Micropipette pressurization of giant bilayer vesicles was
used to measure both elastic bending kc and
area stretch KA moduli of fluid-phase
phosphatidylcholine (PC) membranes. Twelve diacyl PCs were chosen:
eight with two 18 carbon chains and degrees of unsaturation from one
double bond (C18:1/0, C18:0/1) to six double bonds per lipid (diC18:3),
two with short saturated carbon chains (diC13:0, diC14:0), and two with
long unsaturated carbon chains (diC20:4, diC22:1). Bending moduli were
derived from measurements of apparent expansion in vesicle surface area
under very low tensions (0.001-0.5 mN/m), which is dominated by
smoothing of thermal bending undulations. Area stretch moduli were
obtained from measurements of vesicle surface expansion under high
tensions (>0.5 mN/m), which involve an increase in area per molecule
and a small
but important
contribution from smoothing of residual
thermal undulations. The direct stretch moduli varied little (< ±10%) with either chain unsaturation or length about a mean of 243 mN/m. On the other hand, the bending moduli of
saturated/monounsaturated chain PCs increased progressively with chain
length from 0.56 × 10
19 J for diC13:0 to 1.2 × 10
19 J for diC22:1. However, quite unexpectedly for
longer chains, the bending moduli dropped precipitously to ~0.4 × 10
19 J when two or more cis double
bonds were present in a chain (C18:0/2, diC18:2, diC18:3, diC20:4).
Given nearly constant area stretch moduli, the variations in bending
rigidity with chain length and polyunsaturation implied significant
variations in thickness. To test this hypothesis, peak-to-peak
headgroup thicknesses hpp of bilayers were
obtained from x-ray diffraction of multibilayer arrays at controlled
relative humidities. For saturated/monounsaturated chain bilayers, the
distances hpp increased smoothly from
diC13:0 to diC22:1 as expected. Moreover, the distances and elastic
properties correlated well with a polymer brush model of the bilayer
that specifies that the elastic ratio
(kc/KA)1/2 = (hpp
ho)/24, where
ho
1 nm accounts for separation of
the headgroup peaks from the deformable hydrocarbon region. However, the elastic ratios and thicknesses for diC18:2, diC18:3, and diC20:4 fell into a distinct group below the correlation, which showed that
poly-cis unsaturated chain bilayers are thinner and more flexible than saturated/monounsaturated chain bilayers.
 |
INTRODUCTION |
Most phospholipid acyl chains in animal cell
membranes are saturated (only C-C bonds) or monounsaturated (one C==C
bond) hydrocarbon polymers. However, it is surprising that membranes
rich in polyunsaturated (multiple methylene-interrupted C==C bonds)
lipids are found in certain animal tissues (like the brain, for
instance), and the lengths of unsaturated lipid chains vary
significantly. An obvious question to be asked is, how do hydrocarbon
chain unsaturation and length affect membrane material properties
important to the function and survival of cells? To address this
question, we have used micropipette aspiration methods to test
mechanical properties of giant-single bilayer vesicles made from fluid
diacyl phosphatidylcholine (PC) bilayers with chain lengths of 13-22
carbons and a wide range of unsaturation (one, two, four, or six double
bonds per lipid). Here we report results for equilibrium
properties
elastic area and bending moduli. In a companion article
(Olbrich et al., 2000
), we present results for dynamic
properties
rupture strength (lysis tension) and water
permeability
for the diC18 lipids with one to six cis
double bonds. In both studies, major effects of unsaturation were found
to occur when two or more cis double bonds punctuated by
saturated bonds (C==C-C==C) appear in one or both chains. In the case
of elasticity, the surprising outcome is that this type of
poly-cis unsaturation leads to a precipitous reduction in
the bending stiffness of the bilayer, which is accompanied by a
prominent reduction in thickness, whereas neither chain length nor
unsaturation significantly affects lateral area compressibility.
Several techniques have been used to quantitate mechanical stretch
properties of bilayers. Most prominent are the micropipette approach we
have pioneered for giant vesicles (Kwok and Evans, 1981
; Evans and
Needham, 1987
), photon correlation spectroscopy and dynamic light
scattering of small vesicles under osmotic stress (Rutkowski et al.,
1991
; Hallett et al., 1993
), cryoelectron microscopy of vesicles
subjected to osmotic stress (Mui et al., 1993
), and NMR and x-ray
diffraction of strongly dehydrated multibilayer arrays (Koenig et al.,
1997
). Of these approaches, only the micropipette method can be used to
test the expansion of a single bilayer with a resolution of better than
0.1% relative change in area and verify elastic reversibility. In
contrast to area stretch properties, the small bending stiffness of a
bilayer has been derived traditionally from a detailed analysis of
thermal shape fluctuations of flaccid vesicles (Schneider et al., 1984
;
Duwe et al., 1987
; Faucon et al., 1989
; and others) and more recently
by measurement of the forces needed to pull nanoscale bilayer tubes
from vesicles under tension (Bo and Waugh, 1989
; Evans and Yeung, 1994
;
Evans et al., 1996
). Much less complicated, however, is the
micropipette pressurization of a single vesicle, which can also be used
to quantitate the bilayer bending modulus. The approach is to measure
the entropy-driven tension that arises as thermal bending undulations
are smoothed under pipette pressurization of a giant vesicle (Evans and
Rawicz, 1990
, 1997
). In the work reported here, both bending and
elastic area stretch properties of the PC bilayers have been obtained by the micropipette pressurization technique.
 |
MATERIALS AND METHODS |
Lipids
Twelve synthetic species of diacyl-PC lipids were obtained from
Avanti Polar Lipids (Alabaster, AL) in chloroform and used without
further purification. Nine were cis unsaturated:
1-stearoyl-2-oleoyl-sn-glycero-3-phosphocholine (C18:0/1c9);
1-oleoyl-2-stearoyl-sn-glycero-3-phosphocholine
(C18:1c9/0); 1,2-dipetroselinoleoyl-sn-glycero-3-phosphocholine
(diC18:1c6); 1,2-dioleoyl-sn-glycero-3-phosphocholine
(diC18:1c9);
1-stearoyl-2-linoleoyl-sn-glycero-3-phosphocholine (C18:0/2c9,12);
1,2-dilinoleoyl-sn-glycero-3-phosphocholine
(diC18:2c9,12); 1,2-dilinolenoyl-
sn-glycero-3-phosphatidylcholine
(diC18:3c9,12,15); 1,2-diarachidonoyl-sn-glycero-3-phosphocholine
(diC20:4c5,8,11,14); and 1,2-dierucoyl-sn-
glycero-3-phosphocholine (diC22:1c13). One was
trans-unsaturated:
1,2-elaidoyl-sn-glycero-3-phosphocholine (diC18:1t9). Two were fully saturated:
1,2-ditridecanoyl-sn-glycero-3-phosphocholine (diC13:0) and
1,2-dimyristoyl-sn-glycero-3-phosphocholine (diC14:0). The solutions
were placed in amber glass screw-cap vials with Teflon-lined silicone
septa. The vials were wrapped in aluminum foil and stored at
20°C
under argon, which was especially important for the preservation of
lipids containing oxidation-prone fatty acid chains (18:0/2, 18:2,
18:3, 20:4).
Vesicle preparation and lipid oxidation assay
In our laboratories, the generic procedure for preparation of
giant vesicles (15-30-µm diameter) is to rehydrate lipid films dried
first from chloroform:methanol (2:1) onto the surface of a roughened
Teflon disk (Needham et al., 1988
). After deposition of the lipid film
and evaporation of the organic solvent in vacuo, the Teflon disk is
covered with a warm (37°C) sucrose solution (200 mOsm) and allowed to
hydrate. To create a refractive index contrast between the inside and
outside of vesicles and to sediment vesicles in the microscope chamber,
an aliquot of vesicles is diluted manyfold in an equiosmolar solution
of glucose or electrolyte buffer. The refractive index gradient is used
to enhance optical detection of the projection length, as shown by the
example in Fig. 1. Described below,
accurate video tracking of the edge enables discrimination of <0.1%
relative change in vesicle area or volume, even though optical
measurements of total area and volume remain limited to an accuracy of
a few percent by diffraction. For the formation of vesicles from
polyunsaturated lipids, slight modifications were made in the
procedure. First, argon-purged, deionized water was used to make the
hydration and suspension solutions. Second, the container with the
polyunsaturated lipid film was wrapped in aluminum foil (to minimize
exposure to light). The polyunsaturated lipids were allowed to hydrate
for only 3 h under argon and were used immediately (normally,
lipids are left to hydrate overnight and then used the next day). In
the initial phase of the study, samples of the polyunsaturated lipids
were tested for possible oxidative damage over the time scales
associated with preparation and experiment by spectrophotometric assay
(Kim and LaBella, 1987
; New, 1990
). The absorbance of a solution of 1 mM lipid in absolute ethanol was measured at ~230 nm with a Beckman
DU-7500 diode array spectrophotometer (Beckman, Fullerton, CA).
Absorption at this wavelength indicates the presence of conjugated
dienes in the hydrocarbon chain, which result from oxidation (Kim and
LaBella, 1987
; New, 1990
). Lipid samples used soon after arrival from
Avanti showed no detectable oxidative damage. Moreover, measurements of
properties repeated with preparations from the same polyunsaturated lipid samples and those from new samples purchased at later times gave
identical results.

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FIGURE 1
Video micrograph of a vesicle area expansion test.
(a) The vesicle at low tension. (b) The
vesicle at high tension. The change in projection length
Lp is proportional to the change in
apparent surface area A.
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Mechanical expansion of apparent vesicle area
Micropipette suction was used to pressurize vesicles and test
elastic area expansion. Well established from mechanics (Kwok and
Evans, 1981
), the suction pressure P applied to a fluid
bilayer vesicle produces a uniform membrane tension
m, which is described by a geometric relation
based on the pipet caliber (diameter) Dp and diameter
Dv of the vesicle spherical segment
exterior to the pipette, i.e.,
The pipette suction (~103 Pa) needed to
expand the surface of a ~20-µm vesicle is small compared to osmotic
driving forces (~105 Pa) required to
kinetically displace water on the time scale of the experiment and
small compared to the osmotic activity of the trapped sucrose
(~5 × 105 Pa). Thus vesicle volume
remains effectively fixed in an area expansion test. Movement of the
projection length Lp inside the pipette provides a direct measure of the area increase. Using measurements of the vesicle spherical segment and cylindrical projection dimensions, we computed precise changes in apparent area
A numerically for each displacement
Lp of the projection length with
simple geometric formulae and the constraint of a fixed vesicle volume
(see the Appendix in Olbrich et al., 2000
). The proportionality between
apparent area and length is easily seen in the following first-order
approximation:
Displacement of the projection length of an aspirated vesicle
under change in suction pressure is shown in Fig. 1. Even though apparent area can be measured over a tension range from
10
3 mN/m to vesicle rupture (~ 3-10 mN/m) as
shown in Fig. 2, vesicle area expansion
was examined in two separate regimes of low and high tension to
minimize the duration of experiments and thereby avoid any reduction in
vesicle volume caused by chamber dehydration at long times.

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FIGURE 2
Examples of apparent area expansion measured over
tensions from 0.001 to 8 mN/m for two vesicles made from C18:0/1 and
diC18:3 PC. (A) Linear plot of tension versus apparent
area expansion. The initial soft-exponential rise of tension with area
expansion reveals smoothing of thermal shape fluctuations, which is
followed by the onset of linear increase in tension as the bilayer
begins to stretch. (B) Semilog plot of tension versus
apparent area expansion. Slopes of the linear fits (dashed
lines) applied to the range of very low tensions yield elastic
bending moduli kc (× 8 /kBT) for each
bilayer (kc = 0.9 × 10 19 J for C18:0/1 and kc = 0.4 × 10 19 J for diC18:3). The solid curves in
A and B are the fit of the elastic
compressibility relation (Eq. 1) over the entire
four-order-of-magnitude range of tension, using the values of bending
elasticity and a common value of the direct expansion modulus
(KA = 230 mN/m) for both lipid
vesicles.
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|
In the low-tension regime (0.001-0.5 mN/m), the vesicle surface
increases by smoothing of subvisible thermal shape fluctuations (bending undulations). Even though a vesicle looks perfectly spherical in optical images under suction pressures of ~0.1 Pa or more (cf. Fig. 1), thermal shape fluctuations persist on the suboptical scale and
act as a small reservoir for an increase in apparent surface area of
the vesicle. To examine the low-tension regime, each vesicle was first
prestressed under a tension of ~0.5 mN/m to ensure that small hidden
projections of bilayer surface were pulled into the surface. After the
vesicle was prestressed, suction pressures were dropped to ~0.1 Pa,
which lowered the bilayer tension to 10
3 mN/m.
Then suction was increased in steps
each held steady for several
seconds
up to 2-3 × 102 Pa, where
tensions approached 1 mN/m. Finally, a stepwise course of pressure
reduction was used to verify reversibility. As shown by the data in
Fig. 2 A, bilayer tension below ~0.5 mN/m increases as
a very weak exponential of apparent area, which is verified by the
linear increase in apparent area with log(tension) in Fig. 2
B. Tests of bending elasticity in the low-tension regime for the diC18 PCs were performed at 18°C (close to the dewpoint) to minimize chamber dehydration and to allow long working periods without
having to change chamber solutions. But bending tests for diC13:0,
diC14:0, and diC22:1 PC were performed at 22°C, 29°C, and 21°C,
respectively, to be well separated from the main liquid crystal-crystalline phase transition. Measurements at high temperatures (lower relative humidities) are usually no problem but require more
frequent sample changes to avoid chamber dehydration.
In the high-tension regime (>0.5 mN/m), direct surface stretch or
dilation in area per lipid molecule becomes significant with a small,
diminishing contribution from smoothing of thermal undulations. To
examine the high-tension regime, each vesicle was first prestressed
under a tension of ~0.5 mN/m to incorporate hidden excess area, and
then suction was increased in steps
each held steady for several
seconds
up to a sublytic threshold of 1-3 × 103 Pa, where tensions reached 3-8 mN/m. As
before, a stepwise course of pressure reduction was used to verify
reversibility. As shown by the data in Fig. 2 A, bilayer
tension seems to increase in direct proportion to apparent area above
~1 mN/m but with different slopes for two different types of lipid
bilayers. Much shorter in duration than the low-tension experiments,
all area compressibility tests in the high-tension regime were
performed at 21°C.
Bilayer thickness
X-ray diffraction was performed on oriented lipid multibilayers
of six lipids by methods described previously (see McIntosh, 1987
; McIntosh et al., 1989
, 1992
, for details). Partially
hydrated, oriented bilayers of diC13:0, C18:0/1, diC18:1, diC18:2,
diC18:3, and diC22:1 PC were formed by first placing a drop of
lipid/chloroform solution on a curved glass support, slowly evaporating
the chloroform, and then incubating the multilayers in a
constant-humidity atmosphere. Afterward, the specimen was placed in a
controlled humidity chamber on a single-mirror (line-focused) x-ray
camera so that the x-ray beam was oriented at a grazing angle with
respect to the multilayers. The relative humidity in the chamber was
maintained at 98%, 93%, or 79% relative humidity with a cup of the
appropriate saturated salt solution (McIntosh, 1987
; McIntosh et
al., 1989
). To speed equilibration, a gentle stream of nitrogen gas was
passed through a flask of the saturated salt and then through the chamber.
X-ray diffraction patterns were recorded at ambient temperatures on a
stack of six sheets of Kodak DEF x-ray film loaded in a flat plate film
cassette. After background subtraction, integrated intensities
I(n) were obtained for each order n by
measuring the area under each diffraction peak. The intensities of the
oriented line-focused patterns were corrected by a single factor of
n due to the cylindrical curvature of the multilayers
(Blaurock and Worthington, 1966
; Herbette et al., 1977
), which yields a
structure amplitude of F(n) = {nI(n)}1/2. Then
electron density profiles
(x) were calculated on a
relative scale from the Fourier transform,
where x is the distance from the center of the
bilayer, d is the lamellar repeat period,
(n)
is the phase angle for order n, and the sum
n is over n. Phase angles were
determined using the sampling theorem (Shannon, 1949
) as described
previously (McIntosh and Simon, 1986
; McIntosh, 1987
).
Fig. 3 demonstrates typical structure
factors for C18:0/1 and diC18:3, along with continuous Fourier
transforms calculated using the sampling theorem. The resolution of the
electron density profiles presented in this paper is
d/2hmax
7 Å. However,
as shown previously by McIntosh and Simon (1986)
, Nagle et al.
(1996), and Petrache et al. (1998b)
, profiles with 7-Å
resolution provide a quite accurate estimate (
Å) for the
peak-to-peak headgroup separation across the bilayer. The critical
requirement is that the profiles for all of the lipid measurements are
obtained at the same resolution.

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FIGURE 3
Examples of structure factors and continuous Fourier
transforms obtained by x-ray diffraction from C18:0/1 ( ) and diC18:3
( ) multibilayers.
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|
 |
RESULTS |
Measurements of bilayer elastic properties
As described above, measurements of aspiration length versus
pipette pressurization were converted to apparent area expansion versus
tension properties of bilayer vesicles in low- and high-tension regimes. Verified as reversible, the tension-apparent area results were
correlated with a general constitutive relation for elastic dilation of
fluid bilayers to obtain the direct lipid area expansion and bending
moduli. Based on early concepts of Helfrich (Helfrich and Servuss,
1984
), apparent area compressibility is derived from a superposition of
smoothing of thermal bending undulations and reduction in lipid surface
density (Evans and Rawicz, 1990
, 1997
),
|
(1)
|
=
A/Ao is
the fractional increase in apparent or mean projected area A
of the vesicle; KA,
kc are the elastic moduli for direct
stretch in area and for bilayer bending, respectively; thermal energy
kBT is ~4 × 10
21 J; c is an unimportant constant
of ~0.1 that depends on the type of modes (spherical harmonics or
plane waves) used to describe surface undulations. Fig. 2 shows the
correlation of Eq. 1 with measurements of apparent area for two
different types of lipid vesicles over the full range of accessible
tensions. In the soft-thermal regime at low tension, the apparent
expansion relative to an initial state of tension
m(0) is dominated by smoothing of thermal
undulations, and the bending stiffness is revealed by the logarithmic
dependence of apparent area on tension,
loge[
m/
m(0)]
(8
kc/kBT)
A/Ao, as derived from the dashed line fits in Fig. 2 B. By
comparison at high tension, an increase in apparent area approaches the
direct stretch
A'/A'o,
governed by the elastic area-stretch modulus, which increases linearly
with tension,
m = KA(
A'/A'o).
Even so, residual thermal undulations introduce a small (but important) correction in the high-tension regime, as revealed by the slight curvature in the high-tension results of Fig. 2 A.
Bending moduli
Because of the logarithmic dependence on tension, the apparent
expansion of vesicle area had to be measured over a large range of
minuscule tensions to obtain the bending modulus. Limited by the 0.1 Pa
pressure sensitivity, the regime of low tension accessible to pipette
aspiration spanned nearly three orders of magnitude from
10
3 to ~0.5 mN/m. Seen in Fig. 2
B, vesicle areas increase linearly with log(tension) over
most of this range. Multiplied by
kBT/8
1.6 × 10
22 J or
0.04kBT, the slope of
loge(tension) versus fractional area expansion in
the low-tension regime yielded the bending modulus of a bilayer as
demonstrated by the dotted line fits to the data in Fig. 2
B. Tests of at least 10 vesicles were used to obtain bending
moduli for each type of lipid as listed in Table
1 (± SD). The bending moduli of
saturated/monounsaturated PCs increased progressively with chain length
from kc = 0.56 × 10
19 J (
14kBT) for diC13:0 to
kc = 1.2 × 10
19 J (
30kBT) for diC22:1. But
unexpectedly for longer chains, the bending moduli of bilayers with two
or more alternating cis double bonds along one or both
chains (C18:0/2, diC18:2, diC18:3, and diC20:4) dropped precipitously
to kc
10-11kBT, which shows that
poly-cis unsaturated membranes are distinctly more flexible than saturated/monounsaturated PC bilayers. To illustrate the striking
effect of polyunsaturation, Fig. 4
presents a histogram of the bending moduli (± SD) for diC18 bilayers
arranged in order of increasing unsaturation.
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TABLE 1
Peak-to-peak headgroup thicknesses
hpp, elastic area KA,
Kapp, and bending kc
moduli for fluid phase bilayers made from phosphatidylcholines
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|
Lipid area dilation moduli
Ideally, both bending and direct stretch moduli can be derived
from a nonlinear fit of Eq. 1 to measurements of apparent area over the
full range of high and low tensions. However, for reasons given above
and just as accurately within experimental resolution, the bending
modulus can be derived first from the low-tension regime then used with
the constitutive Eq. 1 to carry out a one-parameter fit to the apparent
area expansion in the high-tension regime (>0.5 mN/m). The result is
indistinguishable from the correlation over the full range of tension
as demonstrated in Fig. 2. When the value of the bending modulus is
known, the contribution to apparent area expansion from smoothing
thermal undulations can be determined uniquely in the high-tension
regime. For each ith data pair of apparent area expansion
and tension, the direct area dilation
'(i) =
(i) + 
(i) is found relative to an
initial tension state
m(1), using the
correction
|
(2)
|
The direct area expansion
' found in this way is plotted versus
tension in Fig. 5 for the vesicle tests
in Fig. 2. Although the slope Kapp of
tension versus apparent area expansion above 1 mN/m differs
significantly between the two lipid bilayers in Fig. 2 A, a
common value of KA = 230 mN/m was
found for the direct stretch modulus
either by fit of the constitutive
equation over the full range of data in Fig. 2 or linear regression to
the tension versus direct area expansion in Fig. 5.

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FIGURE 5
The direct area expansion versus increase in tension
over the high-tension regime (>0.5 mN/m) for the C18:0/1 and diC18:3
vesicles in Fig. 2. The direct area expansion was obtained from the
increase in apparent area, using the correction for smoothing of
thermal shape fluctuations (Eq. 2) and mean values of elastic bending
moduli measured for each type of lipid bilayer. A common linear
regression fits both sets of data and yields the same direct expansion
modulus (KA = 230 mN/m), which matches
the result from the fit of the elastic compressibility relation (Eq. 1)
over the full four-order-of-magnitude range in tension.
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|
To obtain direct stretch properties for a population of vesicles, we
used the average bending modulus to correct the values of apparent area
expansion measured in the high-tension regime (>0.5 mN/m) with Eq. 2.
The statistical uncertainty introduced into the determination of
direct-stretch moduli due to the ±10% variation in bending modulus
ranges from only ±3% for the stiffest bilayers to ±8-10% for the
most flexible bilayers, which lies within the experimental standard
deviation. Tests were performed on at least 10 vesicles for each type
of lipid to obtain values of KA (± SD), which are listed in Table 1, along with apparent expansion moduli
Kapp. Comparison of
Kapp and
KA demonstrates that the smoothing of
thermal undulations is quite significant for highly flexible bilayers.
Unlike bending elasticity, the direct-stretch moduli varied little with
chain unsaturation or length, as shown by the histogram in Fig.
6.

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FIGURE 6
Direct area stretch moduli for fluid-phase diacyl PC
bilayers with chain lengths from 13 to 22 carbons and range of
unsaturation from 0 to 6 double bonds per lipid.
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Measurements of bilayer thicknesses
From the mechanics of thin materials it is well known that the
bending modulus should scale as the area modulus multiplied by the
square of thickness h2, i.e.,
kc = KAh2/ce,
where ce is a normalization constant.
Thus, because there were small changes in area moduli, we expected that
the prominent variations in bending stiffnesses of bilayers were due to
differences in bilayer thickness. The explicit prediction is that the
elastic ratio
(kc/KA)1/2
should vary linearly with bilayer thickness. Hence by x-ray
diffraction, we measured the peak-to-peak headgroup distances
hpp for diC13:0, C18:0/1, diC18:1,
diC18:2, diC18:3, and diC22:1 PC bilayers, which were combined with
distances for diC14:0 and diC20:4 from the literature (Petrache et al.,
1998b
; McIntosh et al., 1995
). For multibilayer arrays held at fixed
relative humidity, the x-ray diffraction patterns consisted of four
sharp reflections that indexed as orders of a lamellar phase. As
demonstrated in Fig. 3 for C18:0/1 and diC18:3, the structure factors
obtained from the data closely matched the continuous transforms. The
lamellar repeat periods were 54.6 Å, 54.2 Å, and 54.1 Å for C18:0/1
and 47.7 Å, 46.8 A, and 45.8 Å for diC18:3 PC at 98%, 93%, and 79% relative humidity, respectively. The electron density profiles for
C18:0/1 and diC18:3 PC at the three relative humidities are shown as
examples in Fig. 7, A and
B. The high density peaks in each profile correspond to the
lipid headgroups, and the low electron density region in the center of
the profile corresponds to the lipid hydrocarbon chains. Note that the
general shape of the profiles changed little over this range of
relative humidity (and water content); however, the electron density
trough was more pronounced in the middle of the bilayer for C18:0/1
than for diC18:3. Thus the low-density terminal methyl groups were
localized in the center of the bilayer for C18:0/1, which indicates a
more ordered hydrocarbon region than for diC18:3. Differences in
thicknesses of C18:0/1 and diC18:3 bilayers are readily appreciated
when compared at the same relative humidity (98%) as in Fig. 7
C. Analyzing the profiles for the six lipids, we found a
progressive increase in the headgroup separation across the bilayer
with an increase in the number of carbons and a striking decrease in
separation with poly-cis double bonds. Listed in Table 1 for
98% relative humidity, the values were
hpp
43.7 ± 0.5 Å for
diC22:1, hpp
40.7 ± 0.6 Å for C18:0/1, hpp
36.9 ± 0.4 Å for diC18:1, hpp
34.9 ± 0.3 Å for diC18:2, hpp
34.3 ± 0.6 Å for diC18:3, and hpp
34.1 ± 0.5 Å for diC13:0. (As pointed out by Petrache et al.
(1998a)
, measurements of peak-to-peak headgroup separation must also be corrected for thermal bending undulations. However, equilibrated at
98% relative humidity, the multibilayers are squeezed by 20 atm of
stress. This level of stress suppresses undulations and limits the
corrections to a range from ~
0.3 Å for diC22:1 to ~
0.5 Å for diC18:3. The corrections are comparable to the measurement uncertainty and thus are neglected.)

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FIGURE 7
Electron density profiles for (A)
C18:0/1 and (B) diC18:3 at 98%, 93%, and 79% relative
humidities. (C) Electron density profiles of C18:0/1
(solid line) and diC18:3 (dotted line)
compared at 98% relative humidity, which shows the major reduction in
peak-to-peak headgroup distance from ~4.1 nm for C18:0/1 to ~3.4 nm
for diC18:3.
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|
In relating bending stiffness to measurements of structural thickness,
it is important to recognize that elastic properties of the membrane
are governed by a mechanical thickness h, which depends on
the stress distribution across the bilayer. Hence the mechanical
thickness will be less than the peak-to-peak headgroup separation by a
nondeformable length ho (i.e.,
h = hpp
ho) that reflects both the distances
of the headgroup peaks from the compact hydrocarbon region and
nonuniformity in chain stresses. For a common value of
ho, the ratio
(kc/Ka)1/2
should still depend linearly on the peak-to-peak headgroup separation. As a test of this hypothesis, Fig. 8 is a
plot of the elastic ratios
(kc/KA)1/2
as a function of the hpp values
measured at ~98% relative humidity from Table 1 plus the published
values for diC14:0 (Petrache et al., 1998b
) and diC20:4 (McIntosh et
al., 1995
). To provide a specific model for the elastic ratio that
reflects lipid structure, we have worked out a simple theory in the
Appendix, where each monolayer is viewed as a collection of extended
polymer chains held together by hydrophobic interactions at the
interface. This polymer brush model predicts that
(kc/KA)1/2 = (hpp
ho)/(24)1/2 and
provides a rationale for the minimal variation in the direct-stretch modulus. Over a wide range of chain lengths, the straight line in Fig.
8 shows that the saturated/monounsaturated chain bilayers (diC13:0,
diC14:0, C18:0/1, diC18:1, diC22:1PC) correlate well with the polymer
brush model fit only by the value of
ho (= 1 nm). Interestingly, however,
results for the polyunsaturated bilayers (diC20:4, diC18:2, diC18:3 PC)
fall into a distinct group below the correlation. The shift implies
that the mechanical thicknesses of these highly unsaturated bilayers
would be ~13-15% less than for saturated/monounsaturated chain
bilayers.

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FIGURE 8
Correlation of the elastic ratio
(kc/KA)1/2
for bending:direct stretch with the peak-to-peak headgroup separations
hpp taken from Table 1. The solid line is
the polymer brush model
(kc/KA)1/2 = (hpp ho)/(24)1/2 for bilayer
elasticity derived in the Appendix, with
ho = 1 nm.
|
|
 |
DISCUSSION |
The important outcomes of this work are first that diacyl PC
bilayers with a wide range of chain length and unsaturation exhibited little difference in direct area expansion moduli once increases in
apparent area were corrected for smoothing of subvisible thermal bending undulations. Second, by comparison, bending rigidity increased in a steady, progressive manner with the number of carbons for saturated/monounsaturated chain bilayers. However, most striking was a
major reduction in bending rigidity, which occurred when two or more
cis double bonds were present in one or both chains of the
lipid. Because of the unusual bending flexibility of polyunsaturated chain bilayers, a much larger fraction of surface area is incorporated into thermal undulations, which significantly lowers the apparent area
modulus, as seen by comparison of KA
to Kapp in Table 1. This feature
accounts for the ~20-40% variations in elastic area moduli of
different PC bilayers published in the past by our groups and others.
Recently, for example, Koenig et al. (1997)
used NMR and x-ray methods
to derive the elastic area moduli for C18:0/1 and diC14:0. Their values
were ~220 mN/m and ~140 mN/m for C18:0/1 and diC14:0, respectively,
which are consistent with the apparent moduli
Kapp in Table 1 and point to thermal
undulations as the source of deviation from the direct-stretch moduli
KA. Finally, measurements of
peak-to-peak headgroup separation by x-ray diffraction confirmed the
hypothesis that the prominent variations in bending stiffness emanated
principally from variations in bilayer thickness. In the case of
saturated/monounsaturated chain bilayers, the measurements of the
elastic ratio
(kc/KA)1/2
and structural thickness hpp
correlated well with the linear prediction obtained from the polymer
brush model for bilayer elasticity (Appendix), which implied a fixed
length of ho = 1 nm for the combined separations of headgroup centers from the deformable hydrocarbon core.
Based on purely geometric considerations and molecular structure, Hitchcock et al. (1974)
and McIntosh and Simon (1986)
also
concluded that ho
1 nm was needed
to estimate the thickness of the compact hydrocarbon region and,
thereby, obtain the area per lipid 2a, using the hydrocarbon
packing relation 2a × (hpp
ho) = 4ac × L. Similarly,
Petrache et al. (1998b)
arrived at a length of
ho = 0.82 nm for
dimyristoylphosphatidylcholine. On the other hand, correlation of the
elastic ratio to thickness for diC18:2, diC18:3, and diC20:4 PC
bilayers showed that poly-cis unsaturated chain bilayers are
thinner and more flexible than saturated/monounsaturated chain bilayers.
Although naïve in many respects, some useful insights into the
origins of bilayer elasticity and thickness are found in the idealized
(polymer brush) model of lipid monolayers as structureless polymer
chains confined by a constant hydrophobic energy density. First of all,
the polymer brush model predicts that the surface pressure
in each
monolayer and the direct expansion modulus of a bilayer are related by
a constant factor of 6, i.e., KA = 2(3
). The numerical factor reflects the inverse cube dependence of
surface pressure on area per acyl chain governed by the
Gaussian-harmonic regime of polymer extension. In the absence of
mechanical tension, the surface pressure in each monolayer is balanced
by the interfacial energy density
for hydrophobic interactions,
=
. Consequently, the model predicts that elastic area
compressibility is constant if the interfacial energy density
is
constant (per the idealized concept of hydrophobic interactions).
Consistent with this prediction, direct-stretch moduli of the 12 PC
bilayers vary little in a range of 230-250 mN/m, except for
diC18:1c9 and diC22:1c13 at
263-265 mN/m. As such, the mean value of 243 mN/m implies that
monolayer surface pressure varies little from
40 mJ/m2 (mN/m). The < ±10% variations from
243 mN/m obviously reflect deviations from the idealized model, which
could arise from many sources: e.g., departure from Gaussian-harmonic
behavior of chains, headgroup interactions, and chemical variations in
hydrophobic and other interfacial interactions.
Next, if we accept that the mechanical thickness
hpp
ho is equal to the hydrocarbon
thickness, we can use the polymer brush model to predict hydrocarbon
thickness and area per lipid 2a, which can be compared to
structural measurements. The simple result is that hydrocarbon
thickness and area per molecule depend only on a fixed ratio
c
= (3kBT/ac
)
of thermal to interfacial energy and the number
ns = L/2b of
statistical segments per chain, i.e.,
hpp
ho
2L/(c
ns)1/3
and 2a
0.40 nm2 × (c
ns)1/3,
where 2ac
0.40 nm2 and L = ncarbons × 0.125 nm in the
all-trans configuration. (The polymer brush model also
predicts that bending stiffness
scaled by the characteristic energy
L2
depends uniquely on the ratios
c
and ns,
i.e., kc = (
L2)/(c
ns)2/3,
which yields a range from kc
0.57 × 10
19 J for C13 to
kc
1.2 × 10
19 J for C22 chains.) Taking the value of
40 mJ/m2 deduced from the mean
stretch modulus defines c
1.5, so all relations reduce to a simple dependence on the number ns of statistical segments per chain,
i.e., thickness hpp
ho
1.75 L/ns1/3 and area per lipid
2a
0.46 nm2 × ns1/3. As shown in the Appendix, correlating
the dependence of surface pressure on area per chain predicted by the
model to the published monolayer isotherm for C18:0/1 yields the mean
number L/2b
2.25 of statistical segments
per chain and a persistence length of b
0.5 nm.
Hence the structural thickness of C18:0/1 is predicted to be
hpp
3.0 nm + ho, which agrees with the value in
Table 1 if we take ho = 1 nm.
Furthermore, assuming common values of persistence length
b
0.5 nm and ho = 1 nm, thicknesses can be predicted over the full range of chain length
from hpp
3.4 nm for diC13:0 to
hpp
4.4 nm for diC22:1, which is
again consistent with the span in Table 1. As an experimental
comparison for area per molecule, Koenig et al. (1997)
used deuterium
NMR to derive hydrocarbon thickness and area per lipid by measuring the
integrated-average order parameter for 2H-labeled
chains. The molecular areas of 0.59 nm2 for
diC14:0 and 0.61 nm2 for C18:0/1 from their
experiments are close to the estimates of 0.55 nm2 and 0.6 nm2,
respectively, predicted by the polymer brush model.
In contrast to the predictive success for saturated/monounsaturated
chain bilayers, neither the thickness nor the bending modulus
calculated with the polymer brush relations matches the measured values
for bilayers with polyunsaturated chains. Most likely, this stems from
increased chain repulsion and peaked stress distributions within the
monolayers. For example, a shorter persistence length b
could be an origin of larger repulsion between poly-cis unsaturated chains. Evidence for this comes from Monte Carlo
simulations by Rabinovich and Ripatti (1991)
, which showed that the
mean end-to-end length of a chain diminished as the number of
methylene-interrupted cis double bonds were increased in a
chain. For 18 carbon chains, the apparent increase in chain
"flexibility" implied a reduction of ~33% in persistence length.
In the context of the polymer brush model, the increase in chain
flexibility would reduce the peak-to-peak headgroup thickness by ~0.4
nm to ~3.6 nm for bilayers with C18 chains
again taking
ho = 1 nm. However, even though a 33%
reduction in persistence length may account for a large portion of the
reduction in thickness, changes in persistence length alone cannot lead to a departure from the linear correlation of elastic ratio to mechanical thickness seen in Fig. 8 for saturated/monounsaturated chain
bilayers. This deviation implies a narrowing in the distribution of
chain stresses within monolayers of the bilayer or an increase in
ho.
Distributions of chain stresses in PC monolayers have been nicely
modeled in recent simulations by Cantor (1999)
. Invoking the same
entropic physics and interfacial energy for hydrocarbon-water interaction as used in our simple theory, Cantor used a mean-field lattice calculation to obtain distributions of lateral stress across
monolayers in bilayers. For a wide range of hydrocarbon chain length
and unsaturation, the stress distributions resembled flattened
half-period sine functions. Generally, monolayers of chains with
cis double bonds were found to be thinner than layers with
saturated chains of the same length. But important asymmetries arose
when multiple cis bonds appeared at specific locations. In
particular, noticeably peaked and asymmetrical distributions were
obtained when unsaturated bonds were present near the interface, e.g.,
C18:1c6, C18:3c6,9,12,
C20:4c5,8,11,14, and
C22:6c4,7,10,13,16,19. It was puzzling, however,
that there were essentially no differences in stress distributions or
thicknesses between mono- and poly-cis unsaturated chains
when double bonds started in the nine position, i.e.,
C18:1c9 vis-a-vis
C18:3c9,12 and
C18:3c9,12,15, unlike the thickness measurements
listed in Table 1. So perhaps a different algorithm is needed to
describe the energetics of chain configurations on the lattice in the
case of methylene-interrupted cis double bonds. As a
possible clue, the molecular-model computations of Applegate and
Glomset (1991)
have shown that angle-iron-shaped conformations of
polyene sequences shorten chains significantly, and the reduction in
length is larger when polyene sequences are more distal from the
water-hydrocarbon interface, as is the case for
C18:3c9,12,15.
We use a rudimentary physical model to establish a molecular
basis for lateral area compressibility and bending stiffness of a
bilayer. The model is based on the premise that surface pressure in a
fluid bilayer is dominated by confinement of chain entropy, which
neglects van der Waals attraction between chains and specific headgroup
interactions. Following Flory (1969), we treat the hydrocarbon chains
as short, freely jointed polymers (FJC) characterized by a free energy
that depends only on chain extension and the number of statistical
segments ns = L/2b
defined by twice the persistence length
b. Thus the model provides no information about the
distribution of chain stress across the bilayer.
The concept of hydrocarbon chains as freely jointed polymers with long
statistical segment lengths is well established from the pioneering
work of Flory (1969). For polymethylene polymers of length
L, Flory showed that the mean square end-to-end length grows
as
r2
= 2bL, as
expected for freely jointed chains, but the effective segment (Kuhn)
length 2b is ~8.3 C-C bonds (i.e., 2b
1 nm) or about half of the L
2.25 nm
all-trans length of 18 carbon chains. For short chains,
Flory also showed that the free energy of extension closely follows a
Gaussian-harmonic approximation, Fce
(3nskBT)x2/2,
up to relatively large extensions (e.g., x
0.9 for
L/2b
4). By comparison, the free energy
for a long polymer begins to diverge logarithmically, i.e.,
Fce
nskBT
loge(1
x), at modest
extensions x > 0.5. Because hydrocarbon chains in
fluid PC bilayers are extended to ~0.7 or less of the
all-trans length, we can confidently use the harmonic
approximation for free energy of chain extension to predict the
dependence of surface pressure on area per lipid molecule, which yields
Because surface pressure depends only on chain extension, the elastic
area modulus of a bilayer is easily derived to be
KA = 2x(
/
x)
18ns(kBT/ac)x3
and thus is determined by monolayer surface pressure
(KA = 6
). From thermodynamic
minimization of the free energy with respect to lipid surface density,
the surface pressure of a monolayer in a flat tension-free bilayer is
fixed by the interfacial energy density
for exposure of hydrocarbon
to water, i.e.,
=
(Evans and Skalak, 1980
; Cantor, 1999
).
Hence the simple brush model of polymer confinement by hydrophobic
interactions predicts that the bilayer surface pressure and elastic
area modulus are essentially constants governed by the interfacial
energy density
. Clearly, the energy density
is affected by
chain chemistry (unsaturation, etc.) and interactions in the headgroup
region, which will only appear relatively constant for a particular
lipid headgroup.
To derive the bending rigidity, we follow the approach used to analyze
properties of block copolymer films (Wang and Safran, 1991
; Dan and
Safran, 1994
; Dan, 1999
). In contrast to a copolymer film and solution
at equilibrium, we assume that the monolayers are kinetically trapped
and closed to exchange with the environment or each other, which is
appropriate for diacyl lipids. As described above, the energy
functional for a monolayer includes the free energy of chain extension
plus the interfacial energy associated with hydrophobic interactions,
The authors acknowledge the stimulating and helpful conversations
with Myer Bloom at the University of British Columbia (whose curiosity
about possible exotic physics in docosahexaenoic acid and its role in
brain function motivated this project) and Sid Simon at Duke University
(for years of unabridged discussions about unresolved features of membranes).
This work was supported by Medical Research Council grant MT7477 (EE)
and National Institutes of Health grants GM40162 (DN), GM08555 (DN),
and GM27278 (TM).
Address reprint requests to Dr. Evan A. Evans, Department of Physics,
University of British Columbia, Vancouver, BC V6T 1Z1, Canada. Tel.:
604-822-7103; Fax: 604-822-7635; E-mail: evans{at}physics.ubc.ca.