet, containing multilamellar sheets, was separated from the
supernatant containing small micelles and stored at 4°C overnight.
Preparation of liposomes
Multilamellar vesicles of phospholipids were prepared as described
previously (Hong et al., 1988
). Each phospholipid and fluorescent probe
were dissolved in chloroform and stored at
80 before use. BBPC, BBPE,
and cholesterol were mixed in a 1:1:1 mol% ratio, and then various
concentrations of DOG (0, 2.5, 5, 10, 15, 20 mol%) were added into the
mixture. We prepared a total of 1 µmol of lipid mixture, and added
0.2 mol% DHE. Chloroform solution was evaporated under a
N2 gas stream. Sodium phosphate buffer (70 mM, pH 7.4) was
added and vortexed for ~10 min. Liposome solutions were preserved at
4°C overnight in light-proof containers to stabilize the liposomes.
31P-NMR measurements
31P-NMR measurements were made with a Bruker MSL 400 spectrometer at 180 MHz. The spectra were accumulated 900-1200 times to improve the signal-to-noise ratio.
Time-resolved fluorescence anisotropy measurement
DHE was used as a fluorescent probe to examine cholesterol
molecular motion. The excitation and emission wavelengths of DHE were
325 nm and 390 nm, respectively. The temperature of the vesicle suspension was controlled by a circulating water system at 37°C within 0.2°C deviation.
The decay of polarized fluorescence of DHE was measured by a
time-correlated single photon counting system with a synchronously pumped, cavity-dumped dye laser (Coherent, 700 dye laser) and a
mode-locked Ar ion laser (Coherent, Innova 100).
The time dependence of the total fluorescence intensity,
TI(t), the intensity difference between vertical
and horizontal components, D(t), and the
anisotropy ratio, r(t), were obtained as follows:
|
(1)
|
|
(2)
|
|
(3)
|
where IVV(t) and
IVH(t) denote the fluorescence
intensities of the vertical and horizontal components after excitation
by vertically polarized light. Using excitation by horizontally
polarized light, f is expressed as follows:
|
(4)
|
IVV(t) and
fIVH(t) correspond to the notations
I
(t) and
I
(t), respectively, i.e., the
parallel and perpendicular components of anisotropic fluorescent light.
When the fluorophore is embedded in the lipid bilayers, they move with
a wobbling motion. In this case, r(t) may be
expressed experimentally as follows (Kinosita et al., 1984
):
|
(5)
|
where r is the residual limiting anisotropy ratio at
infinite time and
is the time constant of anisotropy decrease. To characterize the restricted motion of the fluorophore, the wobbling in-cone model is widely accepted. In this model, motion of the fluorophore is confined within a given cone area, which is expressed by
a half cone angle (
c), and the rate of the motion is
expressed with the wobbling diffusion rate (Dw).
These values were calculated from the following equations (Lipari and
Szabo, 1980
; Saito et al., 1991
; Araiso and Koyama, 1995
):
|
(6)
|
|
(7)
|
where
= cos
c.
 |
RESULTS |
Effect of cholesterol on the L
-HII phase
transition in a BBPC/BBPE system measured by 31P-NMR
31P-NMR measurements were performed for BBPC/BBPE
(1:1) multilamellar sheets with or without cholesterol. We examined the
effect on the phase transition of adding cholesterol to phospholipid membrane sheets. Without cholesterol (Fig.
1) or with a 20 mol% concentration of
cholesterol (Fig. 2) at temperatures
ranging from 27°C to 57°C, almost the same spectra were observed.
It means that only the L
phase existed in the lipid
system and the formation of the HII phase did not occur.
Spectral peaks at 14 ppm in Fig. 2 correspond to inorganic phosphorus
as a contaminant of phospholipids. In the presence of 33 mol%
cholesterol (i.e., BBPC:BBPE:Chol = 1:1:1), at 27°C and 37°C
we still observed only the L
phase, but at 47°C the
HII phase was observed in part as a spectral peak at 20 ppm
(Fig. 3). At 57°C most of the lipid assembly formed the HII phase. The peak at 13 ppm
represents formation of small micelles. Very small peaks at 15-16 ppm
correspond to inorganic phosphorus. At higher concentrations of
cholesterol (45 mol%), we observed the L
phase only in
the temperature range 37°C to 57°C (Fig.
4). At 67°C, the signal of the
HII phase did not appear, but a new isotropic signal at 12 ppm appeared, suggesting that most of the L
phase
converted into small micelles.

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FIGURE 1
31P-NMR spectra of membrane sheet composed
of BBPC and BBPE (= 1:1). Only the L phase was observed
at various temperatures (27-57°C).
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FIGURE 2
31P-NMR spectra of BBPC/BBPE (1:1) with 20 mol% cholesterol. Only the L phase was observed at
various temperatures (27-57°C). The inorganic phosphoric acid was
observed at 14 ppm.
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FIGURE 3
31P-NMR spectra of BBPC/BBPE/cholesterol
(1:1:1) membrane (the concentration of cholesterol is 33 mol%). The
formation of the HII phase was confirmed as peaks at 20 ppm, at 47°C and 57°C. The inorganic phosphoric acid was observed
at 1516 ppm.
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FIGURE 4
31P-NMR spectra of BBPC/BBPE (1:1) with 45 mol% cholesterol. The HII phase did not appear at all
temperatures. However, the isotropic and very narrow peak appeared at
12 ppm at 67°C, representing a micelle formation.
|
|
Effect of DOG on the L
-HII phase
transition in the BBPC/BBPE/cholesterol (1:1:1) system
We measured HII formation at various concentrations of
DOG (0, 2.5, 5, 10, 15, 20 mol%) in BBPC/BBPE/cholesterol (1:1:1)
membrane to investigate the effect of DOG with 31P-NMR. The
temperature was fixed at 37°C as the physiological temperature. The
result is shown in Fig. 5. Without DOG,
only the L
phase existed and the HII phase
did not appear. But the HII phase was caused to occur in
part by adding 5 mol% DOG. When the concentration of DOG was increased
to 10 mol%, we observed increased HII phase formation.
With 20 mol% DOG, the L
-HII phase
transition was complete.

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FIGURE 5
31P-NMR spectra of BBPC/BBPE/cholesterol
(1:1:1) in the presence of various concentrations of DOG (shown as
mol% in the figure) at 37°C. The HII phase appeared over
5 mol% DOG. At 20 mol% DOG concentration, the
L -HII phase transition was complete.
|
|
To analyze the ratio of the L
phase to the
HII phase, the amounts of the L
phase were
calculated by the peak height of 31P-NMR spectra at 0 ppm.
The peak at 0 ppm is due mainly to the L
phase; however,
it has a few contributions from the HII phase. To eliminate
the contribution of the HII phase at 0 ppm, we must know
the height of pure L
and HII spectra at 0 ppm (
(0)L and
(0)H, respectively). We can
assume that all lipids formed the L
phase in the absence
of DOG, and all lipid assembly converted to the HII phase
in the presence of 20 mol% DOG. Because the concentration of
phospholipid and measuring conditions were the same for all
measurements, the values of
(0)L and
(0)H
could be obtained from experimental data shown in Fig. 5. Let the
portion of the L
phase be XL, and
that of the HII phase be XH
(XL + XH = 1). The height
of the 0 ppm spectra, I(0), which corresponds to the
coexistence of the L
and the HII phases, may
be represented as
|
(8)
|
Then the portion of the L
phase,
XL, may be calculated by
|
(9)
|
The values of XL of the
BBPC/BBPE/cholesterol/DOG systems are shown as a function of DOG
concentrations in Fig. 6.

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FIGURE 6
The relation between the concentration of DOG and the
fraction of the L phase (XL)
in BBPC/BBPE/cholesterol (1:1:1) containing DOG at 37°C. The ratio of
the L to HII phase was changed by the
addition of DOG.
|
|
Molecular motion of cholesterol in the BBPC/BBPE/cholesterol/DOG
system with formation of the HII phase
Molecular motion of cholesterol in BBPC/BBPE/choles-terol/DOG
was examined by the time-resolved fluorescence depolarization measurements with DHE as the fluorescent probe. We could obtain the
various mixture ratios of the L
and the HII
phases by changing the DOG concentrations. Under these experimental
conditions, where the L
and HII phases
coexist, we measured the fluorescence depolarization of DHE. Fig.
7 A shows the anisotropic
fluorescence decay of DHE in the BBPC/BBPE/cholesterol (1:1:1) system
at 37°C (condition of 100% L
), and Fig. 7
B shows the results of the BBPC/BBPE/cholesterol
(1:1:1)/DOG10 mol% system at 37°C (coexistence of L
and HII). Anisotropy changes in DHE in these two systems are shown in Fig. 8. A small but distinct
difference is observed. Clearly, the extent of the anisotropy decay is
large in the mixture of the L
and HII
phases, indicating that DHE can move over a wider range in the mixture
of these phases than in the L
phase only. The time
course of anisotropy of DHE in the 100% HII phase was very
similar to that in the 100% L
phase (data not shown).
We measured the DHE motion in the various mixture ratios of the
L
and HII phases. By using Eqs. 5-7, the
wobbling cone angle (
C) and the wobbling diffusion rate
(Dw) were calculated as parameters for the
wobbling motion of DHE. The results are shown in Figs.
9 and 10.
When membranes were 100% in the L
phase or 100% in the
HII phase,
C showed small values of near 36° (Fig. 9). On the other hand, in situations where the
L
and HII phases coexisted, the value of
C increased. When the DOG concentration was 10 mol%,
almost equal amounts of the L
and HII phases
coexist. At this concentration of DOG, the wobbling cone angle had a
maximum value (39°), showing that the amplitude of DHE motion became
largest. Fig. 10 shows the results of calculating the wobbling
diffusion rate, Dw, which indicates the
frequency of molecular motion. When there was only the L
phase, Dw was small (8 × 106
s
1). Similar to changes seen in
C, in the
presence of 10 mol% DOG in BBPC/BBPE/cholesterol (1:1:1),
Dw took the largest value, 11 × 10
6 s
1. Dw also
decreased when the lipid structure was in the HII phase only. Because the molecular structure of DHE is almost the same as that
of cholesterol, the molecular motion of DHE must represent that of
cholesterol. Thus these results confirm that the molecular motion of
cholesterol was restrained in a single phase, whereas in a mixture of
both phases, where a transition between L
and
HII was occurring, the molecular motion of
cholesterol increased in both frequency and amplitude.

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FIGURE 7
Decay of polarized fluorescence of DHE in
BBPC/BBPE/cholesterol (1:1:1) systems at 37°C.
TI(t),
I (t) and
I (t) indicate the total
intensity and the vertically depolarized component and horizontally
depolarized component of DHE fluorescence, respectively.
(A) Without DOG. Under these conditions, the phase of
membrane is L only. (B) With 10 mol%
DOG. Mixture state of almost equal amounts of the L and
the HII phases.
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FIGURE 8
Decay of fluorescence anisotropy of DHE in
BBPC/BBPE/cholesterol (1:1:1) in the absence of DOG ( ) and in the
presence ( ) of 10 mol% DOG at 37°C. Solid lines are the best fit
curves by least-squares analysis. The upper curve corresponds to 100%
of the L phase; the lower curve corresponds to the
mixture state of the L and the HII phases
(~1:1).
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FIGURE 9
Amplitude of the molecular motion ( c) of
DHE in the BBPC/BBPE/cholesterol system in the presence of various
concentrations of DOG. The wobbling cone angle ( c)
became large at 515 mol% DOG. In the L and the
HII phases, the values of c were similar.
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|

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FIGURE 10
Frequency of the molecular motion
(Dw) of DHE in the BBPC/BBPE/cholesterol
system in the presence of various concentrations of DOG. The wobbling
diffusion rate (Dw) had the maximum value at
10 mol% of DOG.
|
|
 |
DISCUSSION |
Measurement of HII phase formation by using a
BBPC/BBPE system with or without cholesterol (Fig. 1) showed that the
HII phase appeared only when cholesterol concentration was
33 mol%. In 45 mol% cholesterol, the HII phase was not
observed, although the L
phase decreased slightly at
37°C to 57°C. Characteristically, an isotropic and very narrow peak
appeared at 12 ppm at 67°C, and this peak is presumed to represent
micelles or small irregular aggregates of the L
structure that were destroyed by high temperature (Fig.
11). These results confirm that
cholesterol has a very important role in the
L
-HII phase transition in the PC/PE lipid
system. It is meaningful that the concentrations of cholesterol that
can induce the phase transition are similar to those of biological
membranes. Therefore, it is clear that the concentrations of
cholesterol in biological membrane are important in allowing the
membrane fusion process to occur physiologically.

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FIGURE 11
The effect of cholesterol on the formation of
nonbilayer structure is deferred by cholesterol concentration.
(Top) When the concentration of cholesterol was 0-20
mol% in the BBPC/BBPE (1:1) system, the
L -HII transition did not occur.
(Middle) With 33 mol% of cholesterol, the
L phase could transform into the HII phase.
(Bottom) At 45 mol% cholesterol, the HII
phase could not appear, but small vesicles or small micelles were
formed.
|
|
PC could not induce the L
-HII phase
transition by itself. But when DG was added to the PC system, the
L
-HII phase transition occurred.
Furthermore, with 70 mol% DG, the cubic phase of PC was formed (Das
and Rand, 1986
). PE could induce the HII phase transition
of PC/PE system by itself under certain conditions of temperature and
pH. For the PC/PE system, DG strongly facilitated the HII
phase transition. Two roles of DG in the membrane are worth noting. One
is that DG, which is a hydrophobic molecule, imbedded itself in the
crevices of the HII tubes to stabilize the HII
phase. Another is that DG, because it has a small molecular volume of
the headgroup, can decrease the curvature radius of the lipid-water
interface. It causes the HII phase of the lipid system to
stabilize. According to this, DG is also one of the functional lipids
of membrane fusion.
The ratio of the L
to the HII phase in a
BBPC/BBPE/cholesterol membrane could be changed by adding various
concentrations of DOG (Fig. 6). Under such conditions, we next measured
the molecular motion of cholesterol in a mixture of the
L
and the HII phases with DHE, which is a
fluorescent analog of cholesterol. Figs. 7 and 8 show data from DHE
fluorescence depolarization measurements in BBPC/BBPE/cholesterol/0
mol% DOG and BBPC/BBPE/cholesterol/10 mol% DOG, respectively. Figs. 9
and 10 show
c and Dw, which were calculated from the r(t) decay curve. It could be
assumed that cholesterol also makes the wobbling motion with the same
value of
c and Dw. The value of
c was larger at 515 mol% DOG than at 0 mol% and 20 mol% DOG. These results indicate that the amplitude of molecular
motion in the mixture state of two phases became larger than in the
L
or the HII phase alone. It is also shown that the same tendency was found for Dw, the
frequency of motion. This specifically increased motility in the
mixture of the L
and the HII phases was
characteristic of DHE and was not seen in the polar headgroup (Hayakawa
et al., 1997
) or the lipid acyl chain (Naganuma, 1994
). In a previous
report (Hayakawa et al., 1997
) we showed that the wobbling motion of
polar headgroups was limited by the formation of the HII
phase in the dioleoylphosphatidylcholin (DOPC)/dioleoylphosphatidylethanolamine (DOPE)/cholesterol system. This
indicates that the headgroups of phospholipid molecules are more
tightly packed in the HII phase than in the
L
phase of the membrane. During the
L
-HII transition, the mobility of the
headgroup decreased monotonously. In contrast to this headgroup motion,
the mobility of cholesterol increased during the transition. This
increased mobility of cholesterol in the mixed phases of L
and HII leads to a new concept: that the
cholesterol molecule moves from near the polar head area to the lipid
acyl-chain area, and then cholesterol stabilizes the HII
phase (Fig. 12). Because there is
additional space between acyl chains in the partial formation of an
HII-like structure in the early stage of the transition, cholesterol movement is facilitated. The change of localization of
cholesterol (polar head area to acyl-chain area) stabilizes the
acyl-chain packing and makes the volume of polar head group area
smaller. Both of these actions of cholesterol confer advantages on the HII formation.

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FIGURE 12
A model for the L -HII
transition and the role of cholesterol in this process. At an initial
stage of this transition, an intermediate state that is a mixture of
the L and the HII phases would appear. The
molecular motion of cholesterol increases in this intermediate state,
and finally cholesterol moves its position from near the polar head
area to the lipid acyl-chain area, to stabilize the HII
structure.
|
|
In the PC/PE/cholesterol system, a mixed state of the L
and the HII phases indicates the heterogeneous distribution
of lipids in the L
membrane just before the
HII formation. It has been reported for the PC/cholesterol
system that cholesterol interacts with PC and forms a cholesterol-rich
domain that contributes to membrane stability (Imaizumi and Hatta,
1984
; Hatta, 1985
). Thus cholesterol domain formation is the most
feasible way of making the heterogeneous structure in the
PC/PE/cholesterol system. Cell membrane often shows an asymmetrical
distribution of cholesterol between the inner and outer leaflets, which
results in different manners of formation of a cholesterol-rich domain
in the two leaflets. For example, in mouse brain synaptic plasma
membrane, 88% of synaptic plasma membrane cholesterol was located in
the inner leaflet (Schroeder et al., 1996
). This may be related to
facilitation of the membrane fusion between synaptic vesicle and
synaptosome membrane, which must occur inside the synaptosome.
Cholesterol is thought to perform its special roles in many biological
membranes by changing the spatial density and/or by altering the
hydrophobic forces of phospholipid assembly.
 |
ACKNOWLEDGMENTS |
We thank Dr. Karl T. Riabowol of the Department of Medical
Biochemistry and the Oncology Laboratory, University of Calgary, for
useful discussions and critical reading of the manuscript.
This work was supported in part by a Research Fellowship of the Japan
Society for the Promotion of Science for Young Scientists.
 |
FOOTNOTES |
Received for publication 25 June 1997 and in final form 5 November 1997.
Address reprint requests to Dr. Eri Hayakawa, Nanoelectronics
Laboratory, Graduate School of Engineering, Center for Advanced Science
and Technology, Hokkaido University, Sapporo, 060, Japan. Tel.:
+81-11-706-7187; Fax: +81-11-706-7220; E-mail: eri{at}cast.hokudai.ac.jp.
Reprint requests may also be addressed to Dr. Tsunehisa Araiso, Center
for Advanced Science and Technology, Hokkaido University, Sapporo 060, Japan. Tel: +81-11-706-7187; Fax: +81-11-706-7220; E-mail:
araiso{at}cast.hokudai.ac.jp.
 |
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Biophys J, February 1998, p. 892-898, Vol. 74, No. 2
© 1998 by the Biophysical Society 0006-3495/98/02/892/07 $2.00