Real synaptic systems consist of a nonuniform population
of synapses with a broad spectrum of probability and response
distributions varying between synapses, and broad amplitude
distributions of postsynaptic unitary responses within a given synapse.
A common approach to such systems has been to assume identical synapses and recover apparent quantal parameters by deconvolution
procedures from measured evoked (ePSC) and unitary evoked postsynaptic
current (uePSC) distributions. Here we explicitly consider nonuniform synaptic systems with both intra (type I) and intersynaptic (type II)
response variability and formally define an equivalent
system of uniform synapses in which both uePSC and ePSC amplitude
distributions best approximate those of the actual nonuniform synaptic
system. This equivalent system has the advantage of being fully defined by just four quantal parameters: ñ, the number of
equivalent synapses;
, the mean probability of
quantal release;
, mean; and
2, variance
of the uePSC distribution. We show that these equivalent parameters are
weighted averages of intrinsic parameters and can be approximated by
apparent quantal parameters, therefore establishing a useful analytical
link between the apparent and intrinsic parameters. The
present study extends previous work on compound binomial analysis of
synaptic transmission by highlighting the importance of the product of
p and µ, and the variance of that product. Conditions for
a unique deconvolution of apparent uniform synaptic parameters have
been derived and justified. Our approach does not require independence
of synaptic parameters, such as p and µ from each other,
therefore the approach will hold even if feedback (i.e., via retrograde
transmission) exists between pre and postsynaptic signals. Using
numerical simulations we demonstrate how equivalent parameters are
meaningful even when there is considerable variation in intrinsic
parameters, including systems where subpopulations of high- and
low-release probability synapses are present, therefore even under such
conditions the apparent parameters estimated from experiments would be informative.
 |
INTRODUCTION |
The complexity of synaptic transmission between
central neurons can pose fundamental problems to its investigators. The
number of synaptic contacts between given sets of pre and postsynaptic neurons is often unknown, as are the average probability of release upon activation at each site and the average size of the postsynaptic event generated by the release of a potentially variable quantum of
transmitter packaged in presynaptic vesicles of potentially variable
sizes. Furthermore, there is no a priori reason that average properties
should be constant and uniform from synapse to synapse. The overall
measured evoked postsynaptic current (ePSC) distribution will be a
convolution of the distribution of unitary evoked synaptic currents
(uePSCs) evoked at each synapse. By itself, the ePSC distribution
provides minimal information about actual quantal properties of the
underlying system of synapses. Here we examine whether methods that
assume a simpler and more uniform underlying synaptic system provide
physiologically meaningful approximations of the true, complex behavior
of the native system; we conclude that they can. We place our analysis
within a physiological context by considering fast glutamatergic
synaptic transmission between mammalian CNS neurons mediated by
punctate unitary synapses, as occurs on hippocampal pyramidal neurons
in situ and in tissue culture. Although hippocampal synapses are not
necessarily representative of all types of CNS synapses in terms of
morphology and biophysical characteristics, the main steps in synaptic
transmission and the methods of statistical analysis should be comparable.
Presynaptic interactions at individual glutamatergic contacts between
hippocampal neurons appear to be small or absent (Murphy et al.,
1995
; Diamond and Jahr, 1995
; Asztely et
al., 1997
) such that each synaptic site is "binary" or
binomial; it either releases a single quantum of transmitter or fails
to respond when invaded by a presynaptic action potential (Jack
et al., 1981
; Redman, 1990
; Faber and
Korn, 1991
; Raastad et al., 1992
;
Kullmann and Siegelbaum, 1995
; Stevens and Wang,
1995
; Rosenmund and Stevens, 1996
;
Walmley, 1995
). Although a small proportion of terminals associated with punctate synapses may release more than one vesicle in
response to an action potential (see Prange and Murphy,
1999
) these terminals may contain more than one active
zone/postsynaptic density complex (see Edwards, 1995
)
and hence might be considered to represent a cluster of independent
unitary synapses, especially if release is determined by highly
localized signals of elevated calcium.
There is evidence for two broad groups of synapses. Some synapses are
high-output with probabilities of release >0.5, while others are
low-output with release probabilities <0.2 (Rosenmund et al.,
1993
; Hessler et al., 1993
). This distribution
may well be a continuous one and is certainly influenced by activity
(Markram et al., 1997
). Within a given synapse,
variability in release probability can arise due to interactions
between the stimulation pattern and the state of depletion/refilling of
the presynaptic vesicular pools (Murthy et al., 1997
;
Dobrunz and Stevens, 1997
; Markram et al.,
1997
). Although the presynaptic active zone and postsynaptic
density are closely matched in size and dimensions, these excitatory
glutamate synapses do vary in shape. Moreover, release probability
seems to be directly correlated with synaptic area (Schikorski
and Stevens, 1997
). It is also possible that the mean amplitude
of uePSCs will, up to a point, be correlated with synaptic area, while
the variance of uePSCs at a given synapse will be inversely correlated
with synaptic area (see Uteshev and Pennefather,
1996
, 1997
).
This, in turn, implies that variance and mean amplitude will be
inversely correlated. In addition, because of intrinsic variability in
vesicle size and content, the number of glutamate molecules released
during a given fusion event can vary (see Bekkers et al.,
1990
). Thus, the observed variability in quantal size observed
within and between these synapses may arise from a number of causes.
This variance clearly complicates quantal analysis, but because
of its structural origin may be tuned and exploited biologically.
A deconvolution theory for nonuniform synaptic systems, where all
intrinsic synaptic parameters simultaneously exhibit intra (type I),
inter (type II), and temporal synaptic variability, is the most general
but the least developed to date. To deal with the problem of nonuniform
synaptic systems, theoretical studies typically consider partial
nonuniformity, i.e., type I, type II, or temporal variability
(Brown et al., 1976
; McLachlan, 1975
; Bennett and Lavidis, 1979
; Walmsley,
1995
; Stricker et al., 1994
; Wahl et al.,
1995
; Frerking and Wilson, 1996
; Quastel,
1997
). Experimental conditions are therefore sought to separate
these types of variabilities from each other and to study one type at a
time (Bekkers et al., 1990
; Raastad et al.,
1992
; Jack et al., 1994
; Liu and Tsien,
1995a
,b
;
Forti et al., 1997
; Murthy et al., 1997
;
Dobrunz and Stevens, 1997
; Liu et al.,
1999
). Here we consider in detail the general case where all
quantal parameters can vary and demonstrate useful relationships
between parameters derived for an equivalent uniform system and those
describing the actual underlying synaptic system containing mixtures of
binomial synapses of variable "loudness" (see Kullmann,
1999
).
In the present study we ignored synaptic noise; however, the approach
will be valid in the case of "noisy" synaptic systems as well.
Addition of noise would have contributed one or more Gaussian amplitude
distributions that would have convoluted with the response amplitude
distributions to produce an overall "noisy" uePSC and/or ePSC
amplitude distributions. Accordingly, this Gaussian noise amplitude
distribution could have been deconvoluted from the overall distribution
to reveal noise-free uePSC and ePSC amplitude distributions (for a
review, see Redman, 1990
).
 |
THEORY |
Equivalent uniform distributions: basic principles
It will be shown that an infinite variety of nonuniform synaptic
systems can give rise to any given unimodal ePSC distribution. This
impossibility of a unique solution does not, however, mean that such
systems cannot be meaningfully quantified provided additional information is considered. We postulate that the simplest, most convenient, and most meaningful approximation to such nonuniform synaptic systems is the unique uniform synaptic system that best describes the experimentally recorded distribution. We then demonstrate how such an equivalent uniform system can be formally
defined in terms of the underlying, intrinsic parameters of
the nonuniform system. A specific set of apparent parameters
can then be estimated from observation of such a system. Although the
question of compound binomial systems has been discussed extensively
(Brown et al., 1976
; Mclachlan, 1975
;
Bennett and Lavadis, 1979
; Korn and Faber, 1991
; Quastel, 1997
) our present analysis is
more general and not only provides a useful extension of the previous
work, but also gives rise to new insights into the stochastic nature of synaptic transmission.
Equivalent uePSC distributions
A hypothetical uniform synaptic system is defined as
"equivalent" to a nonuniform system if it produces ePSC and uePSC
amplitude distributions that closely approximate the actual (observed)
distributions. Let
j = pj/
j=1n
pj denote a weighting factor, where
pj = 1
qj is
the probability of the evoked release at the jth synapse
upon the arrival of an action potential. An equivalent uniform system
will then be described by the normalized uePSC amplitude distribution
function,
Here, f*j is the
normalized uePSC amplitude distribution of the jth synapse
of the nonuniform system and
* is the normalized uePSC amplitude distribution of the equivalent synapse. (The asterisk indicates that the integral of the distribution function over the area
where it is defined is normalized to unity, i.e.,



f*jdx = 


*dx = 1.)
Now, consider a system of n nonuniform synapses that produce
a total of M uePSCs upon arrival of a train of K
action potentials to the presynaptic terminals. If
pj = 1 for all synapses, then there are no
failures and M = nK, otherwise M
nK.
The jth synapse would contribute
Mj = pjK
events on average, such that M =
j=1n Mj = K
j=1n pj.
Therefore,
|
(1)
|
The same Eq. 1 can be rewritten for the equivalent
system,
/
M/
j=1n
pj, where
is the number of
responses produced by each of the equivalent uniform synapses during a
train of K action potentials and
is the
mean probability of release of each equivalent synapse. The number of
responses, however, should remain constant whether equivalent or real
synapses are considered; therefore, the following is true:
ñ
= M. Hence,
|
(2)
|
Here
p
is defined as the actual mean release
probability. Equation 2 is the same as that derived previously for a
simpler nonuniform system (Bennett and Lavadis, 1979
).
Let us now represent a uePSC amplitude distribution produced by the
jth synapse of the nonuniform system by a Gaussian
distribution function, f*j = (1/
j
)exp[
(x
µj)2/2
j2].
The overall uePSC amplitude distribution, f
,
(Fig. 1 B), which is a sum of
Gaussian functions with different weighting factors, must also be a
Gaussian function such that f
ñ
*, where
* = (1/
)exp[
(x
)2/2
2].
Because the mean and variance by definition will be approximately the
same for both the equivalent and the actual uePSC distributions, we can
equate actual parameters to the equivalent parameters using a
moment-generating function. The first two moments around the origin of
the characteristic function,
(t), will be,
'(t = 0) =
, and
"(t = 0) =
2 +
2 (see
Kendall, 1977
). Thus,
|
(3)
|
|
(4)
|
|
(5)
|
The equivalent values
and
2
are thus related to the intrinsic parameters, essentially as weighted
averages of the nonuniform synaptic values. The use of gamma
distribution functions instead of Gaussian functions, such that
and
(where
=
/
and
2 =
/
2), leads to equations identical
to Eqs. 4 and 5.

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FIGURE 1
Definition of amplitude distributions and their
components. (A) The complete amplitude distribution function
of a unitary synapse. A complete amplitude distribution function,
f(j)(x), is the sum of the delta
function describing the amplitude distribution of release failures,
qj (x), and the partial amplitude
distribution function, fj(x). The
latter contains no information regarding failures. These two components
reflect presynaptic and postsynaptic influences, respectively, and are
of a fundamentally different nature. Note that the partial amplitude
distribution function is not determined at zero amplitude, owing to the
assumption that the source of transmission failures is strictly
presynaptic and not due to any failure in detection. (B) An
overall partial uePSC amplitude distribution function of unitary evoked
events. A compound partial uePSC amplitude distribution function,
f , is normalized to M and obtained
as a sum of components, fj, each normalized to
Mj (long dashes), that correspond to
amplitude distributions of unitary evoked synapses involved in
transmission. An amplitude distribution function for an equivalent
uniform system can be defined as, = f /ñ and is normalized to
.
|
|
Let us introduce two components of the uePSC variance: variance within
a given synapse (type I) such that
CVI,j2 = (
xj2
µj2)/µj2 and variance between a
given synapse and the mean for the system (type II), such that
CVII,j2 = (µj2
2)/µj2. Therefore, from Eq. 5 we
conclude,
|
(6)
|
Equivalent ePSC distributions
An ePSC consists of the summed responses of n
independent but synchronous unitary synaptic events, each of which can
vary in amplitude from one event to the next, or fail altogether.
Therefore, the responses of each synaptic contact j measured
over many stimulations can be described by an amplitude distribution
consisting of the sum of two components (Eq. 7; Fig. 1 A):
1) the response failures, qj
(x),
where qj = 1
pj and
(x) is the Dirac delta function; and 2) the normalized failure-free uePSC amplitude distribution, fj(x) = (1
qj)f*j(x).
The normalized complete amplitude distribution for the synapse j (containing both failures and responses and designated by
the bracketed subscript) can thus be defined as,
|
(7)
|
If a synaptic system contains n independent
synaptic units, the resulting complete ePSC amplitude
distribution E(z) will be expressed as a
convolution of the n individual complete uePSC amplitude
distributions, such that
|
(8)
|
The characteristic function,
(E)(t)
for Eq. 8, assuming that each failure-free distribution
fj is Gaussian, is given by,
|
(9)
|
We solve Eq. 9 using the Fourier convolution theorem and
considering a logarithmic transformation. Hence,
|
(10)
|
Therefore,
|
(11)
|
|
(12)
|
Where µ(E) is the mean and
(E)2
is the variance of the complete ePSC amplitude distribution. Equation 12 is the same as that derived by Quastel (1997)
using a
different approach.
Equivalent ePSC amplitude distributions with uniform synapses
Equation 8 can be further simplified if n identical
synapses are considered ("uniform synapses"). The function
E(z) will simplify to,
|
(13a)
|
where q is the probability of failure for all the
synapses, f
fj is their failure-free
amplitude distribution, and Cnk is the
binomial coefficient (i.e., Cnk = n!/k!(n
k)!). Equation 13a can be rewritten as
follows for Gaussian and gamma distributions (see McLachlan,
1975
, 1978
):
|
(13b)
|
|
(13c)
|
Both gamma and Gaussian distributions are members of a
class of unimodal distribution functions that convolute regularly and
thus can be used for defining the uniform equivalent synapse systems.
The failure-free ePSC amplitude distribution function of members of
this class can be introduced as Ez(z) =
k=0n
1
Cnkqk(1
q)n
kVnk(z).
Based on the physical understanding of the failure-free distribution function Ez(z), the kernel,
Vnk(z), must be determined as the
kth component of this distribution, i.e., as a convolution
of k equivalent uePSC amplitude distributions with each
other selected from a total of n distributions.
Because ePSC amplitude distributions represent sums of different
components, i.e., a convolution of uePSC amplitude distributions, appropriate distribution functions for an equivalent uniform system should convolute analytically with each other, giving rise to a new
function of the same class. Therefore, useful distribution functions
must be stable with respect to convolution. This will minimize the number of parameters that is involved in describing the
response distribution. Furthermore, the statistical moments generated
by these equivalent distribution functions will be expressed in
simplistic mathematical forms, readily permitting comparisons and
physical interpretations.
To explicitly define the class of suitable equivalent distribution
functions, let us consider an arbitrary (unimodal or multimodal) failure-free ePSC amplitude distribution consisting of n
components, where n is the number of uniform synapses
involved in transmission. An immediate consequence of the synaptic
uniformity is that the mean of the (n
k)th
individual component of the failure-free ePSC amplitude distribution
must be equal to (n
k)µ, where µ is the mean of
the unitary component, which will be the same as the uePSC amplitude
distribution (see above). Thus,
|
(14a)
|
|
(14b)
|
The kernel Vnk(z)
denotes a class of failure-free distribution functions such that the
first two statistical moments of
Ez(z) about the origin are given by
Eqs. 15a and b, respectively.
|
(15a)
|
|
(15b)
|
In Eqs. 15a and b we used the equalities
and
which we provide here without proofs. Although potentially the
kernel Vnk(z) can have arbitrary
shapes, we will consider only unimodal kernels.
Equations 15a and b or 14a and b comprise a formal definition for the
class of distribution functions that are appropriate for defining
equivalent uniform systems. In particular, it can be readily verified
that Gaussian and gamma distributions belong to the above class.
The relationships between parameters describing complete and
failure-free portions of the ePSC distribution function (identified by
the subscripts (E) and E, respectively) for
uniform systems are known, but can be obtained from Eqs. 11 and 12 by
making all synaptic parameters identical, and combining with Eqs. 15a
and b. Thus,
|
(16)
|
|
(17a)
|
or
|
(17b)
|
Unique modeling of unimodal ePSC amplitude distributions
Using Eqs. 16 and 17a it is easily shown that there are an
infinite number of sets of uniform quantal parameters that can describe a given unimodal ePSC amplitude distribution [i.e.,
(µ1,
1, q1, n1), (µ2,
2, q2,
n2), ... , (µi,
i,
qi, ni), ...]. Each
such sets of parameters lead to identical values of µ(E)
and
(E)2. Combining Eqs. 16 and 17a we obtain, for
arbitrary i and j, µ(E)i = µ(E)j and
(E)i2 =
(E)j2. The latter leads to Eq. 18.
|
(18)
|
and reduce the number of parameters involved to three. Thus, two
of the four parameters need to be specified before a unique set of
equivalent parameters can be estimated. For example, if µ and
2 are determined from the uePSC distribution and fixed
at predicted values, such that µi = µj = µ and
i2 =
j2 =
2 for any i and
j, then Eq. 18 will give qi = qj = q and Eq. 16 will give
ni = nj = n. In fact, a thorough analysis of Eqs. 16-18 determines that the uniqueness of the deconvolution will hold when the following pairs of parameters are known and fixed at correct values during the
deconvolution: (µ and
2) or (q and
n), or (µ and n), or (µ and q). In
contrast, the knowledge of the pairs (
2 and
q) or (
2 and n) is insufficient
for a unique deconvolution.
Relation between actual and equivalent synaptic systems
For an equivalent complete ePSC amplitude distribution to
approximate a nonuniform ePSC distribution, the equivalent complete mean,
(E), and variance,
(E)2, must by definition be identical to
values defined in Eqs. 11 and 12, respectively (because Gaussian
functions are defined completely by their means and variances).
Therefore, using Eqs. 11-17 we arrive at Eqs. 19 and 20.
|
(19)
|
|
(20)
|
Solving Eqs. 2, 4, 5, 19, and 20 simultaneously we arrive at
Eqs. 21 and 22.
|
(21)
|
|
(22)
|
Equation 22 is somewhat similar to the equation derived by
Bennett and Lavadis (1979)
and Quastel
(1997)
, but more general, as it now includes variability in
pjµj.
Thus, all binomial quantal parameters needed to define an equivalent
uniform system can be expressed in terms of weighted averages of the
intrinsic quantal parameters of a nonuniform system. These relations
are summarized in Table 1 and represent
generalizations of some of the equations derived by Brown et al.
(1976)
.
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TABLE 1
Relation between weighted averages of intrinsic quantal
parameters and quantal parameters describing the equivalent uniform
system
|
|
The meaning of CVpµ
If we define the following means:
and
then Eq. 22 can be rewritten as
|
(23)
|
where CVpµ is a coefficient of
variation of the values pjµj. In
contrast to the case considered by Brown et al. (1976)
, in the present case of continuous distributions, the means and variances are also variable. Therefore, the value
CVp used by Brown et al. (1976)
is upgraded in our theory by a more general value of
CVpµ. Similarly, Eq. 2 can be combined with
Eq. 23 to give,
|
(24)
|
Eqs. 23 and 24 lead to Eq. 25a,
|
(25a)
|
The approximation
p2µ2
p2
µ2
and the approximations
pµ
=
p
p
µ
and
pµ2
p
µ2
hold relatively well for sufficiently smooth distributions of the
parameters p2 and µ2. Moreover,
these equalities do not require synaptic parameters to be independent
from each other under our definitions of means (the derivation and the
computer simulations are not shown). Therefore, under these conditions,
|
(25b)
|
|
(25c)
|
If synapses are uniform such that µj =
and
j =
, then
CVµ = 0. Under this condition
CVpµ becomes CVp, such that Eq. 24 reduces to that derived by Brown et al.
(1976)
.
Correlation between parameters of inter-synaptic (Type II)
variability
In Eq. 25a we have separated the two components of the
CVpµ. Here we take one further step to
establish dependence among p-, µ-, and
pµ-variabilities. Consider three definitions:
pµ2 =
p2µ2
pµ
2;
p2 =
p2
p
2;
µ2 =
µ2
µ
2. From Table 1 we have
and thus,
2
p
2 =
pµ
2. Solving all the above equations
together, we obtain
2
p
2 =
2(
p2
p2)
p
2(
µ2
µ2). Therefore, for the relationship among
pµ2,
p2, and
µ2, we obtain:
|
(26a)
|
Recalling that
p2µ2
p2
µ2
for even distributions
of p and µ, we further obtain
|
(26b)
|
Equations 26a and b provide an additional link among parameters
of p- µ-, and pµ-variability and the averaged
synaptic parameters.
Coefficient of variation and variance to mean analysis of ePSCs
Using the definition of
(E)2, given in Eq. 17a, one can further show that for a fully equivalent system,
|
(27)
|
where ñ
= n
p
=
m
is the
mean quantal content and C
is the equivalent
coefficient of variation for the uePSC amplitude distribution, which by
definition approximates the actual CV. The form of this
equation is well known for compound binomial systems; however, the
contribution of CVpµ has not previously been
explicitly included and analyzed. Equation 27 shows that the inverse
relation between CV(E)2 and quantal content
allows CV(E)2 to give an accurate indication
of presynaptic changes, even for nonuniform systems where values of
p, µ, and
2 vary between synapses (see also
Quastel, 1997
) provided
p
is low and
C
can be estimated from experimental observations.
Recently, there has been renewed interest in analyzing the expected
parabolic relation between ePSC variance and ePSC means. From Eqs. 17a
and 27, we obtain:
|
(28a)
|
or
Using the equations from Table 1, we can rewrite
Eq. 28a in the form of Eq. 28b,