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Biophys J, June 2000, p. 3036-3047, Vol. 78, No. 6
*Groupe "Mécanique et Génétique du
Développement Embryonnaire," UMR 168 Physico-Chimie Curie,
Institut Curie,
Institut Universitaire de France,
75248 Paris Cedex 05, France
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ABSTRACT |
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The dynamics of endocytosis in living K562 cells was investigated after the osmotic pressure of the external medium was decreased and the transmembrane phospholipid number asymmetry was increased. When the external pressure was decreased by a factor of 0.54, a sudden inhibition of endocytosis was observed. Under these conditions, the endocytosis suddenly recovered after the phospholipid number asymmetry was increased. The phospholipid asymmetry was generated by the addition of exogenous phosphatidylserine, which is translocated by the endogenous flippase activity to the inner layer of the membrane. The recovery of endocytosis is thus consistent with the view that the phospholipid number asymmetry can act as a budding force for endocytosis. Moreover, we quantitatively predict both the inhibition and recovery of endocytosis as first-order phase transitions, using a general model that assumes the existence of a transmembrane surface tension asymmetry as the budding driving force. In this model, the tension asymmetry is considered to be elastically generated by the activity of phospholipid pumping. We finally propose that cells may trigger genetic transcription responses after the internalization of cytokine-receptor complexes, which could be controlled by variations in the cytosolic or external pressure.
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INTRODUCTION |
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Endocytosis is initiated by the budding of
~70-nm-diameter vesicles from living cell plasma membranes (Alberts
et al., 1994
). It is a ubiquitous cell process that regulates the
internalization of external protein as well as of plasma membrane
proteins. Endocytosis is important for the function of eukaryotic
cells. For instance, external signaling protein cytokines are known to
trigger cell genetic transcriptions, once they are linked to their
specific membrane receptor (Yamamoto et al., 1997
). The endocytic
internalization of the cytokine-receptor complex into the cell is
generally thought to inhibit the transcription response, after a
"degradation" of the cytokine-receptor interaction into the acidic
cytosolic compartments (like endosomes). But, depending on the
cytokine, it may, on the contrary, activate the signal transduction
leading to the genetic transcription (Baskin et al., 1991
; Koenig and
Edwardson, 1997
). Therefore, the modulation of endocytosis is a
potentially important regulator of cytokine-dependent cell genetic
transcription. However, the origin of the forces initiating as well as
the forces modulating endocytic vesiculation still remains one of the
debated questions of the cell biology (Maddox, 1993
; Cupers et al.,
1994
; Matsuoka et al., 1998
).
So far, two biochemical activities have been found experimentally to be
involved as driving forces of the vesicle formation in vivo. The first
one is the polymerization of proteins like clathrin, or calveole, onto
the cytoplasmic phospholipid leaflet. Such polymerization is thought to
locally force the curvature of the membrane (Rothman, 1994
; Jin and
Nossal, 1993
; Mashl and Bruinsma, 1998
). The second activity involves
the active generation of a phospholipid number asymmetry between the
two monolayers of the plasma membrane. Such asymmetry is thought to
elastically generate the plasma membrane curvature necessary to trigger
the budding of small endocytic vesicles (Farge and Devaux, 1992
; Farge, 1994
). The latter process was shown to use the ubiquitous activity of
phospholipid pumping, which specifically translocates
aminophospholipids from the outer to the inner layer of the plasma
membrane (Seigneuret and Devaux, 1984
; Tang et al., 1996
). Effectively,
it has been shown that the addition to the outer layer of specific
aminophospholipids, which are actively translocated to the inner layer
by pumping activity, leads to an increase in the endocytic dynamic from
a factor 2 to 4, in living K562 cells (Farge, 1995
; Farge et al., 1999
).
Here, the external osmotic pressure is characterized as a critical force of sudden "on-and-off" endocytosis modulation. The budding is investigated theoretically, as well as experimentally in vivo, in response to a decrease in the external osmotic pressure.
First, we propose theoretically the existence of a difference in
surface tension 
=
1
2 > 0 between the inner and the outer monolayers
of the plasma membrane (denoted as 1 and 2) as the driving force of
endocytic vesiculation. We here assume 
to be mechanically
generated by the phospholipid number asymmetry between the two
monolayers of the plasma membrane,
N, generated continuously by the translocation activity. Second, radically different
from a simple liposome, the plasma membrane of the living cell is here
considered to be in contact with a dynamic reservoir of surface area,
due to the endocytic vesicles that continuously recycle from internal
compartments. Following these two assumptions, we investigate the
conditions of local equilibrium associated with the existence of a bud
still connected to the plasma membrane. We find that the model of
transmembrane tension asymmetry generically predicts the budding as a
membrane instability, that is, that the plasma membrane flows
spontaneously into small-radius structures. Moreover, it predicts a
sudden inhibition of the budding process, described as a first-order
phase transition, in response to the application of a pressure
asymmetry,
p = p1
p2 > 0, applied between the inner and outer cell volumes (1) and
(2), respectively. The transition results from the competition between
the two antagonistic forces applied to the bud membrane: the
p volumic asymmetry force that opposes the vesiculation,
and the 
membrane tension asymmetry, the driving force of the
budding. Following this prediction, the transition should trigger a
sudden inhibition of cell endocytosis in vivo.
The existence of such a transition is here experimentally observed in
living cells, by decreasing the external pressure through successive
dilution, with distilled water, of the external medium. The
experimental critical pressure asymmetry
pc
at transition quantitatively correlates with the predicted value.
Moreover, at high pressure asymmetry (
p >
pc), we observe a reverse transition of sudden
endocytosis recovery in response to the increase in the phospholipid
number asymmetry. The phospholipid number asymmetry is increased after
the addition to the outer layer, and the active translocation to the
inner layer, of exogenously added phosphatidylserine, an
aminophospholipid specifically pumped by the translocation activity.
The reverse transition is predicted by the model. The experimental
value of the critical phospholipid number asymmetry increase at
transition,
Nc, also correlates with the
theoretical prediction.
First, these experimental results suggest that the phospholipid number asymmetry can be considered to be an endocytic budding driving force without clathrin in terms of the generation of a steady-state membrane tension asymmetry. Second, we here experimentally demonstrate, in living cells, that the osmotic pressure is a critical force of endocytosis modulation, in quantitative agreement with predictions of soft-matter physics. The latter could be exploited by cells to accurately control genetic transcriptions that depend on the endocytosis of cytokine signaling molecules.
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THEORY |
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At equilibrium, the plasma membrane is characterized by a membrane
tension asymmetry 
=
2
1, where
2 and
1 are,
respectively, the outer and inner layer membrane tensions. We assume
that the inner layer is "compressed" (
1 < 0)
and the outer layer is "dilated" (
2 > 0), so
that 
> 0. Moreover, the cell is characterized by the
osmotic pressure asymmetry
p = p2
p1, where p2 and
p1 are, respectively, the outer and inner medium
pressures. We assume a decrease in the external medium osmotic pressure
p2, so that
p > 0. For a
given value of
p, the global shape of the plasma membrane
is kept constant and quasispheric. This is due to the presence of the
cell cytoskeleton or to the cytosolic water incompressibility. As a
consequence, the constraint 
can exclusively relax locally, through the liquid plasma membrane flow into small-radius buds. We thus
describe the vesiculation as a liquid surface area exchange between the
plasma membrane and the connected spherical cap bud of radius
R and neutral surface area A0 (see
Fig. 1 A). Thus R and A0 are two independent variables. (The bud
is considered as a spherical cap, because this shape a priori minimizes
the membrane bending energy associated with the local curvature, at a
constant surface area A0. Moreover, following
the method of Lipowsky (1993)
, and for the sake of simplicity, the
energy of the membrane that connects the bud to the plasma membrane is
not taken into consideration.) In addition, we consider the plasma
membrane to be a surface area reservoir for the bud (see just below).
The bud is thus characterized by the membrane tension asymmetry 
of the plasma membrane to which it is connected. In the presence of a
pressure asymmetry, three energy terms describe the bud generation from
the plasma membrane.
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The first term is the budding driving force. It is the energy due to
the relaxation of the membrane tension asymmetry of the plasma
membrane, with the inner layer surface area increase and the outer
layer surface area decrease associated with bud formation. At first
order in h/R, the energy can be written as
1 =
(h/2R)
A0, where
h is the membrane thickness (see the legend to Fig.
1 A). Importantly, the cell plasma membrane mean tension
generated by the pressure asymmetry plays no role in
1. This assumption is a consequence of the existence of
an endocytic vesicle recycling process in living cells. Effectively,
exocytic vesicles continuously bud from the internal cytosolic
membranes and fuse with the plasma membrane. At steady state, the mean
phospholipid number of the plasma membrane lost into one vesiculation
is compensated for, at the same time, by the increase in the
phospholipid number associated with one vesicle fusion. This recycling
process is well known to maintain the entire surface area of cells in
vivo (Steinman et al., 1983
). Therefore, the mean phospholipid number
remains constant during vesiculation. This implies that no elastic
dilation of the plasma membrane is needed to give rise to the
phospholipid number necessary for the vesicle formation. As a
consequence, no variation in mean surface tension is needed to generate
the bud. Thus the membrane tension
is not involved in the energy that characterizes bud generation. (We here implicitly assume that, at
equilibrium, the cytosolic membranes and the plasma membrane are
necessarily characterized by the same mean membrane tension.) It
remains constant during the vesiculation, which is the definition of a
surface area reservoir. Therefore, even a plasma membrane that is
stretched should vesiculate, because of the plasma membrane contact
with a reservoir of internal cytosolic membranes.
The second term is the energy of bending of both monolayers that
opposes budding:
2 = 4kc
A0/R2, where
kc is the bending elastic constant of a
monolayer (Helfrich, 1973
). Note that we only formulated the bulk-flow
endocytic vesiculation, which is clathrin independent. The energy
associated with clathrin polymerization is thus not taken into
consideration. Moreover, plasma membrane monolayers are here
assumed to be characterized by a zero spontaneous curvature.
From the competition between
1 and
2, we
deduce a first equilibrium radius R10:
R10 = 16kc/h
. Moreover, we
find
(
/
A0)|R=R10
0 for
=
1 +
2 (see Fig.
1 B). We thus show the bud as unstable with regard to the
variable A0 at R10,
because R10 spontaneously recruits surface
area from the liquid plasma membrane. R10 is
therefore the budding vesiculation length scale. As a consequence, R10 should take plasma membrane surface area
without limitation, leading to long membrane tubular structures. (These
dynamic structures grow into a viscous medium at low Reynold's number
(Purcell, 1977
), so that the flow should minimize the energy of
hydrodynamic dissipation (Acheson, 1991
). Compared with the tubular
structures, the pearl shape adds a curvature to the velocity field,
which induces an upper dissipation of hydrodynamic energy. The
dynamical tubular structure should thus be selected instead of the
static pearl-shaped structure.) Interestingly, this is what is
effectively observed in vivo, if the dynamin protein that triggers the
fission of newly formed vesicles is not present in dynamin
Drosophila mutants (Urrutia et al., 1997
).
The third term is the bud volumic energy:
3 = 
RA0
p. This expression is valid around the
closed state of the vesicle, with
= 1/3, which is the state we
are interested in. We specifically ask whether the external osmotic
pressure conditions allow the formation of a complete vesicle. From the
competition between
1 and
3, a second
equilibrium radius is deduced that is unstable with regard to the
variable R (see Fig.
2 A):
R2 = (3h
/2
p)1/2. From
Fig. 2 A, we see that the vesiculation solution
R1 collapses at R1 = R2, namely at the critical pressure asymmetry
pc
(h
)3/(16kc)2. The
exact expression can be written as
pc = (2/32)
(h
)3/(16kc)2 for a
critical budding radius Rc = (3/2)R10 (see the legend to Fig. 2).
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Therefore, from the model involving the membrane tension asymmetry as a
budding driving force emerges a first-order phase transition leading to
the inhibition of the vesiculation under hypoosmotic constraints. This
is predicted whatever the origin of 
.
In our case, we propose that the membrane tension asymmetry is
generated by the existence of phospholipid number asymmetry between the
two layers of the plasma membrane,
N, continuously generated by the phospholipid pumping activity. From Hooke's law, the
mechanical tension asymmetry of the membrane is written as 
= K(
N/Nm), where K is
the modulus of elastical dilation of a monolayer of the plasma membrane
and Nm is the mean phospholipid number of the
plasma membrane.
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MATERIALS AND METHODS |
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Cells and materials
K562, a human erythroleukemia cell line, was grown in suspension
in RPMI 1640, 10% decomplemented fetal calf serum, supplemented with 2 mM L-glutamine. The short-chain phosphatidylserine, with six carbons on the second chain (C6-PS) (a generous gift from Paulette
Hervé, IBPC, Paris), was synthesized by following a previously
described protocol (Fellman et al., 1994
), and
lyso-
-phosphatidylserine (1-PS) was purchased from Sigma (St. Louis,
MO). N-Hydroxysuccinimidobiotin (NHS-biotin) and
streptavidin-fluorescein isothiocyanate were purchased from Pierce
(Rockford, IL).
FITC-streptavidin-biotin labeling of surface membrane proteins
After the cells were incubated for 30 min with or without exogenous lipid and the mixture was cooled to 0°C, 4 mg/ml of NHS-biotin was added for 30 min on ice. The cells were then washed three times in 1 ml phosphate-buffered saline (PBS) at 0°C. The biotinylated cells were diluted in 500 µl PBS and incubated for another 30 min on ice with 7.5 µl of fluorescein-conjugated streptavidin at 1 mg/ml. The cells were washed three times in 1 ml cold PBS and finally resuspended in a final volume of 350 µl PBS on ice.
Endocytosis monitored by spectrofluorimetry
The fluorescein isothiocyanate (FITC) moiety was used to follow
endocytosis due to the pH sensitivity of its fluorescence. Thus the
fluorescence is quenched when FITC is transferred from the
extracellular pH of 7.4 to the more acidic environment of an endocytic
compartment (Sorkin et al., 1988
; Carraway and Cerione, 1993
). Hence
the fluorescence of the FITC-labeled proteins decreases as a function
of time because of their internalization into endocytic compartments.
All measurements were performed with an ISA-SPEX (Instruments SA Group)
spectrofluorimeter. Three hundred and fifty microliters of the
FITC-labeled K562 cells suspended on ice was transferred directly into
the spectrofluorimeter cuvette, which was previously kept at 37°C.
One milliliter of PBS at 60°C was gently added to the cuvette by
drops over 20 s while mixing to reach a final temperature of
37°C at thermal equilibrium. The suspension was excited at
ex = 488 nm, and the fluorescence intensity was
measured at
em = 508 nm as a function of time, with
points taken every 10 s during the entire experiment, which
typically lasted 15 min. The relative fluorescence quenching at time
t was defined as 1
[F(t)/F(0)], where
F(0) is the fluorescence at t = 0. The
kinetics of the fluorescence quenching were measured separately as a
function of the dilution, with distilled water, of the external medium,
and of the concentration of exogenous lipid that had been previously
added to the K562 cells. Initial slopes were determined, assuming an
exponential form for the dynamics of fluorescence quenching
F(t), following F(t) = I + I0 exp(
t/t0), where
F(0) = I + I0 is the initial
fluorescence intensity and I0 is the amplitude
of the fluorescence quenching. I and
I0 are measured at steady state, after the
saturation of the dynamics of fluorescence quenching. From
log(F(t)
I), we extract the characteristic time
t0. The initial slope (percentage of plasma
membrane internalized per time unit) is finally deduced from
=
I0/F(0)(1/t0).
Control of the external osmotic pressure
The external osmotic pressure was modified by successive dilutions of the isotonic PBS medium with distilled water at time zero of the endocytic measurements, directly into the spectrofluorimeter cuvette previously kept at 37°C with a thermostat. The temperature of the added distilled water was systematically adjusted to reach a 37°C solution just after mixing.
Preincubation of cells with C6-PS and lyso-PS
After centrifugation at 1200 rpm for 8 min in culture medium, 50 µl of K562 cell pellet was washed in 50 ml of PBS and resuspended in
100 µl of PBS. C6-PS (3.75-22.5 nmol) was dried on glass under nitrogen flow and then directly resuspended in 100 µl of PBS; lyso-PS
was used at 11.25 nM and 22.5 nM in PBS. The percentage of added lipids
was previously evaluated by measuring the linewidth broadening due to
spin-spin interactions (Farge, 1995
) for plasma membrane concentrations
that are typically 1% spin-labeled phospholipid (Marsh and Smith,
1973
). The experiment consists of adding spin-labeled analogs to the 50 µl resuspended in 100 µl PBS and determining the quantity of added
analogs at which the linewidth broadens. This quantity, found to be 7.5 nmol, represents a concentration of 1% of the lipid in plasma
membranes. The solution was then subjected to ultrasonication for 1 min
to completely solubilize the lipid. This solution was added directly to
the cell suspension (105 cells/ml). At these low
concentrations, C6-PS or lyso-PS is incorporated spontaneously into the
outer layer of the plasma membrane bilayer (Cribier et al., 1993
).
C6-PS, but not lyso-PS, is translocated by the flippase to the inner
layer after 30 min of incubation at 37°C (Cribier et al., 1993
;
Zachowski, 1993
). The cells were then cooled to 0°C to stop any
endocytic activity before proceeding with labeling of the outer layer
surface proteins of the cells. Transmembrane transport of the
aminophospholipids was controlled using spin-labeled analogs, as
described by Cribier et al. (1993)
. After incubation with the above
lipids, the viability of the cells was determined by trypan blue
exclusion after incubation of the cells under the same conditions as
used for fluorescence measurements.
Quantification of the C6-PS translocated onto the inner layer of the plasma membrane after 30 min of incubation at 37°C
The C6-PS translocation in K562 cells was monitored by following
a previously described protocol (Cribier et al., 1993
), by adding
0.5-3% of the C6-NBD-PS fluorescently labeled analog to the outer
layer of the plasma membrane. The translocation quantification was
measured from the amount of NBD-label probe left on the outside membrane after 30 min of incubation at 37°C, compared to the
NBD-label probe quantity initially added. These quantities were
measured by bovine serum albumin (BSA) extraction of the outer layer
probe fraction that had not been translocated. Briefly, after the
addition of the probes to the outer layer of the plasma membrane at
time zero, 50-µl aliquots were taken from the cell solution at 30 min. They were added to 120 µl of a 1% (w/v) BSA solution in PBS
medium maintained at 4°C. After 45 s at 4°C, any probe that
had bound to the BSA is separated from the cells by centrifugation for
30 s at 7600 × g. The quantity of initially added
NBD-label probes was measured by following the same protocol, but
without the cells. The fraction of probe that was not internalized was
finally obtained by measuring the fluorescence intensity of the
BSA/NBD-label complexes in solution in the spectrofluorimeter.
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RESULTS |
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The endocytic vesiculation dynamics of the K562 living cells (a
cell line classically used for biological endocytosis studies) was
first measured as a function of the decrease in the external osmotic
pressure. The external osmotic pressure was simply controlled by
successive dilutions of the external isotonic medium PBS with distilled
water, at time zero of the endocytosis measurement. The dilution factor
is denoted by
(
= 1 means no dilution). To measure the
dynamics of the internalization of the plasma membrane by endocytic
pathways, we followed the method of Farge et al. (1999)
. The plasma
membrane proteins were fluorescently labeled with FITC, using the
FITC-streptavidin-biotin complex. The principle of the method is based
on the high pH-dependent sensitivity of the FITC fluorescence
intensity. Once internalized by endocytosis into the pH 5-pH 6 acidic
internal cytosolic compartments, the FITC intensity is quenched at
75%, compared with its intensity in the external medium at pH 7.4 (Sorkin et al., 1988
). As a consequence, the decrease in the FITC
signal monitors the dynamics of endocytosis of FITC-labeled plasma
membrane proteins (Carraway and Cerione, 1993
). Experimental procedures
are described in detail in the Materials and Methods section. Note that
the protein internalization through the clathrin pathway represents
~2% of the plasma membrane protein endocytic traffic only
(Dautry-Varsat and Lodish, 1984
). In the present experiment, plasma
membrane proteins are statistically labeled using a biotin-streptavidin
complex. As a consequence, only 2% of the signal should be attributed
to the clathrin pathway. Thus we here exclusively measure the bulk-flow
endocytosis dynamics, in agreement with the theoretical model, whereby
clathrin polymerization is not taken into consideration.
Fig. 3 A shows the dynamics
of internalization of the plasma membrane by endocytic pathways, at
different external medium dilutions
. A decrease in dynamics is
observed in response to the decrease in
, with a sudden variation
between
= 0.8 and
= 0.4. The experiment was performed
for several values of
, each time doubled by its control experiment
at
= 1. The initial slope
of each experiment was
normalized to the initial slope
0 of its control and
plotted as a function of 1
in Fig. 3 B. A
linear decrease in the endocytic dynamics is observed from
/
0 = 1 to
/
0 = 0.65 between
= 1 and
= 0.54. A sudden transition, leading
to a nearly complete inhibition of the endocytic internalization, is
observed at the critical dilution value
c = 0.54 ± 0.1. The blue trypan viability test revealed that the
cells stayed alive until dilution
= 0.2. The cells were
effectively preincubated for a few minutes with 0.18% trypan blue at
37°C, before the osmotic constraint was applied. The same thing was
done at the end of the experiment. No transient trypan blue
internalization was observed during the hypotonic shock. No blue trypan
accumulation in cells was observed on the time scale of the experiments
(not shown). The existence of a sudden transition leading to the
endocytic vesiculation inhibition, in response to the decrease in the
external medium pressure, qualitatively confirms the prediction related to the model of plasma membrane tension asymmetry for endocytic vesiculation.
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We now test the hypothesis that the observed transition may involve a
mechanical membrane tension asymmetry 
that could specifically be
generated by the phospholipid number asymmetry, due to the phospholipid
translocation activity. Experiments were performed at the fixed
dilution value
= 0.2 (far into the inhibition regime),
progressively increasing the phospholipid number asymmetry of the
plasma membrane,
N. The phospholipid number asymmetry increase was generated by adding
N exogenous C6-PS
phospholipids to the outer layer, which were actively translocated onto
the inner layer within 30 min (Cribier et al., 1993
). (Note that we assume here that the phospholipid number asymmetry generated by the
translocation is not lost by the vesiculation on the 30-min time scale.
The validity of this hypothesis is supported by the rapid recycling
process of endocytic vesicles from internal compartments to the plasma
membrane, which acts on the 10-min time scale. This recycling process
ensures the conservation of the plasma membrane surface area, whatever
the endocytic rate. It should conserve the phospholipid number
asymmetry of the plasma membrane as well, which is also recycled by the
endocytic vesicles.)
Note that we verified that almost all of the C6-PS added to the outer
layer was translocated after 30 min of incubation at 37°C. We used
C6-NBD-PS, a fluorescently labeled C6-PS analog. In the range of the
C6-PS concentration used in the experiment, we found that the
percentage of translocation remains constant at ~90% of the newly
added phosphatidylserine (see Fig. 4).
Moreover, we verified that the translocation of additional C6-PS is not accompanied by an active transfer of native PS from the inner to the
outer layer. We incubated cells for 30 min at 37°C with 1% C6-NBD-PS
analogs and for 30 more min with 1% C6-PS at 37°C. We found a
negligible transfer from the inner to the outer layer of 2% of the
C6-NBD-PS only. This showed no putative "floppase" activation (Kamp
and Haest, 1998
) that was able to counterbalance the flippase activity
resulting from the addition and translocation of C6-PS. Because the
active pathway for flippase-floppase activities are identical for PS
and the phosphatidylethanolamine PE, this result predicts the same
behaviour for PE. No balancing effect is expected for other lipids that
passively cross membranes on much larger time scales.
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The osmotic constraint was applied at time zero of the endocytosis
measurement, after the establishment of the phospholipid number
asymmetry between the two monolayers of the plasma membrane (see
Materials and Methods). A recovery of the endocytic dynamics is
observed in response to the addition and translocation of
N molecules, between
N/Nm = 1.5% and
N/Nm = 2.5% (see Fig.
5 A). A sudden transition,
leading to the endocytosis recovery, is observed at the critical value
of the phospholipid number asymmetry
Nc/Nm = 2% (see
Fig. 5 B). The blue trypan viability test revealed cells to
be alive at a dilution of
= 0.2, up to 3% of C6-PS added and
translocated. No transient blue trypan internalization was observed
during the osmotic shock (not shown). Importantly, adding to the outer
layer 3-6% of lyso-PS, a single-chain phospholipid that is closely
related to C6-PS but is not recognized by the translocation activity
(Zachowski, 1993
), did not trigger the vesiculation recovery
transition. This shows the necessity of the phospholipid translocation
to the inner layer to trigger the recovery transition. The existence of
a sudden reverse transition of endocytosis recovery, triggered by the
increase in the asymmetrical number of phospholipids at high dilution
(
<
c), qualitatively suggests the existence of
membrane tension asymmetry 
as a driving force of the
vesiculation, generated by the coupling of the pumping activity and the
elastic properties of the plasma membrane.
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COMPARISON BETWEEN THEORY AND EXPERIMENTS |
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To compare the critical pressure asymmetry at transition, deduced
from experiments, with the value predicted from theoretical analysis,
we used Laplace's Law applied to the surface area of the plasma
membrane. Thus
p can be written as
p = 2
/Rm, where
and Rm are,
respectively, the mean elastic membrane tension and the radius of the
plasma membrane.
Transition of endocytic vesiculation inhibition
Initially, K562 cells have a radius of
R0m = 10 µm. At transition
(
c = 0.54), we measured a mean cell radius
Rcm of
Rcm/Rom = 1.05. Note
that the cell radius Rcm remained constant
during the endocytic measurements. This ensured that ionic pumps have not completely restored the isotonicity between the cells and the
external medium. The elastic surface tension
c
associated with the membrane dilation
c at transition
can be written as
c = 2K
c = 2K(1
(R0m/Rcm)2) = 0.042 N · m
1, where 2K = 0.45
N · m
1 (Bloom et al., 1991
) is the characteristic
elastic modulus of dilation of the plasma membrane for living cells. We
thus find, at transition, the following critical pressure asymmetry:
pc = 8.4 × 103 Pa.
The elastic constant of bending for a monolayer of the plasma membrane
is kc = 10
19 J (Bloom et al.,
1991
). The critical pressure asymmetry,
pc = (2/32)
(h
)3/(16kc)2, deduced
from theory, is correlated with the experimental value,
pc = 8.4 × 103 Pa, for

= 9 × 10
3 N · m
1,
namely, for a vesiculation radius of R10 = 16kc/h
= 35 nm. This radius is
the endocytic vesicle diameter of 70 nm observed in vivo. Therefore,
the observed transition quantitatively correlates with the phase
transition predicted by the model, which takes account of the
asymmetrical surface tension, given the vesiculation radius of 35 nm
observed in vivo.
For a membrane tension asymmetry mechanically induced by the existence
of a phospholipid number asymmetry
N/Nm
maintained by the pumping activity, we saw that 
can be written
as 
= K(
N/Nm). Using K = 0.225 N · m
1, 
= 9 × 10
3 N · m
1 predicts the existence of
a phospholipid number asymmetry at steady state of
N0/Nm = 4%. This value is
physiologically relevant, because 25% of the plasma membrane
phospholipids are specifically translocable by the pumping activity
(Alberts et al., 1994
).
Reverse transition of endocytic vesiculation recovery
From the inversion of the critical pressure asymmetry expression,
we predict a recovery transition of endocytic vesiculation at high
dilution, at a critical increase of the phospholipid number asymmetry
of
Nc/Nm =
N0/Nm
((
p/
pc)1/3
1), where
p is the pressure asymmetry for the dilution
. At
= 0.2, we measured a mean cell radius
Rm of
Rm/R0m = 1.4, which
leads from Laplace's and Hooke's laws to
p/
pc = 3.95. As done previously, we
verified that the cell radius Rm remained constant during the experiment. This predicts
Nc/Nm = 2.3 × 10
2. This value correlates perfectly with the
experimental critical value of 2 ± 0.5% of added and
translocated phospholipids at transition, observed in vivo. This
agreement strongly suggests the existence of a membrane tension
asymmetry due to the mechanical properties of the plasma membrane,
generated and maintained by the phospholipid translocation activity, as
a driving force of bulk-flow endocytic vesiculation, in vivo.
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DISCUSSION AND PERSPECTIVES |
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First, the present biological experiments correlate with the
proposal of the existence of a membrane tension asymmetry, due to a
phospholipid number asymmetry generated by the phospholipid translocation activity, considered to be a driving force of endocytic vesiculation (Farge, 1995
; Farge et al., 1999
). Effectively, the transition of endocytic vesiculation inhibition under external hypoosmotic pressure, predicted by the model taking account of the
membrane tension asymmetry, is experimentally observed in vivo, in
quantitative agreement with predictions. The reverse transition of
endocytic recovery at low external hypoosmotic pressure (
p >
pc), after the increase in the
phospholipid number asymmetry, is also observed, in quantitative
agreement with predictions.
Importantly, the addition of lyso-PS, which is not translocated by the
flippase activity, did not lead to the recovery transition. Moreover,
because it is not recognized by the flippase activity, the lyso-PS is
the most specific inhibitor of exogenous PS translocation. As a
consequence, adding lyso-PS without osmotic treatment should decrease
the membrane tension asymmetry instead of increasing it and
consequently inhibit endocytosis. This was effectively observed, as
already reported (Farge et al., 1999
).
Note that the endocytic vesiculation inhibition under hypoosmotic
constraints could have been interpreted in a simpler manner, involving
the mean surface tension
of the plasma membrane due to pressure
constraints as the vesiculation inhibition force. In this case, we
would have followed a single membrane "liposome-like" model,
wherein the plasma membrane could not have been considered to be in
contact with a dynamic reservoir of recycling vesicles. This assumption
would have necessarily introduced
into the budding driving force
energy
1, following
1 = (
(h/2R)
)A0. As a consequence, the
bud energy of Fig. 2 A would have been translated by
A0, so that we would have found
(
/
A0)|R=R1
0 for
(2kc/R12) = 8 × 10
5 N · m
1. This would have
predicted a transition of budding inhibition at
p = 2
/Rm = 16 Pa. This value is four orders of
magnitude smaller than the experimental evaluation of the critical
pressure asymmetry at transition. This theoretically favors the
pressure asymmetry
p as the direct budding inhibition force.
On the other hand, if we have considered the case where the transition is driven by the mean surface tension, then the addition of C6-PS molecules may have relaxed the membrane tension at high dilution, leading also to the observed endocytosis transition recovery. However, the addition of another phospholipid that is not translocated, the lyso-PS, would have led to such an endocytosis recovery as well. This effect was not observed. This result experimentally favors a role of the pressure asymmetry as the direct budding inhibition force, instead of the plasma membrane mean tension.
Another alternative explanation of the endocytic dynamics recovery transition could be that the addition of C6-PS increases the membrane permeability. In that case, the cells could have relaxed the osmotic pressure asymmetry constraint due to the C6-PS treatment, leading to endocytosis recovery. However, as a detergent-like molecule, the lyso-PS should have permeabilized the cell even more than the C6-PS could. In that case, we should have observed the endocytosis recovery after the addition of lyso-PS. This effect was not observed. On the other hand, we observed no transient internalization of the blue trypan during the hypoosmotic shock in the presence of C6-PS and no decrease in the cell radius after the hypotonic shock in the presence of C6-PS. Both observations further rule out the alternative hypothesis of a membrane permeabilization.
However, we certainly cannot exclude an indirect biochemical process
that could inhibit endocytosis under hypoosmotic constraints, involving, for instance, the opening of calcium channels (Morales-Mulia et al., 1998
). But it seems unlikely that the C6-PS would specifically inhibit such indirect biochemical osmotic effects. At the moment, the
model taking account of the elastical properties of the plasma membrane
probably remains the most suitable hypothesis and, moreover, quantitatively predicts both observed transitions.
Finally, the present results do not exclude alternative mechanisms for
the generation of endocytic vesicles. First, endosomal pH asymmetries
could also contribute to the formation of cytosolic vesicles. Given
that these membranes contain the phospholipid phosphatidic acid (PA)
(Jones et al., 1997
), which should be translocated from the acid
luminar monolayer to the basic cytosolic monolayer (Redelmeir et al.,
1990
), the pH asymmetry could initiate the formation of cytosolic
vesicles through its effect on the asymmetrical number of
phospholipids. This hypothesis is supported by the observation that
liposomes containing acidic phospholipids spontaneously give rise to
small vesicles, in response to a transmembrane pH gradient (Farge and
Devaux, 1992
). In this case, ionic proton pumps would play the role of
an indirect phospholipid pump, leading to the pH asymmetry, which is
the driving force for the PA translocation. Interestingly, the
aminophospholipid translocase has been suggested to have diverged from
the family of ion translocating ATPases (Tang et al., 1996
). From an
evolutionary point of view, the PA translocation in response to pH
asymmetries might thus have been one of the first cell budding driving
forces. It might also have been one of the simplest ways of generating
buds in prebiotic cells.
Second, a membrane tension asymmetry could also be generated by an
asymmetry of electrical charge density between the two sides of the
plasma membrane, controlled, for instance, by ionic pumps. Indeed,
because PS is charged, one cannot exclude a purely electrostatic origin
for 
in the present experiments. On the other hand, the
interaction of clathrin or claveole molecules solely with the inner
phospholipid monolayer may generate a membrane tension asymmetry as
well, leading to the plasma membrane bending (Matsuoka et al., 1998
).
Alternatively, either the cell surface-to-volume ratio (Käs and
Sackmann, 1991
) or the local phase segregation of lipids (Lipowsky,
1993
; Jülicher and Lipowsky, 1996
; Döbereiner et al., 1993
)
might also lead to the vesiculation of the plasma membrane in vivo.
Here we theoretically (as well as experimentally in vivo) propose the following hypothesis for endocytic vesiculation: from the coupling between the biochemical transmembrane phospholipid pumping activity and the physical properties of the plasma membranes, considered as soft matter, emerges a physiological process of vesiculation, the first step of the cell endocytosis process.
Importantly, the vesiculation phase transition we found in response to
the generation of an osmotic pressure asymmetry, could be used by the
cell to mechanically control "on-and-off" cell genetic responses in
the presence of cytokines. Effectively, cytokines are signaling
proteins secreted by surrounding cells or by the cell itself. They bind
to their specific plasma membrane receptors and trigger specific cell
genetic transcriptions. These cell genetic transcriptions are thought
to strongly depend on the internalization of the cytokine-receptor
complex (see the Introduction). An "on-and-off" switch of the
cytokine endocytic internalization, controlled by a modulation of the
pressure asymmetry around the transition, could very precisely switch
the cell genetic transcription response to the cytokine on or off. Our
evaluation of the critical pressure asymmetry at transition,
pc
8 × 103 Pa,
represents only 0.1% of the p0 = 7.5 × 106 Pa isotonic osmotic pressure. Such volumic
pressure asymmetry could probably be generated actively by cell plasma
membrane ionic pumps or other processes known to regulate the internal
osmotic pressure of the cell (Sweadner and Goldin, 1980
). It could also be actively generated by an increase in the hydrostatic pressure in
internal medium, due to cytoskeleton contractions (Raucher and Sheetz,
1999
). In that case, from the coupling between biochemical ionic
pumping activities or active cytoskeleton constraints and the elastic
properties of the plasma membranes physically considered as soft matter
may emerge a physiological process of on-and-off control of endocytic
vesiculation, switching with an accurate precision between cell genetic
transcription responses to cytokines. Note that most of the cytokine
receptors internalize cells through the clathrin-dependent pathway.
Here we theoretically analyzed and measured bulk-flow endocytosis. As a
consequence, such a mechanism for genetic transcription control
presumes the same behavior for clathrin-dependent endocytosis.
Finally, we saw that a dilution of a factor of ~1/2 of the external medium could lead to the value of the critical pressure asymmetry. This means that a decrease in the external environmental osmotic pressure of a factor of 1/2 is potentially able to switch on or off a cell genetic transcription response dependent on cytokines. In this case, the external environmental osmotic pressure could control the genetic responses to external signaling molecule cytokines. The transition could thus also be considered to be one process of epigenetic gene expression regulation, under physicochemical external osmotic constraints, in the presence of an external soluble signaling protein.
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ACKNOWLEDGMENTS |
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We thank Alice Dautry-Varsat, Albrecht Ott, and Jean-Louis Viovy for their kind assistance; Paulette Hervé for the generous gift of phosphatidylserine; Patrick Doyle and Zoé Cornell for precious suggestions and comments on the manuscript; as well as Jacques Prost for stimulating theoretical discussions about the potential importance of first-order phase transitions in living systems.
This work was supported by INSERM (convention 4M105C), the Institut Curie (Courir pour la vie, courir pour Curie gifts), and the Université Paris7 Denis Diderot (Programme Interface-Physique Biologie).
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FOOTNOTES |
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Received for publication 10 June 1999 and in final form 25 February 2000.
Address reprint requests to Dr. Emmanuel Farge, Groupe "Mécanique et Génétique du Développement Embryonnaire," UMR 168 Physico Chimie Curie, Institut Curie, 26 rue d'Ulm, 75248 Paris Cedex 05, France. Tel.: 00-33-01-42-34-67-60; Fax: 33-01-40-51-06-36; E-mail: efarge{at}curie.fr.
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REFERENCES |
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