Yeast cytochrome c (YCC) can be covalently tethered to,
and thereby vectorially oriented on, the soft surface of a mixed
endgroup (e.g., -CH3/-SH = 6:1, or -OH/-SH = 6:1)
organic self-assembled monolayer (SAM) chemisorbed on the surface of a
silicon substrate utilizing a disulfide linkage between its unique
surface cysteine residue and a thiol endgroup. Neutron reflectivities
from such monolayers of YCC on Fe/Si or Fe/Au/Si multilayer substrates
with H2O versus D2O hydrating the protein
monolayer at 88% relative humidity for the nonpolar SAM
(-CH3/-SH = 6:1 mixed endgroups) surface and 81% for
the uncharged-polar SAM (-OH/-SH = 6:1mixed endgroups) surface
were collected on the NG1 reflectometer at NIST. These data were
analyzed using a new interferometric phasing method employing the
neutron scattering contrast between the Si and Fe layers in a single
reference multilayer structure and a constrained refinement approach
utilizing the finite extent of the gradient of the profile structures
for the systems. This provided the water distribution profiles for the
two tethered protein monolayers consistent with their electron density
profile determined previously via x-ray interferometry (Chupa et al.,
1994
).
 |
INTRODUCTION |
Previous optical spectroscopy studies have shown
that yeast cytochrome c (YCC) covalently bound to a soft interface and
partially hydrated by a moist helium atmosphere at sufficiently high
relative humidity can be fully functional with respect to the
oxidation-reduction chemistry of its iron porphyrin prosthetic group
and reversibly unbound to large extent without loss of function
(Pachence et al., 1990
; Pachence and Blasie, 1991
; Chupa et al., 1994
;
Edwards et al., 1998
). Water of hydration is important for maintaining the structure of soluble proteins, including the membrane protein YCC,
so it would be interesting to know how much water hydrates each YCC
molecule in such a monolayer as required to maintain protein function.
Such partially hydrated membrane protein monolayers are required for
structural studies employing both nonresonance and resonance x-ray
scattering and x-ray spectroscopic techniques, e.g., at x-ray energies
in the neighborhood of the FeK absorption edge.
Unlike x-ray scattering, neutron scattering can be sensitive to
different isotopes of the same atom. For instance, the scattering length for neutrons from hydrogen (
0.374 × 10
12 cm), where the minus
sign indicates the scattered neutrons are in phase with the incident
neutrons upon resonance scattering, is very different from that of
deuterium (+0.667 × 10
12 cm), where the plus
sign indicates a phase change of
upon potential scattering by
convention. Comparing the neutron scattering density profile derived
from neutron reflectivity for a YCC monolayer hydrated by
D2O with the same profile for identical hydration with H2O will yield the water distribution in the
monolayer profile structure. An iron-silicon or iron-gold-silicon
multilayer structure possessing a silicon surface layer can be used as
the solid substrate for the tethered YCC monolayer. Such a multilayer
substrate has two key advantages in a neutron (or x-ray) reflectivity
measurement. Whereas an organic/bio-organic monolayer on a uniform
silicon substrate would scatter only weakly, a multilayer substrate
dramatically enhances this scattering for momentum transfer normal to
the substrate surface, especially in the range of higher momentum
transfer, due to the interference between the scattering from the
multilayer substrate and the organic/bio-organic overlayers. A
multilayer substrate also provides an important reference profile
structure for the unique interferometric phasing of the reflectivity
data. The constrained refinement interferometry method, employing the first Born approximation (see Appendix), requires only a single reference structure and was successfully implemented for the phasing of
the data in these experiments. In addition, for polarized neutrons, a
magnetic reference layer such as iron can yield two different reference
structures when the polarized neutrons are incident with their spins
either parallel or antiparallel to the magnetization of the reference
layer (see Fig. 1). Multiple reference
structures for a single specimen allow the possibility of a direct
analytic inversion of the reflectivity data (Majkrzak and Berk, 1995
). Although the low neutron scattering contrast between the Fe layer and
Si (or Au) layer for the antiparallel spin case prevented this phasing
method from succeeding in these experiments, the high contrast provided
by the parallel spin case was nevertheless important to the success of
the constrained refinement phasing method.

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FIGURE 1
Neutron scattering length densities for polarized
neutrons depends on the polarization of the incident neutrons relative
to the direction of magnetization of the ferromagnetic material. For
iron, the scattering length density is either 3.0 × 10 6 Å 2 for
antiparallel spins or 13.0 × 10 6
Å 2 for parallel spins, relative to the
spin-independent scattering length density of 2.1 × 10 6 Å 2 for Si.
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FIGURE 2
Schematic of the nonpolar SAM/cytochrome c system on
the Fe/Si multilayer substrate (top) and the
uncharged-polar SAM/cytochrome c system on the Fe/Au/Si multilayer
substrate (bottom). The protein is shown as a
representation of its x-ray crystal structure. The hydrocarbon chains
of the SAM are tilted arbitrarily, and the tilt has not been
investigated here.
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 |
MATERIALS AND METHODS |
Nonpolar SAM
Iron-silicon multilayer substrates were fabricated by magnetron
sputtering on 4-inch-diameter, 1/2-inch-thick single crystal Si wafers
by Osmic (Troy, MI). The nominal layers on bulk Si consisted of a 50-Å
Fe layer with a 100-Å-thick Si overlayer (Fig. 2). Neutron reflectivity was then collected for one representative multilayer substrate in this series at the NG1 reflectometer at NIST. NG1 is a two-axis reflectometer with a horizontal scattering plane, a
neutron polarizer, and analyzer in the incident and scattered beam,
operating on the NIST cold neutron source with an incident neutron
wavelength of
= 4.75 Å. A different multilayer substrate in
this series, which had nearly identical reflectivity over the range of
0.00164 Å
1
qz
0.0294 Å
1, was used for the
remainder of this experiment, where qz
= 2sin
/
is the momentum transfer normal to the
substrate surface divided by 2
.
The multilayer substrate was first cleaned extensively in an
evaporation dish with the organic solvents methanol, acetone, and
chloroform 10 min each with sonication. The dish was then filled with
concentrated nitric acid for 1 min, subsequently rinsed 10 times with
Millipore water (18 M
cm) and then thoroughly dried. While this
concentrated acid treatment is required for the alkylation of silicon
and quartz substrates with alkyltrichlorosilanes (due to their
processing), it is not required for silicon overlayers deposited on
clean silicon substrates by sputtering, electron beam evaporation, or
molecular beam epitaxy techniques.
The alkylation solution consisted of 240 ml of hexadecane, 36 ml of
carbon tetrachloride, and 24 ml of chloroform. While stirring the
solution, 64 drops of dodecyl-trichlorosilane (Hüls America, Bristol, PA) and 11 drops of trichlorylsilyl-undecyl-thioacetate were
added to the solution using Becton Dickinson (Mountain View, CA) 3-cc
IM 11/2 23 GTW syringes. The multilayer substrate was placed into the alkylation solution in an evaporation dish, and the dish was
placed into a sonic bath for 22 min. The solution was then removed, and
the substrate was rinsed two times with chloroform and then sonicated
in chloroform for 10 min. The multilayer substrate was then dried and
stored under argon until needed.
The protected chemisorbed organic self-assembled monolayer (SAM) was
deprotected in a mixture containing 50% concentrated HCl and 50%
methanol for 45 min (a time much longer than necessary; see below) to
yield the -CH3/-SH = 6:1 mixed endgroup SAM
via acid hydrolysis of the thioacetate ester. The SAM's surface was macroscopically nonpolar, established by wetting. After rinsing 10 times in Millipore water, the deprotected alkylated multilayer substrate was placed into a 1 mM Tris buffer (pH 8.0) solution containing yeast cytochrome c (from Saccharomyces
cerevisiae, Sigma Chemical Co., St. Louis, MO) at 10 mM
concentration and incubated for 16 h at 4°C. At the end of that
time it was rinsed three times in Tris buffer and then soaked for 45 min in the buffer to remove noncovalently bound protein from the
alkylated surface of the wafer. Finally, it was placed in a sealed
humid cell over a saturated solution of KNO3
(96% relative humidity at 4°C) and equilibrated while the
reflectometer was aligned.
Uncharged-polar SAM
Because the iron layer was found to be mildly attacked by the
acid during the cleaning process in the nonpolar SAM experiment (visual
inspection of the substrate's optical reflectivity suggested that the
substrate's surface was no longer uniform on a >1-cm length scale),
the second experiment used a slightly different multilayer substrate.
Iron, gold, and silicon layers were deposited onto a 3-inch by 1-inch
by 0.5-mm silicon slide cut from a 4-inch-diameter 0.5-mm-thick silicon
wafer by electron-beam evaporation at the Cornell Center for Materials
Research (Ithaca, NY). The nominal layers on the bulk Si were a 50-Å
Fe layer, a 50-Å Au layer, and a 50-Å-thick Si overlayer (Fig. 2). It
was anticipated that the gold layer would better protect the underlying
Fe layer from chemical attack. Rocking curves using x-rays were
collected on this multilayer substrate before and after deposition of
the SAM and protein overlayers utilizing a cylindrically curved
LiF(200) focusing monochromator crystal in the incident beam from an
Elliott GX-13 rotating-anode x-ray source and a flat LiF(200) analyzer
crystal in the nondispersive mode with a scintillation detector to
record the scattered beam. Neutron reflectivity data were also
collected with the NG1 reflectometer on this multilayer substrate
before and after the deposition of the SAM and protein overlayers. The
substrate was first cleaned extensively in an evaporation dish with
only the organic solvents methanol, acetone, and chloroform 10 min each
with sonication. The cleaning step involving nitric acid was omitted
for this substrate because it was found (via x-ray reflectivity) with
several others prepared identically that acid cleaning removed the
Fe/Au/Si multilayer.
The alkylation solution consisted of 140 ml of hexadecane, 21 ml
of carbon tetrachloride, and 14 ml of chloroform. While stirring the
solution, 30 drops of trichlorosilyl-acetoxy-undecane and 5 drops of
trichlorylsilyl-undecyl-thioacetate were added to the solution using
Becton Dickinson 3-cc IM 11/2 23 GTW syringes. The multilayer
substrate was placed into the alkylation solution in a glass alkylation
vessel that was custom made to reduce needed volumes of chemicals. The
vessel containing the substrate and solutions was then placed into a
sonic bath for 22 min. The solution was then removed, and the substrate
was rinsed two times with chloroform and then sonicated in chloroform
for 10 min. The protected chemisorbed organic SAM was deprotected in a
mixture containing 50% concentrated HCl and 50% methanol for only 1 min to yield the -OH/-SH = 6:1 mixed endgroup SAM via acid
hydrolysis of the thioacetate and acetoxy esters. This was sufficient
to render the SAM's surface macroscopically polar, established by
wetting. After rinsing 10 times in Millipore water, the deprotected
alkylated substrate was placed into a 1 mM Tris buffer (pH 8.0)
solution containing YCC (from S. cerevisiae, Sigma) at 10 mM
concentration and incubated for 16 h at 4°C. At the end of that
time it was rinsed three times in Tris buffer and then soaked for 45 min in the buffer to remove noncovalently bound protein from the
alkylated surface of the wafer. Finally, it was placed in a sealed
humid cell over a saturated solution of KNO3
(96% relative humidity at 4°C) and equilibrated while the
reflectometer was aligned.
Reflectometry
The multilayer substrates with the tethered YCC monolayer on
their surface were placed in a sealed temperature-controlled specimen
chamber on the
-axis of the NG1 reflectometer at the Center for
Neutron Research, National Institute of Standards and Technology; the
specimen chambers were substantially different for the nonpolar SAM and
subsequent uncharged-polar SAM cases. Humidity was controlled using a
LiCor Li-610 dew point generator (LI-COR, Inc., Lincoln, NE) and moist
helium flow through the specimen chamber. Relative humidity and
temperature were measured just above the specimen's surface with a
Vaisala humidity and temperature transmitter (VAISALA, Inc., Boston,
MA), model HMD70Y inside the specimen chamber. Temperature was
controlled by a Neslab model RTE-111 chiller (Thermo Neslab,
Portsmouth, NH) circulating cooled ethylene glycol through the specimen chamber.
For the nonpolar SAM case, the first half of the experiment was done in
helium with D2O vapor produced by the dew point
generator. The relative humidity read by the sensor was 82%. This
measurement was somewhat ambiguous, because the humidity probe was
calibrated for H2O vapor. It is known from the
swelling of dipalmitoylphosphatidylcholine (DPPC) multilayers that the
periodicity of the multilayers as detected by x-ray or neutron
diffraction is the same whether the relative humidity used to swell the
multilayer is produced by a saturated salt solution containing
H2O or D2O as the solvent (Zaccai et al., 1975
). Saturated salt solutions of KCl (nominally 88%
relative humidity) and NaCl (nominally 76%) were used as standards to
produce water vapor at constant relative humidity over the range of
immediate interest. This relative humidity was then measured using the
same humidity probe as for the reflectivity experiments. The measured
relative humidities for H2O and
D2O are shown in Table
1. Based on the relative humidities
measured compared with these standards, the humidities during
reflectivity measurements were 87.4% for D2O and
89.3% for the H2O case.
The transition between the first and second parts of the reflectivity
experiment was monitored by observing the reflectivity at a fixed angle
(
= 0.8°, qz = 0.00587 Å
1) after
D2O was replaced by H2O in
the dew point generator. Once this reflectivity had stabilized to a
constant value over a 4-h period, reflectivity measurements were begun
for the H2O case (see Fig.
3).

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FIGURE 3
Neutron reflectivity at = 0.8°
(qz = 0.00587 Å 1) monitored during changeover from
D2O to H2O for the nonpolar SAM case.
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For the uncharged-polar SAM case, the relative humidity was maintained
at a somewhat lower value of ~81% for D2O and
H2O, and the changeover was once again monitored
by observing the reflectivity at fixed angle, this time at
= 1.75°.
 |
RESULTS |
Each reflectivity data set (H2O and
D2O) was collected over a 48-h period for the
nonpolar SAM case. Data were collected with the iron layer of the
substrate magnetically polarized. Incident neutrons were polarized with
their spins either parallel or antiparallel to the iron magnetization.
Thus, data for two relative polarizations were collected at each value
of momentum transfer for each type of water. However, only the parallel
spin case, where there is maximal neutron scattering contrast in the
reference multilayer, could be analyzed by the constrained refinement
method (see Discussion below).
Each reflectivity data set (H2O and
D2O) was collected for the uncharged-polar SAM
case over only a 24-h period due to time constraints arising during the
experimental run. Data were again collected with the iron layer of the
substrate magnetically polarized. Incident neutrons were polarized with
their spins either parallel or antiparallel to the iron magnetization.
Thus, data for two relative polarizations were collected at each value
of momentum transfer for each type of water. In this case, data for the
antiparallel case were analyzed using the constrained refinement method
(described below) and, allowing for the much larger errors involved due
to the necessarily poorer counting statistics, yielded results that were consistent with the parallel case (as shown below).
All neutron reflectivity data were first divided by the Fresnel
function to yield the normalized reflectivity data, namely, the modulus
squared of the Fourier transform of the gradient of the scattering
length density profile for the specimen (see Appendix for details).
Profile refers here to the projection of the scattering length density
of the specimen parallel to the plane of the surface onto the normal to
the surface, e.g., the z axis. This rigorously removes the
reflectivity from a uniform substrate with an infinitely sharp
interface at its surface from the data.
It is clear from the resulting normalized reflectivity data that
significant changes occurred upon addition of the organic SAM and
protein overlayers (see Fig. 4).
Significant changes in the scattering are also seen following
changeover from D2O to H2O.
For the specimen with a nonpolar SAM, the reflectivity was studied for
elastic momentum transfer out to qz
= 0.0637 Å
1, with a good
signal-to-noise ratio. For the specimen with an uncharged-polar SAM,
the reflectivity was studied for elastic momentum transfer only out to
qz = 0.0477 Å
1, with a good
signal-to-noise ratio, due to the necessarily shorter data collection
time permitted.

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FIGURE 4
(A) Raw reflectivities for the bare
multilayer substrate, substrate plus nonpolar SAM plus
YCC/D2O, and substrate plus nonpolar SAM plus
YCC/H2O (top) and similarly for the
substrate plus uncharged-polar SAM plus YCC (bottom) for
the incident neutron spins parallel to the iron magnetization. The
H2O data are offset by 10 5 and
the D2O data by 10 10 units on the
ordinate. (B) Normalized reflectivity data for the bare
multilayer substrate, substrate plus nonpolar SAM plus
YCC/D2O, and substrate plus nonpolar SAM plus
YCC/H2O (top) and similarly for the
substrate plus uncharged-polar SAM plus YCC (bottom) for
the incident neutron spins parallel to the iron magnetization. In the
top plot the H2O data are offset by 150 units and the
D2O data by 300 units on the ordinate and in the bottom
plot the H2O data are offset by 75 units and the
D2O data by 150 units on the ordinate.
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The gradient of the scattering length density profile for both
the Fe/Si and Fe/Au/Si multilayer substrates contain relatively large-amplitude features due to the sharpness of the interfaces and the
scattering density contrast across the interfaces therein, and their
profile structures are essentially known from their fabrication
specifications. Conversely, the SAM/protein overlayers make a
relatively small contribution to the gradient of the profile structure
of the composite system because the gradients of their scattering
length density profiles are expected to contain much broader,
smaller-amplitude features compared with those of the multilayer
substrates. This known multilayer substrate profile structure can then
be used as the reference structure to determine the profile structures
of the unknown SAM/protein overlayers by neutron interferometry in the
kinematical limit (see Appendix for details), first described for
x-rays by Lesslauer and Blasie (1971)
, as indicated below. The
normalized neutron reflectivity for the composite structures can be
expressed in the kinematical limit for
qz > qcritical by the
equation
|
(1)
|
where
|
kin(qz)|2
is the modulus squared of the Fourier transform of the gradient of the
neutron scattering length density profile for the composite structure
and |
k|2 and
|
u|2 are the moduli
squared of the Fourier transforms of the gradients of the neutron
scattering length density profiles for the known multilayer substrate
and the unknown SAM/protein overlayers, respectively. The modulus
squared of these three Fourier transforms can, in principle, be
determined experimentally from the neutron reflectivities from the
multilayer substrate itself, from the SAM/protein overlayer on a
uniform Si substrate, and from the composite structure.
k and
u are the
phases of their respective Fourier transforms, where
k is known (because the profile, and hence the
gradient, of the reference multilayer substrate is known, and therefore its Fourier transform is known uniquely) and
u
is unknown. Each is referenced to the center of mass of its respective
profile, and Aku is the distance along
the z axis between the centers of mass of the multilayer
substrate and the SAM/protein overlayer. If, instead, we reference the
center of mass of the profile of the unknown overlayer structure to the
center of mass of the profile of the known multilayer reference
structure via the substitution
'u =
u
Aku,
application of Eq. 1 above can provide the unknown 
as a function of
qz. A unique inverse Fourier transform
utilizing the experimental modulus,
|
u(qz)|, and the thereby determined
'u(qz) then
provides the gradient of the unknown profile structure of the
SAM/protein overlayer, and ultimately the profile itself by
integration. The effect of the last term of Eq. 1 above, which
corresponds to the critical interference between the strong kinematical
reflectivity from the multilayer substrate and the weak kinematical
reflectivity from the overlayer required to recover the otherwise
unknown phase information,
'u, is readily
apparent from the differences between the normalized kinematical
reflectivity from the bare multilayer substrate and that for the
composite multilayer substrate-SAM/protein overlayer specimen hydrated
with either H2O or D2O, as
shown in Fig. 4.
For qz > 0.00164 Å
1, namely,
qcritical for neutrons incident on
silicon, the |
kin|2
for both the bare multilayer substrate and the composite multilayer substrate/organic/bio-organic overlayer specimen were assumed to be
obtained from the normalized reflectivity data as described (see
Appendix).
Neutron interferometric analysis of the normalized reflectivity data in
the kinematical limit was performed using a highly constrained
real-space refinement algorithm in a manner entirely analogous to that
fully described previously for the x-ray case (Xu et al., 1991
) to
accomplish the interferometric phasing of these data, with the
exception that we here employ the gradient of the scattering density
profile whereas prior work with x-rays employed the scattering density
contrast profile (see Appendix for further details). The constrained
refinement approach has proven to be significantly more robust than the
procedure described above, which requires a point-by-point comparison
of moduli of three Fourier transforms as a function of
qz to recover the unknown phase
information. This method of analysis involved first establishing the
gradient of the neutron scattering profile for the bare Fe/Si or
Fe/Au/Si substrate, with the initial models for the substrate being
constructed on an absolute scattering length density scale based on
their respective fabrication specifications. The gradients of these
model profiles were calculated and the model parameters were then
relaxed via a model refinement analysis by comparing the calculated
modulus squared of the Fourier transform of the gradient profile and
its unique inverse Fourier transform, the Patterson function (i.e., the
autocorrelation of the gradient profile in this case), for the models
with their corresponding experimental counterparts, the Patterson
functions for the models being subject to the same
qz window as the experimental
normalized reflectivity data
((qz)min = 0.00164 Å
1
qz
(qz)max = 0.0637 Å
1 for the nonpolar case
and (qz)min = 0.00164 Å
1
qz
(qz)max = 0.0477 Å
1 for the polar SAM
case). Once reasonable (i.e., close but not perfect) agreement had been
achieved between the experimental functions and their model
counterparts, the constrained real-space refinement algorithm was
employed as a final relaxation procedure (see following paragraph). The
interior portion of the resulting model neutron scattering length
density gradient profile for the bare Fe/Si multilayer substrate,
[d
mod(z)/dz]substrate
was utilized as a primary constraint. This procedure yielded the
experimental neutron scattering density gradient profile for the bare
substrate, [d
exp(z)/dz]substrate,
which predicted exactly both the experimental normalized reflectivity
from the substrate and its unique inverse Fourier transform, the
Patterson function. Only the interior portion of this known scattering
length density gradient profile was then used as the reference
structure for the constrained real-space refinement of the normalized
neutron reflectivity for the multilayer substrate/SAM/cytochrome c
system because of the modification of the silicon surface of the
substrate that occurs upon formation of the SAM on its surface by
chemisorption (Xu et al., 1993
).
The constrained real-space refinement algorithm provides one solution
among a finite number of possible solutions for the phase of the
Fourier transform of the gradient of the neutron scattering density
profile. The algorithm utilizes the phase dominance of the gradient
profile of the known reference multilayer structure to force the
box-refinement algorithm, which uses the finite extent of the gradient
profile for the specimen obtained directly from the Patterson function
as an additional constraint, to converge to the local gradient profile
structure most similar to the gradient of the reference profile
structure (Stroud and Agard, 1979
; Makowski, 1981
). The resulting
determined experimental gradients of the neutron scattering density
profiles for the nonpolar and uncharged-polar SAM cases, each partially
hydrated with either H2O or
D2O, are shown as
[d
/dz]exp in Fig.
5. Their integration to provide the absolute neutron scattering density profile
exp(z) for each case was achieved
via a real-space model refinement of a parameterized model for
mod(z) until
[d
/dz]mod reached
perfect agreement with the corresponding
[d
/dz]exp, also shown
in Fig. 5 for each case.

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FIGURE 5
The gradients of the neutron scattering density
profiles [d /dz]exp for
both the nonpolar SAM for partial hydration with H2O
(A) and D2O (B) and
uncharged-polar SAM cases for partial hydration with H2O
(C) and D2O (D), as
determined by the constrained refinement implementation of the
interferometric phasing of their respective normalized neutron
reflectivity data. The incident neutron spins were parallel to the
magnetization of the Fe layer in all cases shown. The integration of
[d /dz]exp to provide,
respectively, the absolute neutron scattering density profile
exp(z) for each case was achieved via a
real-space model refinement of a parameterized model for
mod(z) until
[d /dz]mod reached
perfect agreement with the corresponding
[d /dz]exp is also shown
here.
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 |
DISCUSSION |
Both the constrained refinement interferometric method, in the
kinematical limit, and the direct analytic inversion interferometric method, in the dynamical limit, could utilize both the parallel and
antiparallel spin polarization cases to provide the same neutron scattering density profiles for the bare multilayer substrates before
their alkylation (not shown here) This is consistent with the
comparison of the kinematical and dynamical scattering approaches presented in the Appendix of Lösche et al., 1993
. The normalized reflectivity data for the parallel spin polarization case provided physically reasonable results, summarized in Fig.
6 A, when analyzed using the
constrained refinement interferometric phasing method, which requires
only a single set of normalized neutron reflectivity data. Indeed, the
results for the nonpolar SAM/YCC profile structure obtained here are in
good agreement with the results previously obtained via x-ray
interferometry, allowing for the different spatial resolutions in the
profiles as shown in Fig. 7. However, the
results for the antiparallel spin polarization case for the nonpolar
SAM were rejected due to their unphysical nature by both methods of
interferometric analysis. [Upon the changeover from D2O to H2O, the constrained
refinement interferometric analysis of the reflectivity data indicated
the presence of substantial changes throughout the scattering length
density profile of the composite structure, including the inorganic
multilayer substrate where such changes should be minimal. The
inversion method, which relies on the quality of both the antiparallel
and parallel spin polarization data sets, provided a substantial
imaginary component to the specimen's neutron scattering length
density profile, which must necessarily be real.] We speculate that
the reason the analysis of the parallel spin polarization data
succeeded whereas the analysis for the antiparallel spin polarization
did not, is that diffuse scattering arising from acid-induced
interfacial roughening can compete more effectively with the specular
reflectivity from the Fe/Si interfaces for the antiparallel case.
[This competition would reduce the specular reflectivity, especially
at lower values of qz as was observed
when the Fe layer has approximately the same scattering length density
as Si, i.e., when the neutron scattering density contrast within the
reference multilayer profile structure is minimal. We had no capability
at the time to investigate this possibility directly via the collection
of rocking curves for selected values of
qz, either using neutrons (very
inefficient) or x-rays (much more time efficient) under otherwise
identical conditions for the very-large-diameter specimen required for
the neutron reflectivity. However, in the parallel spin case, where the
iron layer has much greater scattering length density than silicon,
specular reflectivity from the Si/Fe interfaces and its interference
with the specular reflectivity from the organic/bio-organic overlayer
can dominate over the diffuse scattering arising from interfacial
roughness.] Once the absolute neutron scattering density profile
structures for partial hydration with D2O and
H2O were determined via the constrained
refinement approach for the parallel spin case, the difference between
them was calculated to yield the water distribution profile for the
nonpolar SAM/tethered cytochrome c monolayer, as shown in Fig. 6
A.

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FIGURE 6
The absolute neutron scattering length density profiles
with incident neutron spins parallel to the iron magnetization for
partial hydration with D2O and H2O and their
difference profile for both the nonpolar SAM (A) and
uncharged-polar SAM (B) cases. The boundaries for the
cytochrome c protein region of the profiles used for calculation of the
amount of water hydrating the protein are z = 10 Å and z = 60 Å. A schematic of the composite
structures for both the nonpolar SAM and uncharged-polar SAM cases are
shown above the absolute neutron scattering length density profiles
approximately to scale.
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FIGURE 7
The neutron scattering length density profile for the
D2O case for both the nonpolar SAM and the uncharged-polar
SAM as compared with the corresponding electron density profile
determined previously by x-ray interferometry. The electron density
profile shown was for the case of an all-thiol endgroup SAM, which
would be comparable in polarity to the uncharged-polar SAM employed in
these neutron interferometry studies. Given the very different physical
origin of x-ray and neutron scattering, the amplitude of the electron
density profile has been arbitrarily scaled here to best match those of
the neutron scattering length density profiles. The spatial resolution,
here taken as the minimum wavelength Fourier component, for the two
neutron scattering length density profiles (namely, ~16 Å and ~21
Å, respectively, for the nonpolar and uncharged-polar SAMs) was
substantially less than that for the electron density profile (namely,
~10 Å). More importantly, in terms of the different spatial
resolutions, the centers of mass of the cytochrome c molecules occur at
the same distance from the substrate surface, namely, ~30 Å, for the
electron density profile and the neutron scattering length density
profile for the uncharged-polar SAM profile, and at only a slightly
larger value of 33-34 Å for the nonpolar SAM case. These key
distances are readily resolved in all three profiles.
|
|
In previous x-ray interferometry experiments utilizing Ge reference
layers, the reference multilayer structure was resistive to acid attack
and the specular scattering was dominant over the diffuse scattering
over the range of qz investigated, as
demonstrated by rocking curve analysis. For the subsequent work with
the uncharged-polar SAM, the substrates were fabricated with a silicon
capping layer and a layer of gold covering the iron reference layer.
Additionally, more mild cleaning and SAM deprotection procedures were
used. It was anticipated that the substrates would have all of the
features of the Fe/Si substrate but that they would resist chemical
attack (see Materials and Methods). The normalized reflectivity data for the parallel spin polarization case provided physically reasonable results, summarized in Fig. 6 B, when analyzed using the
constrained refinement interferometric phasing method, which uses only
a single set of normalized neutron reflectivity data. Again, the
results for the uncharged-polar SAM/YCC profile obtained here are in
good agreement with the results previously obtained via x-ray
interferometry (see Fig. 7). For the uncharged-polar SAM case, the
antiparallel polarization also yielded profile structures that were
consistent with the parallel spin case when larger errors due to
relatively poorer counting statistics are taken into account.
Furthermore, x-ray rocking curves collected on the specimen at selected
values of qz before and after the
addition of the bio-organic overlayers showed that diffuse scattering
was minimal and dominated by the specular reflectivity over the entire
range of qz investigated. Nevertheless, the direct analytic inversion the
spin-polarization-dependent normalized neutron reflectivity data has
not been attempted for the uncharged-polar SAM case due to the
necessarily relatively poorer counting statistics for the antiparallel
spins case, i.e., when the neutron scattering density contrast within
the reference multilayer profile structure is minimal. Once the
absolute neutron scattering density profile structures for partial
hydration with D2O and H2O
were determined via the constrained refinement approach for the
parallel spin case, the difference between them was calculated to yield
the water distribution profile for the uncharged-polar SAM/tethered
cytochrome c monolayer, as shown in Fig. 6 B.
Given these water distribution profiles so obtained (Fig. 6,
A and B), the number of water molecules hydrating
the YCC monolayer for each SAM could be calculated. To do this, one
must allow for the well-known proton exchange in the cytochrome c
molecule itself. Using information on equine cytochrome c as a close
approximation, ~17 polypeptide backbone hydrogens were expected to
exchange on the time scale of the experiment (Milne et al., 1997
). In
addition, 104 side-chain hydrogens were expected to exchange quickly
relative to the time scale of the experiment (Milne et al., 1997
).
Allowing for this exchange and integrating the absolute scattering
length density profiles for partial hydration with
D2O versus H2O over the
protein region (by summation over the protein for
z = 1-Å intervals) for the D2O and
H2O profiles, one can obtain the following two
equations for partial hydration with D2O and
H2O, respectively:
and
where b is the scattering length of the referenced
molecule, and N/A (the area density of the
protein monolayer) and Nwater (the
number of water molecules within the protein region of the profile) are
the two unknowns to be solved for. Solving these two simultaneous
equations places more stringent requirements on the errors in the
derived water distribution profiles. The magnitude of these errors is
readily apparent from the magnitude of the features within the
multilayer substrate region of the profiles where there should be no
water; these errors can be seen from Fig. 6 to be on the order of
20-25% for the nonpolar and uncharged-polar SAM cases. However, the
area per cytochrome c molecule for both SAM surfaces has been
consistently found to be ~1000 Å2/molecule
using optical absorption spectroscopy and optical linear dichroism
(Edwards et al., 1998
). If, instead, we therefore assume this value for
the area per molecule obtained independently from the optical
absorption spectroscopy, we can then utilize the following expression
for the difference neutron scattering density profile for partial
hydration with D2O versus
H2O containing the one unknown Nwater:
We thereby obtain values for
Nwater
167 for the uncharged-polar
SAM case and Nwater
297 for the
nonpolar SAM case. If we assume that the errors in the water
distribution profiles arise for the case of partial hydration of the
monolayers with H2O, which is reasonable given
that the protein monolayer appears to be nearly contrast matched
especially for the nonpolar SAM case, then the first approach using two
equations and two unknowns provides similar values for
Nwater, respectively, for the two SAMs
and values for N/A consistent with the optical
absorption spectroscopy for both SAMs.
Not knowing beforehand how much water was associated with the protein
monolayer at the particular relative humidities chosen, perhaps it was
not unreasonable to compare partial hydration with D2O versus H2O.
Furthermore, the relative humidities employed (81% and 88%) are at
the low end of those normally utilized to maintain the fully functional
state of the cytochrome c, namely, >90%. This was mostly a result of
the humidity generator coupled with the specimen chambers, which were
different for the two experiments. A more reliable method of
determining the water distribution profile and content for these
tethered protein monolayers would have been to systematically vary the
relative concentrations of H2O and D2O in the vapor phase, collect neutron
reflectivity over a range of these values, and perform a least-squares
analysis of the data, as has been the traditional case for neutron
diffraction from thick oriented multilayers. Such an analysis would
have provided the neutron scattering contrast match for the protein
much more precisely, and the percentage errors for the mixed cases
would have been much smaller. However, time constraints prevented such an exhaustive experimental treatment of the uncharged-polar SAM and
nonpolar SAM cytochrome c systems at this time.
Because the amount of water needed to maintain oxidation/reduction
function of cytochrome c in the tethered monolayers can be provided
using the conditions of this experiment, it is interesting to note that
167 water molecules for the uncharged-polar SAM case cover only ~15%
of the solvent-accessible surface of the protein as calculated by the
program MOLMOL, and 297 water molecules for the nonpolar SAM case cover
only ~27%.
To complement these first measurements of the hydration state of the
cytochrome c molecules in these tethered monolayers, molecular dynamics
computer simulations are being performed. For the nonpolar SAM, the
model system is a YCC molecule (initial configuration taken from the
x-ray crystal structure) covalently bonded via a disulfide linkage from
its surface cysteine residue to an isolated thiol endgroup at an
otherwise methyl endgroup surface of an organic SAM; water molecules
were also included, at either 500 or 100 water molecules per cytochrome
c molecule, to mimic a humid inert atmosphere, noting that the
experimentally determined Nwater
167 for the uncharged-polar SAM case and
Nwater
297 for the nonpolar SAM
case are within this range. For the uncharged-polar SAM, the methyl
endgroups were replaced by thiol endgroups, the dipole moments of
hydroxyl and sulfhydryl endgroups being similar. Appropriate periodic
boundary conditions were used to model an extended monolayer system.
The simulations were done using CHARMM, at 300 K, with an all-atom
model for the SAM and a polar hydrogen model for the protein. After 600 ps of equilibration, 300 ps of statistics were collected for each
system. From these data, the average water distribution profiles were
determined for both SAM systems. At this point in our simulations,
there is only qualitative agreement between the experimentally derived water distribution profiles and the simulations, allowing for the
finite spatial resolution of the experimental profiles, as shown in
Fig. 8. Namely, for the nonpolar SAM
case, the water distribution profiles are relatively uniform over the
extent of the protein profile, and conversely, for the uncharged-polar
SAM case, the water distribution profiles are nonuniform exhibiting some more pronounced features over the extent of the protein profile. However, from the protein profiles shown in Fig. 7 for hydration with
D2O, it can be seen that the protein monolayer is
3-4 Å closer to the substrate surface for the uncharged-polar SAM
case as compared with the nonpolar SAM case. This result is in
excellent agreement with the simulations, as shown in Fig.
9, which show that this arises because
side chains of the cytochrome c penetrate the endgroups of the
uncharged-polar SAM whereas they do not for the nonpolar SAM case. In
the near future, these simulations will be extended to include the
much-shorter-range in-plane positional ordering of the SAM hydrocarbon
chains known to occur for such alkytrichlorosilane-based SAMs (Xu et
al., 1993
); this is coupled to disordering of the chain endgroups in
the monolayer profile structure arising from gauche/antigauche defects
in the intramolecular chain configurations, which in turn would broaden
the profile features of the protein and its hydrating water. By
modeling these two different SAM/tethered protein systems and
predicting a number of critical experimentally accessible structural
parameters, including such water distribution profiles, we can gain
further insight into the mechanism by which the protein-membrane
interaction affects the structure-function relationship for this
electron transport membrane protein.

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FIGURE 8
Time-averaged water distribution profiles (solid,
scaled arbitrarily) from the Molecular Dynamics computer simulations
for yeast cytochrome c covalently tethered to the soft surface the
nonpolar SAM (top) and the uncharged-polar SAM
(bottom). These simulated atomic-resolution profiles
were convoluted with the spatial resolution function appropriate for
the experimentally determined water distribution profiles yielding the
corresponding resolution-limited profiles (short
dashed line) from the simulations. The experimentally
determined water distribution profiles are shown in long dashes (units
of 10 6 Å 2). At
this point in the simulations, there is only qualitative agreement
between the simulations and experiment (see text) most likely arising
from insufficient disorder in the model employed for the SAMs.
|
|

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FIGURE 9
An instantaneous configuration at 1400 ps from the
Molecular Dynamics computer simulations for yeast cytochrome c
covalently tethered to the soft surface of the uncharged-polar SAM
(top) for a water/cytochrome c mole ratio of 100:1,
following equilibration of the ensemble over 1300 ps (yellow-sulfur,
gray-carbon, white-hydrogen, red-oxygen, blue-nitrogen,
green-chloride). The upper half of the lower portion contains the
calculated electron density profiles for the SAM (black), the
cytochrome c (green), the cytochrome heme group (red), and the
hydrating water (blue) averaged over 200 ps of the trajectory following
the 1300-ps equilibration of the ensemble. The lower half of the lower
portion contains the corresponding profiles calculated from the
Molecular Dynamics simulations for the uncharged-polar SAM case, but
inverted to utilize the same abscissa and thereby facilitate the
comparison of the two SAM cases. The different positions of the
cytochrome c profile relative to the substrate surface for the two SAM
cases is readily apparent and in excellent agreement with the
experimental neutron scattering length density profiles shown in Fig.
7.
|
|
 |
CONCLUSIONS |
Neutron interferometry was used to investigate for the first time
the water distribution profile within a single monolayer of YCC
covalently tethered to both uncharged-polar and nonpolar soft
interfaces. The normalized neutron reflectivity was analyzed successfully using an iterative constrained refinement method. For the
nonpolar SAM system, the data collected with the incident neutron spins
parallel to the iron layer's magnetization within the multilayer
substrate provided physically reasonable results, whereas the
uncharged-polar SAM system provided physically reasonable results for
both parallel and antiparallel neutron spin polarizations. These
results, which are fully consistent with independent prior results
obtained via x-ray interferometry, showed that a YCC monolayer has
~167 water molecules hydrating each protein molecule when bound to an
uncharged-polar soft interface and ~297 water molecules hydrating
each protein molecule when covalently bound to a nonpolar soft
interface when partially hydrated with moist helium at 81% and 88%
relative humidities, respectively. For this minimal degree of
hydration, water covers ~15% of the solvent-accessible surface of
the protein in the uncharged-polar SAM case and ~27% in the nonpolar
SAM case, and the theoretical water profiles produced from molecular
dynamics simulations of the two systems agree at least qualitatively
with the experimentally determined water profiles. Future work with
this system will include investigation of the water of hydration as a
function of relative humidity at higher spatial resolution
experimentally in conjunction with ever more realistic molecular
dynamics simulations. It is important to note that such results can now
be reliably obtained employing a single multilayer reference structure
because adequate neutron beam time is limiting.
Box refinement utilizes the finite extent of a profile structure
as a powerful constraint to provide an iterative, model-independent method for obtaining the phase of (and thereby recovering the electron
density or neutron scattering length density profile that gave rise to)
the scattered intensity collected in an x-ray or neutron reflectivity
experiment (Stroud et al., 1979
; Makowski, 1981
). A unique solution for
the profile structure can be obtained only if it can be shown that
several very different trial structures refine to the same structure
because, for asymmetric profile structures, solution space contains
multiple correct profile structures and box refinement will converge to
a solution that is the closest structure to the trial structure in the
solution space (Makowski, 1981
).
The highly constrained box-refinement approach to interferometric
phasing therefore applies an additional constraint on the data to
provide a unique profile structure that correctly predicts the
experimentally observed reflectivity. Our group has used this method
successfully to solve for the electron density profile structures for a
variety of fatty acid and protein ultrathin films on solid substrates
(Murphy et al., 1993
; Chupa et al., 1994
; Prokop et al., 1996
;
Edwards et al., 1998
). In this paper we use it to solve for the neutron
scattering length density profile of a tethered protein ultrathin film.
The highly constrained box-refinement approach to interferometric
phasing uses three criteria to refine reflectivity data.
First, the structure must be of finite extent. This is true here for
the gradient of the profile structure of tethered cytochrome c
monolayer films, namely, in the direction perpendicular to the monolayer/solid substrate interface, as it has been for electron density contrast profile of the monolayer/multilayer ultrathin films on
solid substrates to which we have already applied the algorithm in
x-ray interferometry studies.
Second, the data being analyzed must be in the kinematical limit in
which the incident beam is scattered only weakly. In this limit, the
scattering potential and the scattering amplitude are Fourier-inverse
Fourier transform pairs (the first Born approximation). This
approximation is valid except for very small values of momentum transfer as qz approaches
qcritical where multiple scattering effects have been neglected in the kinematical approach (for a thorough
discussion, see the Appendix of Lösche et al., 1993
). Equations
A1a and A1b below show that in the usual reflectivity formalism, in the
first Born approximation, this is true of the gradient of the neutron
scattering length density profile and the normalized reflectivity
(Als-Nielsen et al., 1982
; Braslau et al., 1988
; Tidswell et al., 1990
;
Als-Nielsen et al., 1994
):
Third, the solution space is further constrained by utilizing a
reference profile structure. The reference structure is developed by
fabricating a multilayer substrate (to which the unknown sample structure will be attached) that has distinct features in its profile
structure produced by alternating layers of materials possessing
substantially different scattering contrast. Its profile structure is
known at least approximately from its fabrication specifications.
Because we are working with normalized reflectivity here, the gradient
of the reference profile structure is calculated and refined against
its normalized reflectivity data. The surface features of the substrate
are truncated from the gradient profile, leaving the internal features
of the gradient profile as the trial structure for initiating the
box-refinement algorithm applied to the normalized reflectivity data
from the composite structure. There should be little or no change in
these internal features upon attaching the unknown sample structure
onto the substrate surface to form the composite structure.
Thus, the highly constrained box-refinement algorithm provides a method
for transforming the initial reference profile structure into a profile
structure that predicts the experimentally observed reflectivity for
the composite structure exactly. The heart of the box-refinement
algorithm is the box constraint: the correct solution will be finite in
extent and of the same size as the actual structure. This size can be
obtained from the experimental normalized reflectivity data without any
assumptions by computing its inverse Fourier transform. This operation
yields the autocorrelation function of the derivative of the neutron
scattering length density profile (or the Patterson function). If the
gradient of the profile structure has a thickness L, the
significant oscillations in the Patterson function in excess of the
(qz)max
truncation ripple will die out beyond +|L|, as correlations cannot
extend over distances larger than the gradient of the profile structure itself.
The estimated thickness of the gradient of the profile structure, the
box constraint, is a key input to the algorithm. We also input the
square root of the experimental normalized reflectivity function,
|
exp(qz)|,
which is the magnitude of the Fourier transform of the gradient of the
neutron scattering length density profile d
/dz
of the composite profile structure. We start the algorithm with the
trial structure,
(d
/dz)0, the gradient of
the reference profile structure, and compute its Fourier transform. We
discard the magnitude of the Fourier transform but retain the resulting phase function,
1, neglecting its argument
qz. We use
1
to compute the inverse Fourier transform of
|
exp(qz)|
and thereby obtain a new structure,
(d
/dz)1. At this point,
we apply the box constraint. The portion of
(d
/dz)1 that lies
outside of 0 < z < L is set to zero to get the
truncated (d
/dz)1t. Now
we compute the Fourier transform of
(d
/dz)1t. We check the
progress of the refinement by comparing the modulus square of this
Fourier transform with |
exp(qz)|2.
If the agreement is poor (as is generally the case after the first
iteration), we repeat the procedure with
(d
/dz)1t as the input
trial structure. We take the phase from its Fourier transform and
compute the inverse Fourier transform of
|
exp(qz)|
to obtain (d
/dz)2; we
apply the box constraint to get
(d
/dz)2t; we compute the
Fourier transform and compare its modulus square to
|
exp(qz)|2
to check the progress of the refinement; if necessary,
(d
/dz)2t becomes the
input trial structure for the next iteration, and so on. The algorithm
converges when the agreement between
exp(qz)2
and the modulus square of the Fourier transform of
(d
/dz)n is good and
there is little change between
(d
/dz)n and
(d
/dz)n+1.
To demonstrate the method here, we will use the analysis steps that
yielded the nonpolar SAM YCC/D2O profile
structure presented in this paper. (Note that the various experimental
and calculated functions have been assigned lowercase letters, which
appear on the relevant figure parts.) We begin with the normalized
reflectivity for the bare substrate (Fig.
10 A1a). We then
calculate its Patterson function (Fig. 10 A2b) to obtain the
size of the box constraint. Next we calculate a model profile structure
for the reference multilayer substrate based on its fabrication
specifications using a procedure called model refinement. This consists
of optimizing the model's parameters to produce an absolute neutron
scattering length density model profile (Fig.
11 A3c) whose gradient (Fig. 11 A3d) has a Fourier transform modulus squared (Fig. 11
A4e) that is similar to the experimental normalized
reflectivity data (Fig. 11 A4a). This gradient profile is
then used as a trial structure for constrained box refinement. Box
refinement yields a calculated normalized reflectivity
|
calc(qz)|2
and a neutron scattering length density gradient for each iteration. Convergence is determined by comparing the calculated
|
calc(qz)|2
for a given iteration (e.g., Fig. 11 A4f) with the
experimental normalized reflectivity (Fig. 11 A4a). The
converged neutron scattering length density gradient (Fig.
12 A5g) is then truncated
(set to zero) outside its internal structure (which should be unchanged by the deposition of the SAM and protein monolayer on its surface), and
the resulting function (Fig. 12 A5i) is used as a trial
reference profile structure for constrained refinement of the data for
the composite substrate plus SAM plus protein structure.
Once again the normalized reflectivity for the composite substrate plus
SAM plus protein structure (Fig. 13 A6j) is inverse Fourier
transformed to yield the Patterson function (Fig.
13 A7k), which clearly
extends farther than the Patterson for the bare substrate (Fig. 10
A2b). Now we input the box constraint for the composite
structure, the trial reference profile structure gradient (Fig. 12
A5i), and the experimental
|
exp(qz)|2
for the composite structure (Fig. 13 A6j) into the
refinement algorithm. In Fig. 13 A8 we see the convergence
from a clearly incorrect normalized reflectivity
|
calc(qz)|2
(Fig. 13 A8m, which was calculated directly from the trial
structure) to a calculated normalized reflectivity
|
calc(qz)|2
(Fig. 13 A8n), which exactly matches the experimental
normalized reflectivity to within the counting statistics. Finally, an
absolute neutron scattering density profile model (Fig.
14 A9o) is refined whose
gradient profile, Fourier-inverse Fourier transformed employing the
experimental qz window, exactly
matches the output neutron scattering length density gradient from
constrained refinement, as shown in the upper right quadrant of Fig. 5.
This is the profile structure for the composite Si/Fe/Si/nonpolar
SAM/YCC, D2O system reported in this paper.
Address reprint requests to Dr. J. Kent Blasie, Department of
Chemistry, University of Pennsylvania, 231 South 34th Street,
Philadelphia, PA 19104-6323. Tel.: 215-898-6208; Fax: 215-573-2112;
E-mail: jkblasie{at}sas.upenn.edu.