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Biophys J, July 2000, p. 340-356, Vol. 79, No. 1

Pretransitional Effects in Dimyristoylphosphatidylcholine Vesicle Membranes: Optical Dynamometry Study

R. Dimova,*dagger B. Pouligny,* and C. Dietrich*Dagger

 *Centre de Recherche Paul-Pascal, Centre National de la Recherche Scientifique, 33600 Pessac, France;  dagger Laboratory of Thermodynamics and Physicochemical Hydrodynamics, Faculty of Chemistry, Sofia University, Sofia 1164, Bulgaria; and  Dagger Department of Cell Biology and Anatomy, University of North Carolina, Chapel Hill, North Carolina 27599 USA


    ABSTRACT
TOP
ABSTRACT
I. INTRODUCTION
II. MATERIALS AND METHODS
III. EXPERIMENTAL PROCEDURES...
IV. RESULTS
V. DISCUSSION
VI. CONCLUSIONS AND PROSPECTS
APPENDIX
REFERENCES

We used micron-sized latex spheres to probe the phase state and the viscoelastic properties of dimyristoylphosphatidylcholine (DMPC) bilayers as a function of temperature. One or two particles were manipulated and stuck to a DMPC giant vesicle by means of an optical trap. Above the fluid-gel main transition temperature, Tm congruent  23.4°C, the particles could move on the surface of the vesicle, spontaneously (Brownian motion) or driven by an external force, either gravity or the laser beam's radiation pressure. From the analysis of the particle motions, we deduced the values of the membrane hydrodynamic shear viscosity, eta s, and found that it would increase considerably near Tm. Below Tm, the long-distance motion of the particles was blocked. We performed experiments with two particles stuck on the membrane. By optical dynamometry, we measured the elastic resistance of the membrane to a variation in the interparticle distance and found that it would decrease considerably (down to zero) when the temperature was increased to Tm. We propose an interpretation relating the elastic response to the membrane curvature modulus, kC. In this scheme, the two-bead dynamometry experiments provide a direct measurement of kC in the P'beta phase of lipid bilayers.


    I. INTRODUCTION
TOP
ABSTRACT
I. INTRODUCTION
II. MATERIALS AND METHODS
III. EXPERIMENTAL PROCEDURES...
IV. RESULTS
V. DISCUSSION
VI. CONCLUSIONS AND PROSPECTS
APPENDIX
REFERENCES

Lipid bilayers are conventionally accepted to be the simplest model that approximates some properties of biological membranes. Besides their structural resemblance, they are characterized by physical properties similar to those of biomembranes, including thickness, water permeability, bending rigidity, surface tension, and viscosity. Furthermore, artificial lipid membranes are well-defined systems and are readily prepared. Thus they provide a unique opportunity to investigate certain physiological functions and processes in biological membranes. In addition, bilayers are convenient systems for investigating two-dimensional (2-D) molecular motion (Saffman, 1976) and ordering (Nelson and Halperin, 1979; Nelson and Peliti, 1987; Seung and Nelson, 1988).

It has been established that the biological membranes are not rigid bodies but flexible and fluid materials. However, the biomembrane lipids exhibit a range of phase transitions (from fluid liquid crystalline to gel-like structures). It is known that the so-called growth temperature of some microorganisms is closely related to the membrane phase transition. Phospholipid phase transitions could also be important in regulating the activities of membrane proteins and their interaction with the lipid matrix. For instance, the lipid bilayer should be "softer" and not very viscous, to permit easy structural reconfiguration of the protein molecule. The lipid bilayer, being in the fluid state, would allow an inclusion to move without restoring force. On the other hand, when frozen or when subjected to a large deformation, the biological membrane exhibits an elastic response (Hochmuth et al., 1980; Waugh and Evans, 1979) (the red blood cell membrane has often been modeled as a thin rubber sheet; see, for instance, Skalak et al., 1973).

In terms of molecular structure, membrane fluidity in the Lalpha phase implies "melted" hydrocarbon chains of the lipid and positional disorder of the molecules in the bilayer plane. Conversely, in gel phase the lipid bilayer becomes "stiff," the acyl chains freeze in a nearly all-trans configuration, and the molecules (heads and/or chains) are apparently arranged in a 2-D hexagonal lattice. Thus the phase state of the lipid bilayer largely influences the mechanical properties of the membrane itself. A large variety of techniques have been employed to study the phase transition behavior of bilayer systems on both molecular and on macroscopic scales: differential scanning calorimetry (Janiak et al., 1976, 1979; Koynova and Caffrey, 1998; Heimburg, 1998), x-ray diffraction (Janiak et al., 1976, 1979; Brady and Fein, 1977, Smith et al., 1988), Raman spectroscopy (see refs. in Pink et al., 1980), NMR (Davis, 1979; MacKay, 1981; Wittebort et al., 1981), electron spin resonance (Tsuchida and Hatta, 1988), spectroscopic techniques describing molecular diffusion (see refs. in Tocanne et al., 1994), ultrasonic studies (Mitaku et al., 1978), and micropipette techniques (Evans and Kwok, 1982; Needham and Evans, 1988; Needham and Zhelev, 1996).

Dimyristoylphosphatidylcholine (DMPC) is a frequently studied artificial lipid because it undergoes a phase transition at a convenient temperature. Upon cooling below ~23.6°C (Koynova and Caffrey, 1998) it undergoes a transition from the liquid crystalline Lalpha phase to the P'beta solid rippled phase, characterized by periodic corrugations of the bilayer. Studies on the microscopic level (electron spin resonance, 13C NMR) showed that a significant fraction (~20%) of chain disorder still exists in the P'beta phase (Davis, 1979; MacKay, 1981; Wittebort et al., 1981; Tsuchida and Hatta, 1988). Lateral diffusion measurements (Derzko and Jacobson, 1980) detected heterogeneity in the self-diffusion coefficient and interpreted the results by assuming the existence of fast and slow components differing by several orders of magnitude. It was suggested (Schneider et al., 1983) that the P'beta phase comprises bands of ordered lipid separated by bands of disordered ones, the latter coinciding with the regions of high curvature in the rippled structure (as also proposed by Tsuchida and Hatta, 1988). A recent study (Jutila and Kinnunen, 1997) on the DMPC phase transition in large unilamellar vesicles reported evidence of pretransitional phenomena that were correlated to structure fluctuations and gel-like domain formation. The complexity of the melting process in giant vesicles was visualized by two-photon fluorescence microscopy (Bagatolli and Gratton, 1999). Although numerous studies have been performed, information on the physical characteristics of the lipid bilayer in the phase transition region is still needed. The work reported here is aimed at better understanding the mechanical properties of the lipid membrane on a macroscopic level (note that among the techniques cited above, few work on this scale).

Our experiments deal with micron-sized latex beads attached to giant vesicle membranes. The particles are manipulated by means of an optical trapping system (Velikov et al., 1997). In their motion the latex spheres directly "feel" the state of the membrane. We use them as macroscopic mechanical probes to characterize the viscous or/and elastic responses of the vesicle membrane. The general problem of the friction experienced by a single particle when it moves along a fluid vesicle surface has been studied (Dimova et al., 1999a), and this has allowed deduction of the membrane shear viscosity (eta s) from the kinetics of particle motion. The general procedure (it is applicable to different particle and vesicle sizes and particle penetrations across the membrane) was tested with polystyrene latex beads and SOPC (Lalpha -stearoyl-oleoyl-phosphatidylcholine) membranes, which are fluid at room temperature.

In this work we study the DMPC membrane above and below the gel-fluid transition temperature. Basically, we investigate the temperature variation of the membrane viscosity in the fluid phase (T > Tm), using the above-mentioned single-bead method (Dimova et al., 1999a). In the gel phase (T < Tm), we probe the membrane elasticity by manipulating two beads simultaneously, and we measure the membrane elastic response by optical dynamometry up to Tm. As far as we know, these are the first experiments of that kind dedicated to lipid membranes and aimed at characterizing their pretransitional behavior on both sides of Tm. From the viewpoint of experimental techniques, ours has much in common with a number of recent experiments on biological membranes, using spherical particles as probes, either by optical (Bronkhorst et al., 1995; Hénon et al., 1999; see also Ashkin, 1997), or magnetic (Bausch et al., 1998, 1999; Boulbitch, 1999) dynamometry. All of these experiments are difficult to carry out and to interpret. An important point of this report is dedicated to interpreting the measured elastic response as a function of basic membrane elastic moduli. As we will explain, we do not read our data in terms of the membrane shear modulus (as one might believe a priori), but rather in terms of the membrane curvature modulus (kC). In short, we report on the pretransitional behavior of kC in the gel phase.

The paper is organized as follows. The next section (II) briefly introduces the materials and methods: sample preparation, experimental set-up, and procedure for the particle path analysis. In section III, we explain the principles of the different experimental methods and the kind of information that they provide. We start with the viscosimetry experiments: the procedures for measuring the particle friction coefficient and deducing the membrane viscosity are briefly reviewed in sections III.1 and III.2, respectively. The approach to the study of the gel phase elasticity, by optical dynamometry with two beads, is explained in section III.3. Our experimental results are reported in section IV: there we show the variation in eta s above Tm and that in the membrane stiffness (kM) below Tm. The pretransitional behaviors of eta s and kM are discussed and tentatively interpreted in section V. Our estimate of the amplitude of kC in the gel phase is based not on a theory but on true analog simulations, which we carried out with macroscopic elastic sheets. These experiments are briefly described in the Appendix.


    II. MATERIALS AND METHODS
TOP
ABSTRACT
I. INTRODUCTION
II. MATERIALS AND METHODS
III. EXPERIMENTAL PROCEDURES...
IV. RESULTS
V. DISCUSSION
VI. CONCLUSIONS AND PROSPECTS
APPENDIX
REFERENCES

II.1. Vesicle preparation

Giant vesicles were prepared from 1,2-dimyristoyl-sn-glycero-3-phosphocholine (DMPC) (Avanti Polar Lipids, Alabaster, AL; no additional purification of lipid was performed), using the method of electroformation (Angelova and Dimitrov, 1986; Angelova et al., 1992). During vesicle formation, the temperature (30°C) was kept well above the main phase transition of DMPC, and an electric field of a few V/mm was applied. The vesicles grow along platinum electrodes, on which the lipid was originally deposited. At the end of the preparation, the vesicles were usually interconnected and clustered. Target vesicles were selected at the outer rim of such clusters for experiments. There one easily finds vesicles that are unilamellar (as far as we can determine from phase contrast views) and without obvious internal structures. Most often, these outer vesicles were spherical and were connected just by a few contact points to the cluster. Sometimes they adhered by easily visible flat portions to neighbors or to the nearby platinum electrode.

The experimental cell is equipped with a circulating water jacket, allowing for a homogeneous temperature distribution in the chamber (see a detailed sketch in Fig. 1). The whole experimental unit is mounted on a motorized x-y stage. Basically, the optically trapped particles are immobile. To bring them in contact with vesicles, we moved the cell with the x-y stage. The temperature of the circulating water was kept constant to within ±0.1°C by means of a cryothermostat (Lauda RM6) and measured by a thermocouple located inside the cell (see Fig. 1 A) (some of the experibments reported were performed before construction of the chamber in Fig. 1, and the temperature was controlled only to within about ±0.4°C). The device can be operated from, say, 50°C down to ~15°C.



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FIGURE 1   A schematic sketch of the experimental chamber. (A) Horizontal section: the cooling water cycle includes a cryothermostat. (B) Cross section: the optical trap is realized by two contrapropagating laser beams focused on the working cell by the two objectives.

II.2. Optical manipulation of latex beads

The optical trap, specially designed to ensure a long working distance (on the z axis) between manipulated particles and optical components, has been described in detail elsewhere (Angelova and Pouligny, 1993; see also Dietrich et al., 1997, for additional characteristics of the set-up). Basically, the trap consists of two contrapropagating laser beams focused inside the experimental chamber (standard optical tweezers are created from a single sharply focused beam; see Ashkin et al., 1986).

For the experiments, we used latex spheres (Polyscience, Warrington, PA) with diameters ranging from 2 to 12 µm. To avoid contamination with lipid, the beads are injected at some distance (approx  15 mm) from the vesicle clusters at the electrodes (see Fig. 1 A). We pick up a particle with the laser trap and transport it to a previously selected vesicle. The bead sticks with a quick jump toward the vesicle interior as it comes in contact with the lipid bilayer. In our procedure, we attach the particle to the membrane in the fluid state, i.e., at T > Tm, but adhesion is possible below Tm as well. The way in which the particle stabilizes itself across the vesicle membrane is sometimes complex (see Dietrich et al., 1997, for details). A final equilibrium position is established within several seconds. This position is stable on the time scale of a single experiment (~1 h). By "stable" we mean that it does not change spontaneously and cannot be modified by the laser radiation pressure forces. When the lipid bilayer is in the fluid state, beads are allowed to move along the membrane. Driven by gravity, large and heavy beads sediment toward the bottom of the vesicle (see Fig. 2 A). Small and light particles exhibit Brownian motion (see Fig. 2 B). Beads can also be directed by the radiation pressure force (see Fig. 2 C). When the temperature is decreased below Tm, a membrane-bound particle becomes "frozen." It is no longer possible to make it move everywhere on the vesicle surface. Only a small lateral displacement can be achieved by means of the optical trap. When the laser beam is switched off, the particle returns to a point near its original position.



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FIGURE 2   Schematic illustrations representing three different approaches to measurement of the mobility of a particle bound to a membrane. (A) Gravity-driven sedimentation. (B) Brownian motion at the bottom of the vesicle. (C) Optical trapping kinetics (the sketch is exaggerated in terms of distances).

Particle size calibration is performed before adhesion to the vesicle. The bead sedimentation velocity, vsed, was measured in bulk water. Application of Stokes' law yields the bead radius a = (9eta nu sed/2Delta rho g)1/2, where Delta rho is the density difference between water and latex (approx  0.05 g/cm3), g is the gravity acceleration, and eta  is the viscosity of water. For small particles, instead of measuring the sedimentation velocity, one can analyze their Brownian motion. Extracting the diffusion coefficient in the bulk aqueous suspension (Dfree) provides the bead radius from the Stokes-Einstein equation [a = kBT/(6pi eta Dfree)], where kBT is the Boltzmann energy.

The calibration of the optical trap forces is described in the next subsection. For the latex spheres of interest, no heating effects (absorption) were detected (Angelova and Pouligny, 1993). The applied laser powers were weak (less than 6 mW in the sample cell) compared with experiments with optical tweezers, in which the highly focused laser spot (a few hundred mW) could induce heating of the lipid membrane (Liu et al., 1995) or even mechanical effects (Granek et al., 1995; Bar-Ziv et al., 1995).

For two-bead experiments a double trap configuration of the optical system is used. The laser beam is split into two pairs forming two traps (Angelova and Pouligny, 1993; Martinot-Lagarde et al., 1995). One trap is fixed, while the other can be moved by means of a mirror mounted on a one-direction motorized stage. The distance between the two traps can be adjusted between 0 and ~35 µm.

II.3. Optical dynamometry

The force (several pN) exerted on a trapped bead depends on its size and on the refractive indices of the particle and of the surrounding media; it is proportional to the applied laser power. Radiation pressure forces are directed through the center of the manipulated (supposedly spherical) particle (Martinot-Lagarde et al., 1995; Polaert et al., 1998). The radiation pressure for the beam geometry used was computed with the Generalized Lorenz-Mie Theory (GLMT) (Gouesbet et al., 1988; Ren et al., 1994; Martinot-Lagarde et al., 1995). In bulk water, the trap force in the x-y plane (transverse force component) is roughly proportional to the distance (<A><AC>x</AC><AC>&cjs1171;</AC></A>) between the bead center and the beam axis, when it is less than ~0.6 times the particle radius, a (the deviation is within ±10%, which is a reasonable accuracy for the data interpretation, keeping in mind the experimental error). Fig. 3 presents the theoretically computed transverse optical trapping force, FRP, versus <A><AC>x</AC><AC>&cjs1171;</AC></A> (the force is calculated for an incident laser power of 5 mW, which is a typical value). Different curves correspond to different particle radii.



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FIGURE 3   Numerical calculations of optical trap force, FRP (transverse force component), as a function of particle off-centering, <A><AC>x</AC><AC>&cjs1171;</AC></A>, for beads of different sizes. The computations are performed for the trap configuration used in experiments and an applied laser power of 5 mW. The wavelength of the incident beam is 514 nm in air; the beam waist is 4.15 µm.

Another method for deducing the magnitude of FRP is to submit the trapped sphere to a constant counterflow of known velocity and determine the "escape" velocity, vesc, at which the particle leaves the trap. The corresponding trapping force, which is the maximum of FRP(<A><AC>x</AC><AC>&cjs1171;</AC></A>), exactly balances the viscous drag force (Stokes' law):
F<SUP><UP>max</UP></SUP><SUB><UP>RP</UP></SUB>=6&pgr;a&eegr;v<SUB><UP>esc</UP></SUB>. (1)
Both methods were used to estimate the trapping force.

Knowing the radiation pressure force applied through the particle center, we probed the vesicle membrane for forces in the piconewton range. At temperatures at and above Tm, we measured the bilayer shear viscosity. Below Tm, by means of the two-particle manipulation, the elastic restoring force was studied.

II.4. Image processing

A classical microscope with elements integrated in the optical trap set-up allows us to observe bead and vesicle position from above (top view). While the vesicle contour and a small sphere (<4 µm in diameter) are best represented in phase-contrast mode, larger beads are preferably imaged in simple transmission (amplitude contrast) mode. Applying digital image processing allows the bead motion (horizontal projection) to be followed with a rate of ~6 Hz. Essentially, the algorithm is based on subtraction of a previously recorded background frame (without particle) and discrimination of the resulting image in 0 (no particle) and 1 (particle) levels. The accuracy is set by the pixel resolution (0.156 × 0.159 µm) of the CCD camera (Hamamatsu). Image sequences are recorded with standard video equipment (U-matic; SONY).


    III. EXPERIMENTAL PROCEDURES AND DATA ANALYSIS
TOP
ABSTRACT
I. INTRODUCTION
II. MATERIALS AND METHODS
III. EXPERIMENTAL PROCEDURES...
IV. RESULTS
V. DISCUSSION
VI. CONCLUSIONS AND PROSPECTS
APPENDIX
REFERENCES

III.1. Viscosimetry of fluid membranes

In this subsection we discuss three different one-bead-one-vesicle scenarios followed in our experiments and their interpretations. By these single-particle manipulations, we determine the viscosity of the lipid bilayer in the fluid state (T >=  Tm). The parameter measured in all three experiments is the friction coefficient, zeta . It relates the bead velocity (v) and the drag force (Ffr) experienced by the particle:
F<SUB><UP>fr</UP></SUB>=&zgr;v. (2)
The particle motion can be driven by gravity (sedimentation experiment, Fig. 2 A), by thermal fluctuations (Brownian motion, Fig. 2 B), or by radiation pressure force (Fig. 2 C). We suppose that the friction coefficient is constant when the membrane is in the fluid state. This amounts to hypothesizing that the bilayer shear viscosity is constant, i.e., independent of frequency. As we will see, the experimental results are in line with this assumption.

III.1.1. Sedimentation

After a particle becomes attached to the membrane, we bring it close to the upper pole of the vesicle and release it. The bead starts to glide down and approaches the lowest point at theta  pi  (Fig. 4 A). We observe the bead movement from above. Fig. 4 B shows a top view of a recorded particle trajectory. The driving force is gravity, projected onto the membrane. Sedimentation velocities are typically a few microns per second. Inertial contributions can be neglected (highly damped motion). The equation of motion is
0=<A><AC>m</AC><AC>˜</AC></A>g <UP>sin</UP> &thgr;−&zgr;<A><AC>R</AC><AC>˜</AC></A><A><AC>&thgr;</AC><AC>˙</AC></A>, (3)
where &mtilde;g is the particle weight corrected for buoyancy. Note that the distance between the particle and the vesicle centers, &Rtilde;, may differ slightly from the vesicle radius R (see Fig. 4 B). Equation 3 is easily integrated in spherical coordinates:
f[&thgr;(t)]=f(&thgr;<SUB>0</SUB>)−<A><AC>m</AC><AC>˜</AC></A>gt/(<A><AC>R</AC><AC>˜</AC></A>&zgr;), (4)
where f(theta ) = arctanh(cos theta ) and theta 0 is the particle position at time t = 0. The slope of the experimental time dependence of f yields the value of the friction coefficient, zeta . The solution of Eq. 3 for the horizontally projected (in the x-y plane) distance <A><AC>r</AC><AC>&cjs1171;</AC></A>, between the particle and the vesicle centers, which is the directly measured parameter in our experiments, is
<A><AC>r</AC><AC>&cjs1171;</AC></A>(<A><AC>t</AC><AC>&cjs1171;</AC></A>)=<A><AC>R</AC><AC>˜</AC></A> <UP>sin</UP>{2 <UP>arctan</UP>[<UP>exp</UP>(<A><AC>t</AC><AC>&cjs1171;</AC></A>)]<UP>tan</UP>(&thgr;<SUB>0</SUB>/2)}, (5)
where &ttilde; = &mtilde;gt/(zeta &Rtilde;). Equation 5 provides a master curve, representing the sedimentation path for any experimental geometry. However, as previously discussed (Velikov et al., 1997, 1999), working with Eq. 5 is justified only in the zone of the vesicle equator (theta  = pi /2), provided the particle is heavy enough. When the latex bead is close to a pole of the vesicle, the effective gravitation force projected onto the vesicle surface approaches zero and Brownian excursions may become significant. Near the equator of the vesicle the drift velocity, v, is at maximum, vmax &mtilde;g/zeta . The condition for a "heavy enough" particle is defined by the so-called Peclet number, Pe = &mtilde;g&Rtilde;/(kBT). Pe is a measure of the sedimentation contribution relative to thermally driven diffusion. In the limit of infinitely large values of Pe we end up with the purely mechanical problem set out in Eq. 5. In the high temperature limit (Pe right-arrow 0) thermally induced fluctuations in the experimental sedimentation path become substantial. In fact, the applicability of Eqs. 3-5 depends on theta  and is set by Pe sin theta . Our analysis of experimental trajectories, using Eq. 5 applied to the measured curves, was restricted to an interval in theta  (pi /3 < theta  < 2pi /3) and Pe > 100. 



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FIGURE 4   (A) The sketch illustrates the particle (latex bead) movement along the spherical surface of a vesicle; see text for notations. (B) A recorded particle trajectory, top view (the bead contour corresponds to the moment when the particle passes through the equatorial plane of the vesicle). The recorded trace is the horizontal projection of the particle path.

III.1.2. Brownian motion

For smaller particles (a < 2 µm) or small Pe numbers, the determination of zeta  from sedimentation is problematic, and analyzing the Brownian excursions is more appropriate. In this case, we measure D, the particle diffusion coefficient, which is related to zeta  by the Einstein-Stokes equation, D = kBT/zeta . Guiding the particle to the bottom of the vesicle and switching the optical trap off, one observes a random walk, which at first glance resembles 2-D motion. The diffusion constant can be extracted by studying the mean squared displacement of the particle in the short time limit. For Brownian diffusion in a flat plane this results in a straight line, < (Delta x)2 + (Delta y)2>  = 4DDelta t. An essential difference from a free random walk along a horizontal plane is the fact that in the long time regime, gravity keeps the particle near the lowest point of the vesicle. Because the bead is bound to a spherical surface, the bead motion can be presented as taking place at the bottom of a parabolic potential well. The lateral extension, x~ , of the statistical cloud of particle positions is given by kBT congruent  &mtilde;gx~ 2/(2&Rtilde;). If we release the particle at time t = 0 at x = 0 (the bottom of the well), the Brownian motion will be in the planar regime as long as t &ttilde;, where &ttilde; is defined by x~ 2 = 4D&ttilde;. Finally &ttilde; = &Rtilde;zeta /(2mg). In our experimental conditions, &ttilde; is on the order of 100 s at room temperature. In the long time regime, the averaged squared displacement must reach an equilibrium level. For our set-up with a detection rate of ~6 Hz, the planar regime lasts for 1 s (Delta t <=  1s) or more and is clearly identified. In fact, this condition is satisfied in our experiments. The concepts of our Brownian motion analyses have been verified by computer simulations (Velikov et al., 1999). We also performed an additional experimental check of the values we obtained for the particle diffusion coefficient: the mobile x-y stage on which the experimental sample is mounted, was programmed so that its motion would simulate random Brownian displacement. We recorded the "motion" of particles that were "frozen" inside the sample cell (this condition was realized by replacing the water with a water-agarose gel). The data analyses yielded the correct value of D.

III.1.3. Optical trapping dynamics

As already commented, for distances to the trap origin smaller than ~0.6 a (see Fig. 3), the transverse radiation pressure force exerted on a latex bead increases linearly with the distance between the bead and trap centers: FRP congruent  kRPx (the limit of the assumed linearity depends on the required accuracy of the value of FRP). The coefficient kRP or the trap "spring" constant depends on the bead size, beam geometry, and the laser power and is easily held constant for a series of experiments performed with the same bead.

We perform simple "catch experiments." The particle is brought to the bottom (or top) of the vesicle, where the lipid membrane is essentially perpendicular to the laser beams. The trap is switched off and repositioned a few microns to the side. When the trap is switched on again, the bead is attracted to the trap center. For displacements that are small compared to the vesicle radius, the membrane can be regarded as flat and the bead as moving approximately in a straight line toward the trap. We neglect effects due to gravity. The equation of motion is
0=k<SUB><UP>RP</UP></SUB><A><AC>x</AC><AC>&cjs1171;</AC></A>−&zgr;<A><AC><A><AC>x</AC><AC>&cjs1171;</AC></A></AC><AC>˙</AC></A>. (6)
The solution is
<A><AC>x</AC><AC>&cjs1171;</AC></A>(t)=<A><AC>x</AC><AC>&cjs1171;</AC></A><SUB>0</SUB><UP>exp</UP>(<UP>−</UP>t/&tgr;<SUB><UP>c</UP></SUB>), (7)
where x0 is an integration parameter, representing the particle-trap distance at time t = 0 (after the trap repositioning); tau c = zeta /kRP is the characteristic time of the process. The value of the radiation pressure constant, kRP, is either deduced from GLMT calculations or estimated from the escape velocity measurements (see Eq. 1; roughly, kRP congruent  6pi eta vesc). For our experiments, the radiation pressure constant is on the order of 10-3 dyn/cm. Knowing kRP, one can determine the friction coefficient, zeta , from an exponential fit to the measured distance x.

We end this paragraph with a remark about Eq. 6. Following the same reasoning as for the sedimentation equation (Eq. 3), we expect Eq. 6 to be valid whenever the relevant Peclet number is large. Here we may put Pe = ERP/(kBT), where ERP is the particle optical trapping energy. ERP is on the order of aPhi /c, where Phi  is the laser power acting on the particle and c is the velocity of light. With Phi  = 5 mW, a typical power, and a = 2 µm, we thus find Pe approx  104. This proves that Brownian excursions are negligible in the particle trapping kinetics and that Eq. 6 can be safely applied.

III.2. From particle friction to membrane viscosity

Deducing the value of the membrane shear viscosity, eta s, from that of zeta  necessitates a theory for the particle motion. We used the theory of Danov et al., either in the simple version for flat Langmuir films (Danov et al., 1995) or in the recent general version for vesicles (Danov et al., manuscript submitted for publication). As discussed by Danov et al. (manuscript submitted for publication) and Dimova et al. (1999a), two important assumptions of the theory are that the membrane behaves like a single film and that the membrane-particle contact line is locked on the particle surface ("contact line pinning"). These two assumptions greatly simplify the theory, and it was shown by Dimova et al. (1999a) and Dietrich et al. (1997) that they are satisfied by the latex bead-lipid vesicle system, indicating that the particle does not roll on the membrane and that lipids do not slip along the particle surface.

In the case of a small particle on a large vesicle the bead "sees" the membrane as a flat surface. For such systems, eta s can be simply deduced from the friction coefficient, zeta , following the procedure of Velikov et al. (1997). There the theory of Danov et al. (1995) was employed for the zeta -to-eta s inversion: the model for the motion of a particle along a flat infinite film at the air/water surface is adapted to a particle moving along a membrane (i.e., water/bilayer/water interface). The adaptation requires 1) that the bead be much smaller than the vesicle size, a R (to satisfy the condition for a flat surface), and 2) that the membrane intercept the particle through its equator, i.e., the contact angle has to be ~90° (to allow for a superposition of two equivalent air/water systems).

For a large particle and an arbitrary radial penetration (or an arbitrary contact angle) of the particle, one needs to account for possible finite size effects (e.g., increased friction due to recirculation of the water enclosed in the vesicle bulk); a generalized theory accounting for these factors is available (Danov et al., manuscript submitted for publication). For membranes of moderate surface viscosity (e.g., on the order of 5 × 10-6 surface poise) the recirculation effect may have a considerable impact on the value of zeta . Indeed, the theory shows that zeta  definitely increases beyond zeta infinity , the value corresponding to the flat membrane limit (R/a right-arrow infinity ), when R/a < 10 and when the particle penetrates more toward the vesicle interior. The theory was successfully applied to the interpretation of data from sedimentation and diffusion measurements (Dimova et al., 1999a) and allowed for a robust determination of the shear surface viscosity. For SOPC lipid membranes at room temperature, eta s was found to be ~3 × 10-6 surface poise (dyn·s/cm or sp; note that the commonly used "surface shear viscosity" has units of [bulk membrane viscosity × membrane thickness]).

The geometry of some of the experimental systems reported here permits application of the mathematically simpler model (Velikov et al., 1997). For others (e.g., when the bead is predominantly situated on one side of the vesicle surface), it was necessary to introduce a finite-size correction factor deduced from the theoretical predictions (Danov et al., manuscript submitted for publication). However, for measurements on highly viscous membranes (at temperatures close to Tm), we did not correct the raw data because the finite size correction was within experimental error.

III.3. Gel phase elastic response

III.3.1. Static elasticity

The static elastic experiment is carried out with a double trap configuration of the laser beams (see Fig. 5). An optimal bead radius for facile double trap manipulation is ~5 µm. Two particles are brought into contact with a previously selected vesicle in the fluid phase (T > Tm). Relatively large vesicles (generally R > 40 µm) are used, so that the adherent beads see the membrane as almost flat. It was preferable to work with vesicles having a visible contact area with the platinum electrode. In fact, vesicles having just a few contact points with neighbors easily detach from the cluster when they become gelled below Tm (Bagatolli and Gratton, 1999), whereas well-attached vesicles do not move. After beads have been stuck to the membrane, the chamber is cooled down to ~15°C, well below the main phase transition temperature of the lipid. The two beads become frozen across the membrane (usually beads were of equal penetration depth, d ; see Fig. 5 A for the definition of d) at a distance from each other that is determined by the two trap positions. The consecutive experimental steps are sketched in Fig. 5. The initial interparticle distance, which is the distance between the fixed and the mobile traps, is l0 (Fig. 5 A). While keeping the temperature constant (T < Tm), we displace the mobile trap by a distance e. The new distance between the optical trap axes is then l0 + e (Fig. 5 B). In response to this perturbation, both particles move; the new interparticle distance is l1. If the experiment was carried out in the fluid phase, we would have l1 = l0 + e, because the particles would lock on the beam axes. In the gel phase, the membrane elasticity acts against an increase in the particle separation, and then l1 < l0 + e. We denote the displacement of each particle, relative to its initial position, by xf and xm, for the beads in the fixed and mobile traps, respectively (see Fig. 5 B). We have
x<SUB><UP>m</UP></SUB>−x<SUB><UP>f</UP></SUB>=l<SUB>1</SUB>−l<SUB>0</SUB>. (8)
To analyze the bead-vesicle equilibrium, we use the three-spring model shown in Fig. 5 C. The membrane elastic resistance is represented by a spring of stiffness kM. The two optical traps act like springs of stiffness kRP. In this situation, the force balance equations read
k<SUB><UP>RP</UP></SUB>x<SUB><UP>f</UP></SUB>=k<SUB><UP>M</UP></SUB>(l<SUB>1</SUB>−l<SUB>0</SUB>), (9a)
for the "f-bead" and
k<SUB><UP>RP</UP></SUB>(e−x<SUB><UP>m</UP></SUB>)=k<SUB><UP>M</UP></SUB>(l<SUB>1</SUB>−l<SUB>0</SUB>), (9b)
for the "m-bead." Equations 8 and 9 yield
(l<SUB>1</SUB>−l<SUB>0</SUB>)(2k<SUB><UP>M</UP></SUB>+k<SUB><UP>RP</UP></SUB>)=ek<SUB><UP>RP</UP></SUB>. (10a)
In this model, we have e - xm = xf, from symmetry. In the experiments reported in this article, we noticed that xf was much smaller than xm; in other words, the bead in the fixed trap moved less than that in the mobile trap. This nonsymmetrical behavior is most probably due to a nonsymmetrical repartition of the vesicle connections to the electrode and to the neighboring vesicles.



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FIGURE 5   Experimental steps in the static elasticity experiment. d = R - &Rtilde; indicates the particle penetration depth (d is positive when the particle center is external to the membrane surface). (A) Initial position of particles. (B) Mobile trap displacement. (C) "Three-spring" model.

If we keep the f-bead immobile (xf = 0), we have xm = l1 - l0, and Eq. 9b gives
(l<SUB>1</SUB>−l<SUB>0</SUB>)(k<SUB><UP>M</UP></SUB>+k<SUB><UP>RP</UP></SUB>)=ek<SUB><UP>RP</UP></SUB>. (10b)
Because xf < xm, we chose to analyze our data for kM by following Eq. 10b. Nevertheless, note that the values of kM given by Eqs. 10a and 10b differ by only a factor of 2. As we propose in paragraph V.2, kM is roughly proportional to kC, the membrane curvature elastic modulus. By "roughly" we mean a proportionality relation that holds only within a factor of 2 or so. In this context, it is not very important to decide which of Eq. 10a or Eq. 10b is the better model.

In the experiment, we measure l1 - l0 at a given temperature after ~15 min of equilibration time. Then the temperature is increased by 0.1°C and the sample is again left at rest for 15 min. Knowing the radiation pressure constant allows us to build the temperature dependence of kM when the lipid is in the gel phase. The experiment terminates when the phase transition temperature is reached. At Tm, no elastic response is detected (kM = 0), the membrane becomes fluid, and the particles readily follow the trap displacement. The chamber is then cooled down again, and the procedure is repeated. Measurements during different heating cycles, as well as on different particle-vesicle systems, give reproducible results within experimental error. The accuracy of kM measurements noticeably decreases for low temperatures (T < 19°C) because the detected particle displacements approach the pixel resolution of the camera. Bead motion is hampered by the solidified membrane.

Equation 10b suggests a linear dependence of l1 - l0 as a function of e. This can be verified from experiments performed with different mobile trap displacements, e. To illustrate this point, we anticipate some of the results to be presented in the next section. Experimental results of the test are shown in Fig. 6. Different symbols correspond to measurements at different temperatures. The slopes of the linear fits to data give kRP/(kM + kRP) and are adequate down to ~20.5°C. The solid line is of slope 1 and corresponds to kM = 0 at T >=  Tm. Below 20.5°C, the data are too scattered to measure a slope. In principle, one might expect two sources of nonlinearity in the experimental l1 - l0 versus e data: 1) the radiation pressure forces are linear only for small particle displacements, and 2) the membrane elasticity is nonlinear when the interparticle distance is large. As we mentioned, xf is generally very small, and essentially xm congruent  l1 - l0. Nonlinearity source 1 then mainly concerns the distance e - xm, which should be less than ~0.6a. This sets a lower straight boundary, l1 - l0 = e - 0.6a, in Fig. 6 (as commented, the linearity limit x < 0.6a for FRP is approximate; the lower boundary of the zone in Fig. 6 therefore is only a guide for the eye). The other source of nonlinearity (2) is more difficult to quantitatively set out. It is expected that when l1 - l0 is larger than some boundary, the l1 - l0 versus e dependence becomes nonlinear. Because there is no obvious tendency of that kind in the graph, the membrane response is apparently linear.



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FIGURE 6   Test for linearity. The hatched zone covers the area of applicability of the spring model (the lower boundary is approximate). The broken lines are linear fits (least squares) to data at different temperatures (see legend). The slope of the solid line is 1.

III.3.2. Dynamic elasticity

A complement to the two-particle procedure is to observe the system relaxation after a perturbation when the lipid is in the gel phase. We alter (stretch or shrink) the interparticle distance, l, by displacing the bead in the mobile trap to a new position. Then the mobile trap is switched off, thus releasing the particle. The bead relaxation motion back to its initial location is recorded in time. The temperature is kept constant throughout a single measurement and is varied for different experiments.

One may suppose that the friction experienced by the relaxing particle is characterized by an effective friction coefficient zeta eff. Then the simple approach of the "spring" model (Fig. 5 C) yields
l=A+B <UP>exp</UP>(<UP>−</UP>t/&tgr;<SUB><UP>r</UP></SUB>), (11)
where A and B are constants and tau r is the characteristic time of the membrane relaxation process, tau r = zeta eff/(2kM). Because the value of the stiffness constant, kM, is known from the static elasticity experiments, one may deduce the effective friction coefficient, zeta eff, from an exponential fit to the interparticle distance versus time.


    IV. RESULTS
TOP
ABSTRACT
I. INTRODUCTION
II. MATERIALS AND METHODS
III. EXPERIMENTAL PROCEDURES...
IV. RESULTS
V. DISCUSSION
VI. CONCLUSIONS AND PROSPECTS
APPENDIX
REFERENCES

All five experimental techniques described in the previous section focus on studying the temperature dependence of membrane viscoelastic characteristics. The viscous resistance enters the theoretical descriptions of the experiments through the friction coefficient zeta . The elastic response below Tm is interpreted by introducing the effective spring constant kM. In the following section we present results on these two characteristic parameters and demonstrate the temperature dependence of the membrane behavior in the region of the phase transition.

IV.1. Fluid membrane viscosity

For a membrane in the fluid phase, the three different viscosimetry methods that we presented in section III.1 are equivalent. This can be tested with the same particle. The bead has to be big enough to show a clear sedimentation path and, on the other hand, small enough to show Brownian excursions significantly larger than the resolution of the digital image processing. The following results concern one vesicle/particle system (a = 3.2 µm, R = 21 µm, d = -0.2a; see Fig. 5 A for the penetration d) where the bead satisfies these conditions.

Fig. 7 A presents two examples of sedimentation paths at two different temperatures. For the region <A><AC>r</AC><AC>&cjs1171;</AC></A>(t) > &Rtilde;/2, the measured sedimentation trajectories are well described by Eq. 5 (Pe approx  340). The experimental data fit provides the maximum sedimentation velocity, vmax. The latter is inversely proportional to the particle friction coefficient. For the two examples presented in Fig. 7 A, the temperature decrease (Delta T = -0.7°C) induces a ~20-fold increase in zeta .



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FIGURE 7   (A) Sedimentation particle trajectories, <A><AC>r</AC><AC>&cjs1171;</AC></A>(t), recorded with one bead-vesicle system (a = 3.2 µm, R = 21 µm) at two different temperatures. The fits are performed according to Eq. 5. (B) Brownian diffusion: calculated mean squared displacements (MSD) of the trajectories of a latex bead (a = 3.2 µm) near the bottom of a vesicle (R = 21 µm) for two different temperatures. Note: As established by computer simulations, MSD plots are affected by detection noise causing an offset: MSD = 4D dt + Cnoise. For corrected analysis, slopes (= 4D) were obtained from line fits that cover the time regime from points 1 (congruent  1/6 s) to 4 (congruent  4/6 s), asillustrated with solid lines. (C) Optical trapping kinetics: displacements (logarithmic scale) of a latex bead (a = 3.2 µm, R = 21 µm), after switching on the optical trap at t = 0. Straight lines are fits according to Eq. 7 for the region x < 0.6a.

The Brownian motion of the same particle was studied at the lower pole of the vesicle. The corresponding averaged squared displacements are given in Fig. 7 B. The slopes of the line fits (solid lines) for Delta t <=  1 s yield values for the diffusion coefficient. Similar to the case with sedimentation, decreasing the temperature considerably slows the Brownian motion.

Finally, Fig. 7 C shows the optical trapping kinetics of the same particle, in displacement, x, versus t presentation. The time origin is defined as the instant when the trap is switched on. In the region x < 0.6a, the recorded trajectories are found to be exponential (Eq. 7). The characteristic time of the process, tau c (fit parameter), shows a 25-fold increase when T is decreased from 23.3°C to 22.5°C.

The results of all experiments, performed with the same particle-vesicle system at different temperatures in the 22.5-28°C range are gathered in Fig. 8. Different symbols correspond to sedimentation (diamonds), Brownian motion (filled squares), or optical trapping dynamics (asterisks). While errors of sedimentation and diffusion experiments were estimated from the precision of the applied fits, trapping dynamics experiments were repeated at least six times, and the observed standard deviation was taken as a measure for the error. In all performed experiments, starting from higher temperatures and passing through the main phase transition, we observe a drastic decrease of particle mobility (i.e., increase in zeta ). This drop is due to the well-known main phase transition of DMPC. In the fluid phase (>24°C) data from the three different methods are in fairly good agreement. For temperatures below ~22.5°C, no long-range particle movement was detected, which is a direct experimental indication that the lipid membrane became solid. Short-distance motion is still possible if the membrane is elastic enough (small elastic moduli) in the gel-like phase. Indeed, at 22°C we clearly detected an elastic response to optical bead displacements, and we observed short-range displacements caused by thermal agitation (hindered Brownian motion). Consequently, scattering of data near Tm for the three different methods might be the result of different sensitivities to partial elastic and/or restrained bead movement. Disappearance of the long-distance motion (when in sedimentation zeta  right-arrow infinity ) is the best criterion for locating Tm.



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FIGURE 8   Thermal behavior of the drag coefficient of a particle bound to a vesicle membrane in the fluid phase. The graph gathers the data obtained from sedimentation-, diffusion-, and optical trap-driven motion with the same particle-vesicle system (a = 3.2 µm, R = 21 µm). Data were obtained with a primitive experimental cell (a generation before the one in Fig. 1), where the temperature was controlled within ±0.4°C.

Instead of gathering the results of three different techniques with one and the same particle-vesicle system, as we did in Fig. 8, we now show the results obtained with three different particle-vesicle systems with the same technique, e.g., sedimentation. The surface viscosity is calculated using the procedure explained in section III.2. In two of the systems, the particles penetrated the vesicle, so that the flow confinement effect could not be neglected. In these cases it was necessary to use the full theory (Danov et al., manuscript submitted for publication) to correctly deduce eta s from zeta . It is evident from Fig. 9 that the three systems give coherent results. Far above the transition temperature, the surface viscosity is 5 ± 2 ×10-6 sp. This value is only slightly larger than that found for SOPC bilayers at room temperature (Dimova et al., 1999a) and about the same as that found for egg phosphatidylcholine, using the filament-pulling technique (Waugh, 1982a,b). While macroscopic techniques give membrane viscosities on the order of a few 10-6 sp, measurements based on diffusion of molecular probes and Saffman's theory (Saffman, 1976; Hughes et al., 1981) give smaller values of ~10-7 sp (see, e.g., Vaz et al., 1984; Merkel et al., 1989). We will comment on this point in section V.1.



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FIGURE 9   Temperature dependence of the shear surface viscosity, eta s, obtained from sedimentation experimental data for three systems: a = 2.64 µm, R = 30.4 µm, d = -0.8 (black-triangle); a = 2.7 µm, R = 46.4 µm, d = -0.9 (open circle ); a = 2.72 µm, R = 30.5 µm, d = 0.1 (*). The solid curve shows the fit by: eta s = 25 × 10-6|T - 23.4|-1.4 sp.

Near the transition, eta s increased by more than two decades. We tentatively fitted a power law to the data, eta s proportional to  |T - Tm|w, but because of the data scatter, different sets of the three adjustable parameters (Tm, w, and the proportionality factor) were found to be equally acceptable. We restrained the choice by putting Tm = 23.4°C, which is approximately the temperature at which the membrane elastic response (approaching from T < Tm) vanishes, within experimental error. We thus found eta s congruent  25 × 10-6|T - 23.4|-1.4 sp; this is the solid line in Fig. 9.

Not all of the particle-vesicle systems investigated behaved in the same way. In some cases, the divergence of zeta  (or eta s) was less gradual than that in Fig. 9, i.e., eta s was greatly increased only very close to Tm. However, the vesicles in these cases were probably multilamellar. Indeed, these membranes were anomalously dark in the phase-contrast images. This is an indication that pretransitional phenomena show up far from Tm (a few degrees apart) only with unilamellar membranes (Jutila and Kinnunen, 1997; Bagatolli and Gratton, 1999).

IV.2. Gel-phase elastic response

The temperature dependence of the membrane stiffness in terms of the elastic spring constant, kM, obtained from static elastic experiments is given in Fig. 10. Different sets of symbols correspond to different temperature scans. Filled and empty symbols refer to two individual two-particle-one-vesicle systems. The solid curve is a fit function (least-square minimization) to the whole set of data: kM congruent  2.4 × 10-4 |T - 23.4|1.5 dyn/cm. For lower temperatures (i.e., stiffer membranes) the experimental error increases because the optical trap-induced displacements (xf and xm; see Fig. 5) approach the pixel resolution of the camera. When the lipid enters the fluid Lalpha phase, the membrane looses its elastic properties and kM = 0 (within the experimental accuracy). The continuous decrease in the effective stiffness as Tm is approached is an indication of a continuous gel-fluid phase transition.



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FIGURE 10   The measured membrane effective stiffness, kM, plotted as a function of the temperature. The different sets of symbols correspond to different temperature scans. Filled and empty symbols correspond to two individual particle-vesicle systems; for all particles a approx  5.3 µm, d congruent  -0.8a. The solid curve shows the fit by kM = 2.4 × 10-4|T - 23.4|1.5 dyn/cm.

A very important experimental detail to note, as we will see further, is the penetration depth of the latex beads, d. In the experiments reported here, particles are protruding predominantly on one side of the vesicle wall, d congruent  0.8a. For one system with d congruent  -0.8a (i.e., the particle centers were external to the vesicle surface; data not shown), kM does not distinctly differ.

Finally, following the procedure described in section III.3.2, we studied the membrane relaxation response in terms of recorded interparticle distance (l) versus time (Fig. 11). First we induce a displacement of the bead held by the mobile trap. Then the particle is released, and it slowly relaxes toward its initial position. A simple exponential function (solid line) described by Eq. 7 adequately fits the relaxation branch of the curve. The characteristic time for membrane relaxation in this example is tau r = 5 s at T = 19°C.



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FIGURE 11   A dynamic elasticity experiment performed at T = 19°C. The points represent the measured interparticle distance, l, and the solid curve is an exponential fit following Eq. 11 (tau r = 5 s) to the relaxation branch of the trace.

Not all of the recorded particles relaxed according to a single exponential and returned exactly to their initial positions. In many other examples, we noticed that the particles' final positions differed from the original ones (mainly for the particle in the mobile trap), beyond experimental uncertainty, and that the relaxations, though still monotonic, were not single exponentials. In these situations, we estimated a half-time for relaxation as the point where the induced displacement dropped to half of its maximum value; the average half-time was ~7 s at all temperatures. Thus there was no acceleration or a reduction of the relaxation kinetics when the temperature was increased toward Tm. Why beads do not return to their initial positions is not obvious from the observation. As we explained in section II.1, the vesicles are connected to the cluster by contact points or contact zones. If the vesicle were free, e - xm and xf would be equal, from symmetry. The fact that xf in general is definitely smaller than e - xm is due to the above-mentioned contacts, because they hinder the overall rotation of the vesicle. It is possible that the forces exerted on the beads by the laser beams make the vesicle move slightly, precluding full reversibility.

In an individual case of large bead penetration (d right-arrow -1) the particle could be repositioned to a relatively larger distance (> a). The average relaxation time for this particular system was about four times longer than the rest. The effect may be ascribed to eventual connection of the bead to the vesicle membrane in the form of a tether and not a definite contact line.


    V. DISCUSSION
TOP
ABSTRACT
I. INTRODUCTION
II. MATERIALS AND METHODS
III. EXPERIMENTAL PROCEDURES...
IV. RESULTS
V. DISCUSSION
VI. CONCLUSIONS AND PROSPECTS
APPENDIX
REFERENCES

V.1. Fluid phase viscosity

A simple viscous fluid would have a constant viscosity. If the fluid is viscoelastic, eta s is defined as a complex number depending on the frequency. In the time domain, the friction would not be defined as a constant but as a time-dependent response (see, for instance, Berne and Pecora, 1976). As we explained, we analyzed our data under the assumption that zeta  was a constant. If this was not so, the recorded trajectories would show systematic deviations from the equations set out in section III.1. In fact, experiments are consistent with the assumption of zeta  = constant, within experimental error. We may translate this statement in terms of frequency: in Fig. 7 C, the tr