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Biophys J, December 1998, p. 2658-2671, Vol. 75, No. 6
Department of Pharmaceutics and Pharmaceutical Chemistry, University of Utah, Salt Lake City, Utah 84112 USA
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ABSTRACT |
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The effects of lipid chain packing and permeant size and shape on permeability across lipid bilayers have been investigated in gel and liquid crystalline dipalmitoylphosphatidylcholine (DPPC) bilayers by a combined NMR line-broadening/dynamic light scattering method using seven short-chain monocarboxylic acids (formic acid, acetic acid, propionic acid, butyric acid, valeric acid, isovaleric acid, and trimethylacetic acid) as permeants. The experimental permeability coefficients are compared with the predictions of a bulk solubility diffusion model in which the bilayer membrane is represented as a slab of bulk hexadecane. Deviations of the observed permeability coefficients (Pm) from the values predicted from solubility diffusion theory (Po) lead to the determination of a correction factor, the permeability decrement f (= Pm/Po), to account for the effects of chain ordering. The natural logarithm of f has been found to correlate linearly with the inverse of the bilayer free surface area with slopes of 25 ± 2, 36 ± 3, 45 ± 8, 32 ± 12, 33 ± 4, 49 ± 12, and 75 ± 6 Å2 for formic acid, acetic acid, propionic acid, butyric acid, valeric acid, isovaleric acid, and trimethylacetic acid, respectively. The slope, which measures the sensitivity of the permeability coefficient of a given permeant to bilayer chain packing, exhibits an excellent linear correlation (r = 0.94) with the minimum cross-sectional area of the permeant and a poor correlation (r = 0.59) with molecular volume, suggesting that in the bilayer interior the permeants prefer to move with their long principal axis along the bilayer normal. Based on these studies, a permeability model combining the effects of bilayer chain packing and permeant size and shape on permeability across lipid membranes is developed.
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INTRODUCTION |
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The passive transport rates of small molecules
across biological membranes are often explained, at least
qualitatively, by means of a bulk-phase solubility diffusion model
(Fettiplace and Haydon, 1980
; Finkelstein, 1976
; Hanai and Haydon,
1966
; Paula et al., 1996
). This model, which may be traced to the
formulation of Overton's rules nearly a century ago (Overton, 1899
),
describes the permeation process in terms of the partitioning of the
permeant into the membrane, followed by its diffusion through the
membrane, where the properties of the membrane are assumed to be
adequately represented by a bulk lipid (e.g., hydrocarbon) solvent. It
is well known, however, that permeabilities across biological membranes and model lipid bilayers depend strongly on both the degree of lipid
chain packing in the membranes (Lande et al., 1995
; Worman et al.,
1986
; Xiang and Anderson, 1995b
, 1997
) and the size of the permeating
solute (Stein, 1986
; Walter and Gutknecht, 1986
; Xiang and Anderson,
1994c
). The effects of lipid chain packing on permeability are most
clearly demonstrated by the dramatic increase in transmembrane
transport rates that occurs because of a gel-to-liquid crystalline
phase transition (Carruthers and Melchior, 1983
; Jansen and Blume,
1995
; Papahadjopoulos et al., 1973
; Xiang and Anderson, 1997
).
Membranes that are more "ordered" as a result of polar headgroup
composition, or because of increased cholesterol concentrations or
lower temperatures, or monolayers under high lateral pressures have
greater resistances to permeation than predicted from a bulk solubility
diffusion model, often by orders of magnitude (Bar-On and Degani, 1985
;
Brahm, 1983
; Finkelstein, 1976
; Magin and Niesman, 1984
; Peters and
Beck, 1983
; Sada et al., 1990
; Todd et al., 1989a
,b
). A steep size
selectivity is exhibited by both biological membranes and lipid
bilayers, as noted by several groups, including Lieb and Stein (1969
,
1971
, 1986
), Walter and Gutknecht (1986)
, and ourselves (Anderson and Raykar, 1989
; Xiang and Anderson, 1994b
). These phenomena also cannot
be accounted for by bulk solubility diffusion theory.
Although substantial progress has been made recently, the molecular
mechanisms responsible for the chain-ordering effects on permeability
and the role of permeant size have not been well understood
historically. It has been common to interpret both the effects of chain
ordering on permeability (Lande et al., 1995
) and the steep dependence
of permeation rates on permeant size (Stein and Nir, 1971
; Stein, 1986
)
exclusively in terms of changes in solute diffusivity within membranes.
Walter and Gutknecht (1986)
argued, for example, that the effects of
solute size on partitioning into a bilayer membrane are unimportant on
the basis of the similarity in solubility of short-chain
n-alkanes in lipid bilayers (Miller et al., 1977
). On the
contrary, large size effects on solute partitioning into interphases
are evident from the high resolution attainable in chromatographic
separations on the basis of subtle differences in size and shape (Wise
et al., 1981
). More recently, others have shown both theoretically
(Marqusee and Dill, 1986
) and experimentally (DeYoung and Dill, 1988
,
1990
; Xiang and Anderson, 1995b
) that increasing chain ordering within
lipid bilayers substantially reduces solute partitioning into bilayers.
These effects are particularly evident in the more ordered regions of
the bilayer, as confirmed in neutron diffraction experiments (White et
al., 1981
) and molecular dynamics simulations (Marrink and Berendsen,
1994
, 1996
; Xiang and Anderson, 1998
). Further complicating the
situation, statistical mechanical theory recently developed by the
authors (Xiang and Anderson, 1994a
) and molecular dynamics simulations
conducted in these laboratories (data not shown) suggest that the size
selectivity in partitioning is amplified with increases in
bilayer chain ordering.
These recent results suggest that structure-transport relationships
developed solely on the basis of lipophilicity or hydrogen bonding
potential without consideration of molecular size effects and the
influence of bilayer composition (i.e., chain ordering) on these size
effects may be unreliable. Walter and Gutknecht (1984)
noted, for
example, that literature data for the incremental free energy changes
accompanying the addition of a methylene group to various homologous
series of permeants derived from transport studies across a variety of
model bilayer and biological membranes were highly variable, ranging
from nearly zero to
900 cal/mol. In addition to the inappropriate
treatment of unstirred layer effects in some of these studies pointed
out by Walter and Gutknecht, the differences in membrane composition
and complexity in terms of lipid chain packing (e.g., gel and
liquid-crystalline phases) may also have contributed to the variability
in the effects of permeant chain length on permeability.
A more systematic characterization of solute permeability with respect to the states of lipid packing in lipid bilayers is essential to a thorough understanding of molecular mechanisms for solute transport across biological membranes. The difficulties in investigating the effects of permeant size on permeability arise from the fact that changes in permeant size are usually accompanied by changes in lipophilicity, with the latter effects often overshadowing the effects of permeant size alone.
In this study we will investigate the effects of permeant size on
membrane permeability in a way markedly different from previous studies. Namely, we will examine by means of an NMR line-broadening method the size and shape selectivity of dipalmitoylphosphatidylcholine (DPPC) bilayers for the transport of a series of seven monocarboxylic acids differing in chain length and degree of chain branching (Fig.
1) as a function of lipid bilayer
packing, characterized by the bilayer free surface area. The use of a
homologous series of monocarboxylic acids minimizes the effects of
hydrogen bond potential on the analysis of solute shape and size
effects. Our aim, in part, is to examine the hypothesis that increasing
lipid chain order will be accompanied by increased membrane selectivity to permeant size and shape. To accomplish this we will apply a chain
ordering correction factor to the bulk solubility-diffusion model
predicted permeability coefficients to account for the discrepancies between the observed values and those calculated neglecting
chain-ordering effects (Xiang and Anderson, 1997
). We will then develop
an empirical relationship between the permeability decrement due to
chain ordering and the bilayer packing properties described by the
membrane free surface area. The slope of the linear relationship
between the natural logarithm of the chain-ordering correction factor
(i.e., the permeability decrement) and the inverse of free surface area will be shown to depend linearly on permeant size when expressed in
terms of permeant cross-sectional area.
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EXPERIMENTAL |
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Materials
DPPC was purchased from Avanti Polar Lipids (Pelham, AL). Formic acid (99%) and [14C]formic acid (>98%) were purchased from Sigma Chemical Co. (St. Louis, MO). [3H]Acetic acid, [14C]propionic acid, and [14C]butyric acid were obtained from American Radiolabeled Chemical (St. Louis, MO). Acetic acid (99.8%), propionic acid (99+%), butyric acid (99+%), valeric acid (99+%), isovaleric acid (99%), trimethylacetic acid (99%), deuterium oxide (99%), and hexadecane (99%) were purchased from Aldrich Chemical Co. (Milwaukee, WI). All other reagents were obtained commercially and were of analytical reagent grade. Polycarbonate membranes and membrane holders were obtained from Nuclepore (Pleasanton, CA).
Large unilamellar vesicle liposome preparation
A detailed description of the experimental procedure has been
published elsewhere (Xiang and Anderson, 1995a
). In brief, large unilamellar vesicles (LUVs) were prepared by a modified combined technique of Bangham et al. (1965)
and Olson et al. (1979)
. The DPPC
lipids were accurately weighed, dissolved in chloroform, evaporated to
a dry thin film under nitrogen gas, and left under vacuum for 2 h
at ~50°C. A deuterated aqueous solution containing 5-30 mM
permeant was then added to a final lipid concentration of 10 mg/ml. The
lipids were then hydrated by repeated vortexing and shaking above the
main transition temperature (41°C). The multilamellar vesicles formed
were then forced through a 0.1-0.2-µm polycarbonate membrane filter
18 times to form LUVs before the NMR transport experiments.
Permeability coefficient determinations
The permeability coefficients for the seven monocarboxylic acids
across DPPC bilayers were determined at various temperatures by the
1H-NMR line-broadening method developed by Alger and
Prestegard (1979)
and further validated in a recent study by the
authors (Xiang and Anderson, 1995a
). The experiments were performed on a Bruker-200 NMR spectrometer (Bruker Instruments, Billerica, MA)
operated in the Fourier transform mode at 200 MHz. Samples were
equilibrated for 20 min at a given temperature controlled by a standard
variable-temperature accessory (BVT1000; Bruker). Each spectrum was the
average of 32-1000 acquisitions separated by 2-5-s pulse delays. The
spectra were Fourier transformed and phased with an Aspect 3000 computer. The resonance frequencies of selected protons in the
permeants located inside and outside the vesicles,
i and
o, were separated by adding an impermeable shift
reagent, Pr(NO3)3 (final concentration, 0.5-3
mM), to the sample before the spectral acquisitions. The binding
capacity of the chemical shift reagent (Pr3+) and its
effects on solute permeability have been studied previously (Xiang and
Anderson, 1995a
). The DPPC main transition temperature was found to
remain constant (41 ± 0.5°C) upon the addition of 5 mM
Pr3+, and the permeability coefficient for acetic acid in
DMPC/CHOL was shown to be independent of [Pr3+] up to 40 mM. The concentration of free Pr3+ available for binding to
the outer vesicle surface is lower than the total Pr3+
concentration because of complex formation between carboxylic acids and
Pr3+. For example, at [Pr3+] = 5 mM and an
acetic acid concentration of 0.05 M (pD 6.32), only ~25% of the
total Pr3+ would exist in the uncomplexed form.
The proton peak(s) for the methylene group adjacent to the carboxylic acid group in acetic acid, propionic acid, butyric acid, and valeric acid exhibit the greatest chemical shift in the presence of paramagnetic ions and thus were used for the permeability determinations. However, proton coupling in propionic acid, butyric acid, valeric acid, and isovaleric acid splits the proton resonances into two to four peaks, precluding an accurate determination of the line broadening due to solute transport. This was minimized by irradiating these protons through a separate decoupling channel. The collapsed singlet peak had a linewidth of 1.0-2.2 Hz in LUVs in the absence of chemical shift reagent. For isovaleric acid and trimethylacetic acid, the proton peak(s) for the methyl groups are the strongest and most symmetrical and thus were used for the permeability determinations.
The lifetime of the permeant inside the vesicle,
i, was
obtained using the following linewidth expression in the slow exchange limit, |
i
o|T2,i 1 (Piette and
Anderson, 1959
):
|
(1) |

is the full linewidth at one-half the maximum peak
height, and T2,i is the spin-spin relaxation
time, which includes heterogeneous line broadening in the absence of
exchange. The linewidth in the absence of exchange
(1/T2,i = 2.6-5.0 Hz) was obtained at a low
temperature and/or high pD, where the permeation rate is negligible.
Previous studies in these laboratories have shown that the
permeabilities of ionized carboxylic acid permeants are negligible in
the pD range of interest (Xiang and Anderson, 1995a
). Thus the
permeability coefficient for the neutral species,
Pm, can be expressed as
|
(2) |
Partition coefficient determinations
Hexadecane/water partition coefficients for the series of
monocarboxylic acids were measured using the shake flask method at a pH
2 units below the pKa of the corresponding acid to ensure that >99% was in its un-ionized form. The organic solvent was first
washed three times with an equal amount of de-ionized water. The
organic solvent (2-3 ml) and 1 ml of an aqueous solution containing 3 × 10
2 to 1 × 10
4 M of
"cold" permeant or 1-20 µCi of radiolabeled permeant were placed
in a test tube and mixed with magnetic stirring in an incubator at a
preset temperature (25-50°C) for 24 h. The sample was then centrifuged to remove any emulsified water from the organic phase. Aliquots of both phases were carefully taken for high-performance liquid chromatography (HPLC) analyses of "cold" compounds (acetic acid, propionic acid, butyric acid, valeric acid, isovaleric acid, and
trimethylacetic acid) or for liquid scintillation counting (LS1801;
Beckman Instrument Co., Fullerton, CA) of radiolabeled compounds
(formic acid, acetic acid, propionic acid, and butyric acid). Duplicate
measurements were performed with two different permeant concentrations
to evaluate the effects of permeant self-association in hexadecane on
the measured partition coefficients. To minimize the potential effects
of more lipophilic impurities in the radiolabeled compounds (not a
problem if HPLC is used for concentration analyses), the organic phase
was replaced with fresh solvent, and the above experimental procedure
was repeated until the radioactivity in the organic phase reached a
plateau value. The partition coefficient was calculated as the ratio
between the molar concentrations in the hydrocarbon solvent and water.
The partition coefficients obtained using both "hot" and "cold" compounds and two different solute concentrations were generally within the experimental error, suggesting that self-association was not a significant factor in the partition coefficient determinations.
An HPLC system consisting of a syringe-loaded sample injector (Rheodyne model 7125; Rainin Instrument Co., Woburn, MA), a solvent delivery system (110B; Beckman Instrument Co., San Ramon, CA) operated at a flow rate of 1.0-1.2 ml/min, a dual-wavelength absorbance detector (model 441, Water Associates, Milford, MA) operated at 214 nm, an integrator (model 3392A; Hewlett-Packard Co., Avondale, PA), and a reversed-phase column packed with 5-µm C18 300 Å (Jupiter, 4.6 mm i.d. × 25 cm; Phenomenex Co., Torrance, CA) was used at ambient temperature for the analyses of the "cold" monocarboxylic acids taken during the partition experiments. Mobile phases containing 2.5%-40% acetonitrile, depending on the analyte lipophilicity, and 0.01 M phosphate buffer (pH 3.0) were employed.
pKa determinations in D2O
The ionization constants for the series of monocarboxylic acids
in deuterated water were measured by a pD titration. An accurately weighed amount of each acid was dissolved in 2.0 ml D2O to
yield a final concentration of 0.03 M. pKa determinations
were carried out at 24°C under nitrogen by slow addition of 0.03 M
NaOD while monitoring the apparent pH with a standard pH meter (PHM82;
Radiometer, Copenhagen, Denmark) calibrated with standard buffer
solutions. The pD values were obtained by adding 0.40 units to the
corresponding pH readings (Glasoe and Long, 1960
). Plots of the pD
values versus the titrant volumes added were fitted numerically,
including a correction for changes of the ionic strength using Davies'
equation (Perrin and Dempsey, 1974
). The dissociation constants
obtained are presented in Table 1.
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RESULTS AND DISCUSSION |
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Transport experiments were conducted in large unilamellar vesicles
composed of DPPC. The chain packing properties within these DPPC
bilayers, as characterized by the bilayer free surface area (see Eq. 8), were varied by changes in temperature, which also brought about
changes in bilayer phase structure (gel and liquid crystalline phases).
Seven monocarboxylic acids differing in chain length and the degree of
chain branching as shown in Fig. 1 were used as permeants. This
permeant series offered several advantages for the purposes of this
study. One was the technical advantage of being able to determine the
permeability coefficients for this series of relatively lipophilic
permeants by the NMR line-broadening method, in contrast to other,
slower transport methods that rely on separations of intravesicular
permeants from the external solution (e.g., size exclusion
chromatography, ultrafiltration, or dialysis). Moreover, the size and
shape of permeants within this series could be varied in a more
systematic manner. Furthermore, the structural changes involved only
variations in the number of methylene groups, which have relatively
small and well-documented effects on solute lipophilicity in comparison
to most substituents. This rendered less problematic the selection of
an appropriate bulk reference solvent to correct for the effects of
changes in permeant lipophilicity on permeability, as the incremental
free energy for the transfer of a single methylene group from water to
various bulk organic solvents is essentially independent of the nature
of the solvent (
849 cal/mol in heptane compared with
712 cal/mol in
octanol; Davis et al., 1972
, 1974
).
Permeability coefficients: expectations from bulk solubility-diffusion theory
As noted earlier, bulk solubility-diffusion theory assumes that solute partitioning from water into and diffusion through a lipid bilayer or biomembrane resembles that within a homogeneous slab of bulk solvent such as olive oil, octanol, or hydrocarbon. The permeability coefficient predicted from this model (Po) can be expressed as
|
(3) |
is the effective thickness of the homogeneous layer of organic solvent.
To use bulk solubility-diffusion theory to predict permeability
coefficients as temperature is varied, the temperature dependence for
permeant partitioning into (and diffusion through) an organic solvent
that most closely mimics the physicochemical properties of the barrier
domain in the bilayer membrane under investigation must be known. A
large body of evidence has shown that the barrier domain in lipid
bilayers behaves like a hydrocarbon solvent with respect to
intermolecular electrostatic interactions (Stein, 1986
; Xiang and
Anderson, 1994c
). Moreover, certain dynamic properties in the bilayer
interior, including chain reorientation rates and microviscosity
resemble those in bulk hexadecane (Bell, 1981
; Brown et al., 1986
;
Venable et al., 1993
). Thus hexadecane, which resembles the lipid
chains in DPPC in terms of chain length and degree of saturation, was
used as a model solvent in this study. Fig.
2 shows the Arrhenius plots of the
hexadecane/water partition coefficients for the series of
monocarboxylic acids used in this study. The molar free energies,
enthalpies (obtained from the slopes of linear fits of the data in Fig.
2), and entropies of transfer from water to hexadecane are presented in
Table 1. The transfer enthalpies (
H°) are in the range
of 3.2-5.4 kcal/mol and generally increase with the chain length,
suggesting that permeant dehydration contributes only a small fraction
of the large activation energies observed for permeability of the
monocarboxylic acids across DPPC bilayers (vide infra). Increases in
H° with chain length were also found for the transfer
of short-chain alkanols (C1-C5) from water to
hydrocarbons (Nemethy et al., 1963
). These values are approximations,
as they are assumed to be constant over the entire temperature range
explored (25-50°C). Large transfer heat capacities are typically
observed (DeYoung and Dill, 1990
), however, which may change the slopes
of Arrhenius plots from which the molar enthalpies of transfer were
obtained. The partition coefficient for valeric acid is slightly larger
than that for isovaleric acid, which is consistent with the view
that chain branching decreases the molecular surface area and thereby
reduces the partition coefficient due to the reduced hydrophobic
interaction in water (Grant and Higuchi, 1990
). However, the partition
coefficient for trimethylacetic acid is about twice as large as that
for valeric acid, whereas
H°hc/w is smaller
for trimethylacetic acid. These results may be attributed to the fact
that the three methyl groups in trimethylacetic acid may interfere with
solvation of the carboxylic acid group by water, effectively making it
less hydrophilic. Steric hindrance of solvation of the ion produced on
ionization of highly hindered aliphatic acids also decreases acid
strength (Hine, 1975
), as demonstrated by a 0.2-unit higher
pKa value for trimethylacetic acid than that for valeric
acid.
|
The diffusion coefficients of monocarboxylic acids in bulk solvents are
determined primarily by their molecular sizes (Albery et al., 1967
),
whereas the polar carboxylic acid residue is expected to play a minor
role, at least in nonpolar hydrocarbons (Chan, 1983
). As a result, the
diffusion coefficients for the monocarboxylic acids used in this study
were estimated from a relation developed from the experimental
diffusivity data for a series of alkane homologs in hexadecane at
25°C (Hayduk and Ioakimidis, 1976
) and the assumption that the
diffusion coefficient varies inversely with solvent viscosity:
|
(4) |
is the viscosity (cp) of hexadecane and
Vs is the solute volume (Å3). The
molecular volumes for the series of diffusants were calculated from an
atomic additivity method (Edward, 1970Because of the small changes of bilayer density with temperature, the
thickness of the acyl chain region in the bilayer,
, is related to
the bilayer reduced surface density
(vide infra) by
= lo
, where lo (= 38.4 Å) is the end-to-end length of a fully extended DPPC molecule.
The permeability coefficients (Po) from bulk solubility-diffusion theory are calculated at different temperatures by combining the sets of partition coefficients, diffusion coefficients, and bilayer thickness data described above. These results are presented in Fig. 3 for later comparison with the experimental permeability coefficients. Bulk solubility diffusion theory predicts a weak dependence of permeability on temperature, as indicated by the relatively small activation energies Ea derived from the slopes of the ln Po versus 1/T data in Fig. 3, which are listed in Table 1 (10.3-12.7 kcal/mol).
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Membrane permeability coefficients: deviations from bulk solubility-diffusion theory
Fig. 4 shows the proton magnetic resonance peak(s) for the methylene group adjacent to the carboxylic group in butyric acid in DPPC LUVs in the absence and presence of chemical shift reagent (Pr3+) and with and without coupling to the neighboring methylene group. In the absence of Pr3+, decoupling of the methylene group by irradiating at a radio frequency corresponding to the central position of the adjacent methylene group leads to a narrow singlet peak (~1.5 Hz) for the methylene group (Fig. 4 B). Addition of Pr3+ shifts the proton peaks of the extravesicular permeant downfield (~140 Hz), whereas that of the permeant entrapped in the internal aqueous space is broadened (Fig. 4, C and D). The degree of line broadening, which is attributed to the exchange of permeant across the LUVs, was found to depend on pD and temperature. The permeability coefficient can be calculated according to Eqs. 1 and 2 from the observed linewidth and solution pD.
|
Temperature dependence
Arrhenius plots of the permeability coefficients (Pm) for the series of monocarboxylic acids across DPPC bilayers are shown in Fig. 3, along with the solubility diffusion theory-predicted permeability coefficients (Po) described earlier. Because of the abrupt increases in Pm at the main phase transition, linear least-squares fits of the permeability data were performed in the single-phase (gel or liquid crystalline) regions. Intravesicular proton peaks could not be detected for butyric acid, valeric acid, isovaleric acid, and trimethylacetic acid above the main phase transition in DPPC bilayers because of their higher permeation rates and the precipitation of their Pr3+ salts at pD > 7.5. The apparent activation energies (Ea) obtained are listed in Table 1. As is evident in Fig. 3, the experimental permeability coefficients deviate substantially from the predictions of the bulk solubility-diffusion model, with the extent of the deviation being highest at lower temperatures (i.e., in densely packed DDPC gel-state bilayers), where differences of more than four orders of magnitude are seen. At higher temperatures, well above the gel-to-liquid crystalline phase transition temperature, the experimental values remain below the solubility diffusion theory-predicted permeability coefficients, but because their temperature sensitivities are higher, it appears that they would converge with the solubility diffusion model predictions at a sufficiently high temperature. The large activation energies obtained are also in contrast to Ea
10-13 kcal/mol predicted from the bulk
solubility diffusion model (Table 1). Previous studies in liquid
crystalline bilayers have also reported higher values of
Ea than bulk solubility-diffusion theory
predicts for the transport of n-alkylamines (
20 kcal/mol in egg lecithin bilayers; Bar-On and Degani, 1985Methylene group contributions
The methylene group contribution to solute permeability across lipid bilayers and other biological membranes and to solute partitioning from water into various organic solvents has been studied extensively (Davis et al., 1972
849 cal/mol
in heptane compared with
712 cal/mol in octanol; Davis et al., 1972
919 ± 41 cal/mol for the
methylene group contribution to the free energy of transfer, in good
agreement with the value of
898 ± 159 cal/mol reported by
Walter and Gutknecht at 25°C, and representing an increase of
4.6-fold in the partition coefficient with each methylene group added.
Although there is a slight decrease in the bulk diffusion coefficient
with each successive methylene group added within an homologous series
as described by Eq. 4, by far the greatest contribution to the
predicted permeability according to Eq. 3 is from the partitioning
term. For the monocarboxylic acid homologs, bulk solubility-diffusion theory predicts roughly uniform increases of approximately three- to
fourfold in permeability coefficient per methylene group added to the permeant.
The apparent methylene group contribution to the free energy of
transfer of a solute from water to the rate-determining barrier region
of a lipid bilayer, 
G, can be defined as
|
(5) |
118 ± 156 cal/mol in the jejunum (Sallee and
Dietschy, 1973
591 ± 133 cal/mol in red cell membranes
(Klocke et al., 1972
679 ± 274 cal/mol in toad bladder
membranes (Rosen et al., 1964
764 ± 54 cal/mol in model egg
lecithin bilayers (Walter and Gutknecht, 1984
G (363 ± 82 cal/mol) substantially lower than
expected from bulk solubility-diffusion theory and lower than that
reported for egg lecithin bilayers at 25°C (764 ± 54 cal/mol;
Walter and Gutknecht, 1984
|
The permeability decrement due to chain ordering depends on free surface area and permeant cross-sectional area
A large body of evidence from this and other laboratories (DeYoung
and Dill, 1988
, 1990
; Xiang and Anderson, 1995b
, 1997
) indicates that
the failure of homogeneous solubility diffusion theory to predict
permeabilities in lipid bilayer membranes stems from the neglect of the
effects of chain ordering in lipid membranes as characterized by order
parameters and other related properties. We have previously shown that
the permeability coefficient predicted from bulk solubility-diffusion
theory must be adjusted downward by a factor f to correct
for chain-ordering effects (Xiang and Anderson, 1997
). Thus the
permeability decrement due to chain ordering is defined as the ratio
between the experimental and bulk phase model-predicted
permeability coefficients:
|
(6) |
|
(7) |
are constants independent of permeant size and bilayer packing
structure. Similar to the definition of free volume (Bondi, 1954
|
(8) |
(= Ao/A) is the reduced surface density. The surface density data, as reported in our previous
work (Xiang and Anderson, 1997The model described by Eq. 7 predicts an inverse linear correlation
between ln f and the free surface area. This prediction was
verified in a study of the permeability of acetic acid in distearoylphosphatidylcholine, dipalmitoylphosphatidylcholine, dimyristoylphosphatidylcholine, and dilauroylphosphatidylcholine bilayers and their mixtures with cholesterol, at various temperatures both above and below the gel-to-liquid crystalline phase transition temperatures (Xiang and Anderson, 1997
). The present study, employing permeants varying in molecular size, allows us to confirm the inverse
dependence of ln f on af and to test
another novel feature of this model, the dependence of the permeability
decrement on the cross-sectional area rather than the molecular volume
of the permeant.
Values of ln f calculated from the experimental
(Pm) and bulk solubility-diffusion model
predicted (Po) permeability data for the series
of monocarboxylic acids (cf. Fig. 3) are presented in Fig.
6 as a function of the membrane free
surface area, af. The free surface area was
varied by changes of temperature, which also induced changes in bilayer
phase structure. Values of f vary from nearly 1 for the
smallest permeant (formic acid) in liquid crystalline bilayers to
<1 × 10
4 for the permeant with the greatest
cross-sectional area, trimethylacetic acid, in a highly ordered
gel-state bilayer. As noted in Fig. 6, approximately linear
relationships are observed between ln f and the mean free
surface area for all monocarboxylic acids studied. Least-squares fits
of the permeability decrement data according to Eq. 7 are also shown in
Fig. 6. The slopes and correlation coefficients obtained are listed in
Table 2. The slope, which measures the
sensitivity of the permeability coefficient of a given permeant to
membrane chain ordering, increases significantly from formic acid to
acetic acid, then remains approximately constant from acetic acid to
valeric acid, and again increases significantly for isovaleric acid and
trimethylacetic acid, two permeants that have the same number
of carbons and molecular volume as valeric acid.
|
|
Fig. 1 displays space-filling models of the monocarboxylic acids used
in this study, constructed with a molecular graphics program, Insight
II (Biosym Technologies, San Diego, CA). Views from two different
perspectives are shown. The cross-sectional areas along the long axes
(i.e., the minimum cross-sectional areas) as represented by the
"head-on view" in Fig. 1 are presented in Table 1. Values of the
slopes obtained from the ln f
Ao/af profiles in Fig. 6
are plotted versus the minimum cross-sectional areas of the
monocarboxylic acid permeants in Fig.
7. A linear least-squares fit of the
data yielded a slope of 0.072 Å
2, with a 95% confidence
range (S-plane) of 0.032-0.11 Å
2, providing a value of
= 2.7. Thus the slope is significantly different from zero. The
excellent correlation of r = 0.94 is substantially
higher than the correlation of r = 0.59 obtained for a
similar plot of the slopes versus molecular volume (not shown).
|
The above results verify that Eq. 7 has the correct functional form. Thus the correction factor that accounts for the reduction in permeability in lipid bilayer membranes due to chain ordering is shown to depend exponentially on the ratio of permeant size to the free surface area of the membrane, both of which can be determined in independent experiments. We now consider the underlying molecular mechanisms that may account for the functional form of Eq. 7, with particular emphasis on the role of permeant size.
Previously, the effects of permeant size on permeability have been
analyzed almost exclusively in terms of changes in permeant diffusivity
(Stein, 1986
; Walter and Gutknecht, 1986
). In turn, our understanding
of molecular diffusivity comes primarily from studies in simple liquids
and polymers. Among many diffusion models, the free-volume concept has
been most successful in describing various diffusion processes in
simple liquids as well as in more complex polymers (Hildebrand, 1977
;
Vrentas, 1977
). In the original diffusion theory of Cohen and Turnbull
(Cohen and Turnbull, 1959
; Turnbull and Cohen, 1970
), translational
diffusion of a molecule was assumed to occur when statistical
redistribution of free volume opens up a cavity of a critical size in
the immediate vicinity of the molecule. As a result, the diffusion
coefficient D is proportional to the probability of finding
a free volume with a size equal to or greater than that of the
diffusant, Vs, which is usually assumed to be an
exponential function:
|
(9) |
is
a constant to account for any overlap of free volumes, and
Vf is the mean free volume. The Cohen-Turnbull
theory has been used to predict the effects of permeant size on
transport across both biological and model lipid bilayer membranes
(Stein, 1986Galla (Galla et al., 1979
) and later Vaz (Vaz et al., 1985a
,b
) and
their co-workers modified the original free volume theory to describe
the lateral diffusion of lipophilic probes in lipid bilayers in terms
of free surface area rather than free volume. However, the dependence
of permeant diffusive motion on molecular cross-sectional area rather
than on molecular volume, as observed in studies of lateral diffusion
in bilayers and in this study of transbilayer transport, is not unique
to lipid bilayer membranes. Hildebrand and co-workers found that the
diffusivity of dissolved gas molecules in bulk solvents depends on the
cross-sectional area (V2/3) of the diffusing
molecules (Ross and Hildebrand, 1964
). A study by Hayduk and Buckley
(1972)
also found that the bulk solvent diffusivities of linear or
elongated molecules were in general higher than spherical or globular
molecules with the same molar volume. Moreover, early studies of solute
diffusion in polyisobutylene (Blyholder and Prager, 1960
; Prager and
Long, 1951
) showed that the most elongated molecules have the highest
diffusion rates (e.g., D = 2.64, 1.32, and 0.62 × 10
9 cm2/s for n-pentane,
isopentane, and neopentane, respectively), and straight-chain solutes
have similar diffusion rates, regardless of their chain length (e.g.,
D = 4.81, 3.24, 2.64, 3.04, 3.16 × 10
9 cm2/s for propane, n-butane,
n-pentane, n-heptane, and n-octane, respectively). More recent studies by Vrentas (Vrentas and Vrentas, 1990
) and others (Mauritz et al., 1990
) further advanced the theory of
Cohen and Turnbull by proposing that the elementary diffusive displacement may involve only a fraction of the total molecular length.
As demonstrated in Fig. 8, because a
solute molecule partitioned into the bilayer interior is preferentially
oriented with its long axis along the bilayer normal (Mulders et al.,
1986
; Pope et al., 1984
; Xiang and Anderson, 1994a
), an effective
transbilayer displacement may occur upon the opening of an adjacent
free volume with a cross-sectional area equal to or greater than the
minimum cross-sectional area of the diffusing permeant.
|
Whereas the effects of permeant size on permeability are typically
treated in terms of changes in permeant diffusivity, large size effects
on solute partitioning into interphases are evident by the high
resolution attainable in chromatographic separations on the basis of
subtle differences in the size and shape of the analyte (Wise et al.,
1981
). Schnitzer (1988)
previously described the partitioning behavior
of molecules into porous networks and membranes in terms of a
free-volume model in which the partition coefficient of a bilayer
membrane can be expressed by an exponential function:
|
(10) |
Whereas studies of size effects on partitioning have not explored the
issue of whether the dependence of the partition coefficient in
bilayers correlates better with solute volume or cross-sectional area,
previous studies have shown that because of the ordering of lipid
molecules in bilayer membranes, solute molecules residing in the
bilayer interior are oriented with their long axes preferentially along
the bilayer normal (Mulders et al., 1986
; Pope et al., 1984
; Xiang and
Anderson, 1994a
). Theoretically, this alignment minimizes the work
required to create a cavity to accommodate the solute molecule in the
lipid bilayer (Xiang and Anderson, 1994a
). Thus the resistance to the
transbilayer movement of a solute in the bilayer interior due to the
partitioning term may depend primarily on the cross-sectional area
along the long axis of the solute.
In summary, this study has systematically explored the effects of permeant size and bilayer chain packing on permeability across gel and liquid-crystalline DPPC bilayers, using a series of seven monocarboxylic acid permeants differing in chain length and degree of chain branching. First, we defined the permeability decrement f as the ratio of the observed permeability coefficients to those predicted by bulk solubility-diffusion theory to account for the decreases in permeability coefficients due to chain ordering. This chain-ordering correction factor was empirically shown to depend exponentially on the ratio of permeant cross-sectional area to the mean free surface area of the membrane. This strategy of investigating simultaneously the effects of permeant size on permeability in bilayers varying in packing density enables us to establish, for the first time, a model (cf. Eq. 7) that combines the effects of bilayer chain packing and permeant size on permeability across lipid bilayer membranes.
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ACKNOWLEDGMENTS |
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This work was supported by a grant from the National Institutes of Health (RO1 GM51347).
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FOOTNOTES |
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Received for publication 17 December 1997 and in final form 10 August 1998.
Address reprint requests to Dr. Bradley D. Anderson, Department of Pharmaceutics and Pharmaceutical Chemistry, University of Utah, Salt Lake City, UT 84112. Tel.: 801-581-4688; Fax: 801-585-3614; E-mail: banderson{at}deans.pharm.utah.edu.
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REFERENCES |
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