The energetics of protein-induced bilayer deformation in
systems with finite monolayer equilibrium curvature were investigated using an elastic membrane model. In this model the bilayer deformation energy
Gdef has two major components: a
compression-expansion component and a splay-distortion component, which
includes the consequences of a bilayer curvature frustration due to a
monolayer equilibrium curvature, c0, that is
different from zero. For any choice of bilayer material constants, the
value of
Gdef depends on global bilayer
properties, as described by the bilayer material constants, as well as
the energetics of local lipid packing adjacent to the protein. We
introduce this dependence on lipid packing through the contact slope,
s, at the protein-bilayer boundary. When
c0 = 0,
Gdef can be
approximated as a biquadratic function of s and the
monolayer deformation at the protein/bilayer boundary, u0:
Gdef = a1u02 + a2u0s + a3s2,
where a1, a2, and
a3 are functions of the bilayer thickness, the
bilayer compression-expansion and splay-distortion moduli, and the
inclusion radius (this expression becomes exact when the Gaussian
curvature component of
Gdef is negligible).
When c0
0, the curvature frustration
contribution is determined by the choice of boundary conditions at the
protein-lipid boundary (by the value of s), and
Gdef is the sum of the energy for
c0 = 0 plus the curvature
frustration-dependent contribution. When the energetic penalty for the
local lipid packing can be ignored,
Gdef will
be determined only by the global bilayer properties, and a
c0 > 0 will tend to promote a local
inclusion-induced bilayer thinning. When the energetic penalty for
local lipid packing is large, s will be constrained by the
value of c0. In a limiting case, where
s is determined only by geometric constraints imposed by
c0, a c0 > 0 will
impede such local bilayer thinning. One cannot predict curvature
effects without addressing the proper choice of boundary conditions at
the protein-bilayer contact surface.
 |
INTRODUCTION |
Lipid bilayers are self-assembled structures of
amphipathic molecules with material properties similar to those of
smectic liquid crystals (Helfrich, 1973
; Evans
and Hochmuth, 1978
). Changes in bilayer shape (lipid packing)
therefore will incur an energetic cost (Helfrich,
1973
, 1981
). This is
important because the hydrophobic bilayer-spanning domains of integral
membrane proteins (Deisenhofer et al., 1985
;
Henderson et al., 1990
; Doyle et al.,
1998
) couple the proteins to the surrounding bilayer
(Owicki et al., 1978
). Consequently, when membrane
proteins undergo conformational changes that involve the protein-lipid
boundary (Unwin and Ennis, 1984
; Unwin,
1995
; Kaback and Wu, 1997
; Sakmar,
1998
; Perozo et al., 1998
), the structure of the
surrounding bilayer will be perturbed, and the free energy difference
between two protein conformations will vary with the difference in
bilayer deformation energy associated with the different bilayer
perturbations (Gruner, 1991
). The bilayer deformation
energies can be evaluated using the theory of elastic liquid-crystal
deformations (Huang, 1986
), and, because the bilayer mechanical properties vary as a function of the lipid composition (Evans and Needham, 1987
; Needham, 1995
),
the energetics of bilayer-protein interactions provide for a mechanism
by which the bilayer lipid composition can be a determinant of protein
conformation and function.
The bilayer component of biological membranes contains lipids that in
isolation form nonbilayer structures (Luzzati and Husson, 1962
) (see Epand (1997)
for a recent summary),
and isolated lipid monolayers at equilibrium may be nonplanar
they may
have a curvature (Cullis and deKruijff, 1979
;
Gruner, 1985
; Seddon, 1990
;
Lundbæk et al., 1997
; Andersen et al.,
1999
). This propensity to form nonbilayer structures is likely
to be important. First, many cells regulate their bilayer lipid
composition such that optimal cell growth occurs close to, but below,
the bilayer
nonbilayer phase transition temperature
(Lindblom et al., 1993
; Rilfors et al., 1993
; Rietveld et al., 1993
) (see Hazel
(1995)
for a recent summary). Second, changes in monolayer
equilibrium curvature modulate the function of many integral membrane
proteins (cf. Epand (1997)
for a review), as well as
well-defined model systems (Keller et al., 1993
;
Lundbæk and Andersen, 1994
; Bezrukov et al.,
1995
, 1998
;
Lundbæk et al., 1996
), suggesting that the monolayer
equilibrium curvature could be a modulator of biological function
(Gruner, 1985
; Hui, 1997
).
The monolayer equilibrium curvature is determined by the effective
"shapes" of the monolayer-forming lipids, which in turn are
determined by the variation of the lateral stress or pressure profile
t(z) through the monolayer (see Fig.
1 a). For an isolated, planar
monolayer at equilibrium, the integral of the profile t(z) over the monolayer thickness is zero (Seddon, 1990
), and
the average molecular shape of the lipids is cylindrical. If the
(unperturbed) lipid molecules are not cylindrical, the positive and
negative stresses are not symmetrical about a neutral surface (a
surface where the area does not change with changes in monolayer
curvature; Rand et al., 1990
; Templer et al.,
1994
), and there will be a bending moment, or torque, around
this surface. A nonzero bending moment means that the monolayer will
tend to curve away from a planar geometry, toward its equilibrium
curvature c0 (Fig. 1 b).

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FIGURE 1
Intermolecular forces, lipid shape, monolayer
curvature, and bilayer stress. (a) Effective lipid shape
(left) together with intermolecular interactions
(center) determines the lateral pressure profile in a
monolayer (right). (b) The spontaneous radius of
curvature R0 together with an (arbitrary)
assignment of a surface normal determines the monolayer equilibrium
curvature c0. (c) Monolayers with equilibrium
curvature c0 0 change their effective
lipid molecular shape from cones to cylinders to form a (frustrated)
planar bilayer.
|
|
Whatever the monolayer equilibrium curvature, the two monolayers must
adapt to one another to form a bilayer. In the case of symmetrical
bilayers, the bilayer curvature will be zero. Thus, for lipid molecules
that form curved monolayers, the adaptation involves a change in the
effective lipid shape, from noncylindrical to cylindrical
(Seddon, 1990
) (Fig. 1 c). This change in
shape means that energy is stored in the bilayer
the so-called
curvature frustration energy (Gruner, 1985
;
Sadoc and Charvolin, 1986
). Inclusions (lipids or
proteins) that perturb the bilayer will alter the local energy density;
conversely, inclusions may be affected by the deformation energy, which
will affect protein function (Andersen et al., 1999
).
 |
THEORY |
Continuum analyses of bilayer configurations are based on the
concept of bilayer elasticity. Any planar bilayer configuration is
endowed with a potential (elastic) energy. A change in bilayer configuration causes a reversible change in energy, and configurations with the lowest energy are the most likely to occur. The symbols used
in this article are defined in Table 1.
Formulating the model
A length mismatch between the thickness of the hydrophobic core of
an unperturbed bilayer, d0, and the length,
l, of the hydrophobic exterior surface of a bilayer
inclusion, an integral membrane protein, will introduce an elastic
deformation of the bilayer in the vicinity of the inclusion (Fig.
2 a). When the strength of
the hydrophobic interactions between the bilayer-spanning part of the
protein and the bilayer core is strong enough to ensure that there is
no exposure of hydrophobic residues to water, when there is strong
hydrophobic coupling (Andersen et al., 1999
), the
bilayer deformation at the inclusion/bilayer boundary will be
d0
l.

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FIGURE 2
Inclusion-induced bilayer deformations and local
curvature. (a) When d0 l,
hydrophobic matching at the inclusion/bilayer boundary will cause the
two monolayers to bend and thin or thicken, which gives rise to a
bilayer deformation energy. For symmetrical bilayers and symmetrical
cylindrical deformations, the problem can be reduced to a radially
varying deformation of a monolayer with an unperturbed thickness
d0/2, where z = u(r) denotes the
perturbation in monolayer thickness at distance r from the
inclusion axis. At the inclusion/bilayer boundary (at
r0), the deformation is
u0. The slope of the deformation at the contact
surface, du/dr|r0, is denoted
by s. (b) Local curvature. The position of a point
P on the surface is given by = (x, y,
u(x, y)); the associated area element normal is
. The two directors whose curvatures are extrema are
the principal directions; the corresponding principal curvatures are
c1 = 1/R1 and
c2 = 1/R2.
|
|
The ensuing bilayer deformation energy arises from contributions due to
changes in bilayer thickness (with an associated energy density
Ka(2u/d0)2,
where Ka is the compression-expansion modulus
and u is the local perturbation in monolayer thickness) and
changes in monolayer curvature (with an associated energy density
Kc(c1 + c2
c0)2/2, where
Kc is the mean splay distortion modulus and
c1 and c2 are the
principal monolayer curvatures) (Helfrich, 1973
;
Huang, 1986
) (Fig. 2 b). In addition to
these major contributions, there are two minor contributions: a
surface-tension term, which previous analyses have shown to be
negligible (Huang, 1986
; Helfrich and Jakobsson,
1990
; Nielsen et al., 1998
), and a Gaussian
curvature energy term with associated energy density
(c1c2)2/2,
which also is negligible (see Appendix).
Besides the above energy contributions, there also may be an energetic
cost associated with packing the lipids in immediate contact with the
inclusion, which arises because the presence of the inclusion will
decrease the range of motion of the bilayer lipids (Chiu et al.,
1991
, 1999
; Woolf
and Roux, 1996
). The total deformation energy therefore is
|
(1)
|
where
Gcontinuum is the continuum
contribution to
Gdef, due to the
Ka(2u0/d0)2/2
and Kc(c1 + c2
c0)2/2 energy
densities, and
Gpacking denotes the (local)
energetic cost due to the inclusion-induced packing constraints, which
we will incorporate through the choice of boundary conditions used to
solve the continuum problem.
In the case of uniform single component bilayers that are symmetrical
about an unperturbed bilayer midplane, the continuum contribution to
the bilayer deformation energy induced by a cylindrical inclusion with
radius r0 is obtained by integrating the energy densities over the perturbed area:
|
(2)
|
where Kcc02/2 is
the curvature frustration energy density in the unperturbed bilayer.
The material constants, Ka and
Kc, have been determined in "macroscopic"
continuum measurements (Evans and Hochmuth, 1978
;
Evans et al., 1995
); it is not clear, however, whether
these values are appropriate for describing bilayer deformations (cf.
Helfrich, 1981
).
To solve Eq. 2, which also will establish the deformation profile, one
needs four boundary conditions. The first two are straightforward, as
they describe the unperturbed bilayer far from the inclusion:
|
(3a)
|
and
|
(3b)
|
where u(r) denotes the monolayer perturbation as a
function of r. The last two boundary conditions describe the
perturbed bilayer at the inclusion/bilayer boundary and are subject to uncertainty.
For the third boundary condition, we assume that there is strong
hydrophobic coupling, in which case the initial monolayer deformation
u0, at r = r0, will
be determined by the mismatch between l and
d0:
|
(3c)
|
Equation 3c will not hold generally, as the bilayer deformation
may be so large that the incremental change in the deformation energy
may exceed the energetic penalty for exposing hydrophobic residues to
water (Andersen et al., 1999
; Lundbæk and
Andersen, 1999
).
The energetic consequences of lipid packing adjacent to the
inclusion are introduced through the choice of the fourth boundary condition. If
Gpacking = 0, then
Gdef =
Gcontinuum, and the minimum value of
Gcontinuum is attained when (Landau
and Lifshitz, 1986
)
|
(3d)
|
or, equivalently, when

Gcontinuum/
s = 0, where
s =
u/
r|r0. That is, if one
can neglect any molecular detail at the inclusion/lipid boundary, then
s will relax toward the value for which
Gcontinuum is a minimum (Helfrich and
Jakobsson, 1990
), which we denote by s = smin. We refer to Eq. 3d as the relaxed boundary
condition and use the superscript rel whenever Eq. 3d applies.
The liquid-crystalline characteristics of lipid bilayers generally will
make
Gpacking
0, in which case it is
necessary to introduce molecular detail to describe the constraints on
the lipid packing (Ring, 1996
). Given the known
variation of
Gcontinuum with s
(Huang, 1986
; Helfrich and Jakobsson,
1990
), we introduce the lipid packing constraints by
constraining the value of s. For example, if a rigid
cylindrical inclusion is imbedded in a bilayer composed of effectively
cylindrical molecules, s will be close to zero because there
can be no voids in the bilayer core at the lipid-protein boundary. We
therefore choose the fourth boundary condition to be
|
(3e)
|
This boundary condition is in concordance with experimental
results on the variation in gramicidin channel lifetime with bilayer
thickness (Huang, 1986
; Lundbæk and Andersen,
1999
). Its physical significance is that the acyl chain
movement adjacent to the inclusion will be constrained (cf. Chiu
et al., 1999
). If the lipid molecules in successive rings
around the inclusion were free to slide relative to each other, the
acyl chains in each monolayer would tilt with respect to the monolayer
surface, and the lipid director would no longer be parallel to the
surface normal, or s
0. In the limit where the
energetic penalty for tilt vanishes, s will become equal to
smin.
If the lipid shape is changed, from cylindrical to cone-shaped, but the
penalty for tilt remains, a void-free alignment of the lipids around a
cylindrical inclusion would mean that
|
(3f)
|
where Rhead is the effective radius of the
lipid headgroup. Equation 3f is an approximation, as it is assumed that
the inclusion, or the inclusion-induced bilayer deformation, does not
perturb the lipid shape. Accepting this, Eq. 3f is accurate to within
1% for
0.3
Rheadc0
0.3. (Equation 3e describes the special case where c0 = 0.) We refer to Eq. 3f as the constrained boundary condition, and
use the superscript con whenever Eq. 3f applies. (One can similarly assign the value of
u/
r|r0 for
noncylindrical inclusions.)
Because of the uncertainties about the lipid packing around an
inclusion, which has an impact on the choice of s, we
examine how
Gdef varies for different choices
of s.
Solution to the model
Examination of Eq. 2 shows that
Gcontinuum, which from now on is equivalent
to
Gdef (subject to the value of
s), is composed of two terms that formally are independent
of c0 and a term that explicitly depends on
c0. This distinction between (formally) c0-dependent and
c0-independent terms becomes useful when
the solution to the problem is formulated, as it turns out to be
advantageous to evaluate separately the value of
Gdef for c0 = 0,
which will be denoted
Gdef,c0=0, and then
add the explicitly c0-dependent contribution.
When c0 = 0 the bilayer deformation energy
can be written as
|
(4)
|
where
GCE,c0=0
is the compression-expansion component
|
(5)
|
and
GSD,c0=0 is
the splay-distortion component
|
(6)
|
(The c1c2-dependent (or
Gaussian curvature) term is negligible compared to the other
c0-independent terms (see Appendix).) The
c0-dependent term in Eq. 2 depends on the fourth
boundary condition only and can be written in closed form (Ring,
1996
):
|
(7)
|
Combining Eqs. 4-7,
Gdef can be written
as
|
(8)
|
The general solution to Eq. 4 is quadratic in
u0 and s (Nielsen et al.,
1998
):
|
(9)
|
where the coefficients a1, a2,
and a3 are functions of the mechanical moduli
(Ka and Kc),
r0 and d0, the parameters
that describe the bilayer-inclusion system (scaling relations that allow these coefficients to be determined for any choice of
Ka, Kc,
r0, and d0 will be
described in the Results section). Not only
Gdef,c0=0, but also
the component energies
(
GCE,c0=0 and
GSD,c0=0) are
biquadratic functions of u0 and s:
|
(10a)
|
and
|
(10b)
|
which is important when evaluating the various contributions to
Gdef.
For the constrained boundary condition and c0 = 0, s = 0 and
|
(11a)
|
The bilayer deformation energy thus is equivalent to the energy
stored in a linear spring, and it is convenient to define a bilayer
spring constant as
|
(11b)
|
For the relaxed boundary condition and c0 = 0, 
Gdef,c0=0/
s = 0 and
|
(12)
|
or
|
(13a)
|
which again is equivalent to the energy stored in a linear spring
with the bilayer spring constant
|
(13b)
|
Equations 8, 9, 11a, b, and 13a, b provide a basis for describing
the energetic consequences of inclusion-induced bilayer deformations. For either boundary condition used here,
Gdef,c0=0 can be
described by a linear spring model with a characteristic bilayer spring constant,
|
(14)
|
The magnitude of the spring constant varies with the choice of
boundary conditions (Eq. 3d or 3e) used to describe the lipid packing
at the inclusion/lipid contact surface (cf. Eqs. 11b and 13b).
When c0
0, the expression for
Gdef (Eq. 8) contains, in addition to the
quadratic terms describing
Gdef,c0=0 (cf. Eq. 9), a
GMEC term that is linear in
s (Eq. 7), which has important consequences for the
Gdef(u0) relations.
 |
REFERENCE SYSTEMS |
Bilayer material constants
To evaluate the quantitative importance of the inclusion-induced
deformation energy, we use experimental values of
Ka and Kc for
1-stearoyl-2-oleoyl-phosphatidylcholine (SOPC), alone and with
cholesterol; dioleoylphosphatidylcholine (DOPC); and glycerolmonooleate (GMO). SOPC is the reference phospholipid because its 18:0/18:1 chain
composition approximates the average acyl chain composition of
biological membranes (Marsh, 1990
). To illustrate how
the results can be extended to other systems, we use scaling relations
to estimate
Gdef in different systems. The
scaling relations were evaluated using, first, bilayers composed of an
equimolar SOPC and cholesterol mixture, which increases
Ka and Kc by three- to fourfold relative to SOPC; second, bilayers composed of DOPC, in which
Kc is decreased by fourfold with little change
in Ka, which reduces the relevant length scale
by 1/2 (Nielsen et al., 1998
); and third, bilayers
composed of GMO, which decreases
Ka/Kc by twofold and for
which there is an experimental estimate for HB
(Lundbæk and Andersen, 1999
). The material constants
for the four systems are listed in Table
2. There is variability among the values
of material constants obtained by different investigators (cf.
Needham, 1995
; Nielsen et al., 1998
). The
values in Table 2 serve as reference points only; one can use the
scaling relations to evaluate the bilayer deformation energy for any
choice of material constants.
Protein models
The effects of lipid composition (bilayer mechanical
characteristics) on the conformational equilibrium in membrane proteins were evaluated using, first, the transmembrane dimerization of gramicidin (gA) channels, and, second, the close
open transition in
gap junction channels. The channels are treated as rigid cylinders with
the dimensions listed in Table 3.
 |
RESULTS |
Given the structures of Eqs. 8 and 9, it is useful to start out by
exploring the consequences of the biquadratic relation between
Gdef,c0=0,
u0, and s (Eq. 9). The reference
system will be a membrane-spanning protein with
r0 = 3.0 nm (corresponding to a gap
junction channel) in a bilayer with properties similar to those of a
SOPC bilayer with d0 = 3.0 nm; the
reference deformation will be a hydrophobic mismatch of 0.2 nm
(=2u0 = d0
l).
The biquadratic nature of the deformation energy
Fig. 3 shows numerical evaluations
of Eq. 2 for the reference system and c0 = 0. Fig. 3 a shows how smin
varies as a linear function of u0. The
compression-expansion and splay-distortion components of
Gdef,c0=0rel, taken
together, lead to a surprising simplicity (Eq. 12). Fig. 3 b shows the corresponding relation between
u0 and
Gdef,c0=0rel, which
is described by a linear spring formalism (cf. Eq. 13a). Fig. 3,
c and d, shows solutions of Eq. 2 as functions of
u0 (for three fixed values of s) and
s (for three fixed values of u0). In
each case s
0 or u0
0 preserves the shape of the quadratic curve but shifts the
position of the minimum. The importance of the boundary conditions at
r0 is seen by comparing Fig. 3 b
with Fig. 3, c and d.

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FIGURE 3
Bilayer deformations and deformation energies.
(a) The relation between smin and
u0 (Eq. 12) for a SOPC bilayer.
(b-d) Numerical evaluation of
Gdef,c0=0 (Eq. 4).
The curves can be described by Eq. 9, using the
a*1 a*3
values from Table 4. (b)
Gdef,c0=0 for the relaxed
boundary condition (Eq. 3d) as a function of the initial deformation
u0. (c)
Gdef,c0=0 as a function of
u0 for constrained values of s = +0.25 (- -), s = 0 ( ), and s = 0.25
(··· ···). (d) Gdef as a function of
s for constrained values of u0 = 0.1 (- -), u0 = 0 ( ), and
u0 = 0.1 (··· ···) nm.
|
|
The coefficients a1, a2, and
a3, which describe the system, are listed in
Table 4, together with the coefficients
a1CE
a3CE
and a1SD
a3SD.
Given these values, smin =
0.86u0 (where u0 is in
nm); the two spring constants are HBcon = 88.8kT/nm2 (Eq. 11b) and
HBrel = 35.6kT/nm2
(Eq. 13b). For a given deformation, the bilayer deformation energy varies by a factor of 2.5 for the constrained as compared to the relaxed boundary condition.
The relaxed boundary condition
Combining Eqs. 7 and 9,
Gdef can be
expressed as a function of u0 and
s:
|
(15)
|
where
(=2
Kcr0c0)
incorporates the
GMEC contribution to
Gdef. For the relaxed boundary condition and
c0
0, the value of s for
which
Gdef is a minimum is
|
(16)
|
Substituting Eq. 16 into Eq. 15,
|
(17)
|
Fig. 4 shows
Gdefrel as a function of
c0 for fixed u0, and vice
versa. In either case, a u0 (or
c0) different from zero will translate the
Gdefrel versus u0
(or c0) relation in the plane; but the basic
relation, as exemplified by the spring constant, is invariant.

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FIGURE 4
Effect of c0 and
u0 on Gdef for the
s = smin boundary condition. (a)
Gdefrel(c0) for
u0 = 0 ( ), +0.1 (- -), +0.2
(··· ···), and +0.3 (-·-·-) nm.
(b) Gdefrel(u0)
for c0 = 0 ( ), +0.1 (- -), +0.2
(··· ···), and +0.3 (-·-·-)
nm 1. When u0 < 0, the
situation is similar, with the sign of c0
reversed (results not shown).
|
|
For any choice of u0 or
c0, the value of
Gdefrel is that which minimizes the sum
of the three component energies. To understand the interplay
between these components, we analyze first the situation where
c0 is a free parameter (Fig. 4 a),
then the situation where u0 is a free parameter
(Fig. 4 b).
For a given u0, how will the monolayer
equilibrium curvature effect the deformation energy? For a fixed
u0,
Gdefrel(c0) goes through
a global maximum. That is,
Gdefrel(c0) will
have two balance points where
Gdefrel(c0) = 0. At these points,
Gdef,c0=0rel is
exactly balanced by the release of curvature frustration energy due to
the monolayer bending. For a fixed u0 > 0
(Fig. 4 a), a small positive c0 can
make
Gdefrel(c0) = 0; somewhat surprisingly, a large negative
c0 also can make
Gdefrel(c0) = 0.
For a fixed u0, s = 0 at the global maximum
for
Gdefrel(c0)
because 
Gdefrel/
=
s. Using Eq. 16, the curvature at the maximum is
|
(18a)
|
and, combining Eqs. 17 and 18a,
|
(18b)
|
which is formally identical to
Gdef,c0=0con
(Eq. 14 with the spring constant given by Eq. 11b). The similarity is
apparent, however, because c0|max
is a function of u0 (Eq. 18a); but the result
highlights the interactions between the bilayer material constants and
the boundary conditions in determining
Gdef.
For a given c0, how will a
u0
0 effect
Gdef? For a fixed c0,
Gdefrel(u0) will go
through a global minimum (Fig. 4 b); when
c0
0,
Gdefrel(u0)|min < 0. For c0 > 0, a large positive
u0 (and a negative u0 of
more modest magnitude) can make
Gdefrel(u0) = 0 (Fig. 4 b). These balance points arise from the
exact match between the release of curvature stress and
Gdef,c0=0rel.
The situation is similar for c0 < 0, but
the sign of u0 is reversed (results not shown).
The minimum of
Gdefrel(u0)
denotes how much energy can be released by an inclusion-induced
deviation from a planar bilayer geometry. The deformation at the
minimum is given by
|
(19a)
|
and
|
(19b)
|
When c0
0 the minimum for
Gdef occurs at u0
0. That is, a bilayer inclusion can relieve the local bilayer
curvature stress, or, alternatively, the potential energy density
associated with the bilayer curvature stress can drive a protein
conformational change. The energy release is
|
(20)
|
For the reference deformation, and c0 = 0.1 nm
1, this energy is
2.4kT. It
should be compared with the curvature frustration energy:
~3.1kT if the curvature frustration energy density,
Kcc02/2, is
integrated over the inclusion area, and ~5.3kT if the
energy density is integrated over the area of the inclusion plus the first annulus of lipid molecules surrounding the inclusion. Only ~75% of the frustration energy (<50% if we include the first lipid annulus in the appropriate area) is tapped by the 0
u0|min release.
To further understand how c0
0 affects
the bilayer deformation profile and energy, it is helpful to decompose
Gdefrel(c0) using
an expression similar to Eq. 8:
|
(21)
|
GCErel(c0,
u0) and
GSDrel(c0,
u0) are biquadratic functions of
u0 and s (Eq. 10a, b), and they can
be written using Eq. 16 as
|
(22a)
|
and
|
(22b)
|
Similarly,
GMECrel(c0) can be
written as
|
(23)
|
Fig. 5 shows
GCErel(c0),
GSDrel(c0),
GMECrel(c0), and
Gdefrel(c0)
for the reference deformation.
GCErel(c0) and
GSDrel(c0)
are always positive:
GSDrel(c0) has a
minimum for c0 < 0 and
GCErel(c0) has a
minimum for c0 > 0.
GMECrel(c0) has a
maximum (> 0) and becomes negative for large negative and positive
values of c0.
GMECrel(c0) = 0
when either c0 = 0 or s = 0
(cf. Eq. 7).

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FIGURE 5
Effect of c0 on
Gdefrel for a fixed
u0 (=0.1 nm):
Gdefrel(c0) ( )
and its components. - - - -,
GCErel(c0);
··· ···,
GSDrel(c0);
-·-·-,
GMECrel(c0).
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The maximum value of
Gdefrel(c0) is
> 0, and it is important to understand the behavior at the two
balance points, where
Gdefrel(c0) = 0, where the system has "tapped" the potential energy stored in the curvature frustration energy. The balance points occur when the
discriminant of Eq. 15 is zero:
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(24)
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which is the case when
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(25)
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Equation 25 can be solved for u0 (at a
fixed c0) or c0 (at a
fixed u0):
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(26a)
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(26b)
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Combining Eqs. 15 and 25, the s values that satisfy the
Gdefrel(c0) = 0 condition are
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(27)
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To understand the two solutions, consider a hypothetical situation
where c0 is varied by pharmacological
manipulations, with no change in the other material constants. When
c0 = 0, there will be a finite bilayer
deformation energy when u0
0. For a fixed u0, it is possible to change
c0 such that the local relief of curvature
stress around the inclusion will balance exactly the deformation energy
at c0 = 0. This balance can occur for two different values of c0. The origin of the two
balance points is seen in Fig.
6 a, which shows how the
c0-dependent translation of the
Gdef,c0=0rel(s)
curve gives rise to two different solutions for
GMECrel(c0), where
c0 is determined by Eq. 26a. The solution for
c0 > 0 makes intuitive sense because
u0 > 0. A positive curvature will facilitate the dimpling needed to satisfy the demand for hydrophobic matching. The counterintuitive solution for c0 < 0 arises because it is the sum of the CE, SD, and MEC
contributions to
Gdefrel that is
minimized. The bilayer can relieve its curvature stress by assuming
another positive value of smin, which leads to a
different profile for the component energies. Fig. 6 b
shows the two u0 versus
c0 relations (Eq. 26b), and Fig. 6, c
and d, shows the monolayer deformation profiles for the two
solutions. For either solution, the profile is nonmonotonic. As
expected, the nonmonotonic shape is most pronounced for
c0 < 0 (Fig. 6 d).

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FIGURE 6
Effect of c0 on
Gdef and the deformation profile.
(a) Effect of monolayer curvature on
Gdef(s) for a fixed
u0 (=0.1 nm). ,
Gdef,c0=0.
- - and ··· ··· are the
Gdef(s) relations that satisfy the
Gdefrel(c0) = 0 condition (where c0 is determined by Eq. 26a). The corresponding GMEC contributions
are shown as dotted dashed lines (labeled (1) and (2)). (b)
The two solutions for u0 as function of
c0 (Eq. 26b). The two
Gdef(s) = 0 solutions from
a are labeled (1) and (2). (c) The monolayer
deformation profile for c0 = 0.035
nm 1 and s = 0.111 (solution (1)).
(d) The monolayer deformation profile for
c0 = 0.271 nm 1 and
s = 0.111 (solution (2)).
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To understand the relationship between
Gdefrel and u0
(for a fixed c0
0), we examine the
underlying energy components (Fig. 7).
GCErel(u0) and
GSDrel(u0) (Eq. 22a, b) are always positive (Fig. 7 a);
GSDrel(u0) has a minimum
for u0 < 0, whereas the minimum for
