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Biophys J, September 2001, p. 1360-1372, Vol. 81, No. 3
*Humboldt-Universität zu Berlin,
Mathematisch-Naturwissenschaftliche Fakultät I, Institut
für Biologie/Biophysik, D-10115 Berlin, and
Humboldt-Universität zu Berlin, Charite, Bereich
Medizin, Institut für Biochemie, D-10117 Berlin, Germany
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ABSTRACT |
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Studies on fusion between cell pairs have provided
evidence that opening and subsequent dilation of a fusion pore are
stochastic events. Therefore, adequate modeling of fusion pore
formation requires a stochastic approach. Here we present stochastic
simulations of hemagglutinin (HA)-mediated fusion pore formation
between HA-expressing cells and erythrocytes based on numerical
solutions of a master equation. The following elementary processes are
taken into account: 1) lateral diffusion of HA-trimers and receptors,
2) aggregation of HA-trimers to immobilized clusters, 3) reversible
formation of HA-receptor contacts, and 4) irreversible conversion of
HA-receptor contacts into stable links between HA and the target
membrane. The contact sites between fusing cells are modeled as
superimposed square lattices. The model simulates well the statistical
distribution of time delays measured for the various intermediates of
fusion pore formation between cell-cell fusion complexes. In
particular, these are the formation of small ion-permissive and
subsequent lipid-permissive fusion pores detected experimentally (R. Blumenthal, D. P. Sarkar, S. Durell, D. E. Howard, and
S. J. Morris, 1996
, J. Cell Biol. 135:63-71).
Moreover, by averaging the simulated individual stochastic time courses
across a larger population of cell-cell-complexes the model also
provides a reasonable description of kinetic measurements on lipid
mixing in cell suspensions (T. Danieli, S. L. Pelletier, Y. I. Henis, and J. M. White, 1996, J. Cell Biol.
133:559-569
).
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INTRODUCTION |
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Fusion of enveloped viruses with either the
plasma membrane or the endosomal membrane of host cells is mediated by
specific viral transmembrane proteins. To this end, the ectodomain of
these spike proteins has to undergo a conformational change into a
fusion-active structure. Spike proteins of enveloped viruses taken up
into a host cell by the endocytic route (as, for example, the
hemagglutinin (HA) of influenza virus, the G-protein (VSV-G) of
vesicular stomatitis virus, or the E1/E2-protein of Semliki Forest
virus) undergo a conformational change at the acidic pH milieu in the
late endosomal lumen. For spike proteins of viruses fusing with the
plasma membrane of a host cell at neutral pH, e.g., the Sendai virus (F
protein) or the human immunodeficiency virus (HIV) (gp41/120 protein), the trigger is thought to be set by interaction between the spike protein and receptors of the plasma membrane. Despite differences in
the molecular architecture of the spike proteins, the natural target
membranes, the uptake mechanism for the virus, and the trigger for the
respective conformational change, it is generally believed that
essential features of the fusion process are conserved among the
various enveloped viruses. A general scheme of the fusion process has
to envisage the following main steps. 1) The virus binds to the
respective receptors of its target membrane. Often, and rather
typically, binding and fusion activity are implemented in the same
viral protein (e.g., HA, VSV-G, or gp41/120). 2) A fusion-active
conformation of the viral fusion protein is triggered. Interaction with
the receptor of the target cell may be essential for this
conformational change and the conformation itself. Similar motifs of
the secondary and higher structure of the ectodomain of different spike
proteins have been identified under conditions where fusion is
mediated. Several studies suggest that the structural feature of an
extended, triple-stranded rod-shaped
-helical coiled coil represents
a common structural and functional motif of fusion proteins of various
enveloped viruses (Skehel and Wiley, 1998
) such as orthomyxoviruses
(Carr and Kim, 1993
; Bullough et al., 1994
), paramyxovirus (Baker et
al., 1999
), retroviruses (Chan et al., 1997
; Tan et al., 1997
;
Weissenhorn et al., 1997
; Fass et al., 1996
; Kobe et al., 1999
; Caffrey
et al., 1998
), and filovirus (Weissenhorn et al., 1998
; Malashkevich et
al., 1999
). The transition into a fusion-active structure is
accompanied by the exposure of a hydrophobic fusion sequence inserting
eventually into the target membrane (Durell et al., 1997
). 3) A fusion
pore is formed. Studies on influenza virus A (Morris et al., 1989
;
Ellens et al., 1990
; Doms and Helenius, 1986
; Danieli et al., 1996
;
Blumenthal et al., 1996
) and baculovirus (Markovic et al., 1998
)
implicated that aggregation of the fusion proteins to a multimeric
complex is required to form a fusion pore. Typically, to elucidate the intermediates of fusion pore genesis and their structures, fusion between viral-protein-expressing cells and appropriate target cells
(e.g., red blood cells) is studied. Such a model system even allows
detection of single fusion events between of two fusing cells.
Mathematical models may provide a powerful tool to simulate the fusion
process, in particular between fusing cells, on a quantitative level
and, by that, to understand common structural motifs and mechanisms of
enveloped virus fusion (Bentz, 2000
, 1992
; Ludwig et al., 1995
).
Recently, employing a mass action kinetic model, the dynamics and size
of the multimeric fusion HA complex was studied by comparing computed
and measured fractions of cells equipped with the first fusion pore
(Bentz, 2000
). However, the predictive power of existing models is
limited by the fact that a reasonable but nevertheless phenomenological
function was used for the statistical distribution of the various
time-dependent pore-forming events across an ensemble of fusing cells.
Danieli et al. (1996)
applied a Hill equation to model the dependence of the time delay in the onset of the lipid flow (
signal) upon varying HA densities. Blumenthal et al. (1996)
assumed that the time
shift between occurrence of a change of the membrane potential of the
target membrane (
signal) and of the 
signal in single-cell fusion measurements follows an exponential probability distribution. Similarly, Bentz (2000)
postulated a binomial distribution of first
fusion pores across the population of cell-cell fusion complexes studied. Evidently, the fitted value of model parameters, e.g., the
minimum number of aggregated HA trimers required to form a nascent
fusion site, is strongly influenced by the choice of the statistical
distribution function. Therefore, we propose here a model approach that
aims at predicting the statistical distribution of the various
time-dependent stages in pore formation. The approach explicitly takes
into account the stochastic nature of the various elementary processes
underlying the fusion process on the level of individual cell-cell
contacts: the size of the contact area between two fusing cells, the
lateral movement of fusion proteins and receptor molecules in the
respective bilayer, and the interactions between fusion proteins and receptors.
Our approach does not allow only simulation of single cell-cell fusion events but also fusion measurements performed on cell suspension. The observed fusion kinetics measured in a cell suspension by monitoring time-dependent changes in the flow of fluorescent lipids results from the superposition of the stochastic cell-cell fusion signals. Accordingly, our modeling approach consists of two steps: 1) stochastic simulation of the fusion process taking place between single cells and 2) simulation of fusion kinetics in cell suspensions by using the ensemble average of individual stochastic trajectories.
The chain of events leading to the formation of a fusion pore between
individual cells defines a Markov process that is governed by a master
equation. The numerical solution of the master equation is performed by
the algorithm introduced by Gillespie (1976)
and provides stochastic
time courses for the distinct intermediates of single-cell fusion.
Values for the three unknown rate constants of the model are chosen
such that a satisfactory concordance is achieved between simulated and
observed 
and 
signals. Next, by averaging individual
stochastic time courses across a sufficiently large number of cell-cell
fusion complexes we demonstrate that the proposed model also provides a
satisfactory simulation of the fusion kinetics measured in cell populations.
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MODEL |
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Simulation lattice
The initial step of fusion pore formation consists in the binding
of a HA-expressing cell to the target cell. Upon binding, small contact
sites are formed between the cells, where both cell membranes lie
approximately parallel and sufficiently close to each other to enable
molecular interactions between them. These contact sites constitute the
effective contact area. For what follows it is important to remark that
the effective contact area can be considerably smaller than the total
contact area estimated from micrographs of fusing cells. For example,
Kozlov and Chernomordik (1998)
reported the effective contact
area between fusing cells to amount to ~1
µm2. On the other hand, the total contact area
has been assumed to be on the order of ~30
µm2 (Frolov et al., 2000
). In the following, we
restrict the stochastic simulations to the kinetic processes taking
place within the effective contact area. To this end, both membrane
regions involved in a contact site are represented as a two-dimensional
lattice constituted by small squared membrane units (in the following
referred to as unit cells) covering the membrane area (Fig.
1). The edge length of a unit cell is set
to 6 nm, which corresponds approximately to the spatial extension of HA
trimers (see Wilson et al., 1981
; Böttcher et al., 1999
).
Diffusion of HA trimers and receptors is modeled by random transitions
between adjacent cells of the simulation lattice. The lattice is
considered continuous, so that molecules leaving at one side are
reintroduced at the opposite side, thus keeping the number of molecules
constant. Lateral movement of integral membrane proteins is mainly
brought about by random collisions with membrane lipids. The mean jump
distance for membrane lipids is ~0.8 nm (Träuble and Sackmann,
1972
). Thus, modeling lateral diffusion by random transitions between
lattice cells with edge length of 6 nm fulfills the prerequisite that
the mean free path of the diffusing molecule has to be smaller than the characteristic length of the simulation lattice.
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A single unit cell cannot be occupied by more than one molecule (HA or receptor R) in each of the respective membranes. The effective contact area is dissected into smaller simulation areas, each represented by a lattice of unit cells. As checked by successively increasing the size of the simulation lattice, 50 × 50 unit cells are enough to prevent a notable influence of marginal effects caused by re-entering fusion intermediates leaving the simulation lattice during the simulation. Although the simulation lattice was initially chosen for computational reasons, experimental data underline that this size is in good agreement with that of a single contact site.
The cumulative distribution function
Ftot(t) for any fusion intermediate to
occur within the time span t in the effective contact area
between two fusing cells can be related to the corresponding distribution function Fsample(t) for
a simulation lattice by
|
(1) |
Fsample(t) is the
probability that a fusion intermediate has not occurred within time
span t in a single simulation area. Hence, the probability
that this intermediate has not occurred within this time span in any of the N independent simulation areas is given by
pN.
Following Kozlov and Chernomordik (1998)
, the total contact area
between fusing cells amounts to ~1 µm2. Based
on this value, the distribution function (Eq. 1) has to be calculated
from the distribution function of N = 12 (12 × 0.09 µm2
1 µm2)
simulation lattices.
Model variables and processes
The variables of the fusion model and the elementary processes that may take place between them are detailed in the following.
HA: activated hemagglutinin trimers
HA is organized as a homotrimer in the membrane. Each monomer consists of two disulfide-linked subunits, HA1 and HA2 (Gething et al., 1986R: receptor
An important step in HA-mediated cell fusion is the binding of HA to a sialic acid containing receptor of the target membrane (White et al., 1982HA-R: HA-receptor contact
The formation of HA-receptor contacts is considered to be of importance in fusion in that the refolding of HA toward a fusion-competent conformation can be promoted by the interaction between HA1 and the sialic-acid-containing receptors (de Lima et al., 1995HA*: immobilized HA trimer captured in a HA cluster
The relevance of HA clusters for fusion was evidenced by several studies (Danieli et al., 1996C: HA-receptor-membrane link
A HA-R contact can make a transition to a stable, nonreversible link between HA and the target membrane, the HA-receptor-membrane link. It is reasonable to assume that this transition is associated with a transition of the activated HA trimer into an extended coiled-coil conformation and/or formation of an anti-parallel helices bundle (Bullough et al., 1994IP: ion-permissive early fusion pore
Formation of the early fusion pore starts with a small opening in the contact site that makes the inner lumen of the target cell continuous with that of the HA-expressing cells. This process leads to a change in the membrane potential of the target cell (
signal),
which can be measured by voltage-sensitive dyes (Blumenthal et al.,
1996
signals in the early phase of fusion pore genesis
(Melikyan et al., 1993LP: lipid-permissive pore
The ion-permissive fusion pore may advance to a larger and more stable pore, the so-called lipid-permissive pore (also referred to as lipid-mixing pore) which can be monitored by lipid dye transfer between membranes (
signal). In the model, the transition IP
LP requires that at least three HA-receptor contacts of the early fusion
pore arranged in triangle configuration transit into stable HA-receptor-membrane links (C). Hence, a lipid-permissive pore must
comprise at least one cluster of three HA-receptor-membrane links
arranged in triangle configuration (cf. Fig. 1).
Master equation
Let p
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(2) |
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i', j', X') in Eq. 2 gives the
probability with which occupation of the unit cell (i,
j) by the molecular species X is affected by the molecular species X' resident in the unit cell (i', j').
Because the kinetic processes included in the model may take place
either in a single cell (formation of HA-R or C) or between adjacent
cells (lateral diffusion of HA, formation of HA* clusters) the
summation across the cell indices i' and j' in
the master equation (Eq. 2) actually covers only i' = i, i + 1, i
1 and
j' = j, j + 1, j
1. For example, occupation of the unit cell (i, j)
by a mobile HA trimer may increase from 0 to 1 only due to invasion of
a HA trimer from one of the neighboring unit cells or dissociation of a
HA-receptor contact present in the same cell. Correspondingly,
occupation of the unit cell (i, j) by a mobile HA
trimer may decrease from 1 to 0 by transition of a HA trimer from this
cell into one of the neighboring unit cells or by formation of
HA-receptor contact within this cell (for rate constants refer to Table
1):
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(3.1) |
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(3.2) |
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(3.3) |
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(3.4) |
Simulation technique
Numerical solution of the master equation (Eq. 2) can be carried
out by means of a compact and simple simulation algorithm (Gillespie,
1976
).
1) Generating random initial occupations
At time 0, HA trimers and receptor molecules are randomly placed into the unit cells of the simulation lattice. This is performed by generating a random number z
[0, 1] for each unit cell
of the lattice and putting a respective molecule into the cell if this
random number is not larger than the given particle density. Such an
algorithm assures random fluctuations of the initial molecule concentrations in the small simulation area.
2) Choosing a random time step
The probability prest that the distribution of the model variables across the simulation matrix does not change during the time interval
t decreases
exponentially; prest = e
Atot
t.
Atot is the total transition
probability obtained by adding up the transition probabilities of all
possible elementary processes considered in the model. Thus, the time
t required for any transition to occur is a stochastic
quantity that can be computed by
t =
(1/Atot)ln(z) with
z being a uniformly distributed random number in [0,1].
The absolute time t is increased by the time step
t, i.e., t
t +
t.
3) Selecting randomly a distinct transition process
The next step is to select from the whole set of all (Ntot) possible transition processes a single transition process to be executed within the time span
t. To this end, one process out of all possible processes
is selected. The probability of a process i to be chosen
corresponds to its relative transition probability Ai/Atot.
4) Updating the occupation numbers of the unit cells
Depending on the single transition process chosen, the occupation numbers of the involved unit cells have to be updated. If, for example, the selected transition process consists in the formation of a HA-R contact in the unit cell (i, j), new occupation numbers are obtained by putting N
N
1, N
N
1, N
N

Stochastic simulations of single-cell fusion kinetics
The master-equation approach outlined above provides values for
the stochastic variables t



|
(3) |
|
(4) |
(x) denotes the unit-step function; i.e.,
(x) = 1 if x
0 (0 else). By
employing Eq. 1, these cumulative frequency distributions for the first
occurrence of a fusion-pore intermediate (ion-permissive pore or
lipid-permissive pore) on the simulation lattice can be used to
calculate the related cumulated frequency distributions
F

Stochastic simulations of fusion kinetics in cell suspensions
The cumulative distributions
F



-th cell-cell contact.
Given that each lipid-permissive pore initiates lipid mixing, the
overall dequenching signal (FDQ) observed in a population of cells
(Ncells) at time t represents the
superposition of dequenching signals initiated at time
t
-th cell pair:
|
(5) |
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(6) |
characterizes the kinetics of the lipid redistribution
(Chen et al., 1993
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(7) |
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RESULTS |
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Simulation of single-cell fusion kinetics
The proposed mathematical model was first applied to simulate
single-cell fusion kinetics as measured by Blumenthal et al. (1996)
.
The numerical values of the kinetic parameters used in these
simulations are depicted in Table
1. The rate constants for the diffusion of HA trimers and receptor molecules were calculated from measured diffusion coefficients D (Danieli et al.,
1996
; Gutman et al., 1993
) according to D =
x2/4t, yielding
k = 4D/
x2 with
x = 6 nm
for the rate with which a transition takes place from one unit cell to
the neighboring unit cell. Numerical values for the remaining three
rate constants were chosen such that a reasonable concordance between
simulated and observed data was achieved. Note that the definition of
the rate constants used in the model is different from the definition
of phenomenological rate constants in chemical reaction kinetics in
that the latter also include the collision probability (cross section).
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Fig. 2, A and B, depict the distribution of HA trimers across the simulation lattice at the beginning (t = 0 s) and after 50 s of simulation. Placing the HA trimers randomly to the cells of the simulation lattice at t = 0 s, most of them are isolated without forming clusters with adjacent HA trimers. During the fusion process almost all HA trimers are trapped into immobile HA-clusters of different shape. It has to be noted that irrespective of this clustering, the HA trimers keep interacting with receptor molecules to form HA-R contacts and HA-receptor-membrane links (not shown in Fig. 2, A and B).
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Fig. 2 C shows an example of the time-dependent stochastic
trajectories for free receptors, HA-R contacts, and stable
HA-receptor-membrane links for one simulation on a 50 × 50 lattice. There is a decline in the number of free receptors from
initially 65 molecules to ~20 molecules after 600 s. This
decline is paralleled by a increase in the number of stable
HA-receptor-membrane links hosting most of the available receptors
because the number of HA-R contacts remains very small during the whole
time course. The reversibility in the formation and decay of HA-R
contacts is reflected by large fluctuations of the respective
trajectory. The vertical lines in Fig. 2 C indicate the
delay time tip = 134 s for the
first occurrence of an ion-permissive pore (
signal) and
tlp = 605 s for the first
occurrence of a lipid-permissive pore (
signal) during the simulation.
From repeated simulations on a 50 × 50 simulation lattice we
constructed the statistical distributions (Eqs. 3 and 4) of the characteristic time span needed for the first occurrence of an ion-permissive pore and of a lipid-permissive pore in a simulation lattice. Next, the respective distributions for the total contact area
were computed by Eq. 1 using N = 12, i.e., considering
the contact area to be constituted by 12 contact sites. The obtained theoretical distributions of 
signals (first occurrence of an ion-permissive pore) and 
signals (first occurrence of a
lipid-permissive pore) are both in reasonable concordance with the
measurements (Fig. 3). It is seen,
however, that the calculated cumulative distribution of 
signals
exhibits a slightly steeper ascent than indicated by the measurements.
This slight but systematic discrepancy could be possibly attributed to
the choice of the number of contact sites, N, and the
minimum number of HA trimers involved in the pore formation (see
Discussion).
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Variation of hemagglutinin and receptor densities
In a second series of simulations we studied the effect of varying concentrations of HA trimers and receptor molecules on the distribution of the delay times tIP and tLP for the first occurrence of an ion-permissive pore and a lipid-permissive pore (Fig. 4, A-D). The average occupation of the simulation lattice by HA trimers and receptor molecules was varied between 1% and 12%, which corresponds to actual molecule densities per membrane area of 250-3000 molecules/µm2. As expected, the time delay in the formation of fusion intermediates becomes shorter with increasing concentrations of HA trimers and receptor molecules. According to our simulations, increasing the receptor density should be slightly more efficient in accelerating the fusion process than a comparable increase in HA density.
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Simulation of fusion signals observed in cell suspensions
A standard technique to trace the time-dependent formation of
lipid-permissive pores (
signal) in cell suspensions consists in
monitoring the fluorescence dequenching associated with the inter-membrane redistribution of a lipid dye. As outlined above (cf.
Eq. 7) the dequenching signal at time t represents a
superposition of signals initiated at different times determined by
stochastically distributed cell-cell fusion events. Fig.
5 shows a typical time course of 
monitored during fusion between HA-expressing fibroblasts and red blood
cells (see Fig. 3 of Danieli et al., 1996
). The simulated time course
in Fig. 5 was obtained according to Eq. 7 by applying the cumulative
distribution of delay times tLP for the first occurrence of a lipid-permissive pore obtained in the simulations of single-cell fusion events outlined above. The best fit
to the experimental data was obtained by putting the rate constant for
the kinetics of the lipid redistribution to the value
= 350 s. The excellent concordance between the simulated and measured time course of 
demonstrates that the results obtained in the simulations of single-cell fusion events are fully consistent with kinetic data obtained in cell suspensions.
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Based on the results shown in Fig. 4, we also simulated the influence
of varying HA and receptor densities on the dequenching (
) signal
in cell suspensions (Fig. 6). The average
occupation of the simulation lattice by HA trimers and receptor
molecules was chosen to 1%, 3%, 9%, and 12% corresponding to actual
molecule densities per membrane area between 250 and 3000 molecules/µm2. As a measure for the lag period
seen between initiation of fusion pore formation by acidification and
notable increase of FDQ, we determined from the simulated time courses
the time t* at which 20% of the FDQ signal had occurred.
Plotting the inverse lag time as a function of HA or receptor density
indicates saturation with increasing densities (Fig. 6, C
and D). The relative shortening of the lag period achieved
by increasing the density of HA trimers from 1% to 12% is ~1.8.
This value is of the same order as reported by Danieli et al. (1996)
who have varied the HA content in the membrane by using different
HA-expressing cell lines. Remarkably, our simulations predict a more
significant decrease in the lag time (about three-fold) when increasing
the density of receptors in the same range (1% to 12%) as the HA
trimers.
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DISCUSSION |
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To simulate the HA-mediated formation of a fusion pore we have developed a mathematical model that explicitly takes into account the stochastic nature of the molecular events underlying the fusion process. The proposed model encompasses the following steps reported in the literature to be included in fusion pore kinetics: 1) lateral diffusion and self-aggregation of the fusogenic viral membrane protein oligomers (trimers), 2) lateral diffusion of the receptor molecule in the target membrane, 3) formation of noncovalent contacts between HA trimers and receptors, 4) irreversible conversion of these contacts into tight links between HA and the target membrane, and 5) clustering of HA-receptor contacts and HA-receptor-membrane links leading to the formation of early states of the fusion pore characterized by ion conductivity and a lipid flow between fusing cells, respectively.
A particular advantage of our approach is the possibility to model
fusion signals measured in cell suspensions as a superposition of
stochastic fusion signals arising from single-cell fusion events. This
is the first successful attempt to model consistently both types of
fusion kinetics. The fact that both types of experiments could be
reasonably well described by choosing appropriate values for only three
adjustable kinetic parameters (k+,
k
, and
kC) underlines the reliability of the
proposed model.
Validating the model
The contact site was assumed to be a lattice of small squared
membrane units (6 × 6 nm) corresponding to a size of 300 × 300 nm. This is of the same order as the contact size between
HA-containing liposomes deduced from quick-freezing electron microscopy
(see Fig. 11f in Kanaseki et al., 1997
). Furthermore, from electron microscopy images of Frolov et al. (2000)
it can be roughly estimated that the radius of the membrane surface area involved in the formation of direct contacts between erythrocytes and HA-expressing cells is on
the order of 100-150 nm. Due to the larger size of attachment area
between fusing cells (Danieli et al., 1996
; Frolov et al., 2000
) the
existence of several contact sites is a reasonable assumption.
Numerical values for the kinetic parameters of the model have been
either taken from the literature or estimated by comparing simulation
results with experimental data. A value of ~3 mM was estimated for
the dissociation constant of the sialic acid-HA ectodomain complex
(Sauter et al., 1992
). Based on this value it was concluded that on the
average the percentage of HA trimers and receptors temporarily
involved in HA-R contacts should be lying in the range 60% to 98%
(Leikina et al., 2000
). This estimate is in good agreement with our
theoretical finding that for a lattice occupation of 3% HA trimers and
3% receptor molecules (corresponding to a normal membrane density of
750 molecules/µm2) the percentage of HA trimers
and receptors involved in HA-R contacts was ~53% during the initial
phase of the stochastic simulations.
The existence of an early fusion pore was evidenced by cell membrane
capacitance measurements and by lipid dyes sensitive to the membrane
potential (Blumenthal et al., 1996
; Zimmerberg et al., 1994
; Tse et
al., 1993
). In the model, an early fusion pore is defined as a cluster
of three HA-R contacts in triangle configuration. Based on this
assumption the model provides a satisfactory statistical distribution
of single-cell 
signals. Nevertheless, it cannot be excluded that
the number of HA-R contacts constituting an early fusion pore is
different from three (see below).
In the model, formation of HA-R contacts is described as a reversible
process. Hence, ion-permissive pores may decay again. In the
simulations this is reflected by random fluctuations in the number of
early fusion pores. Such instability of the ion-permissive pore was
indeed elucidated by a flickering of its conductance (Melikyan et al.,
1993
; Spruce et al., 1991
; Zimmerberg et al., 1994
). A further
important consequence implied by the possible decay of HA-R contacts is
that the first lipid-permissive pore (defined as a cluster of stable
HA-R cross-links) does not necessarily emerge from the first early
fusion pore.
Experimental studies have shown that the essential conformational
change of HA into a fusion-competent state is supported by HA-receptor
interactions (de Lima et al., 1995
; Stegmann et al., 1995
; Leikina et
al., 2000
). To describe adequately this observation, in the model,
formation of a stable HA-receptor-membrane link proceeds obligatorily
via a reversible HA-R contact; i.e., there is no direct transition HA + R
C. The nature of this essential conformation change of activated
HA has still to be identified. Following recent studies one may suggest
that this transformation reflects later stages of the refolding of HA.
For example, this transition might be accompanied by the formation of
the extended coiled-coil motif and/or of an anti-parallel helices
bundle (Bullough et al., 1994
; Chen et al., 1999
) facilitating or
mediating the close approach of membranes necessary to form a stable
fusion pore. The estimated half-time value for the transition rate HA-R
C amounts to ~5 s (ln2/kp). In
our model, the transition rate refers to the conformational change. Of
course, the time required for formation of the first ion-permissive
pore is much longer. Bentz (2000)
found a rate of
104 s in his kinetic fusion model as the
characteristic time required for the conformational change to occur
after triggering of the fusion process. This value includes all
processes preceding the conformational change, for example, aggregation
of HA trimers and formation of HA-receptor contacts, which in our model
are considered separately.
The lipid-permissive pore is commonly regarded as an important
intermediate of fusion pore formation. In the model, the
lipid-permissive pore requires three HA trimers arranged in triangle
geometry. This assumption was essentially based on experimental
observations of Danieli et al. (1996)
who concluded that membrane
fusion requires the concerted action of at least three activated HA
trimers. In contrast, Blumenthal et al. (1996)
interpreted their
experiments on the basis of a theoretical model that yielded about six
HA trimers to be necessary for fusion. It has to be considered that the
latter estimate was derived from kinetic data on the formation of
solute-permissive fusion pores, whereas Danieli et al. (1996)
derived
their estimate from measurements of lipid mixing. We have not studied
in detail how changes in the assumption on the minimum configuration of
an ion-permissive pore and a lipid-permissive pore may affect the
quality of the simulations with respect to available experimental data.
Aggregation of HA trimers to larger clusters is thought to be caused by
interactions of hydrophobic sequences of the HA trimer. It has been
concluded that apart from the N-terminus of the HA ectodomain other
hydrophobic sequences become also exposed after activation of HA by the
low-pH trigger (Korte and Herrmann, 1994
; Burger et al., 1991
). A rapid
and irreversible aggregation of HA on cells is consistent with
experimental data (Ellens et al., 1990
; Melikyan et al., 1995a
; Danieli
et al., 1996
; Gutman et al., 1993
). From photobleaching experiments, it
was concluded that aggregation of HA trimers results in a suppression
of fusion (Gutman et al., 1993
). In the model, HA aggregates are
treated as completely immobilized but without becoming inactivated,
i.e., without losing their competence to interact with receptors and to
form stable HA-receptor contacts. This is a reasonable assumption, keeping in mind that the experimental data that served as the basis for
comparison with the model are based on HA-expressing cells from the
influenza virus A Japan strain (Danieli et al., 1996
; Blumenthal et
al., 1996
). It has been shown that inactivation of HA from the Japan
strain of influenza virus (A/Japan/305/57) is a very slow process (Puri
et al., 1990
; Korte et al., 1999
). Moreover, neglecting HA inactivation
as a kinetic relevant process in a contact site seems to be justified
by the observation that HA inactivation is suppressed in the presence
of the target membrane (Ramalhosantos et al., 1993
; Leikina et al.,
2000
).
Simulation of single-cell fusion kinetics
In our simulations of single-cell fusion kinetics we could achieve
a good overall concordance with the experimental data of Blumenthal et
al. (1996)
. Nevertheless, the computed cumulative distributions for the
first occurrence of 
signals appear to be slightly steeper than
the corresponding experimental distributions. This discrepancy can be
possibly accounted for by the fact that we used a fixed number of
N = 12 simulation lattices of size to represent the
effective contact area (1 µm2) between fusing
cells. Actually, the size of the contact area itself is a stochastic
variable so that the number N of simulation lattices and
hence the shape of the cumulative distribution calculated on the basis
of Eq. 1 will vary from one single-cell complex to the other. Thus, the
relative contact area, i.e., the membrane fraction actually involved in
the formation of inter-membrane contacts, turns out to be an essential
parameter of the model.
The rate of fusion pore formation depends on HA and receptor density
The model allows us to address the influence of distinct
parameters on the fusion kinetics. For example, from experiments, opposite conclusions were drawn on the role of the HA-receptor interactions in fusion. Alford et al. (1994)
observed a decline of influenza virus fusion at high concentrations of sialic-acid-bearing gangliosides in the liposomal target. They concluded that only those HA
trimers can form a fusion pore that are not associated with receptors
of the target membrane (see also Ellens et al., 1990
). Here, simulating
the effect of increasing HA densities (at constant receptor density) we
found a significant increase in the overall rate of the fusion process.
This result is in agreement with experimental findings (Danieli et al.,
1996
; Clague et al., 1991
). Similarly, increasing the receptor density
(at constant HA density), the model predicts an acceleration of the
fusion process. Several independent studies arrived at the conclusion that HA-receptor complexes are important for cell fusion (see above).
Nevertheless, it is known that HA can trigger fusion of influenza
viruses with lipid membranes bearing no receptor (Schoen et al., 1996
).
Thus, in principal, one has to consider that also HAs not associated
with a receptor can be involved in triggering membrane fusion. Such a
mechanism could be implemented in our approach. However, we did not
include this mechanism for several reasons. First, our study is to our
knowledge the first approach describing protein-mediated fusion as a
stochastic process. To provide a clearly arranged model, we kept the
number of processes/steps low. Second, a goal of our work was to
develop a model applicable also to fusion of other viruses. Notably,
for fusion of other enveloped viruses, e.g., human immunodeficiency
virus, interaction with receptors is essential for fusion-mediating
viral proteins to transform into their fusion-active conformation.
Third, we consider the rather high part of HAs bound to receptors (see
above) as a justification to neglect a fusion mediated by HAs not bound to receptors.
Simulation of fusion experiments with cell populations
Based on our stochastic approach we have simulated the kinetics of
lipid mixing between fusing HA-expressing cells and red blood cells in
suspension. The time course of lipid mixing can be represented as a
convolution of two distinct kinetic processes (Chen et al., 1993
): 1)
initiation of lipid mixing due to the formation of a lipid-permissive
pore, triggering 2) redistribution of the fluorescent lipid-like probe
between the fusing membranes. The latter process can be monitored by
fluorescence dequenching. Chen et al. (1993)
have shown that lipid
(probe) redistribution between two fusing cells joined by a narrow neck
can be approximated by a single exponential (see Eq. 6) decaying with a
characteristic time
. Choosing a value
= 350 s for the
rate constant of lipid redistribution we obtained a surprisingly good
concordance of these simulations with (cuvette) experiments carried out
at 28-29°C (Danieli et al., 1996
). Chen et al. (1993)
have developed
a theoretical approach to relate the parameter
to the size (radius)
of the two cells, the lateral diffusion coefficient of the probe, and the radius of the fusion pore. The size of the early fusion pore should
be in the range 10-15 nm because the thickness of each bilayer is ~5
nm, and the inner diameter of the early fusion pore is ~4 nm
(Kanaseki et al., 1997
). The radius of the HA-expressing fibroblasts is
~11 µm (see Fig. 1 A in Danieli et al., 1996
), and the
radius of red blood cells is ~3 µm. Taking these values and a
lateral diffusion coefficient of 0.5 × 10
8 µm2/s for R18
(extrapolated from the value of 0.3 × 10
8
at 22°C (Aroeti and Henis, 1986
), the formalism of Chen et al. (1993)
yields
= 420 s, which is very close to the fitted value of
= 350 s.
In summary, our model provides a satisfactory quantitative simulation
of kinetic data on HA-mediated fusion pore formation gathered by
different types of kinetic measurements. Further progress in
mathematical modeling will depend upon the availability of reliable
kinetic data (rate constants) for the various elementary processes. If
so, other steps and intermediates of the HA fusion process as, for
example, the well established hemifusion intermediate (Kemble et al.,
1993
; Melikyan et al., 1995b
; Nussler et al., 1997
) can be integrated
into simulation. Nevertheless, at the current state of experimental
research, the proposed model appears to be consistent with most kinetic
features of fusion pore formation documented in the literature. Finally
it has to be pointed out that the proposed stochastic approach is also
applicable to other types of membrane-membrane interactions such as,
for example, cell-cell attachment.
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FOOTNOTES |
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Received for publication 26 February 2001 and in final form 18 May 2001.
Address reprint requests to Dr. Andreas Herrmann, Humboldt-Universität zu Berlin, Mathematisch-Naturwissenschaftliche Fakultät I, Institut für Biologie, Invalidenstrasse 42, D-10115 Berlin, Germany. Tel.: 49-30-2093-8830; Fax: 49-30-2093-8585; E-mail: andreas=herrmann{at}rz.hu-berlin.de.
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