Biophys J, November 1999, p. 2387-2399, Vol. 77, No. 5
A System-Based Approach to Modeling the Ultrasound Signal
Backscattered by Red Blood Cells
Isabelle
Fontaine,*
Michel
Bertrand,#§ and
Guy
Cloutier*#
*Laboratory of Biomedical Engineering, Institut de Recherches
Cliniques de Montréal; #Institute of Biomedical
Engineering, École Polytechnique de Montréal and Faculty of
Medicine, Université de Montréal; and
§Institut de Cardiologie de Montréal,
Montréal, Québec, Canada
 |
ABSTRACT |
A system-based model is proposed to describe and simulate
the ultrasound signal backscattered by red blood cells (RBCs). The model is that of a space-invariant linear system that takes into consideration important biological tissue stochastic scattering properties as well as the characteristics of the ultrasound system. The
formation of the ultrasound signal is described by a convolution integral involving a transducer transfer function, a scatterer prototype function, and a function representing the spatial arrangement of the scatterers. The RBCs are modeled as nonaggregating spherical scatterers, and the spatial distribution of the RBCs is determined using the Percus-Yevick packing factor. Computer simulations of the
model are used to study the power backscattered by RBCs as a function
of the hematocrit, the volume of the scatterers, and the frequency of
the incident wave (2-500 MHz). Good agreement is obtained between the
simulations and theoretical and experimental data for both Rayleigh and
non-Rayleigh scattering conditions. In addition to these results, the
renewal process theory is proposed to model the spatial arrangement of
the scatterers. The study demonstrates that the system-based model is
capable of accurately predicting important characteristics of the
ultrasound signal backscattered by blood. The model is simple and
flexible, and it appears to be superior to previous one- and
two-dimensional simulation studies.
 |
INTRODUCTION |
Although ultrasonography is a well-established
noninvasive technique for the diagnosis of circulatory diseases, it
still has a great potential for new developments. In particular, the
information contained in the signal backscattered by red blood cells
(RBCs) remains largely unexploited. Because of the very dense
suspension of scatterers in normal blood (Mo and Cobbold, 1992
), the
characteristics of the ultrasound signal backscattered by RBCs are
determined by complex wave interactions. Several studies were conducted
to develop theoretical models that could help in understanding the nature of the backscattered ultrasonic signal (Angelsen, 1980
; Mo and
Cobbold, 1986
, 1992
; Twersky, 1987
; Shung and Thieme, 1993
; Bascom and
Cobbold, 1995
). The backscattered power, one of the parameters that can
be extracted from the signal, was shown to be a function of the
hematocrit, the size of the scatterers, and the frequency of the
incident wave. These models also demonstrated the important role of the
spatial arrangement of the scatterers in determining the ultrasonic
backscattered power. Despite of the progress made in this field of
research, there are still several aspects that need to be clarified,
such as the behavior of the backscattered power at high frequencies
(>40 MHz) or the effect of the spatial arrangement of the scatterers.
To better understand the scattering process by blood, simulation models
were also developed. Routh et al. (1987)
modeled the RBCs by a set of
identical, parallel slabs, randomly positioned. The slab thickness was
kept constant, but the average distance between slabs was adjusted so
as to model different hematocrits. The backscattered power as a
function of the frequency and the hematocrit was studied. The results
for this one-dimensional (1D) model suggested a square law dependence
between the backscattered power and the frequency, and a maximum
backscattered power at ~35% hematocrit. These results were in
agreement with the 1D Rayleigh scattering theory, except for its
prediction of an artifactual second peak near 90% hematocrit.
Following this study, another approach was used to model the reflection
of ultrasound by a chain of randomly spaced elements, fixed at both
ends (Gough et al., 1988
). Routh et al. (1989)
also studied the
reflection by a chain of scatterers arranged in the steps of a 1D
random walk, fixed at one end. In both studies, the power as a function
of the hematocrit was evaluated, and the results were comparable to
those obtained in their previous study (Routh et al., 1987
). Mo et al.
(1994)
later studied the relationship between the backscattered power
and the hematocrit by adapting the model of Routh et al. (1987)
. The
simulation model was modified to allow random boundary conditions. The
backscattered power increased at low hematocrits, peaked around 35%
hematocrit, and decreased at higher hematocrits. The artifactual second
peak at 90% hematocrit was not observed with this model, which is in
agreement with the experimental results presented in the study.
However, it is known that the backscattered power from nonaggregating
RBCs does not peak at 35% hematocrit and does not follow a second
power frequency dependence. Instead, experimental results showed a peak
of the backscattered power around 15% hematocrit (Shung, 1982
; Yuan
and Shung, 1988b
) and a fourth power frequency dependence when Rayleigh
scattering conditions are satisfied (Shung et al., 1976
; Yuan and
Shung, 1988a
). To overcome these limitations, Zhang et al. (1994)
extended the 1D approach to a two-dimensional (2D) model. The highest
hematocrit that could be modeled for this 2D simulation was 46%. The
backscattered power as a function of the hematocrit peaked at 35%
hematocrit in 1D and at 22% hematocrit in 2D. The validity of the Born
approximation as well as the influence of the variation of the
scatterer size and acoustical impedance were also studied. No results
were presented on the frequency dependence of the backscattered power.
Currently, neither 1D nor 2D simulation models can reproduce the
experimental results obtained as a function of the hematocrit and
frequency. Zhang et al. (1994)
concluded that a 3D simulation model
should provide better results.
In the present study, a system-based approach is proposed to model the
backscattering of ultrasound by nonaggregating RBCs. It is based on an
earlier model developed by Bamber and Dickinson (1980)
for ultrasound
image formation of living tissues and later expanded by Meunier and
Bertrand (1995)
to study tissue dynamics. This system-based model is
adapted here to simulate the ultrasonic signal backscattered by blood.
In this system-based model, the characteristics of the RBCs are defined
in 3D, which should alleviate some limitations of the simulation models
described previously. Furthermore, as will be shown later, the model
explicitly considers the spatial arrangement of the scatterers, an
important parameter affecting the backscattered signal. The choice of
this model was governed by its flexibility in defining the
transducer and tissue characteristics. The possibility of adapting the
model to the study of moving RBCs was another motivation (Meunier and
Bertrand, 1995
).
The first part of this manuscript describes the main properties of the
ultrasonic signal backscattered by blood and a summary of the different
theoretical modeling approaches proposed in the literature. The
system-based model is detailed in the second part of the manuscript.
The model is used to study the effect of the spatial arrangement of the
scatterers on the backscattered signal, and the hypothesis stating that
the power of the backscattered signal is proportional to the variance
of the local RBC concentration. More specifically, this simulation
model was used to study the backscattered power as a function of the
hematocrit, the volume of the scatterers, and the incident wave
frequency. The Results and Discussion are presented in the last
sections. In the last part of the Discussion, a new approach to
modeling the spatial arrangement of the scatterers is proposed. This
approach is based on the renewal point process theory.
 |
THEORETICAL BACKGROUND |
Scattering from one particle
An important parameter characterizing the ultrasonic signal
backscattered by a single scatterer is the differential scattering cross section (
), which is the power scattered per solid angle per
unit incident intensity (Shung and Thieme, 1993
). Because RBCs are much
smaller than the acoustical wavelength (for the range of frequencies
usually used in medicine, 2-30 MHz), ultrasound scattering by
nonaggregating RBCs follows the Rayleigh scattering theory (Rayleigh,
1945
). This theory implies that the incident wave is scattered in all
directions and that the scattering cross section is proportional to the
fourth power of the incident wave frequency and to the square of the
scatterer volume, a behavior that does not depend on the geometry of
the scatterer (Rayleigh, 1945
; Morse and Ingard, 1968
). For weak
scatterers, i.e., with density and compressibility that only differ
slightly from the surrounding medium, and for arbitrary shape, the
differential scattering cross section at an angle
is given by
(Shung and Thieme, 1993
; Lucas and Twersky, 1987
)
|
(1)
|
where k is the wavenumber, Vs is
the volume of the scatterer,
0 and
e are
the densities (g/cm3) of the surrounding medium and of the
scatterer, respectively, and
0 and
e are
their respective compressibilities (cm2/dyne). The
wavenumber is defined as k = 2
/
= 2
f/c,
where
is the wavelength, f is the frequency of the
propagating wave, and c is the speed of sound in the medium,
which is equal to (
0 ·
0)
1/2 cm/s (Lucas and Twersky, 1987
).
It is generally assumed that Rayleigh scattering occurs when
ka <
/10, where a is the radius of the
scatterer (Shung and Thieme, 1993
). Beyond that limit, the behavior of
the backscattered power by a single particle becomes dependent on the
scatterer's geometry. For a scatterer radius much larger than the
wavelength, exact solutions of the backscattered power exist for
specific geometries such as a sphere (Morse and Ingard, 1968
; Ishimaru, 1978
). The characteristics of the power backscattered by a scatterer of
arbitrary density and compressibility, whose radius is in the same
range as the wavelength, still need to be studied (Kuo and Shung,
1994
). The better understanding of ultrasound backscattering by blood
in the non-Rayleigh region is relevant for ultrasonic imaging devices,
operating at high frequencies, that are currently being developed to
study microcirculation, for example (Turnbull et al., 1995
; Christopher
et al., 1997
; Ferrara et al., 1996
).
Scattering intensity from a random distribution of small particles
For a low volume concentration (hematocrit) of randomly positioned
scatterers, the total backscattered power approximates the sum of
echoes from all scatterers and is therefore proportional to the number
of scatterers. However, for a dense suspension of scatterers,
uncorrelated scatterer positions can no longer be assumed, even under
nonaggregating conditions. Because of its finite size, a particle will
prevent others from occupying any position within a certain distance,
and thus significant positioning correlation can exist. Under these
conditions, the power of the backscattered signal is a function of the
scatterer spatial arrangement and is not simply proportional to the
number of scatterers.
The backscattering coefficient (BSC) is, by definition, the average
backscattered power per steradian from a unit volume of blood,
insonated by a plane wave of unit intensity (Shung and Thieme, 1993
).
In Mo and Cobbold (1992)
, the BSC was given by
|
(2)
|
where
bs is the differential scattering cross
section defined in Eq. 1 for
= 180°, H is the
hematocrit, V is the average volume of the scatterers, and
W is the packing factor. The packing factor is a measure of
the orderliness in the spatial arrangement of the particles. It
expresses the acoustic interference between all echoes. It was derived
from the following statistical mechanics structure factor for
symmetrical pair-distributed functions (Twersky, 1975
, 1987
):
|
(3)
|
where k is the wavenumber;
i and
o
are, respectively, unit vectors in the direction of the incident wave
and in the direction of observation;
is the density of particles,
[g(Rp)
1] is the total correlation
function, where g(Rp) is the radial distribution function; Rp is the separation of pairs;
j is
; and
dR is the
corresponding volume integral (i.e., 

dx dy dz). This expression (Eq. 3)
was obtained by considering an incident plane wave. The radial
distribution function, g(Rp), represents the
probability of finding two particles separated by a distance Rp in the volume.
The packing factor is the low-frequency limit of this structure factor
(i.e. k
0) and is thus given by (Twersky, 1975
, 1987
)
|
(4)
|
The packing factor can also be expressed as a function of the
variance of the local scatterer concentration (Twersky, 1987
), i.e.,
|
(5)
|
where
is the average number of scatterers
within all elemental blood volumes (voxels), and
is the variance in the mean number of
scatterers within each elemental voxel averaged over space and time.
(In the definition of a voxel, the thickness of the volume parallel to
the propagation plane wave is less than
/10.) The Percus-Yevick
approximation model describing the pair-correlation for identical,
randomly positioned spherical particles can be used to express
W as a function of the hematocrit (Twersky,
1975
):
|
(6)
|
This factor approaches 1 at a very low hematocrit because the
positions of RBCs are then almost perfectly uncorrelated. It decreases
as the hematocrit increases, until it reaches 0 at 100% hematocrit.
The average number of scatterers per voxel is
= H ·
e/V =
·
e, where
e represents the voxel size
and
is defined in Eq. 3. Hence using Eqs. 5 and 2, the
backscattering coefficient can also be expressed as
|
(7)
|
This last equation shows that the backscattered power should be
proportional to the variance of the local scatterer concentration. Interestingly, Eq. 7 indicates that a null variance situation, i.e.,
where the number of scatterers within each voxel is constant, should
lead to a backscattered power of 0, independently of the hematocrit.
This phenomenon is called crystallographic scattering, and it can be
explained by a perfect destructive interference pattern (Shung and
Thieme, 1993
).
Several studies compared the theoretical BSC as a function of the
hematocrit (Eq. 2) with experimental observations (Shung, 1982
; Shung
et al., 1984
; Lucas and Twersky, 1987
; Berger et al., 1991
). With the
packing factor given by Eq. 6, it was found that the experimental and
theoretical curves did not match perfectly because the packing of RBCs
certainly differs from that of rigid spheres. To overcome this problem,
a new packing factor was introduced to take into consideration the
effect of the shape of the scatterers, the nature of the flow, and the
polydispersity in the size of the scatterers. The equation describing
the new packing factor is (Berger et al., 1991
)
|
(8)
|
where H is the hematocrit, d1
considers the shape and correlation among scatterers, and
d2 represents the variance in the particle size.
For a suspension of identical rigid spheres, the parameters
d1 and d2 are,
respectively, 3 and 0, and Eq. 8 becomes equivalent to Eq. 6.
 |
METHODS |
Simulation model
The system-based model uses the Born approximation, which
implies that the scattered echoes are weak compared to the incident signal. It is then possible to assume that the impulse response of the
system is space-invariant within a small region (Meunier and Bertrand,
1995
). The Born approximation also implies that it is possible to use
the principle of superposition to represent the wave scattered by a
collection of particles by adding their respective contribution. The
radio frequency (RF) signal received by the ultrasound transducer
translated in the (x, z) plane can be modeled as
|
(9)
|
where T3d(x, y, z) represents
the system three-dimensional (3D) point spread function (PSF), and
Z3d(x, y, z) describes the acoustical
impedance of the scatterers. In Eq. 9, x and z
are, respectively, along the lateral and elevation directions, and y is in the direction of propagation of the ultrasonic wave.
The RF signal in Eq. 9 is determined by the transducer transfer
function, T3d(x, y, z), convoluted by
the fluctuations of the tissue impedance, i.e.,
(
2/
y2)
Z3d(x, y, z). It is assumed that the
incident acoustic wave is not modified by the small inhomogeneities
encountered in the volume. Because multiple reflections are neglected,
the backscattered RF signal is thus the sum of the acoustic responses from each point in the sample volume. The complete mathematical development leading to this equation can be found in Meunier and Bertrand (1995)
.
The RF signal required for one-dimensional analysis corresponds to one
line of the whole 3D RF signal, and it can be obtained by evaluating
Eq. 9 at z = 0 and x = 0. More
specifically,
|
(10)
|
Assuming a separable PSF, i.e.,
T3d(x, y, z) = Tx(x)Ty(y)Tz(z),
RF(y) becomes
|
(11)
|
where Z(y) is the projection of the 3D acoustical
impedance function (Z3d), weighted by the PSF
over the x-z plane, i.e.,
|
(12)
|
The impedance function Z3d is determined
by the fluctuations in density and compressibility of the medium. It
can be made to represent a homogeneous medium of mean impedance
Z0 that embeds the scatterers with acoustical
impedance Z0 +
Z (Meunier and Bertrand,
1995
). This mean impedance Z0 can be ignored
because of the second derivative operator of the model. Furthermore,
the impedance function can be simplified by assuming that all
scatterers are identical in shape and echogenicity. It is then possible
to represent the RBCs by a single scatterer prototype
C3d(x, y, z) that is repeated at each
cell position (xn, yn,
zn). The 3D impedance function can then be
written as
|
(13)
|
where M is the number of scatterers. Equation 13 is
equivalent to
|
(14)
|
where N(x, y, z) is called the microscopic density
distribution. This function is nonzero at the center position of every RBC. The size and echogenicity of the RBCs are considered by the convolution of N(x, y, z) with
C3d(x, y, z). It can be shown that the Fourier transform of the microscopic density distribution is
proportional to the structure factor described before in Eq. 3. A
system-based interpretation of the structure factor is given in the
Appendix for the special case of ultrasound backscattering.
Using previous definitions and assuming that the PSF is constant over
the dimension of a scatterer in the x-z plane, the impedance function defined in Eq. 12 can be written in terms of a convolution:
|
(15)
|
where
|
(16)
|
and N(y) is defined by
|
(17)
|
Consequently, from Eqs. 11 and 15, the RF signal received by the
transducer can be written as
|
(18)
|
The function N(y) conveys information about the
spatial arrangement of the scatterers and is, by definition, nonzero at
every scatterer location. It is a projection on the y axis
of each scatterer's echogenicity weighted by the magnitude of the PSF
at the scatterer's position. A simpler interpretation of
N(y) is possible when
Tx(x) and
Tz(z) are constant over the width and
thickness of the sample volume. In this case,
N(y)dy represents the number of scatterers contained in the corresponding slice ydy of the
sample volume. In summary, the ultrasonic signal backscattered by blood
can be computed by the convolution of the transducer transfer function (Ty) with the scatterer prototype (C)
and the function N that represents the density distribution
of the scatterers.
Implementation for computer simulations
To compute the ultrasonic signal backscattered by RBCs, the
transducer function, the scatterer prototype, and the spatial distribution of the scatterers need to be defined.
Definition of the PSF (T)
As used by Meunier and Bertrand (1995)
, the PSF representing the
system response is a 3D Gaussian envelope modulated by a cosine
function:
|
(19)
|
In the above equation,
x,
y, and
z are the standard deviations of the 3D Gaussian
function representing the beamwidth, the transmitted pulse length, and
the beam thickness, respectively. The parameters 2f/c, in
Eq. 19, represent the transducer spatial frequency, where f
is the ultrasonic frequency and c is the speed of sound. In
this paper, the PSF is modeled with
x = 0.43 mm,
y = 0.21 mm, and
z = 0.85 mm.
It is easy to show that the hypothesis of separability used above
is valid for this PSF definition. The function
Ty(y) used for the 1D analysis
corresponds to T3d(0, y,
0).
Scatterer prototype (C)
In our simulations, the scatterer prototype was approximated by
a sphere. The function C(y), which is the projection of the scatterer on the y axis, can be written in this case as
|
(20)
|
where the parameter a corresponds to the radius of
the sphere. Human RBCs were approximated by spherical scatterers having a volume of 87 µm3 (Shung and Thieme, 1993
), which
corresponds to a radius of 2.75 µm (diameter of 5.5 µm). For
simulations performed to study the effect of the scatterer volume on
the backscattered power, the radius a was changed accordingly.
Simulations were also performed using the scatterer geometry defined
previously by Meunier and Bertrand (1995)
. In that study, scatterers
were modeled as 3D Gaussians. In the present study, this scatterer
geometry was used to assess the effect of the shape of the scatterer on
the backscattered power as a function of the frequency. The
backscattered power is known to be independent of the shape of the
scatterer for Rayleigh scattering, but this property may not be valid
for non-Rayleigh scatterers. In 1D, the Gaussian scatterer prototype
can be expressed by
|
(21)
|
where
x,
y, and
z
are the standard deviations corresponding to the scatterer size in the
x, y, and z planes. The standard deviations of
the scatterer prototype were set to the radius of the sphere defined in
Eq. 20 (
x =
y =
z = 2.75 µm).
Spatial distribution (N)
One original aspect of this simulation model is the possibility
of incorporating the effect of the 3D spatial distribution of the
scatterers on the BSC. Recall that the function N(y) can be
interpreted as the number of scatterers contained in each slice yn of thickness dy in the sample
volume. If the number of scatterers in a slice of thickness
dy is large, then for randomly positioned scatterers, the
central limit theorem predicts that N(y) is the outcome of a
normal stochastic process (Papoulis, 1991
). Thus, the first-order
statistics of N(y) requires specifying its mean and
variance, which, in our case, are given by
= H
·
e/V and
=
W, respectively. The two different definitions of the
packing factor given by Eqs. 6 and 8 were used in the definition of the
function N.
RF signal
As mentioned before, the ultrasound signal is computed by the
convolution of (
2/
y2)
Ty(y), C(y), and N(y). The
convolution of these functions in the time domain is equivalent to a
simple product of their Fourier transforms in the spectral domain. The
spectra of those functions, as defined previously, are presented in
Fig. 1. The spectrum of the second
derivative of the PSF is shown in Fig. 1 a, and the spectra
of the two different scatterer geometries, i.e., the sphere and the
Gaussian, are shown in Fig. 1 b. The function representing the spectrum of the spatial arrangement of the scatterers
(N) is illustrated in Fig. 1 c. The spectrum is
that of a white noise whose expected power level is proportional to the
variance of the number of scatterers within each elemental voxel
=
e(H/V)W), when
averaged over several realizations of the same statistical process. The
theoretical power spectrum of the function N(y) is constant
over all frequencies, for the packing factor definitions given by Eq. 6
or 8. As shown later in the Discussion, the microscopic density
distribution may be more accurately modeled as a function of the
frequency by using the point process theory.

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FIGURE 1
(a) Amplitude spectrum of the second
derivative of the PSF
(( 2/ y2)Ty(y)).
Ty(y) is computed from Eq. 19, with the
transducer frequency f = 7.5 MHz. (b)
Amplitude spectrum of the scatterer prototype C(y) for
a = 2.75 µm. - · · -,
The sphere prototype (Eq. 20);  , the Gaussian prototype (Eq. 21).
The maximum value of the first function was normalized with respect to
that of the second one. (c) Amplitude spectrum of the
distribution N(y) at 40% hematocrit, computed using the
packing factor. - · · -, The simulation
results averaged over 10 simulations.  , The theoretical spectrum,
the amplitude of which is proportional to the variance in the mean
number of cells. The spatial frequency in cycles/mm is also indicated
on the x axis.
|
|
As shown previously in Eq. 2, theoretical models suggest that the
backscattered power is equal to
bs (H/V)W.
The backscattering cross section
bs is considered by the
second derivative of the transducer function
(
2/
y2)
Ty(y) operating on the cell prototype
function (C). The spatial distribution of the scatterers
(N) reflects the acoustic interference associated with the
presence of many scatterers and leads to the coefficient
(H/V)W of the theoretical model.
Comparison of the simulations with theory and experimental results
The simulations were compared to the theoretical BSC given by
Eqs. 1 and 2 and to experimental results obtained by Shung and collaborators (Shung et al., 1984
; Yuan and Shung, 1988a
; Shung et al.,
1993
). The surrounding medium considered in this work was an isotonic
saline solution because RBCs washed and suspended in saline do not form
aggregates. The following values were used to compute the theoretical
backscattering cross section defined by Eq. 1 (
= 180°): for
human red cells,
e = 34.1 × 10
12 cm2/dyne and
e = 1.092 g/cm3; and for the isotonic saline solution,
0 = 44.3 × 10
12
cm2/dyne and
0 = 1.005 g/cm3.
The size of the sample volume in the direction of propagation
y was 2.048 mm, and the resolution within the 3D volume was 0.5 µm, corresponding to a sampling frequency of 1.57 GHz. (The sampling frequency is obtained by dividing c/2 by the
spatial resolution of 0.5 µm.) This resolution was chosen to prevent
significant aliasing for the RBC prototype (C) and the PSF
(Ty). This small resolution allows the modeling
of each RBC with many "scattering points." The tissue is thus
represented by a large number of points, either within or outside each
RBC. As mentioned before, the surrounding medium has an acoustical
impedance Z0, while all RBCs have the same
impedance, characterized by the convolution of the scatterer prototype
function (C) with the position matrix (N). The
voxel size used for projecting the 3D volume into 1D was determined in
the x-z plane by the dimensions of the PSF. The width and
thickness of the PSF were estimated by twice the FWHM (full width
half-maximum), which is ~2.35 multiplied by the standard deviation
(
) (Meunier and Bertrand, 1995
). Using the standard deviations
defined previously, the width of the voxel thus corresponded to 2 mm
and the thickness to 4 mm. In the simulations, 4096 voxels were used
(2048 µm/0.5 µm), and the dimension of the voxel (
e)
was 4 × 10
3 mm3 (2 mm × 4 mm × 0.5 µm).
All simulations were performed with Matlab 4.2 (The MathWorks Inc.,
Natick, MA). The backscattered power of the simulated signal
RF(y) was obtained by computing the mean value of the square of the amplitude of this signal. All simulations presented in the
following section were computed 100 times for statistical averaging.
All results were expressed in cm
1steradian
1
and were normalized with respect to the theoretical values obtained from Eq. 2. The normalization constant was computed by doing a linear
regression of the backscattered powers over the range of hematocrits,
frequencies, and volumes considered (see Figs. 2-7).
 |
RESULTS |
A spherical scatterer prototype C(y) was used in all
simulations, except when specified. Fig.
2 shows the relationship between the BSC
and the hematocrit for human RBCs at 7.5 MHz. The simulation results
(circles) are presented along with the theoretical BSC curve
(solid line) obtained from Eq. 2, and experimental results obtained from a stationary erythrocyte suspension
(triangles) (Shung et al., 1984
). The packing factor used
for the theoretical curve and the simulations was evaluated according
to Eq. 6. As seen in this figure, there is a good agreement between the
simulation and theoretical results. But, as also shown by Shung et al.
(1984)
and Lucas and Twersky (1987)
for the theoretical data, neither of these results perfectly match the experimental data. The largest discrepancies are observed around the peak of the BSC curve and at high
hematocrit values. The maximum power of the simulated and theoretical
curves is observed near 13% hematocrit, while the peak of the
experimental data occurs at 16% hematocrit.

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FIGURE 2
Backscattering coefficient as a function of the
hematocrit at 7.5 MHz. , Simulation results, which are expressed in
terms of mean ± one standard error (n = 100
simulations).  , The theoretical curve, computed from Eqs. 1 and 2.
The packing factor of Eq. 6 was used for the simulations and
theoretical results. , Experimental results reproduced from Shung et
al. (1984) .
|
|
As mentioned previously, the packing factor defined by Eq. 6 was
derived for identical spheres. Equation 8 was proposed to better
reproduce experimental results obtained for RBCs. Simulations were
performed using this definition of the packing factor, with d1 = 1.723 and d2 = 0. The results obtained for these simulations are presented in
Fig. 3. The maximum backscattering occurs
at 16% hematocrit for all types of data, and a better agreement
between the theoretical, simulation, and experimental results is
observed at high hematocrits. It is important to note that these values of d1 and d2 are
specific for these scatterer and static flow characteristics. These
values would be different under laminar or turbulent flow conditions
and in the presence of RBC aggregation, because these conditions affect
the spatial arrangement of the scatterers.

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FIGURE 3
Backscattering coefficient as a function of the
hematocrit at 7.5 MHz. , Simulation results, which are expressed in
terms of mean ± one standard error (n = 100
simulations).  , The theoretical curve, computed from Eqs. 1 and 2.
The packing factor of Eq. 8 was used for the simulations and
theoretical results. , Experimental results reproduced from Shung et
al. (1984) . Because all results were normalized with respect to the
theoretical curve, the scaling of the y axis on this figure
and that in Fig. 2 are different.
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|
All other simulations presented in the Results were done with the
packing factor expressed by Eq. 6. These simulations were performed to
study the properties of the backscattered signal in relation to the
volume of the scatterers and the frequency. Fig.
4 shows the BSC as a function of the
frequency of the propagating wave. The full line represents the
fourth-power dependence predicted by the theory (Eqs. 1, 2, and 6). The
triangles correspond to experimental measurements obtained by Yuan and
Shung (1988a)
at a hematocrit of 44%, using bovine whole blood, which
is known to form very few aggregates (Weng et al., 1996
). The circles
and diamonds correspond to the simulation results. The circles
represent simulations performed with a spherical scatterer prototype,
and the diamonds represent those performed with the Gaussian scatterer prototype. These simulations were done at 40% hematocrit for
frequencies ranging from 2-500 MHz, the latter being well beyond
frequencies used for cardiovascular applications. Both curves are in
good agreement with the theoretical and experimental data at low
frequencies. But it can be seen in Fig. 4 that the behaviors of the two
simulated BSC curves differ at high ka values. For the
Gaussian scatterers, the backscattered power decreases in the
non-Rayleigh region, while for the spherical scatterers, the
backscattered power rather oscillates around a constant value. Neither
of the two curves follows the theoretical prediction for Rayleigh
scattering at high frequencies (above ~40 MHz).

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FIGURE 4
Backscattering coefficient as a function of the
frequency at 40% hematocrit. , Simulation results using a spherical
scatterer prototype; , simulation results using a Gaussian scatterer
prototype. Both are expressed in terms of mean ± one standard
error (n = 100 simulations).  , The theoretical
fourth-power frequency dependence. , Experimental results reproduced
from Yuan and Shung (1988a) . The normalization constant of the
simulation and experimental results was computed for frequencies
between 2 and 20 MHz. The parameters ka corresponding to the
frequency scale are also indicated on the x axis, where
k is the wavenumber and a is the radius of the
scatterers.
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|
The backscattered power as a function of the volume of the scatterers
was also studied for a range of volume well beyond that of normal human
RBCs. These simulations were performed to better understand the
fundamental mechanisms of ultrasound backscattering. Figs.
5 and 6
show the results obtained for scatterer volumes ranging between 4.2 µm3 and 220 µm3, at a fixed scatterer
number density (
/
e = H/V = a constant). The results of Fig. 5 were obtained for a
cell concentration of 6 × 105 cells/mm3,
and Fig. 6 corresponds to a cell concentration of 40 × 105 cells/mm3. The circles correspond to the
simulations, and the triangles (Fig. 5) correspond to experimental
results obtained by Shung et al. (1993)
for porcine, bovine, and lamb
RBCs. The full line represents the theoretical volume square
relationship multiplied by the packing factor
(V2W). This relationship is obtained from Eq. 2
(BSC =
bs (H/V)W, where the ratio
H/V is a constant for a fixed number density of RBCs, and
bs is proportional to V2). The
hematocrit scale corresponding to the simulation conditions is also
indicated on the x axis. In both figures, a good agreement was obtained between the theoretical curves and the simulation results.
In Fig. 5, the results also agreed well with experimental data.

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FIGURE 5
Backscattering coefficient at 7.5 MHz as a function of
the volume of the scatterers for a constant scatterer concentration of
6 × 105 cells/mm3. , Simulation
results, which are expressed in terms of mean ± one standard
error (n = 100 simulations).  , The theoretical
volume square relationship multiplied by the packing factor. ,
Experimental results reproduced from Shung et al. (1993) . The
hematocrits corresponding to the volume scale are also indicated on the
x axis.
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|

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FIGURE 6
Backscattering coefficient at 7.5 MHz as a function of
the volume of the scatterers for a constant scatterer concentration of
40 × 105 cells/mm3. , Simulation
results, which are expressed in terms of mean ± one standard
error (n = 100 simulations).  , The theoretical
volume square relationship multiplied by the packing factor. The
hematocrits corresponding to the volume scale are also indicated on the
x axis.
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|
Finally, a last series of simulations was done to better determine the
relationship between the backscattered power and the size of the
scatterers at a constant hematocrit (volume concentration) of 40%,
which implies a constant value of the packing factor for nonaggregating
RBCs. The simulation results are presented in Fig. 7. The full line obtained from Eqs. 1 and
2 shows a linear dependence between the backscattering coefficient and
the volume of the scatterers (BSC =
bs
(H/V)W, where H and W are constant,
and
bs is proportional to V2).
The simulation results are in good agreement with the theory for the
range of volumes considered. The cell concentration corresponding to
the range of volumes is also given on the x axis.

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FIGURE 7
Backscattering coefficient at 7.5 MHz as a function of
the scatterer volume, for a constant hematocrit of 40%. ,
Simulation results, which are expressed in terms of mean ± one
standard error (n = 100 simulations).  , The
theoretical linear volume relationship. The cell concentration
corresponding to the range of volumes considered is also given on the
x axis.
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 |
DISCUSSION |
Analysis of the results
The results, which are in very good agreement with the theory and
experimental data, confirm the validity of this model for simulation of
the ultrasonic signal backscattered by RBCs. The system-based approach
provided more accurate modeling than previous simulation models (Routh
et al., 1987
, 1989
; Gough et al., 1988
; Mo et al., 1994
; Zhang et al.,
1994
). One of the reasons why our results provided a better agreement
with the experimental observations is that the geometry of the
scatterers was defined in 3D (spherical or Gaussian scatterers), while
in previous 1D and 2D simulation models, slabs (Routh et al., 1987
,
1989
; Gough et al., 1988
; Mo et al., 1994
; Zhang et al., 1994
) and
cylinders (Zhang et al., 1994
) were used. Moreover, the spatial
arrangement was defined to represent the characteristics of scatterers
suspended in a 3D volume, by using the appropriate packing factor.
As mentioned before, theoretical modeling showed the importance of the
spatial arrangement of the scatterers on the backscattered power. In
the present simulation model, the spatial distribution of the
scatterers was modeled by considering the packing factor theory (see
Figs. 2 and 3). More specifically, the backscattered power was shown to
be proportional to the local variance of the scatterers
(
=
W). It is known from the
literature that the spatial arrangement of the scatterers depends on
the scatterer and flow characteristics. The flexibility of the
system-based model allows the properties of the backscattered signal to
be modeled for different characteristics of the flow and scatterers, by
simply using the appropriate packing factor. However, the definition of
the packing factor as a function of these characteristics needs to be
further investigated.
The theoretical model used to compare our simulation results (Eqs. 1
and 2) is based on the Rayleigh scattering theory. The results of Fig.
4 are in agreement with this theory, which suggests a fourth-power
dependence at least up to 30 MHz (Shung et al., 1993
; Kuo and Shung,
1994
) (the limit of Rayleigh scattering is usually approximated by
ka =
/10 (Ishimaru, 1978
; Shung and Thieme, 1993
)).
For ka <
/10, the simulations provided a 3.9 power
dependence. Very interestingly, the simulation results of Fig. 4
obtained for spherical scatterers are in agreement with theoretical
results obtained using the T-matrix method for spherical scatterers and biconcave scatterers mimicking RBCs (Kuo and Shung, 1994
) at high frequencies. The different behavior obtained for the two scatterer prototypes can be explained by the fact that the Gaussian geometry is
not limited in space, as opposed to the spherical geometry. The
discontinuity at the sphere boundary produces a window effect that
creates oscillations in the spectrum of the scatterer prototype at high
frequencies, as shown in Fig. 1 b. The behavior of the backscattered power at high frequencies is thus mostly affected by the
shape of the cell, as opposed to Rayleigh scattering, which is
independent of the geometry of the scatterer.
The experimental results presented in Fig. 5 were obtained by Shung et
al. (1993)
at a cell concentration of 6 × 105
cells/mm3, scatterer volumes up to 90 µm3
(maximum hematocrit = 5.5%), and an ultrasound frequency of 7.5 MHz. From these results, the BSC was found to be proportional to the
square of the volume of the scatterers, which is in agreement with the
theory for this low scatterer density. For instance, the packing factor
of Eq. 6 is higher than 0.65 for hematocrits below 5.5%, which
provided results close to the volume square relationship (W
1, so the BSC is proportional to V2 for
a constant number density of scatterers). However, an increase in the
volume of a fixed number of scatterers also results in an increase in
the hematocrit, which affects the value of the packing factor. Even if
the relationship between the BSC and the volume of the scatterers can
be predicted from the theoretical equations, the literature is not
clear on this topic (Shung et al., 1993
). So, it should be made clear
that the relationship between the BSC and the volume of the scatterers,
for Rayleigh scattering, is V2W at a fixed
number density of scatterers. As shown in Fig. 6, the influence of the
packing factor dominates over that of the volume square relationship at
hematocrits higher than ~22%. This effect is very important at high
hematocrit values and leads to a decrease in the backscattering
coefficient. The last simulations presented in Fig. 7 were done for
different scatterer volumes at a constant hematocrit. In this case, the
BSC is not affected by the packing factor, and it is linearly related
to the volume of the scatterers.
A new approach to modeling the variance in the spatial arrangement
of the scatterers
The results presented in this article were all obtained using the
packing factor of Eq. 6 or 8 to model the variance in the spatial
arrangement of the scatterers (
=
W =
e (H/V)W). We introduce here a new
approach, inspired by the renewal process theory (Papoulis, 1991
), to
model the function N(y). This approach was not used in the
simulations presented in this article because it is currently being
developed in 1D only. Despite this fact, interesting observations can
be made at this point, as presented below.
The positions of a high density of scatterers are not completely random
because of their finite size. For instance, two cells cannot occupy the
same space. This phenomenon can be modeled by a particular point
process, where the output is a series of pulses randomly positioned. In
the case of scattering by RBCs, an event (pulse) represents a point at
the cell location. The sequence of random intervals describing the
distance between two adjacent pulses is called a renewal process
(Papoulis, 1991
). The distance between two pulses of a renewal point
process is often represented by a random variable with an exponential
probability density distribution. For cells of finite size, there is a
null probability that two pulses are closer than the diameter of the
cell, i.e., 2a. The probability density that another cell is
present at a distance
can be expressed by the exponential density
function,
|
(22)
|
where µ is the mean of the density distribution, and µ + 2a is the mean distance between two pulses. The Fourier
transform of this density distribution is expressed by
|
(23)
|
The power spectral density of the point process can be shown to be
equal to (Shwedyk et al., 1977
)
|
(24)
|
where
represents the average pulse density that is equal to
1/(2a + µ). This equation can also be written as
(j
) =
[1 +
(j
)],
where
|
(25)
|
In 1D, the hematocrit is equivalent to the ratio of the cell
diameter to the average distance between two cells (center position to
center position), i.e., H = 2a/(2a + µ). For
2a = 5.5 µm and H = 10%, 40%, and
70%, the power spectral density
(j
) is shown in Fig.
8. It can be seen that at 10%
hematocrit, the power spectrum is almost constant over all frequencies.
On the other hand, at 40% and 70% hematocrits, important oscillations
can be observed with a dominant peak located at ~100 MHz. At 70%
hematocrit, the oscillations of the power spectrum are higher, but the
low-frequency limit is lower than that observed at 40% and 10%
hematocrits. Unlike the power spectrum of N(y) shown in Fig.
1 c, which does not depend on the frequency, the renewal
process theory suggests that there is a frequency dependence in the
range of frequencies considered.

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FIGURE 8
Power spectrum of the distribution N(y)
computed using the point process approach for hematocrits of 10%,
40%, and 70%. The low-frequency limit of the power spectrum is
H(1 H)2/2a, which is equal to 14.73 at
10% hematocrit, 26.18 at 40% hematocrit, and 11.45 at 70%
hematocrit.
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As shown below, even if the power spectra obtained from the two
described approaches seem different (Figs. 1 c and 8),
their low-frequency limits are equivalent (the mean amplitude in Fig. 1 c is slightly different from the low frequency limit of
Fig. 8 because the former is modeled in 3D, whereas the latter is
developed in 1D). Fig. 1 c illustrates the power spectrum
of the function N based on the packing factor. The mean
amplitude of this spectrum is equal to (H/V)W =
/
e (see Eqs. 2 and 7).
In 1D, the packing factor (W) obtained from the
Percus-Yevick pair correlation equation is equal to (1
H)2 (Twersky, 1987
). Thus W, expressed as a
function of a and µ, can be written as W = µ2/(2a + µ)2. Moreover, since the
cell concentration in 1D (H/2a) is equal to 1/(2a + µ), the coefficient (H/V)W is given by
µ2/(2a + µ)3. From Eq. 24
with
0, the power density spectrum gives the same result,
i.e.,
|
(26)
|
Thus we showed here that the modeling of N(y) based on
the point process theory is equivalent to the packing factor approach, at low frequencies. Furthermore, considering that
lim

{
(j
)} = 1/(µ + 2a), the packing factor can be expressed as the ratio of
lim
0{
(j
)}/lim

{
(j
)}.
To better understand the effect of these two modeling approaches on the
backscattered power, simulations as a function of the frequency were
performed in 1D. The results are presented in Fig.
9 for a hematocrit of 40%. Both curves
were obtained using the PSF T(y) of Eq. 19 and the sphere as
the cell prototype function (Eq. 20). The diamonds correspond to the
simulations performed with the point process theory, and the circles
correspond to the packing factor approach
=
e(H/V)W, with W = (1
H)2 in 1D). The results obtained from the two
different definitions of N(y) are very similar. Even if the
function N obtained using the new approach oscillates at
high frequencies, the oscillations of the backscattered power for
ka >
/10 are mostly determined by the cell function
(C) defined in Eq. 20.

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FIGURE 9
Backscattering coefficient as a function of the
frequency at 40% hematocrit.  , The theoretical fourth-power
frequency dependence. , 1D simulation results obtained by using the
packing factor method to compute N(y); , the results
obtained with the point process approach. Both results were computed
using the spherical scatterer prototype, and they are expressed in
terms of mean ± one standard error (n = 100
simulations). The parameters ka corresponding to the
frequency scale are also indicated on the x axis, where
k is the wavenumber and a is the radius of the
scatterers.
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Theoretical predictions
The current model predicts that for perfectly ordered scatterers
(null variance), the backscattered power is effectively null, except
for some frequencies. It is well known that regularly spaced scatterers
result, in the frequency domain, in a set of regularly spaced impulses.
Thus, the backscattered power is null, unless the repetition frequency
of the pulses falls within the system bandwidth. It can easily be shown
that the repetition f