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Biophys J, January 2001, p. 271-279, Vol. 80, No. 1
Department of Biochemistry, Health Sciences Centre, McMaster University, Hamilton, Ontario, Canada
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ABSTRACT |
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The energetics of phospholipid aggregation depend on the
apparent water-accessible apolar surface area (ASAap),
ordering effects of the chains, and headgroup interactions. We quantify
the enthalpy and entropy of these interactions separately. For that
purpose, the thermodynamics of micelle formation of
lysophosphatidylcholines (LPCs, chains C10,
C12, C14, and C16) and
diacylphosphatidylcholines (DAPCs, chains C5,
C6, and C7) are studied using isothermal
titration calorimetry. The critical micelle concentration (CMC) values
are 90, 15, and 1.9 mM (C5-C7-DAPC) and 6.8, 0.71, 0.045, and 0.005 mM (LPCs). The group contributions per methylene
of 
G0 =
3.1 kJ/mol and

CP =
57 J/(mol · K) for LPCs agree with literature data on hydrocarbons and amphiphiles.
An apparent deviation of DAPCs (
2.5 kJ/mol, 45 J/(mol · K)) is
due to an intramolecular interaction between the two chains, burying
20% of the surface. The chain/chain interaction enthalpies in a
micelle core are by ~
2 kJ/(mol) per methylene group more favorable
than in bulk hydrocarbons. We conclude that the impact of the chain
conformation and packing on the interaction enthalpy is very
pronounced. It serves to explain a variety of effects reported on
membrane binding. Interactions within the water-accessible region show
considerable
H, but almost no
G0. The heat capacity changes suggest about
three methylene groups (ASAap
100 Å2)
per LPC remain exposed to water in a micelle (DAPC: 2 CH2/70 Å2).
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INTRODUCTION |
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In this study we address a number of important issues for biomembrane function by thermodynamic means. What is the water-accessible apolar surface area per phospholipid and how much energy is associated with the formation? To what extent do lipid acyl chains resemble the behavior of bulk hydrocarbons? Are chain/chain interactions sensitive to changes in packing in the membrane? What accounts for the enthalpies of binding of solutes into lipid membranes?
The self-assembly of lipids, proteins, and other membrane
constituents is driven by the hydrophobic effect. Hence, changes of the
apparent water-accessible apolar surface (ASAap) control the energetic costs for expanding a lipid membrane. Such a lateral expansion may occur upon insertion of antibiotic or fusion peptides (Ludtke et al., 1995
) or be required to match the
hydrophobic thickness of membrane proteins, which can proceed via
gradual de-mixing of lipids with different chain lengths and/or by a
disordering of the chains (Killian, 1998
). It will,
furthermore, be related to the probability of effects such as head/tail
contacts (Huster et al., 1999
) and molecular protrusions
(Israelachvili and Wennerstrom, 1996
). However, the
ASAap of lipids is not known and cannot simply be assessed
from structure information because the effects of the rough geometry of
the interface and the proximity of the headgroups, particularly on the
thermodynamic properties of interfacial water, are not clear. Here we
pursue a thermodynamic approach to estimate this important quantity. It
is based on the fact that ASAap is directly related to the
isobaric heat capacity, Cp (cf. Kresheck and Hargraves, 1974
; Gill and Wadsö, 1976
;
Sharp and Madan, 1997
). In fact, the concept of the
solvent accessible surface area has been developed to quantitatively
predict protein/ligand interactions (Baker and Murphy,
1998
) or protein folding properties (Spolar et al.,
1992
). Blume (1983)
measured absolute values of
Cp for phospholipids by means of differential
scanning calorimetry. Although it is not straightforward to separate
contributions from different moieties to the overall
Cp, this study revealed that "more water than
previously estimated may be present in the hydrophobic interior of the
membrane." We measure the enthalpy change upon transfer between
the aqueous phase and the lipid aggregate as a function of temperature.
This yields the heat capacity difference between the two states
(
Cp) rather than absolute
Cp values. It can be achieved by means of
isothermal titration calorimetry and has the advantage that all
contributions to Cp that remain unchanged upon
aggregation are excluded, and one can essentially focus on hydrophobic
interactions (Kresheck and Hargraves, 1974
;
Kresheck, 1998
; Paula et al., 1995
).
However, this technique requires a sufficient water solubility of the
molecules and, thus, prohibits application to long-chain,
bilayer-forming phospholipids. We have therefore studied short-chain
diacylphosphatidylcholines (DAPCs) and lysophosphatidylcholines (LPCs).
Whereas LPCs form spherical micelles, the investigated DAPCs associate
to spherical (C5-DAPC), ellipsoidal (C6-DAPC),
and rod-like (C7-DAPC) micelles (Eastoe et al.,
1998
).
Another goal of the current work is to quantify the
thermodynamic effects of the ordering of the hydrocarbon chains in an aggregate. Phillips et al. have already stressed in 1969 that liquid
crystalline acyl chains have intermediate thermodynamic properties
between solids and liquids. Nevertheless, the thermodynamics of the
hydrophobic core of micelles or membranes have mostly been approximated
by those of liquid hydrocarbon. Consequently, enthalpies of association
measured at room temperature, where changes in hydrocarbon/water
contacts yield no heat, have been assigned to headgroup interactions.
Recently, DeVido et al. (1998)
have studied hydrocarbon
chains attached to a solid surface, demonstrating that aligned chains
may exhibit a substantially different thermodynamic behavior than
amorphous liquids. Their subject differed from the situation in a
bilayer by the fact that the surface density of the chains was fixed
and could not relax to the optimum value. Here we directly quantify the
chain/chain interaction enthalpies in a liquid crystalline phase. The
considerable effects obtained have important consequences for the
partitioning of molecules into membranes. They can also be considered a
quantitative basis for understanding the anomalous, exothermic
heat of binding of peptides to small lipid vesicles, which has
been established as the nonclassical hydrophobic effect by
Seelig and Ganz (1991)
.
Beside constituting model systems for membrane lipids, these
substances themselves have important biological functions. For example,
small concentrations of LPCs regulate a broad range of cell processes
(Yuan et al., 1996
) and inhibit membrane fusion (Kluge et al., 1987
; Chernomordik, 1996
).
Short-chain DAPCs have been identified as superior "detergents" for
the solubilization and functional reconstitution of membrane proteins
(Kessi et al., 1994
). Furthermore, they have been used
to form bicelles, membrane models that can be oriented in a magnetic
field (Sanders and Landis, 1995
; Vold and
Prosser, 1996
).
The well-known ITC demicellization protocol was used for
measuring systems with CMC values between 5 µM and 16 mM. This
protocol is based on injections of a micellar solution at ~20 times
the CMC into buffer (Olofsson, 1985
; Paula et
al., 1995
). It fails in the case of systems with a CMC in the
100 mM region. To include divaleroyl-PC, we establish a novel ITC technique.
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MATERIALS AND METHODS |
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Materials
The substances were purchased from Avanti Polar Lipids, Alabaster, AL, and used without further purification. In the text, we will denote the one-chain, lysolipids as C10-LPC (1-capryl-2-hydroxy-sn-glycero-3-phosphocholine), C12-LPC (1-lauroyl-2-hydroxy-sn-glycero-3-phosphocholine), C14-LPC (1-myristoyl-2-hydroxy-sn-glycero-3-phosphocholine), and C16-LPC (1-palmitoyl-2-hydroxy-sn-glycero-3-phosphocholine). The diacylphospholipids are referred to as follows: C5-DAPC (1,2-divaleroyl-sn-glycero-3-phosphocholine), C6-DAPC (1,2-dicaproyl-sn-glycero-3-phosphocholine), and C7-DAPC (1,2-diheptanoyl-sn-glycero-3-phosphocholine). The substances were dissolved in 20 mM Pipes buffer, at pH 7.4, containing 1 mM EDTA and 150 mM NaCl. Experiments performed with pure water for C10-LPC and C12-LPC showed no significant difference from the experiments performed with buffer. The calorimetric experiments were carried out on isothermal titration calorimeters (Omega and VP) produced by MicroCal, Northampton, MA.
ITC demicellization experiment
This protocol has been explained in detail elsewhere
(Olofsson, 1985
; Heerklotz et al., 1996
;
Paula et al., 1995
; Kresheck, 1998
).
Briefly, the injection syringe is filled with a micellar dispersion and
the cell is filled with buffer. The injectant concentration has to be
chosen in order to reach about twice the CMC in the cell after the
titration, i.e., at ~20 times the CMC for a 150 µl syringe and the
1.3 ml cell. The heat power peaks after each injection (cf. Fig. 1
A) are integrated versus time from the baseline and
normalized with respect to the number of moles of titrant injected,
yielding the observed heat in kJ/(mol injected),
qobs.
This quantity is plotted versus the average value of the surfactant concentrations in the cell before and after the respective injection (cf. Fig. 1 B). The plots exhibit the typical sigmoidal behavior with the heat of disintegration of the injected micelles vanishing when the CMC is reached in the cell. Some confusion arises from the fact that the CMC constitutes a broad range rather than a sharp transition described by simple models. From a thermodynamic point of view, it is most reasonable to define the point of inflexion of the sigmoidal curve, i.e., the maximum of the first derivative (cf. Fig. 1 C) as the CMC.
Different definitions have also been used for the enthalpy of
micelle formation,
H, because a systematic trend of the
titration heat may appear below the CMC due to intermolecular
interactions between monomers. Our
H data refer to the
state of dilute molecules compared to that of dilute micelles. That
means the heat of demicellization is determined by subtracting the heat
measured above the CMC from the heat extrapolated to vanishing
surfactant concentration. The enthalpy of micelle formation differs
only in sign from the enthalpy of demicellization. Note that the heat
in Fig. 1 B is normalised with respect to the total lipid
injected, csyr ·
V,
calculated from the lipid molar concentration in the syringe, csyr, and the injection volume
V.
In fact, only the micellar part of the injectant,
(csyr-cmc) ·
V, gives rise
to a demicellization heat. Therefore, the
H data read
from the plot were corrected by the factor
csyr/(csyr-cmc).
Alternative ITC protocol for high-CMC substances
The demicellization protocol discussed above reaches its limit
for substances with a very high CMC, such as C5-DAPC. A
syringe concentration of 20 times the CMC, as is the rule for the
demicellization protocol using a 150 µl syringe and 1.3 ml cell,
amounts to 1.8 M for C5-DAPC (CMC = 90 mM). Such a
high concentration has two major disadvantages. First, it may give rise
to large intermicellar interactions that deviate considerably from the
model approximations. Second, a large amount of material is required.
The protocol described below does not require concentrations higher
than 1.5-2 times the CMC. Whereas the protocol described in the
previous section checks the cell content for the existence of micelles,
the alternative approach detects micelles in the syringe. For that
purpose, a set of experiments is performed with surfactant dispersions
of varying concentration filled into the syringe. Each experiment requires only a single, small injection into buffer (practically, five
injections are done and averaged). If the syringe contains no micelles,
no heat of demicellization will be measured. The quasi-infinite
dilution might, however, yield some heat of dilution we refer to as
Qdilmon, which is supposed to be small but
may vary somewhat with temperature and monomer concentration in the
syringe, csyr (sub-CMC behavior):
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(1a) |
V, contains CMC ·
V moles
of monomers and (csyr-CMC)
·
V moles of surfactant localized in micelles. Upon infinite dilution, the monomer fraction yields a constant heat
Qdilmon (CMC). The micellar fraction gives
rise to the heat of demicellization, 
H (note that
H refers to
micelle formation), yielding for the above-CMC behavior:
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(1b) |
V, versus the syringe
concentration, csyr, with a slope of

H. The concentration at the onset of a linear behavior
indicates the CMC. Note that the syringe needs to be completely filled,
which requires ~400 µl. We have performed five injections of 3 µl
each (all representing quasi-infinite dilution), and measured at three
temperatures. That means only 45 µl of the syringe content are
actually used. To save material, we have started with the highest
intended csyr and have successively diluted the
remaining dead volume sample to prepare the subsequent syringe contents.
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RESULTS |
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Critical micelle concentration
Typical plots for the "classic" demicellization protocol are
shown in Fig. 1. The curves indicate a
very gradual process of micellization as a function of the lipid
concentration. This is the typical behavior that has been shown for a
large number of different surfactants already (for example, cf.
Olofsson, 1985
; Heerklotz et al., 1996
;
Paula et al., 1995
; Kresheck, 1998
). It is in conflict with the phase model of micelle formation, which would
suggest a sharp transition as well as being against the mass action
model, which implies a highly cooperative behavior for realistic
aggregation numbers (e.g., 58 for C6-DAPC, 120 for C7-DAPC (Eastoe et al., 1998
)). A
quantitative description of the transition has been published for
cholates (Paula et al., 1995
), which form very small
aggregates. Other surfactants appear to form intermediate structures
(with intermediate chemical potentials) close to the CMC, and the fact
that nothing is known about the molar enthalpy in these intermediates
makes a quantitative modeling of the demicellization curve difficult.
Nevertheless, the CMC is an important and useful quantity even though
the association process cannot be accurately described as a transition
between two states at a critical concentration. Its determination does require an empirical definition. It turns out that different CMC measurements determine, in fact, different quantities. Hydrophobic dyes
that are quenched by water (e.g., pyrene) detect the occurrence of
first aggregates, whereas a constant surface tension indicates that the
transition is essentially completed and the monomer concentration remains constant. The concentration of maximum progress of association, which is approximated by the point of inflection (Kresheck,
1998
) or, equivalently, the maximum of the first derivative
(Paula et al., 1995
) of the sigmoidal ITC curves has
been found superior for a thermodynamic discussion. This value is given
in Table 1 and plotted versus the chain
length in Fig. 3.
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The data obtained for D5-DAPC by the alternative
protocol described in the previous section are displayed in Fig.
2.
The traces exhibit the behavior expected from the theoretical
discussion. The heat measured at low titrant concentrations (well
below the CMC) is rather small and only slightly
concentration-dependent. Beyond ~100 mM, the exothermic heat of
injection starts to grow linearly with the titrant, indicating that the
CMC has been reached. The slope of these q/
V vs.
CD lines (Fig 2) yields
H
according to Eq. 1. We have estimated the CMC as the point of
intersection between lines describing the sub-CMC and the above-CMC
data. All data are consistent with the thermodynamic requirement that
the minimum CMC occurs at the isocaloric temperature (see below).
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Enthalpies of micelle formation
The enthalpies of micelle formation,
H, are given in
Table 1 and are plotted versus temperature, T, for all
compounds shown in Fig. 4. All data
(except C16-LPC, see below) are consistent with a linear
relationship between
H and the temperature, T. Linear fits were done according to
|
(2) |
Cp, and the point of intersection with the
abscissa is referred to as the isocaloric temperature, T*.
The results are given in Table 2. With
increasing chain length, the isocaloric temperature decreases and
Cp becomes more negative.
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The data measured for C16-LPC are compatible with
a linear
H(T) behavior only at T
26°C (cf. Table 1, Fig 4.). One might expect a phenomenon such
as a cloud point to be responsible for that, but the detailed
clarification of the effect is beyond the scope of this paper. For an
estimate of
Cp and the determination of
T* and
H(23°C) we have only considered
experiments up to 26°C (cf. Fig 4, Table 2).
Methylene group contributions
The standard free energy gain upon micelle formation,
G0, is given by:
|
(3) |
G0 is related to
the logarithm of the CMC. The incremental

G0 per methylene can be derived from the
slope of the lines in Fig 4. Although chain length-dependent changes of
the micellar geometry and, in turn, the headgroup interactions cannot
strictly be ruled out, it is straightforward to assign the values of
3.1 ± 0.1 (LPC) and
2.5 ± 0.1 (DAPC) kJ/mol per
methylene to the free energy changes upon transferring a methylene
group from the initial monomer state to the state in which it is buried
in the hydrophobic core of the micelle. These results are fairly
compatible with literature data. An increment of
3.0 kJ/(mol)
(~
0.7 kcal/mol) has been reported for numerous hydrocarbons,
alcohols, and one-chain amphiphiles (cf. Tanford, 1980To study the consequences of the water-to-micelle transfer of methylene groups of DAPCs and LPCs, we have re-plotted the DAPC results as a function of the effective methylene number, nCH2*(mon) (cf. Fig. 5). This quantity considers only methylene groups that are exposed to water (indicated by an asterisk) in the monomer state. Again, a methyl counts 1.5, so that nCH2*(mon) = 0.8 · nCH2 for DAPCs and nCH2*(mon) = nCH2 for LPC.
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The so-corrected methylene contributions to the free
energy of LPCs and DAPCs (cf. Fig 5 A, now both
3.1
kJ/mol) agree with the literature value for hydrocarbons and
amphiphiles. The same applies to the incremental heat capacity
changes, 
Cp, of
56 ± 9 (DAPCs) and
57 ± 3 (LPCs) J/(mol · K) per buried methylene (i.e.,
28 and
28.5 J/(mol · K) per apolar hydrogen, respectively, cf. Fig 5 C) which is in accord with values between
28 and
33 J/(mol/K) per hydrogen reported for hydrocarbons, alcohols (see Tanford, 1980
, for a review), or solid cyclic dipeptides
(Murphy and Gill, 1991
).
The incremental enthalpies per methylene at 23°C are of the order of

H(23°C) 
2 kJ/mol (Figs. 5 B and
6). According to 
G0 = 
H
T
S, we
obtain each methylene contributing ~
T
S
1 kJ/mol to the entropy of micelle formation, a value that is considerably smaller than the ~
3 kJ/mol of liquid hydrocarbons.
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DISCUSSION |
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Enthalpy of chain packing
We have shown that the methylene group contribution to the
enthalpy of micelle formation at 23°C amounts to ~
2 kJ/mol. This is quite different from the isocaloric solution (i.e.,

H = 0) of liquid hydrocarbons in water at this
special temperature (Gill and Wadsö, 1976
;
Murphy et al., 1990
; Baker and Murphy,
1998
). This fact implies that a methylene group in a liquid
crystalline micelle core has an enthalpic advantage of ~
2 kJ/mol
compared to one in a bulk oil, which is just compensated by a loss in
entropy so that 
G0 is not substantially affected.
Phillips et al. (1969)
have compared the
melting behavior of solid-like hydrocarbons and lipid bilayers in the
gel phase, two states in which the chains are supposed to possess
similar enthalpy and entropy. The solid-to-liquid transition of oils
requires an enthalpy of
4 kJ/mol per methylene (Phillips et
al., 1969
; Lide, 1998
) and the gel-to-liquid
crystalline transition
2 kJ/mol per methylene (Phillips et
al., 1969
; Koynova and Caffrey, 1994
), suggesting an enthalpy difference of
2 kJ/mol between liquid and
liquid crystalline states at the respective melting temperatures. Phillips et al. (1969)
have stressed that a direct
comparison of enthalpies at markedly different temperatures is
impossible for want of information about the heat capacity effects. The
present study overcomes this problem because it refers to data at room temperature. The agreement between the incremental 
H
between liquid and liquid crystal obtained here and in the melting
study (2 kJ/mol per methylene) implies that the effect is essentially independent of temperature, i.e., the corresponding incremental 
Cp
0 (see below).
What accounts for the enthalpy and entropy differences between
chain-chain interactions in solids/gels, liquid crystals, and liquids?
The liquid crystalline-to-gel transition of lipid chains is accompanied
by an increase in volume density by 3.5% (Nagle, 1973
)
and a stretching of the chains (all trans). Increased van der Waals interactions upon tighter packing and gauche-trans
isomerization give rise to a gain in enthalpy (
H < 0) but a loss in motional and conformational freedom
(
S < 0). Similar differences can be speculated
to apply to liquid versus liquid crystalline structures. The important
lesson from the observed chain-chain interaction characteristics is
that it is by no means justified to approximate the enthalpic and
entropic state of liquid crystalline chains by those in a bulk liquid.
Can we resolve systematic variations of the methylene group
contributions 
H(23°C)? To answer this question, we
have plotted them as a function of the effective chain length
nCH2*(mon) in Fig. 6 (derivative of traces in
Fig. 5 B). For comparison, we have added previously
unpublished data on a series of hepta and triethylene glycol alkyl
ethers and values derived from literature data on sodium alkyl sulfates
(Kresheck and Hargraves, 1974
) and alkyldimethylphosphine oxides (Kresheck, 1998
) (all
taken at 25°C). At first glance we may stress that almost all
incremental 
H are in the range of
2 ± 1 kJ/mol
as discussed above. It appears that the absolute value of the chain
packing enthalpy tends to increase somewhat with increasing chain
length. Note that lipid membranes exhibit order parameter profiles with
a rather tightly packed "palisade layer" close to the surface and
continuously decreasing order toward the chain end (Seelig and
Seelig, 1980
). Similarly, larger cores of micelles could result
in increasing mean order. Furthermore, it seems that packing
improvements by reducing the size of the headgroup
(CmEO7 to CmEO3) or by
adding a second chain per headgroup (LPCs to DAPCs) also make

H somewhat more exothermic. However, more and more
accurate data will be required to provide additional evidence for these
suggestions. We should note that the difference between LPC and DAPC is
related to the implicit assumption that the intramolecular chain/chain interactions do not change their interaction enthalpy upon micelle formation, a plot versus nCH2 instead of
nCH2*(mon) yields methylene increments similar
to those of LPC.
The interactions discussed above are of major importance for
the thermodynamics of the incorporation of hydrophobic or amphiphilic molecules into lipid membranes. Let us first consider the incorporation of surfactants into lipid bilayers resulting in the disturbance of acyl
chain packing by creating a (positive) curvature strain. As a
consequence, each surfactant reduces the order of a number of
neighboring lipid molecules. The enthalpies of incorporation are,
indeed, endothermic at room temperature (Heerklotz and Seelig, 2000b
) in the absence of specific interactions (Malloy
and Binford, 1990
). The disordering effect on the lipids could
also account for the fact that the transfer of surfactants from
micelles into bilayers is also, mostly, endothermic (Heerklotz
et al., 1998
). Exceptions are the incorporation of lysolecithin
into vesicles of MeDOPE (Epand and Epand, 1994
) or that
of the detergent C12EO3 into POPC vesicles
(Heerklotz et al., 1998
). In both cases, the packing of
the chains in the membrane is suggested to be improved upon solute
insertion because either the host lipid (MeDOPE) or the solute
(C12EO3) exhibits a negative intrinsic
curvature so that strains are released in the host-guest mixture. The
complex packing effects in lipid/surfactant mixed membranes can give
rise to nonlinear relationships between enthalpy and chain length
(Heerklotz and Seelig, 2000a
) and anomalous heat
capacity changes.
Other examples of ordering/disordering effects of the chains
show similar enthalpy characteristics. The heat of incorporation of a
solute into small lipid vesicles (SUV) is often much less endothermic
(or even exothermic) compared with the partitioning into large vesicles
(LUV). This phenomenon has been observed by Seelig and co-workers and
established as the nonclassical hydrophobic effect (Seelig and
Ganz, 1991
; Seelig, 1997
). For example, the heat
of binding of magainin 2 amide to LUV is ~23 kJ/mol more endothermic
than into SUV (Wieprecht et al., 2000
). Again, the effect is almost completely compensated by a loss of entropy and may be
explained in terms of the poorer acyl chain packing in SUV that becomes
less disturbed or even improved upon intercalation of a solute than in
the case of LUV. Finally, Nebel et al. (1997)
have
measured that the (chain disordering) osmotic inflation of vesicles is
endothermic, whereas osmotic compression is exothermic.
Apparent water-accessible apolar surface
It has been shown that the heat capacity change
Cp can be empirically related to changes in
hydrophobic and hydrophilic solvation (for a review see Baker
and Murphy, 1998
). Because the headgroups remain hydrated upon
micelle formation,
Cp can be assumed to solely reflect changes in the exposure of hydrophobic groups to water
(Kresheck and Hargraves, 1974
; Paula et al.,
1995
). The
Cp values of LPCs can be
interpreted as the sum of the group contributions (
57 J/(mol · K)) from all but nCH2*(mic)
3.1 methylenes. Note that this value can be directly read from Fig. 5
C as the intercept of the fit lines with the abscissa. A
smaller value of 2.2 methylenes is suggested for DAPCs, but the
difference is not strictly significant considering an uncertainty of
~±1 CH2. Taking into account a water-accessible surface
increment of 31 Å2 per methylene (De Young and
Dill, 1988
), we can calculate the apparent water-accessible
apolar surface area, ASAap, according to
nCH2*(mic) · 31 Å2 or,
equivalently, to
Cp/1.84 J/(mol · K · Å2). The results are of the order of 70 (DAPCs)
and 100 (LPCs) Å2.
It is by no means straightforward to relate the apparent
ASAap to structural parameters such as the smooth
geometric lateral area increment per lipid, A0, which
amounts to ~60 Å2 for the DAPCs studied here
(Eastoe et al., 1998
; Tausk et al., 1974
)
and to similar values for membrane lipids (cf., e.g., Nagle et
al., 1996
; Nagle and Tristam-Nagle, 2000
). On one hand, the roughness of the interface, which is structurally described as an
overlap of hydrocarbon and water domains by ~5-8 Å2
(Wiener and White, 1992
), will increase
ASAap compared to A0. On the other hand, the
surface is covered by headgroups that not only reduce the water
accessibility of the interface, but also greatly affect the dynamic and
structural properties of the interfacial water molecules which are,
after all, responsible for
Cp. The apparent
ASAap must thus be considered the oil/water interface, which would have the same free energy as the chain/water interface of
the micelle, ~9 kJ/mol LPC.
The real rough interface would, in fact, be larger than the apparent ASAap if the contact of the chains to bound water was energetically "cheaper" than to bulk water. A solution of the problem might be possible by molecular dynamics simulations, which allow access of both structural and thermodynamic parameters simultaneously.
Apparent interactions of the water accessible regions
Above, we have argued that each of the
nCH2*(mon)-nCH2*(mic)
methylene groups, which are transferred from an aqueous to an apolar
environment, contributes
3.1 kJ/mol to
G0.
This contribution vanishes if we extrapolate
G0 vs. nCH2*(mon)
toward nCH2*(mic), as illustrated by fit and
grid lines in Fig. 5, A and B. Then, the
"remaining" small
G0(nCH2*(mic)) of 0 ± 1 (DAPCs) and
2 ± 1 (LPCs) can be interpreted as the sum of the
interactions between the water-exposed moieties. That means that all
other interactions, except hydrophobic forces, between the lipids
essentially compensate each other and the overall
G0 represents almost exclusively
hydrophobic interactions.
When it comes to the enthalpic effects, it is not as
straightforward to perform a linear extrapolation because the packing properties of methylene groups may vary between different positions. It
may, however, be supposed that the tendencies are, at least, monotonic.
Consequently, enthalpic interactions between the water-accessible moieties of the order of 10-20 kJ/mol are suggested. These
interactions are, obviously, compensated by entropy gains because
G0 is essentially unaffected (see above).
We conclude that the rather small enthalpies of micelle formation measured at room temperature must not be interpreted in terms of headgroup interactions. They reflect a balance between substantially endothermic headgroup interactions and exothermic chain packing effects.
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CONCLUSIONS |
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The self-association of phospholipids is almost exclusively
controlled by hydrophobic, i.e., chain/water interactions. The incremental standard Gibbs free energy 
G0 =
3.1 kJ/mol and heat capacity 
Cp =
57 J/(mol · K) per methylene group do not depend on whether it
is buried in bulk oil or in the core of a micelle. The two-chain
surfactants yield these values after correction for an intramolecular
interaction covering 20% of the chain surface. The heat capacity
changes can be interpreted as the sum of the group contributions from
all but three methylenes per LPC. In other words, about three methylene
groups per lipid remain, on the average, exposed to water so that
potential hydrophobic interactions of ~
9 kJ/mol cannot be realized.
This fact is described by an apparent water-accessible apolar surface
area ASAap
100 Å2. Further studies
are required to prove the suggestion that the aggregates of two-chain
compounds are more stable (interfacial
G0
6 kJ/mol, two methylenes, 70 Å2).
When it comes to the enthalpy and entropy of the chain/chain
interactions, the liquid crystalline state differs considerably from
bulk oil. The partial alignment of the liquid-crystalline chains
improves the enthalpy of the chain-chain interaction by 
H of ~
2 kJ/mol per methylene. 
H
is quantitatively compensated by an accompanying loss of conformational
and/or motional entropy. This effect is supposed to control the
enthalpy of insertion of compounds into lipid membranes at room temperature.
The water-exposed regions ("headgroup interactions") yield almost no contribution to the free energy of micelle formation, but give rise to a substantial endothermic interaction enthalpy.
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ACKNOWLEDGMENTS |
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H.H.H. thanks the German Academic Exchange Service (DAAD) for a fellowship. We acknowledge support from the Medical Research Council of Canada and are indebted to MicroCal Inc. for the opportunity to perform ITC experiments at the company laboratory. We are grateful to Drs. J. Seelig, H. Binder, T. Wieprecht, S. Feller, and D. Lichtenberg for important comments.
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FOOTNOTES |
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Received for publication 10 January 2000 and in final form 18 October 2000.
Address reprint requests to Dr. Heiko H. Heerklotz, Dept. of Biophysical Chemistry, Biocenter of the University of Basel, Klingelbergstrasse 70, CH-4056 Basel, Switzerland. Tel.: 41-61-2672192; Fax: 41-61-2672189; E-mail: heiko.heerklotz{at}unibas.ch.
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REFERENCES |
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Biophys J, January 2001, p. 271-279, Vol. 80, No. 1
© 2001 by the Biophysical Society 0006-3495/01/01/271/09 $2.00
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