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Biophys J, June 2001, p. 2775-2788, Vol. 80, No. 6
Field of Biophysics, Biotechnology Building, Cornell University, Ithaca, New York 14853 USA
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ABSTRACT |
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A ternary phase diagram is proposed for the hydrated
lamellar lipid mixture
dipalmitoylphosphatidylcholine/dilauroylphosphatidylcholine/cholesterol (DPPC/DLPC/cholesterol) at room temperature. The entire composition space has been thoroughly mapped by complementary experimental techniques, revealing interesting phase behavior that has not been
previously described. Confocal fluorescence microscopy shows a regime
of coexisting DPPC-rich ordered and DLPC-rich fluid lamellar phases,
having an upper boundary at apparently constant cholesterol mole
fraction
chol ~ 0.16. Fluorescence resonance
energy transfer experiments confirm the identification and extent of
this two-phase regime and, furthermore, reveal a 1-phase regime between
chol ~ 0.16 and 0.25, consisting of ordered and
fluid nanoscopic domains. Dipyrene-PC excimer/monomer measurements
confirm the new regime between
chol ~ 0.16 and
0.25 and also show that rigidly ordered phases seem to disappear around
chol ~ 0.25. This study should be considered as a
step toward a more complete understanding of lateral heterogeneity
within biomembranes. Cholesterol may play a role in domain separation
on the nanometer scale.
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INTRODUCTION |
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The physical properties of biomembranes have intrigued researchers for many years. In this report, we focus on one particular aspect of these properties, the composition dependence of equilibrium phase behavior. Distinct, localized membrane environments could play an important role in nature, so the study of membrane biochemistry would be advanced by an improved understanding of the lateral heterogeneities that form within lamellar lipid mixtures. A composition-dependent phase diagram can serve as a starting point for modeling studies at the molecular level, and can therefore reveal the underlying physical properties that give rise to lateral heterogeneity. Here we describe a strategy for determining the phase diagram of a three-component lipid mixture. We then report interesting phase behavior, summarized on a ternary phase diagram, for the particular lipid mixture that we have studied, dipalmitoylphosphatidylcholine/dilauroylphosphatidylcholine/cholesterol (DPPC/DLPC/cholesterol).
The accumulated evidence for lateral heterogeneity is strong, in both
biological membranes and experimental model mixtures. Observations made
on real biomembranes indicate the presence of compositionally distinct
membrane domains, especially in studies that are based on fluorescence
microscopy or resistance to detergent solubilization (Brown and Rose,
1992
; Thomas et al., 1994
; Mayor and Maxfield, 1995
; Edidin, 1997
;
Simons and Ikonen, 1997
; Brown and London, 1998
; Varma and Mayor, 1998
;
Sheets et al., 1999
; Viola et al., 1999
; Jacobson and Dietrich, 1999
;
Pralle et al., 2000
; Schütz et al., 2000
). In an effort to
understand the molecular basis for detergent-insoluble domains, Xu and
London (2000)
have shown that, in binary model mixtures, tight packing
of saturated lipid chains and certain sterols can be correlated with
resistance to detergent insolubility. Other model studies have focused
on a variety of two-component lipid mixtures (Marsh, 1990
; Caffrey, 2000
). In particular, the temperature dependence of DPPC/cholesterol mixtures has been studied by various spectroscopic and calorimetric methods (Ladbrooke et al., 1968
; Estep et al., 1978
; Mabrey et al.,
1978
; Rechtenwald and McConnell, 1981
; Sankaram and Thompson, 1990a
;
Vist and Davis, 1990
; Huang et al., 1993
; Guo and Hamilton, 1995
;
McMullen and McElhaney, 1995
).
A consistent result has been that lateral heterogeneities can be
observed using a range of physical and chemical probes, even in simple
two-component mixtures. Unfortunately, the spatial and temporal scales
that characterize these heterogeneities have generally been poorly
defined (reviewed by Edidin, 1997
), and, therefore, quantitative
descriptions of membrane lipid domains have remained elusive, as have
their underlying physical origins.
Although model membrane studies offer the advantages of chemically
well-defined mixtures, they generally have been limited by at least two
factors. First, most systematic research has focused on two-component
mixtures. It may well be that the study of more complex systems will
reveal important properties that are not present in binary mixtures.
Second, most analyses of model membrane phase behavior have been
constrained to consider only classical first-order phase transitions.
Experimental data have been interpreted to be consistent with this
constraint, rather than to consider explanations based on other general
models (e.g., non-ideal mixing or second-order transitions). Studies of
ternary mixtures containing cholesterol have illustrated this
interpretive limitation (Almeida et al., 1993
; Silvius et al., 1996
).
For example, Silvius and coworkers placed their results from infrared
spectroscopy and fluorescence quenching on a classical ternary phase
diagram. However, these experiments are sensitive to the local membrane
environment only, so these data could reflect marked deviations from
ideal mixing or higher order transitions in the absence of first-order phase separation.
An experimental strategy to establish the composition-dependent phase behavior in a model biomembrane mixture should observe at least three considerations. 1) The mixture chosen for study should be complex enough to mimic important features of phase behavior that could play a role in real biomembranes. 2) The experimental techniques should be complementary, so that several independent parameters are evaluated, each sensitive to either different physical properties or different spatial and temporal scales. 3) A large number of samples should be examined, thoroughly mapping the entire composition space, so that phase behavior will be revealed, whatever its nature and without regard to preconceptions.
Because phase behavior depends on the chemical nature and concentration
of each mixture component, we note that the major lipids of mammalian
plasma membranes are cholesterol, phosphatidylcholine (PC),
sphingomyelin (Sph), phosphatidylethanolamine (PE), phosphatidylserine (PS), and lesser fractions of numerous other lipids (Devaux and Seigneuret, 1985
; Zachowski, 1993
). Associated proteins account for
about 50 weight% of the membrane, with much of this protein extramembranal. Although membrane proteins can influence the lipid phases (Jähnig, 1981b
; Epand, 1997
), we do not consider these effects here. We plan to examine protein effects after the lipid phase
behavior has been established.
As the subject of this study, we have chosen a three-component lipid
mixture that can be expected to mimic some features of phase behavior
in mammalian plasma membranes. Based on analyses of the outer leaflet
of mammalian plasma membranes (Zachowski, 1993
; Roelofsen and Op den
Kamp, 1994
), one such candidate mixture would be the ternary system
Sph/palmitoyloleoylphosphatidylcholine(POPC)/cholesterol. (Because
water and various ions are present, this is a pseudoternary system. We
neglect any changes in water or ion content of the phases (Johann et
al., 1996
.) This mixture includes one lipid that forms an ordered phase
in water at room temperature (Sph), one that forms a fluid phase in
water (POPC), and the most abundant single chemical species in
mammalian plasma membranes, cholesterol. However, to obtain the
advantage of comparing a ternary phase diagram to the larger available
literature of binary phase diagrams, it is reasonable to choose a
ternary mixture for which the phase behavior has been examined in all
three binary mixtures. DPPC/DLPC/cholesterol offers this advantage.
Like Sph/POPC/cholesterol, DPPC/DLPC/cholesterol mixtures should
manifest ordered, fluid, and coexistence phase regimes, as well as any
cholesterol-rich phase behavior. Moreover, this ternary mixture has
well-established phase behavior along the entire binary axis DPPC/DLPC
(Van Dijck et al., 1977
), and along both DPPC/cholesterol and
DLPC/cholesterol axes in the regime of very high cholesterol mole
fraction
chol (Huang et al., 1999
).
Here we report that our study of DPPC/DLPC/cholesterol by complementary
experimental techniques, together with a strategy of thoroughly mapping
the entire composition space, has revealed interesting phase behavior
that has not been previously described. Confocal fluorescence
microscopy reveals a regime of coexisting DPPC- and DLPC-rich phases,
having an upper boundary at apparently constant
chol ~ 0.16. Fluorescence resonance energy
transfer experiments confirm the identification and extent of this
two-phase regime and, furthermore, reveal a one-phase regime between
chol ~ 0.16 and 0.25, consisting of DPPC- and
DLPC-rich "nanoscopic" domains: as DPPC content increases, the
DPPC-rich domains increase in extent continuously but without
macroscopic phase separation until the entire sample consists of an
ordered DPPC-rich phase. Dipyrene-PC excimer/monomer measurements
confirm the new regime between
chol ~ 0.16 and
0.25 and also show that rigidly ordered phases seem to disappear around
chol ~ 0.25. Overall, this study should be
considered as a step toward a more complete understanding of lateral
heterogeneity within biomembranes. In particular, we suggest a role for
cholesterol in domain separation on the nanometer scale.
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MATERIALS AND METHODS |
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Materials
Phospholipids were purchased from Avanti Polar Lipids, Inc.
(Alabaster, AL) with the exception of the fluorescently labeled probes.
The fluorescent probes
1,1'-dieicosanyl-3,3,3',3'-tetramethylindocarbocyanine perchlorate
(DiI-C20:0), 3,3'-dilinoleyloxacarbocyanine perchlorate (DiO-C18:2),
and
1-hexadecanoyl-2-(4,4-difluoro-5,7-dimethyl-4-bora-3a,4a-diaza-s-indacene-3-pentanoyl)-sn-glycero-3-phosphocholine (Bodipy-PC) were obtained from Molecular Probes (Eugene, OR). The
fluorescent probe
1,2-(1-pyrenenonanoyl)-sn-glycero-3-phosphocholine (dipyrene-PC) was synthesized as described in Hinderliter et al., (1994)
. Cholesterol was purchased from Nu Chek Prep (Elysian, MN).
Purity of >99.5% was confirmed by thin-layer chromatography on
washed, activated silica gel plates (Alltech, Deerfield, IL), developed
with chloroform/methanol/water (65:25:4) for all phospholipids, chloroform/methanol (9:1) for DiI-C20:0 and DiO-C18:2, and with petroleum ether/diethyl ether/chloroform (7:3:3) for cholesterol analysis. Phospholipid stock solutions were quantitated by phosphate assay (Kingsley et al., 1979
).
Confocal fluorescence microscopy of giant unilamellar vesicles
Giant unilamellar vesicles (GUVs) were prepared essentially
according to Akashi et al., (1996)
, except that sample incubation was
at ~50°C. Stock chloroform solutions of DLPC and DPPC contained 10 mol% DLPG or DPPG, respectively, because charged phospholipids are
necessary to obtain GUVs by this method. PG was chosen to serve as the
charged lipid because main transition temperatures are nearly identical
for PG and PC having the same acyl chains (Findlay and Barton, 1978
).
For visualization by confocal fluorescence microscopy (CFM),
fluorescent probes were added to the lipid mixtures at a concentration
of ~0.1 mol%. The aqueous buffer was 50 mM KCl, 5 mM Pipes, and 1 mM
EDTA, pH 7.0. After incubation at 50°C for 10-20 h, samples were
slowly (~1-2°C/h) cooled to room temperature. Image acquisition
was carried out at ambient temperature, ~24°C. Harvested GUVs were
placed on a no. 1 coverslip, then enclosed by a glass microscope slide
within a ring of silicone high-vacuum grease, and allowed to settle for
~10 min, where they remained stationary over the course of the experiment.
CFM images were obtained with an MRC600 confocal microscope (Bio-Rad, Hercules, CA) at 488-nm excitation, with a 560-nm dichroic beamsplitter, and emission filters of 522/35BP for Bodipy-PC and 585LP for DiI-C20:0. The objective was 40× water immersion, numerical aperture 0.75. For three-dimensional image projection of a vesicle, z-scans in 1-µm increments were taken through the upper half of a GUV. These scans were then combined and color-merged using the software application NIH Image.
Fluorescence resonance energy transfer
Vesicles were prepared by injecting an ethanolic solution of the
lipids into buffer, essentially as described by Batzri and Korn (1973)
.
Stock chloroform solutions were measured into 75 × 100-mm glass
tubes. A stock solution of DiO-C18:2/DiI-C20:0 ~1/4 in ethanol was
added to each sample to give a DiO/PC ratio of ~1/1000. After mixing,
solvent was evaporated under N2 gas, followed by brief
pumping under high vacuum. The dry lipid films were redissolved in 20 µL of ethanol and injected into vortexing buffer (200 mM KCl, 5 mM
Pipes, 1 mM EDTA, pH 7.0) at 50°C. Each sample was then sealed under
argon until the fluorescence measurement. Final PC aqueous
concentration was 30 µM. Samples were then incubated at 42°C for
10-20 h, gradually cooled to room temperature (~23°C) over 24 h, and held at this temperature for another 12-24 h before measurement. Some samples were prepared by a different method, Rapid
Solvent Exchange (Buboltz and Feigenson, 1999
), and produced comparable results.
Fluorescence was measured with a Hitachi (San Jose, CA) 3010 spectrofluorimeter, exciting at 470 nm using a 470-nm interference filter and a 5-nm slit width. Emission was measured at 505 nm (DiO) and 568 nm (DiI), with a 10-nm slit width. Cuvet temperature was 23°C. The fluorescence ratio, F568/F505, was used as a measure of the energy transfer efficiency, rather than either the sensitized acceptor fluorescence F568 or the donor fluorescence F505 alone. Use of this ratio corrects the data for sample-to-sample variations in total lipid concentration.
To examine quantitatively whether reduced fluorescence resonance energy
transfer (FRET) efficiency within a regime of coexisting ordered and
fluid membrane phases is caused by differential probe partitioning (see
Results), FRET profiles were fit to a simple probe partitioning model:
Given a probe's overall concentration within the lipid mixture, its
concentration within the coexisting phases will be determined by its
partition coefficient, Kp. If the FRET profile
follows a thermodynamic tie line, then, at any given composition within
the two-phase region, the relative quantities of the coexisting phases
will be determined by the Lever Rule. Therefore, we measured the
fluorescence intensities (both F505 and F568)
as a function of the probe concentrations
(
DiO,
DiI) within both of the coexisting
phases, so that a FRET ratio could be computed for any given pair of
probe Kp. In this way, we determined a unique
K

Dipyrene-PC excimer/monomer ratio
Samples were prepared by injection of ethanolic solutions as described above, except that dipyrene-PC was added to the ternary mixture at a ratio of ~1/1000 to PC. Excitation was at 340 nm using a 340-nm interference filter and a 3-nm slit width. Emission was measured at 398 nm (monomer) and 480 nm (excimer) with a 10-nm slit width. The ratio of these uncorrected fluorescence readings is referred to as excimer/monomer (E/M). Care was taken to minimize exposure of samples to air during incubation and during fluorescence measurement.
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RESULTS AND DISCUSSION |
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Confocal fluorescence microscopy
In DPPC/DLPC GUVs at 25°C, coexisting DPPC-rich ordered and
DLPC-rich fluid lamellar phases of macroscopic dimensions (greater than
~300 × 300 nm) can be reliably visualized by CFM (Korlach et
al., 1999
; see Bagatolli and Gratton, 2000
, for a two-photon version of
this experiment). For this purpose, we use two dyes with similar
excitation maxima and significantly different emission maxima, and
which partition differentially between the coexisting phases:
DiI-C20:0, which favors DPPC-rich phases over coexisting fluid phases
(Spink et al., 1990
), and Bodipy-PC, which favors the fluid phase.
These complementary probes produce clear visualizations of coexisting
phases in GUV of DPPC/DLPC. Figure 1
illustrates the form of the data, showing Bodipy-PC fluorescence
(upper left), DiI-C20:0 fluorescence (upper
right), and the merged, colorized image below. Orange fluorescence
from DiI-C20:0 identifies the DPPC-rich ordered phase, and green
fluorescence from Bodipy-PC identifies the DLPC-rich fluid phase. A
great advantage of using complementary dyes is that common artifacts,
such as bound small vesicles or patches of additional lipid, can easily
be recognized and therefore not interpreted as actual phase separation.
Representative images from a systematic examination of GUVs prepared
over a range of DPPC/DLPC/cholesterol compositions are shown in Fig.
2. In this and other experiments, sample
compositions are described by a pair of numbers, the mole fraction of
all of the lipid that is cholesterol (
chol) and the
fraction of all of the PC that is DPPC (



1.0 and from 0.0
chol
0.40.
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Consider the data for
chol = 0 shown as the bottom
row of Fig. 2. Consistent with the published temperature-composition
phase diagram for DPPC/DLPC (Van Dijck et al., 1977
), uniform
fluorescence for each dye is observed over the entire vesicle for






chol = 0.0 the Bodipy-PC and C20:0DiI
fluorescence images show the fluid phase to be continuous at




As cholesterol is added to DPPC/DLPC mixtures, solidus and fluidus
phase boundaries can be detected up to an overall cholesterol concentration
chol ~ 0.16. However, precise
location of these boundaries was not achieved due to the gradual
appearance or disappearance of the minor phase as sample compositions
were varied. Rather, for a given 

chol above which
only uniform fluorescence was observed, and below which coexisting
phases were evident, in replicated, independent experiments. These data
are summarized in Fig. 3.
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Remarkable behavior was observed for the compositions 0.6 < 

chol ~ 0.16, as seen in Fig. 3. However, at this
critical cholesterol concentration, macroscopic phase coexistence is
suddenly abolished. As
chol is gradually increased in
increments of 0.003, visual detection of phase coexistence disappears
abruptly at
chol = 0.16 ± 0.003. That is, for
0.6 < 

chol ~ 0.16 showing uniform fluorescence.
This surprisingly abrupt disappearance of coexisting lamellar phases does not imply, however, that compositionally distinct (i.e., DPPC- and DLPC-rich) domains have suddenly been abolished on every spatial scale. Our inability to resolve any such domains by CFM implies only that the spatial scale of any such domains, should they exist, must be smaller than ~300 nm. Any such submicrometer-scale (i.e., nanoscopic) domains would be invisible by CFM, and their detection would require another technique.
Fluorescence resonance energy transfer
Pedersen et al. (1996)
proposed a suitable method for detecting
coexisting membrane domains near a first-order thermotropic phase
transition. Two fluorescent probes were used, which must form an
efficient donor-acceptor pair and also partition differentially between the phases.
Here we report that this method can be especially powerful in revealing the presence of both coexisting micrometer-scale and nanometer-scale membrane domains. For such a pair of probes, a regime of phase coexistence must be manifest as a regime of reduced FRET as the dyes become spatially separated. The fluorescent dyes DiI-C20:0 and DiO-C18:2 serve as a suitable pair of probes for our experiments. When a series of DPPC/DLPC/cholesterol samples are prepared, such that their compositions traverse a two-phase region, the measured FRET will pass through a marked regime of reduced efficiency (which we abbreviate as RRE) in a manner consistent with simple differential probe partitioning.
To illustrate this, two FRET profiles, containing RREs and traversing
the two-phase region, have been fit with a simple probe-partition model, as shown in Fig. 4. At
chol = 0 (Fig. 4,
), the RRE is fit best by
K

chol = 0.15 (Fig. 4,
) is fit best by
K

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Because the FRET profiles across the two-phase region are fit so
well by this simple model, yielding Kp
consistent with expectations, we interpret RREs as signifying demixing
of DiI-C20:0 and DiO-C18:2 due to differential partitioning. With this
in mind, consider Fig. 5, which shows an
offset series of FRET profiles at increasing cholesterol
concentrations. Each of these profiles shows a marked RRE. The
boundaries of these regimes change smoothly with composition, with RREs
persisting up to
chol ~ 0.25. Apart from
RREs, we have not tried to interpret any other features of our FRET
profiles (e.g., either steep or more gradual


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To reveal better any patterns in the FRET data, it is useful to
view the entire data set together: a set of profiles corresponding to
18 values of
chol. Examining these in a two-dimensional
(2D) stacked plot is problematic, however, due in part to compression of the ordinate data. Therefore, consider Fig.
6, a three-dimensional (3D) plot, which
shows two views of an entire FRET data set up to
chol = 0.50. Figure 6 A shows that the
distinctive pattern of RRE extends from
chol = 0.0 to ~0.25. Figure 6 B shows that this regime terminates
abruptly at
chol ~ 0.26. Although RREs are to be
expected for
chol < ~0.16, it is noteworthy to
observe RREs for
chol > ~0.16, because GUVs of
this composition show no evidence of coexisting phases by CFM. However,
this regime of reduced FRET efficiency (~0.16 <
chol < ~0.25; ~0.6 < 

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Finally, Fig. 6 B shows that, for all higher cholesterol
concentrations that were examined (~0.25 <
chol < ~0.5), the FRET data are free of any
RREs. Based on this observation we do not infer that other
domain-forming regimes are absent from this large region of composition
space, but only that none have been detected by this particular pair of
DiO/DiI probes.
Dipyrene-PC excimer/monomer ratio
Domain formation is not the only possible type of
composition-dependent phase behavior. For this reason, we examined the
behavior of DPPC/DLPC/cholesterol mixtures by a different method that
is based on the properties of a dipyrene-PC probe. The intramolecular E/M ratio is sensitive to local molecular motion, order, and "free volume" (Vauhkonen et al., 1990
). Dipyrene-PC offers good
signal/noise (S/N) at low concentration, and its E/M ratio can
change dramatically with the phase state of the bilayer. This is
illustrated by Fig. 7, in which a series
of offset E/M profiles are shown at increasing cholesterol
concentrations. As 



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Figure 8 plots dipyrene-PC E/M over the
full range of lamellar phase compositions. The same data are shown from
three alternative perspectives: Fig. 8 B is a 90°
clockwise rotation of Fig. 8 A; Fig. 8 C is an
expanded view of one region shown in Fig. 8 B. Consider
Fig. 8 B. For 

chol < 0.25, and then increases rather steeply up
to the highest
chol examined. Similarly, Sunamoto et al.
(1980)
observed low E/M for a dipyrene-PC probe in cholesterol-free gel
phase bilayers of DPPC at 25°C, with an approximately three-fold
increase in E/M upon mixing with cholesterol at
chol ~ 0.4. These researchers also found an
increase in E/M upon heating pure DPPC bilayers above the main
transition temperature. Therefore, E/M is lowest in the DPPC-rich
ordered lamellar phase (a rigid lattice inhibits excimer formation),
higher in the fluid phase (a fluid lattice is more permissive for
excimer formation), and highest in the fluid-ordered phase(s), which
forms at high
chol (a fluid-ordered lattice favors the
highest rate of excimer formation).
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With this in mind, consider the remarkable wedge-shaped feature that is
revealed clearly in Fig. 8 C. At high DPPC content, 

chol < ~0.25. At lower


chol ~ 0.25 at 

chol ~ 0.16 at 

chol > 0.25, Fig. 8 B illustrates that E/M increases smoothly with
cholesterol concentration up to cholesterol saturation of the bilayer.
This implies that any composition-dependent phase transitions that may
occur at higher cholesterol concentrations are unlikely to be
accompanied by sudden changes in either the acyl chain order or
motional state of the membrane.
Spatial scales of membrane domains
The CFM images of coexisting membrane phases (Figs. 1 and 2) show
that they are easily resolved by optical microscopy. Therefore, we can
set a relatively firm minimum size for these separated phase domains:
~300 × 300 nm or ~150,000 lipids, while noting that
essentially all domains observed are actually much larger. This optical
resolution limit could be reduced somewhat further with a more
sophisticated image analysis (Kenworthy and Edidin, 1998
; Schütz
et al., 2000
).
Membrane domains that cause RREs in FRET (Figs. 4-6) must also be
greater than some minimum size for the probes to be photophysically separated. Assuming randomly distributed donors and acceptors, Wolber
and Hudson (1979)
analyzed the distance dependence of FRET in the
bilayer phase. More recently, Zimet et al. (1995)
considered a similar
system, in which a fluorescently-labeled lipid acceptor is effectively
excluded by protein from an area surrounding a protein-bound donor. In
this case, very little reduction in FRET occurs for protein diameters
smaller than the Förster distance (R0),
whereas nearly maximal reduction occurs for diameters
>4R0. For FRET between DiO and DiI, we estimate
R0 to be ~50-60 Å, based on DiO-DiI
quenching curves and on the calculated spectral overlap integral for
the fluorophors. R0, the distance at which FRET
is 50% of maximum (Förster, 1948
), was determined in two ways.
First, following Fung and Stryer (1978)
and Wolber and Hudson (1979)
, the quenching of DiO as a function of DiI concentration in the bilayer
yielded a value R0 ~ 80 Å if only DiI in
one leaflet quenches, or R0 ~ 60 Å if
DiI quenches equally from both leaflets (data not shown). Second,
following Förster (1948)
and computing the spectral overlap
integral, R0 ~ 50 Å. So, we can set a
minimum domain diameter on the order of R0 ~ 50-60 Å, which would be composed of ~40-60 lipids.
Note that this minimum size is comparable to the maximum possible
cluster size for nonideal mixing without phase separation (Huang and
Feigenson, 1993
). If the domain size is larger than ~50-60 Å, then
RRE would be detected in FRET experiments using a donor and acceptor
pair having an even larger R0. In contrast, to
detect smaller domains by FRET, a less efficient donor and acceptor
pair should be chosen.
To evaluate lateral heterogeneity on even smaller spatial scales, a
technique is needed having an extremely short and well-defined scale of
distance dependence. One such technique is fluorescence quenching by
spin-labels (London and Feigenson, 1981
). Fluorescent probes of a
variety of types can be quenched when they are within ~10 Å of a
nitroxide free radical. Thus, fluorescence quenching experiments
(Silvius et al., 1996
; Ahmed et al., 1997
; Xu and London, 2000
) are
sensitive to very small separations between fluorophor and quencher,
perhaps only 1-2 lipids (i.e., smallest-scale heterogeneities).
Information at this spatial scale is important to studies of lateral
heterogeneity, but it should be emphasized that the results of such
experiments should not be taken as diagnostic of first-order phase separation.
Finally, a brief comment regarding the temporal scales of membrane
domains is warranted. The FRET-based strategy for domain detection must
average any lateral heterogeneities on the timescale of the DiO/DiI
lifetimes. These are on the order of 10
9 s, whereas
nearest-neighbor lipid exchange occurs on a timescale of
10
7 s. For this reason, we can say nothing of the
characteristic lifetimes of nanoscopic domains. However, we can report
that the macroscopic phase domains observed by fluorescence microscopy persist for at least an hour at 24°C, our longest continuous
observation time. This can be compared with the recent reports by
Schütz et al. (2000)
that micrometer-scale domains persist for
minutes in the plasma membrane of muscle cells, and by Dietrich et al. (2001)
that GUV composed of Sph/DOPC/cholesterol show similar persistence of fluid but ordered macroscopic domains.
Ternary phase diagram
As a summary description, we have placed all of the results above on a triangular diagram, Fig. 9, which describes the observed phase behavior as a function of composition. Each region in this ternary phase diagram is now discussed.
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A DLPC-rich fluid lamellar phase, L
.
This region has the following properties characteristic of an
L
phase. 1) The translational diffusion coefficient of
DiI-C20:0 is ~3 × 10
8
cm2s
1 (Korlach et al., 1999
). 2) E/M values
are near those for pure DLPC hydrated fluid lamellae. 3) The
fluid-preferring probes DiO-C18:2 and Bodipy-PC partition
preferentially into this phase, whereas DiI-C20:0 partitions out of
this phase.
B Coexisting L
and DPPC-rich ordered
phases. This assignment is based on several observations. 1) CFM
shows separated macroscopic phase domains, and the expected probe
partitioning behavior: DiI-C20:0 preferring the DPPC-rich ordered phase
and BODIPY-PC the DLPC-rich fluid. 2) Within this region, FRET data are
fit by a simple model of differential probe partitioning, with
Kp values consistent with coexisting DLPC- and
DPPC-rich phases. 3) DT analysis of DiI-C20:0
yields two components, a fast one characteristic of diffusion in a
fluid bilayer and a slower one characteristic of diffusion in ordered
bilayers (Korlach et al., 1999
). 4) L
and DPPC-rich
phase coexistence is quantitatively consistent, at both the fluidus and
solidus boundaries, with the well-established L
and
L
coexistence for
chol = 0 (Van Dijck et al., 1977
; Buboltz and Feigenson, 2000
). Note that, because the upper boundary of this region is effectively horizontal, a small
change in
chol acts as a switch between one- and
two-phase regimes. Moreover, because both the upper and lower
boundaries are horizontal, it may well be that all the thermodynamic
tie lines in region B are horizontal. If so, then cholesterol must partition equally well into both the fluid and ordered phases.
C DPPC-rich ordered phase. E/M values are ~0.5 up to
chol ~ 0.25, characteristic of a rigid ordered
phase. CFM images are uniform. At 

' phase, an ordered phase with acyl chains
tilted relative to the bilayer normal. However, there must be a
transition between the L
' and L
phases in
this region, because the chain tilt characteristic of pure DPPC is
abolished by the presence of low concentrations of cholesterol (Hui and
He, 1983
).
D A single phase that changes continuously from a DPPC-rich
ordered phase at the C/D boundary to a fluid-ordered phase at the D/E
boundary. According to CFM, this is a one-phase region, but RREs
in FRET indicate differential probe partitioning, consistent with
DLPC-rich (L02) and DPPC-rich domains. Region D is part of the wedge-shaped region of locally elevated E/M seen in Fig.
8 C. The boundaries are defined by the loss of macroscopic
phase coexistence at
chol ~ 0.16, the rise in E/M
at
chol ~ 0.16, the abrupt drop in E/M at
chol ~ 0.25, and the RRE boundaries at


E L02, a fluid-ordered phase. This region, as well as region D, is demarcated by a region of locally elevated E/M values seen in Fig. 8 C, suggesting a fluid-ordered phase. We have not established precisely where region A ends and region E begins.
F L01, a fluid-ordered phase. At least a
portion of the lower boundary of F is at
chol ~ 0.25 where E/M begins a smooth rise that continues all the way to
chol = 0.66, the maximum cholesterol concentration
that can be accommodated within DLPC/DPPC bilayers (Huang et al.,
1999
). We have not yet established the boundary between region F and
region E. There might be a continuous transition between
L02 and L01, based on the nearly seamless
change in E/M between these regimes. At high cholesterol content, the
properties of this phase change little between the extremes in
composition: DT is 3 × 10
9
cm2s
1 at
chol = 0.60, 

9 cm2s
1 at
chol = 0.60, 

).
G Coexisting crystalline cholesterol and a
cholesterol-saturated lamellar phase. In this regime, all
cholesterol in excess of
chol = 0.66 spontaneously
phase separates to form crystals of cholesterol monohydrate (Huang et
al., 1999
).
Continuous phase transitions
In region D of our ternary phase diagram, the phases at the
boundaries are different but do not separately coexist. In this region,
addition of DPPC to compositions along the D/E boundary causes a
continuous change of the phase, with the transition complete at the C/D
boundary. Therefore, this transition is not first-order. Such
transitions are variously termed second-order, higher order, or
order-disorder transitions (Denbigh, 1981
) or continuous transitions.
We are not the first to argue that continuous phase transitions occur
in bilayer lipid mixtures containing cholesterol. Jähnig (1981a
,b
) considered that, in certain PC/cholesterol mixtures, the
latent heat associated with the main (i.e., gel-fluid) transition decreases with increasing cholesterol content and ultimately disappears at a critical cholesterol concentration,
chol ~ 0.2. Moreover, fluctuations in order parameter are maximal at
chol ~ 0.2, as is lateral compressibility.
According to Jähnig's theoretical treatment, the particular
value of this critical cholesterol concentration depends upon the
cross-sectional areas of phospholipid and cholesterol, and the
coherence length of phospholipid interactions. In this connection, it
is interesting to note that Blume and Hillmann (1986)
reported that
bilayers and monolayers of dimyristoylphosphatidic acid/cholesterol
have a critical point at
chol ~ 0.12, as
indicated by light scattering.
In other liquid crystalline mixtures, higher-order transitions have
been described for smectic-A to hexatic-B (Huang et al., 1989
),
smectic-A to smectic-C (Huang and Lien, 1985
), for an aqueous equimolar
mixture of 1-palmitoyllysoPC/dipalmitoylphosphatidylethanolamine (Checchetti et al., 1996
), for DPPC (Mitaku et al., 1983
), and for
dimyristoylPC, distearoylPC and their bilayer mixtures (Sugár et
al., 1999
).
Studies of higher-order transitions have been an exciting experimental
and theoretical topic in condensed matter physics for many years (see
reviews by Strandburg, 1988
; Dash, 1999
). Indeed, the second-order
thermotropic transitions of copper-zinc mixtures (
-brass) were the
subject of active study more than 60 years ago (Jones and Sykes, 1937
).
Comparisons may even be drawn between our proposed phase diagram and
the broader literature. For example, because the chemical potential of
cholesterol is a function of its mole fraction,
chol
could be viewed as a surrogate thermodynamic field variable. Given this
point of view, one feature of our tentative phase diagram, the
termination of a locus of second-order transitions (D/E boundary) at a
first-order coexistence curve (region B boundary), is reminiscent of
the thermotropic phase behavior in 4He-3He
mixtures (Isihara, 1991
). Moreover, in terms of this view, a
distinctive feature of our phase diagram, the pronounced flatness of
the coexistence curve near the critical point (i.e.,
chol ~ 0.16), may simply reflect the effective
two-dimensionality of the DPPC/DLPC/cholesterol system (Rowlinson and
Widom, 1989
).
Molecular-level model
Now we speculate about the molecular interactions that may characterize DPPC/DLPC/cholesterol mixtures and the physical origin of these interactions.
In an earlier Monte Carlo study (Huang and Feigenson, 1999
),
Huang suggested that a dominant feature of phospholipid-cholesterol mixing is that the largely nonpolar cross-section of cholesterol must
be shielded from contact with bulk water by neighboring phospholipid headgroups. Indeed, this requirement is reflected in a well-defined feature of our ternary phase diagram, the phase boundary at
chol = 0.66 (Huang et al., 1999
). This is the
maximum cholesterol concentration for these bilayer mixtures, above
which all additional cholesterol precipitates as the monohydrate
crystal. Throughout the remaining discussion, we will elaborate on the
role that phospholipid-cholesterol shielding could play at lower
values of
chol, as we describe our provisional model for
composition-dependent phase behavior in DPPC/DLPC/cholesterol mixtures.
First we focus on the regime of coexisting DPPC-rich ordered and
DLPC-rich fluid lamellar phases (region B, Fig. 9), noting that the
addition of cholesterol up to mole fraction
chol ~ 0.16 has a relatively modest effect on the phase boundaries.
Cholesterol addition from
chol = 0.0 to 0.16 does
shift the fluidus boundary from ~0.3 to ~0.6, but hardly shifts the
solidus, as seen by CFM (Fig. 3), FRET (Fig. 5), and E/M (Fig. 7).
Furthermore, calorimetric measurements from many different laboratories
are in agreement that the gel-fluid phase transition is only modestly
influenced by cholesterol at low concentrations. For binary
DPPC/cholesterol mixtures, the gel-fluid transition is somewhat
broadened, by about 1°C, and shifted, also by about 1°C, when
chol is increased from 0.0 to ~0.15 (Mabrey et al.,
1978
; Estep et al., 1978
; Huang et al., 1993
; McMullen and McElhaney,
1995
).
According to our provisional model (and consistent with calorimetric
data), when cholesterol is dilute, its nonpolar cross section can be
shielded from water by very slight rearrangements of the
nearest-neighbor PC headgroups. However, when every PC headgroup in the
mixture has accommodated one nearest-neighbor cholesterol, then any
additional cholesterol must suffer some exposure to water unless the
lattice changes. Each PC would have a single cholesterol
nearest-neighbor when the cholesterols have between 5 and 6 PC
nearest-neighbors, depending upon lattice details. This critical
cholesterol concentration corresponds to
chol ~ 0.143-0.167.
Therefore, we propose that the fluid bilayer lattice undergoes a phase
transition at
chol ~ 0.16 to provide shielding of additional cholesterol from water. The lattice could rearrange either
by collapsing the cross-sectional area of the acyl chains, by expanding
the cross-sectional area of the headgroups, or both. Because the
dipyrene-PC probe experiences an environment of increased acyl chain
order above
chol ~ 0.16, we propose that the
fluid lattice rearranges with a sharp reduction in the cross-sectional area of the PC acyl chains. Each PC headgroup would then have a greater
capacity to shield neighboring cholesterols from bulk water. As an
example, consider that a PC that occupies 70 Å2 in the
L
phase would occupy about 30 Å2 less upon
switching to all-trans acyl chains. This is nearly equal to
the estimated 37-Å2 cross-sectional area of cholesterol
(Small, 1986
). Further characterization of this putative chain-ordering
transition at
chol ~ 0.16 would require
measurements of the acyl chain order parameter over a large range of
compositions. However, this physical picture is consistent with the
well-known cholesterol-induced increase in phospholipid acyl chain
order parameter, and the so-called "condensing effect" (Leathes,
1925
; Demel et al., 1967
; Stockton and Smith, 1976
; Vist and Davis,
1990
).
But why should a transition of fluid-phase acyl chains to smaller
cross-sectional area be coupled to the disappearance of macroscopic
phase coexistence? FRET indicates that compositionally distinct domains
persist well above
chol ~ 0.16, even though macroscopic phases cannot be resolved by CFM. We speculate that the
DPPC-rich ordered domains interact more favorably with the L02 phase (i.e., are "wetted" better) than with the
more chain-disordered L
phase, resulting in a
dramatically reduced interfacial free energy. This is consistent with
the general principle that interfacial tension vanishes when
approaching a critical point (Rowlinson and Widom, 1989
).
What happens if the cholesterol concentration increases further? The
wedge-shaped region in Fig. 8 is sharply bounded at
chol ~ 0.25, with the locally-elevated E/M
characteristic of regions D and E abruptly dropping back down to a
lower value at this cholesterol concentration. This suggests that the
disappearance of the L02 phase is due to its inability to
accommodate more cholesterol. Just above
chol ~ 0.25, E/M begins to rise again, for all 

chol = 0.25 corresponds to exactly 3 PC per
cholesterol, we speculate that, at
chol = 0.25, each cholesterol is surrounded by exactly six all-trans acyl
chains. The further addition of cholesterol would cause the free energy
of this lattice to rise steeply, because a different lattice of PC
headgroups would be necessary to shield any additional cholesterols
from water. Such a headgroup reorientation would actually increase the
area available for each acyl chain and for the additional cholesterol.
Experiments sensitive to order parameter might yield evidence of these changes.
Other published studies of the ordered DPPC-rich phase are consistent
with a key role for phospholipid-cholesterol shielding. At 22°C, with


chol = 0.0, the
DPPC-rich phase is the chain-tilted L
' phase (Tardieu, 1973
). Wide-angle x-ray diffraction indicates that addition of cholesterol to the L
' phase results in a change of chain
packing from orthorhombic to hexagonal (McIntosh, 1978
), and low-angle
diffraction shows a loss of chain tilt and a dramatic increase in
interlamellar repeat distances (Hui and He, 1983
). These lattice
changes (and perhaps others) enable each cholesterol to be accommodated
in the ordered DPPC-rich lattice up to
chol ~ 0.25, or 3 PC per cholesterol.
According to our CFM studies of GUV, the Bodipy-PC and DiI-C20:0 probes
were uniformly distributed throughout the DPPC-rich region. It should
be noted, however, that these probes have not been selected for their
ability to distinguish between coexisting DPPC-rich phases. Other
researchers studying DPPC/cholesterol have interpreted spectroscopic
changes that begin at
chol ~ 0.08 and continue to
chol ~ 0.25 as indicating the separation of a cholesterol-rich phase (Recktenwald and McConnell, 1981
; Ipsen et al.,
1987
; Sankaram and Thompson, 1990a
,b
; Vist and Davis, 1990
; Risbo et
al., 1995
). 13C-NMR studies (Huang et al., 1993
; Guo and
Hamilton, 1995
) have shown that, just beyond
chol ~ 0.06-0.08, a narrowed component appears in the spectrum of
sn2-carbonyl-labeled DPPC. This narrowed component has been
interpreted as a change in conformation of the sn2 carbonyl,
to approximately the magic angle (
55°), together with
fast axial reorientation (Wittebort et al., 1982
). In a pure
phospholipid, this sharp component corresponds to the appearance of the
fluid L
phase, so the interpretation of the
DPPC/cholesterol results has been that a new, cholesterol-rich "liquid-gel" phase (also termed the L0 or
phase)
has appeared. However, to rationalize observed line broadening in the
supposed two-phase region, Huang et al. (1993)
suggested that the data could indicate molecular exchange between coexisting domains on the
order of ~100 lipids. Therefore, we would emphasize that our failure
to observe coexisting DPPC-rich phases by CFM might be due to
non-optimal probes, nanoscopic phase-domain scales, or both.
Finally, we note that McConnell and coworkers (Keller et al., 2000
)
have used monolayer studies of phospholipid/cholesterol mixtures at
relatively low film pressures to propose that stoichiometric "condensed complexes" of 2 phospholipids/1 cholesterol form, by a
cooperative mass action mechanism, in lipid bilayers. Apparently, the
experimental conditions used for these monolayer studies are sensitive
to formation of this 2/1 complex, but not to the cholesterol-induced phase changes that we observe in bilayers at
chol = 0.16 and 0.25.
Implications and considerations
The system we have studied, DPPC/DLPC/cholesterol at 22°C, is not the best model for a mammalian plasma membrane. Now that we have established the basic features of this ternary phase diagram, studies of a better model, Sph/POPC/cholesterol at various temperatures, are underway.
In region D of our proposed ternary phase diagram, a phase transition occurs without macroscopic phase separation. We refer to this as a region of "continuous phase transition," having thermodynamic characteristics that require further study. For example, spatial correlation lengths should be evaluated throughout this region (e.g., by neutron scattering) and Monte Carlo simulations should be pursued in an effort to reproduce this hypothesized phase behavior based on a well-defined molecular-level model. All the regions of our proposed phase diagram must be characterized further (e.g., in terms of diffusion coefficient, order parameter, packing, and motional details). The insights thus provided will inform molecular dynamics calculations and Monte Carlo simulations.
One implication of the studies reported here is that multicomponent
lipid mixtures are capable of a rich variety of phase behavior,
including the coexistence of chemically distinct membrane environments.
Regardless of whether these domains are manifest as either coexisting
phases or as a single nanocomposite phase, it would be interesting to
know how other components redistribute between these membrane
environments (e.g., into ordered domains, fluid domains, or at domain
boundaries). In general, we would like to understand the partitioning
behavior of various membrane proteins, gangliosides, and lipid species.
For example, consider the protein-protein interactions that are early
events in signaling pathways (Incardona and Eaton, 2000
). Are
all such interactions to be understood purely in terms of
protein-protein contacts? Or might there be groups of proteins that
share similar partitioning behavior, being concentrated in certain
types of lipid domains or at domain interfaces?
In this study, we have not addressed the issue of overall phase behavior in real mammalian plasma membranes. However, if there are coexisting ordered and fluid environments in mammalian plasma membranes, then membrane-bound molecules will partition between these environments and will be either concentrated with, or isolated from, certain other membrane-bound molecules. In addition, the diffusion of membrane-bound molecules will reflect the connectivity of these membrane environments. Therefore, our understanding of membrane biochemistry will be greatly informed by any fundamental advances in our understanding of lateral heterogeneity within biomembranes.
Based on the arguments presented earlier, we suggest that cholesterol
could serve to ramify coexisting phases, creating "nanocomposite" phases, (e.g., region D of Fig. 9). A highly ramified system of membrane environments would enhance the partitioning and diffusion kinetics of membrane components, so the biochemical implications of
such a nanoscopic phase seem considerable. Perhaps these nanocomposite phases are related to "membrane rafts," cholesterol- and
sphingomyelin-rich plasma membrane domains having characteristic
protein content (Simons and Ikonen, 1997
). If so, then perhaps raft
terminology will need to be expanded: in region D, the isolated domains
vary from rigid-ordered-like within a less rigid environment, to
fluid-ordered-like within a more rigid environment. For
chol > 0.25, no more rigid-ordered phase exists at
any DPPC concentration. Any nanoscale domains that might exist with
chol > 0.25 must be fundamentally different from
those detected in region D.
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ACKNOWLEDGMENTS |
|---|
This work was supported by National Science Foundation Grant MCB-0077630. The authors acknowledge the Donors of the Petroleum Research Fund, administered by the American Chemical Society, for partial support of this research. The authors would like to thank B. Widom for helpful discussions.
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FOOTNOTES |
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Received for publication 13 November 2000 and in final form 23 March 2001.
Address reprint requests to Gerald W. Feigenson, Cornell Univ., 201 Biotechnology Bldg., Ithaca, NY 14853-2703. Tel.: 607-255-4744; Fax: 607-255-6249; E-mail: gwf3{at}cornell.edu.
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REFERENCES |
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