Section on Physical Biochemistry, Laboratory of Biochemistry and
Genetics, National Institute of Diabetes and Digestive and Kidney
Diseases, National Institutes of Health, Bethesda, Maryland 20892-0830 USA
Models for equilibrium surface adsorption of proteins
have been recently proposed (Minton, A. P., 2000. Biophys.
Chem. 86:239-247) in which negative cooperativity due to area
exclusion by adsorbate molecules is compensated to a variable extent by
the formation of a heterogeneous population of monolayer surface
clusters of adsorbed protein molecules. In the present work this
concept is extended to treat the kinetics of protein adsorption. It is
postulated that clusters may grow via two distinct kinetic pathways.
The first pathway is the diffusion of adsorbed monomer to the edge of a
preexisting cluster and subsequent accretion. The second pathway
consists of direct deposition of a monomer in solution onto the upper
(solution-facing) surface of a preexisting cluster ("piggyback"
deposition) and subsequent incorporation into the cluster. Results of
calculations of the time course of adsorption, carried out for two
different limiting models of cluster structure and energetics, show
that in the absence of piggyback deposition, enhancement of the
tendency of adsorbate to cluster can reduce, but not eliminate, the
negative kinetic cooperativity due to surface area exclusion by
adsorbate. Apparently noncooperative (Langmuir-like) and positively
cooperative adsorption progress curves, qualitatively similar to those
reported in several published experimental studies, require a
significant fraction of total adsorption flux through the piggyback
deposition pathway. According to the model developed here and in the
above-mentioned reference, the formation of surface clusters should be
a common concomitant of non-site-specific surface adsorption of
proteins, and may provide an important mechanism for assembly of
organized "protein machines" in vivo.
 |
INTRODUCTION |
A surface may be regarded as "molecularly
flat" or "planar" with respect to a particular adsorbing
macromolecule if the potential of interaction between adsorbate and
surface is non-site-specific, and approximately independent of
adsorbate position in the plane of the surface over distances that are
within one to two orders of magnitude of the characteristic length of
the adsorbate molecule. Reversible non-site-specific surface adsorption
of proteins is of biological interest for several reasons, including
the following. 1) The interior of a cell contains a variety of
membranes and other structures presenting quasi-planar surfaces to
which intracellular proteins may reversibly adsorb (Minton,
1990
). Such adsorption is known to be linked to the catalytic
activity of several enzymes (Kurganov, 1985
) and may
also be linked to the formation of multienzyme complexes
(Minton, 1995
). 2) The process of blood coagulation depends upon membrane adsorption-linked activation of clotting factors
(Walker and Krishnaswamy, 1994
). 3) The adsorption of protein onto the surface of various synthetic materials (polymers, ceramics, metals) under physiological conditions may determine the
biocompatibility of those materials (Andrade, 1985
).
Thus models for the steady-state and kinetic properties of systems containing one or more soluble proteins interacting with a molecularly flat surface can provide important insight into the behavior of proteins (and synthetic materials) in various physiological milieux.
Kinetic and equilibrium models for irreversible and reversible
adsorption of proteins to planar surfaces have been developed that take
into account the surface area excluded to each other by molecules of
adsorbed protein (Stankowski, 1983
,
1984
; Schaaf and Talbot,
1989
; Talbot et al., 1994
; Chatelier and
Minton, 1996
; Talbot, 1997
; Minton,
1999
; Ravichandran and Talbot, 2000
). In the
absence of attractive interactions between molecules of adsorbed protein, these models predict that the equilibrium association "constant" and the association rate "constant" should decrease monotonically and strongly with increasing fractional surface occupancy, i.e., that equilibrium adsorption should be strongly negatively cooperative. However, it has been demonstrated
experimentally that at least under some conditions, proteins may
relatively rapidly and reversibly adsorb onto a variety of surfaces at
fractional surface occupancies as high as that corresponding to close
packing of natively structured protein (Al-Malah et al.,
1995
). Moreover, depending upon experimental conditions and the
particular protein and surface studied, protein adsorption isotherms
may indicate positive cooperativity (Cutsforth et al.,
1989
; Heimburg and Marsh, 1995
; Nygren,
1996
) and "ideal" Langmuir-like behavior (Al-Malah et al., 1995
; Spaargaren et al., 1995
) as well
as negative cooperativity. All of these types of equilibrium isotherm
may be accounted for by a recently introduced model (Minton,
2000
), hereafter referred to as part I. According to the model
introduced in part I, surface area exclusion by adsorbate may be
compensated to a variable extent by attractive interactions between
adsorbate molecules leading to reversible formation of adsorbate
clusters of varying size and shape. The purpose of the present
communication is to extend this equilibrium model to treat the
kinetics of adsorption.
In the following section we shall briefly recapitulate the essential
assumptions and results of the equilibrium model of part I. Kinetic
extensions are then introduced and the resulting rate equations
presented, together with a description of the procedure used to solve
the rate equations numerically. Next, the results of several
model-simulated adsorption processes are presented and compared
qualitatively with experimental results taken from the literature.
 |
EQUILIBRIUM MODEL FOR ADSORPTION WITH AREA EXCLUSION AND
ADSORBATE CLUSTERING |
The following is a condensed summary of the equilibrium model
introduced and described fully in part I, reviewed here to introduce subsequently used notation. Justification for assumptions and approximations introduced into the model are presented in part I.
It is assumed that an adsorbate molecule that is monomeric and
thermodynamically ideal in solution may equilibrate with adsorbed monomer according to
|
(1)
|
where
1 denotes the surface density of adsorbed
monomer,
1 the activity coefficient of adsorbed monomer,
K
the thermodynamic equilibrium constant
for adsorption of monomer, c the concentration of
(monomeric) adsorbate in solution, and c* an affinity-scaled
solution concentration of adsorbate. It is also assumed that adsorbed
monomer may self-associate reversibly to form adsorbed oligomers
denoted by species i > 1, where the degree of
oligomerization of oligomeric species i is denoted by ni:
|
(2)
|
where
i and
i denote the activity
coefficient and surface density of oligomeric adsorbate species
i, respectively, and K1,i the
thermodynamic association equilibrium constant for the formation of one
oligomer of species i from ni monomers.
The activity coefficient of each adsorbed species depends upon the
surface density, size, and shape of all species in a manner which is
assumed to be calculable using the two-dimensional scaled particle
theory of mixtures of convex hard particles (Talbot et al.,
1994
):
|
(3)
|
where ai and si
respectively denote the area and circumference of the "footprint"
(projection on the plane of the surface) of adsorbed species
i, and 


j, 
a

jaj, and 
s

jsj.
Given a structural model for oligomer that specifies the size and shape
of oligomer i, and the number and free energy of individual intermolecular contacts within oligomer i, the values of
ai, si, and
K1,i may be calculated for all
i as described in part I. Given these quantities, Eqs. 1-3
may then be solved numerically for all
i and
i, and consequently the total amount of protein adsorbed per unit surface area (=
ni
i)
at equilibrium as functions of c*.
For purposes of developing a kinetic model we recast association
equilibria in stepwise form. To simplify calculations we shall assume
henceforth that ni = i, i.e.,
all clusters with the same stoichiometry are structurally and
energetically equivalent. Then Eq. 2 is equivalent to
|
(4a)
|
and the stepwise equilibrium association constant is given by
|
(4b)
|
where
Fi denotes the standard state
free energy change associated with the addition of adsorbed monomer to
i-mer, R the molar gas constant, and T
the absolute temperature.
 |
KINETIC GENERALIZATION |
Adsorbate cluster growth is assumed to proceed primarily by the
reversible addition of single molecules of the adsorbing species, or
"monomers," to preexisting clusters. (Diffusional mobility of
clusters in the plane of the surface is expected to decrease strongly
with increasing cluster size, so annealing of preexisting clusters to
form larger clusters is assumed at this level of approximation to
contribute negligibly to overall adsorption kinetics.) The formation of
i + 1-mer from i-mer and monomer in solution
may proceed via two mechanistically distinct pathways, depicted
schematically in Fig. 1: 1) adsorption of
soluble monomer to vacant surface (elementary process 1), followed by
diffusion of adsorbed monomer to the edge of cluster species
i and subsequent accretion (elementary process 2). This will
be referred to as the "direct deposition + accretion pathway."
2) Deposition of soluble monomer onto and insertion into cluster
species i (elementary process 3). This will be referred to
as the "piggyback deposition pathway."

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FIGURE 1
Schematic depiction of the kinetic pathways described
in the text: 1) direct deposition of soluble monomer onto available
surface; 2) accretion of adsorbed monomer onto cluster species
i; 3) piggyback deposition of soluble monomer onto and
incorporation into cluster species i.
|
|
Combination of these two pathways leads to the following set of rate
equations:
|
(5a)
|
and for i > 1
|
(5b)
|
Since numerical calculations will be carried out for a finite
set of clusters containing a maximum of imax protomers, it follows that
for i = imax, Eq. 5b reduces to
|
(5c)
|
 |
DEPENDENCE OF RATE COEFFICIENTS UPON CLUSTER SIZE, SHAPE, AND
EXCLUDED SURFACE AREA |
A general treatment of the effect of volume exclusion upon the
kinetics of elementary bimolecular association and dissociation is
presented in the Appendix.
Direct deposition of monomer (elementary process 1)
The transition state for this association, depicted
schematically as T1 in Fig. 1, requires near-contact
approach of solute to the surface and thus corresponds to limiting case
1 of the Appendix. Hence
|
(6)
|
|
(7)
|
We note that the association rate coefficient corresponds to the
product of a rate of an intrinsic rate coefficient times the
probability (1/
1) that the monomer hitting the surface
will hit an empty region large enough to accommodate its entire
footprint (Talbot et al., 1994
; Minton,
1999
).
Accretion of adsorbed monomer to cluster (elementary process 2)
The transition state, depicted schematically as T2
in Fig. 1, requires near-contact approach of adsorbed monomer to the
periphery of the cluster and thus corresponds again to limiting case 1 of the Appendix. Assuming that the probability of reaction is the same at any point on the periphery of cluster species i, we
obtain
|
(8)
|
Combining equation 8 with equilibrium relations 4, we obtain
|
(9)
|
Piggyback deposition (elementary process 3)
The transition state for this process is assumed to consist of a
"piggyback complex" between monomer and the target cluster, depicted schematically as T3 in Fig. 1. Unlike the
transition states for the other two elementary processes, this
transition state does not exclude additional volume to preexisting
adsorbate clusters. Hence this process is an example of limiting case 2 of the Appendix, and nonideal effects resulting from area exclusion are
expected to influence primarily the dissociation rather than the
association rate coefficient.
The association rate is the product of two factors, the total rate
R of soluble monomer hitting the surface per unit time and
area, and the probability P(i) that a monomer hitting the surface will land on a cluster of species i. By comparison
with process 1, we write
|
(10)
|
where J is a dimensionless constant expected to be of
order unity. The introduction of J allows for differences
between the orientational requirements for successful adsorption onto
bare surface and successful piggyback deposition on a preexisting
cluster. P(i) is the product of the joint probability that
an approaching monomer will hit any cluster,
P1(i), and the conditional probability P2(i) that a monomer hitting any cluster hits a
cluster of species i. P1(i) is just 1 minus the
probability that an incoming monomer hits no cluster
(1/
1), and P2 is the ratio of the
area covered by clusters of species i to the total area
covered by all clusters (
iai/
jaj).
Thus the association rate coefficient is given by
|
(11)
|
Combining Eq. 11 with equilibrium relations 1 and 4, we obtain
|
(12)
|
Equations 6-12 may be further simplified by scaling all rate
coefficients relative to k
. Let
k'X = kX/k
, where
X is any subscript. Then
|
(13)
|
|
(14)
|
|
(15)
|
|
(16)
|
|
(17)
|
|
(18)
|
The values of si,
ai, and
Fi appearing
in the above expressions are obtained from a structural/energetic model
for clusters. In the present treatment, an i-meric cluster
is generally represented as a hard convex particle with footprint area
equal to i times the footprint area of adsorbed
monomer
|
(19)
|
This assumption is equivalent to assuming that all monomers in
the cluster are in direct contact with the surface. The stepwise free
energy of monomer addition is taken as the product of the free energy
of a single inter-protomer contact times the change in the number of
contacts with addition of a monomer to an
i-mer
|
(20)
|
In part I the circular cluster and linear cluster models were
introduced as representing the most compact (least volume-excluding) and least compact (most volume-excluding) clusters possible for a given
stoichiometry. The rationale for using two such highly simplified
models for clusters is that even though these models are too simple to
be realistic in and of themselves, one may argue with some confidence
that any behavior exhibited qualitatively by both models is probably a
consequence of the proposed underlying reaction mechanism in general,
rather than any particular assumptions regarding cluster structure and
energetics. The values of si and
nc,i
i+1 obtained from these two
models are given below.
Circular cluster model
Clusters have a circular footprint. For this model
|
(21)
|
The change in number of interprotomer contacts is obtained from
an empirical relationship that well describes the number of contacts
between circles, representing protomer, packed compactly on a hexagonal
grid (part I):
|
(22)
|
Linear cluster model
Monomer has a square footprint, and clusters are linear arrays
of squares. For this model
|
(23)
|
and
|
(24)
|
 |
CALCULATION OF KINETIC PROGRESS CURVES |
We define the scaled time t* = k
t. The rate equations expressed as
d
i/dt* are identical to Eqs. 5a-c except that all rate coefficients are replaced by the corresponding scaled quantities presented in Eqs. 13-18. Given a model for clusters that specifies the values of ai,
si, and
nc,i
i+1, and user-supplied values
of the adjustable parameters c* (=
K
c), k
',
J, and UC, the scaled rate equations may be solved together with Eqs. 3 to yield the dependence of
i and
i on t*. These equations
were solved for the circular and linear cluster models with
i = 1 to 20 using the numerical differential equation
solver ODE15s in MATLAB 5.3 (MathWorks, Natick, MA) with the initial
condition
i(t* = 0) = 0 for all i. [MATLAB scripts are available upon request.] Calculated
kinetic progress curves are presented as the dependence of fractional surface occupancy
(t*)
i
i(t*)ai upon log t*.
 |
RESULTS AND DISCUSSION |
Kinetic adsorption progress curves calculated using the models
introduced here will be compared to a reference progress curve calculated according to ideal Langmuir surface binding kinetics (Langmuir, 1918
), which assume the absence of any
interaction (attractive or repulsive) between molecules of adsorbate:
|
(25)
|
To explore the kinetic contribution of each of the two alternate
pathways proposed in the current model, we first present results
obtained when one of the pathways is "switched off." In Fig.
2 results are shown for adsorption in the
absence of piggyback deposition (cluster growth by accretion only), as
calculated using the circular cluster model. The left-hand panel
displays the calculated dependence of fractional surface occupancy
on log t*, and the right-hand panel displays the calculated
dependence of adsorption rate upon
. Curves a represent
an ideal reference calculated according to Eq. 25 for the same value of
c*, and curves b-e were calculated from the
circular cluster model for varying rates of accretion, with fixed
equilibrium conditions and fixed rate of monomer adsorption. Salient
features of these simulations are as follows.

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FIGURE 2
Kinetics of adsorption via the direct deposition + accretion pathway, calculated for the circular cluster model.
Curves a are reference curves representing Langmuirian
kinetics calculated according to Eq. 25 with c* = 3.
Simulation parameters: c* = 3, Uc = 0, J = 0 throughout, and k = 0.001 (curves b), 0.1 (c), 1 (d), and 1000 (e).
|
|
First, when the rate of accretion is low compared to the rate of
monomer adsorption (curves a) adsorption proceeds in
two widely separated phases. The initial phase corresponds to the adsorption of monomer to a fractional surface occupancy corresponding to the equilibrium adsorption of a nonassociating monomer at solution concentration c* (part I). The second stage of adsorption
corresponds to additional adsorption of monomer at a much slower rate,
which is limited by the amount of free surface area (Fig.
3).

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FIGURE 3
Time dependence of the rate of direct deposition,
calculated for the simulation shown in Fig. 2, curves
b.
|
|
Second, as the rate of accretion becomes larger the adsorption progress
curve approaches an asymptotic limit (curve e in Fig. 2) in which all surface clusters are in instantaneous chemical equilibrium, and the overall rate of adsorption at any time depends upon the fraction of surface area made available for additional monomer
adsorption by the equilibrium distribution of clusters at that time. It
is evident upon inspection of the right-hand panel of Fig. 2 that in
the absence of direct deposition, the rate of adsorption will always be
less than the ideal (exponential) rate of adsorption because of
decreasing available area for adsorption of additional monomer. The
upward concave shape of the curve of d
/dt* is a
reflection of negative kinetic cooperativity, i.e., a condition in
which occupancy of some fraction of the surface by adsorbate decreases
the effective rate coefficient for subsequent adsorption.
The results of comparable calculations carried out on the linear
cluster model are shown in Fig. 4. It is
evident that the linear and circular cluster models yield qualitatively
similar behavior, the main difference arising from the different
levels of equilibrium adsorption of circular and linear clusters.

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FIGURE 4
Kinetics of adsorption via the direct deposition + accretion pathway, calculated for the linear cluster model. Parameter
values are as given in the caption to Fig. 2.
|
|
In Fig. 5 calculated results are shown
for adsorption in the absence of accretion (cluster growth via
piggyback deposition only), as calculated using the circular cluster
model. When the rate of piggyback deposition is very small relative to
the rate of direct deposition of monomer (curves b),
adsorption becomes biphasic; the faster phase corresponds to the
adsorption of nonassociating monomer, followed by growth of clusters at
a much slower rate. This kinetic behavior closely resembles that of the
accretion-only pathway, in the limit that accretion occurs over a much
larger time scale than monomer deposition (cf. curves
b of Fig. 2). The difference between the kinetic
contribution of the two pathways becomes evident at higher rates of
piggyback deposition. With increasing rate of monomer deposition, the
adsorption progress curves steepens, first approaching the exponential
behavior exhibited by the ideal adsorption curve (curves
c), and then becoming even steeper (curves
d), ultimately achieving a condition in which the rate of
adsorption actually increases with increasing fractional occupancy at
lower levels of surface occupancy (curves e). At the
highest rate of deposition a small degree of kinetic overshoot is
apparent. The upwardly convex shapes of curves d and
e in the right-hand panel of Fig. 5 are indicators of
positive kinetic cooperativity, i.e., a condition in which occupancy of
some fraction of the surface by adsorbate increases the effective rate
coefficient for subsequent adsorption.

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FIGURE 5
Kinetics of adsorption via the piggyback deposition
pathway, calculated for the circular cluster model. Curves
a are reference curves representing Langmuirian kinetics
calculated according to Eq. 25 with c* = 3. Simulation
parameters: c* = 3, Uc = 0, k = 0 throughout, and J = 0.001 (curves b), 0.3 (c), 1.0 (d), and 3.0 (e).
|
|
The results of comparable calculations carried out on the linear
cluster model are shown in Fig. 6. As in
the case of the accretion pathway calculations summarized in Figs. 2
and 4, the linear and circular cluster models yield qualitatively
similar behavior, the main difference arising from the different levels of equilibrium adsorption of circular and linear clusters.

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FIGURE 6
Kinetics of adsorption via the piggyback deposition
pathway, calculated for the linear cluster model. Parameter values are
as given in the caption to Fig. 5.
|
|
Under circumstances such that the rate of direct deposition per unit
area of cluster was comparable to the rate of monomer adsorption per
unit area of available free surface, the overall rate of adsorption
would be expected to be insensitive to the fractional occupancy of
surface, and that under such conditions one might observe
quasi-exponential adsorption kinetics. In Fig. 7 an example is presented of a
calculated adsorption progress curve exhibited by a highly nonideal
system that displays almost perfectly exponential adsorption kinetics.
In the absence of additional data, an investigator observing such time
dependence might attribute it to the lack of interaction between
molecules of adsorbate. However, the weight-average degree of adsorbate
oligomerization (cluster size), calculated from this model according to
|
(26)
|
increases substantially with increasing fractional surface
occupancy, as shown in Fig. 8. The
observed kinetics should properly be termed "pseudo-Langmuirian"
rather than "quasi-Langmuirian," as the latter term connotes
near-absence of interadsorbate interactions rather than the reality of
substantial but compensating attractive and repulsive interactions.

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FIGURE 7
(Left) Points: calculated adsorption
progress curve for circular cluster model with c* = 3, Uc = 0, k = 10, J = 0.4. Curve: best least-squares fit of Eq. 25
(Langmuir kinetics). (Right) Difference between circular
cluster model simulation and best fit of single exponential to results
shown in the left-hand panel.
|
|

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FIGURE 8
Weight-average degree of cluster polymerization
Pw, calculated from the simulation of Fig. 7,
plotted as a function of fractional surface occupancy .
|
|
The experimental literature on kinetics of protein adsorption contains
examples of negative kinetic cooperativity (Ramsden, 1993
; Ramsden et al., 1994
; Wahlgren et
al., 1995
), quasi- or pseudo-Langmuirian kinetics
(Ramsden et al., 1994
; Spaargaren et al.,
1995
), and positive kinetic cooperativity (Nygren,
1993
, 1994
; Ball and
Ramsden, 1997
). Previous models taking into account the effect
of excluded surface area on adsorption kinetics (Talbot et al.,
1994
; Sild et al., 1996
; Minton,
1999
; Ravichandran and Talbot, 2000
) have
focused exclusively on direct deposition of monomer, neglecting
clustering and hence the possibility of piggyback deposition. The
present treatment indicates that in the absence of piggyback
deposition, cluster formation can reduce but not eliminate the negative
kinetic cooperativity arising from area exclusion by adsorbate. The
present model predicts that pseudo-Langmuirian or positively
cooperative adsorption progress curves are possible only when a
substantial fraction of total adsorption proceeds via piggyback
deposition of monomer on existing clusters.
To the best of the author's knowledge, the kinetic model presented
here is the only quantitative mechanistic model so far proposed that
can account for the experimentally observed positive kinetic
cooperativity cited above, and it is the only model that can account
for Langmuir-type adsorption kinetics when the surface density of
adsorbate approaches that of a two-dimensional close-packed array of
adsorbate in the limit of long time. Until now, almost all quantitative
studies of protein adsorption kinetics have been carried out using
techniques that monitor the average amount of protein adsorbed per unit
surface area as a function of time. Using techniques such as electron
microscopy or atomic force microscopy, it may be possible to directly
observe clusters of adsorbed protein if and when they are present (see,
for example, Nygren and Stenberg, 1990
; Schwartz
et al., 1992
), and to quantify cluster size and shape
distribution as a function of the time of exposure of the surface to
supernatant protein solution.
The author thanks Prof. G. J. Howlett and the University of
Melbourne for a Visiting Research Scholarship (May-August 1999) during
which the present study was carried out. I also thank faculty and staff
of the Russell Grimwade School of Biochemistry, and members of the
Howlett and Sawyer laboratories in particular, for their warm
hospitality, and Drs. Peter Schuck, NIH, and Julian Talbot, Duquesne
Univ., for helpful comments on the first draft of this paper.
Address reprint requests to Dr. Allen P. Minton, Laboratory of
Biochemistry and Genetics, Bldg. 8, Rm. 226, National Institutes of
Health, Bethesda, MD 20892-0830. Tel.: 301-496-3604; Fax: 301-402-0240;
E-mail: minton{at}helix.nih.gov.