Membrane Thermodynamics Group, Max-Planck-Institute for Biophysical
Chemistry, 37077 Göttingen, Germany
We investigated the relaxation behavior of lipid
membranes close to the chain-melting transition using pressure jump
calorimetry with a temperature accuracy of ~10
3 K. We
found relaxation times in the range from seconds up to about a minute,
depending on vesicular state. The relaxation times are within error
proportional to the heat capacity. We provide a statistical
thermodynamics theory that rationalizes the close relation between heat
capacity and relaxation times. It is based on our recent finding that
enthalpy and volume changes close to the melting transition are
proportional functions.
 |
INTRODUCTION |
Most lipids that are found in cell membranes have
chain-melting temperatures close to a temperature regime of biological
relevance. When going through the phase transition, several observables
of the system change. The enthalpy increases by ~20-40 kJ/mol, the specific volume increases by 4%, and the area by ~25% (Heimburg, 1998
). At the melting temperature, the heat capacity reaches a maximum.
It is known that several system properties of membranes change in a way
that is closely related to the heat capacity, namely other response
functions as the isothermal volume and area compressibilities, the
bending elasticity, but also the relaxation times which are maximum at
the melting point. The lipid membrane forms the matrix in which
proteins of various function and activity are imbedded. Certain enzymes
possess functions that respond to melting processes, including
phospholipase A2 (Burack et al., 1993
). Protein
activity is often related to changes in cross section or volume.
Therefore, it is likely that they respond to changes in compressibility
in their direct environment with a time characteristic similar to
relaxation processes of the lipid matrix. For this reason, it seems
interesting to understand time scales of state changes of lipid membranes.
Since the classical paper of Tsong and Kanehina (1977)
,
relaxation times of lipid membranes close to the chain-melting
transitions have been investigated by various authors (Elamrani and
Blume, 1983
; Blume and Hillmann, 1986
; van Osdol et al., 1989
, 1991a
). Most data available in the literature are based on perturbations induced by pressure or temperature changes being monitored by optical
means such as light scattering, fluorescence, or infrared spectral
changes (Tsong and Kanehisa, 1977
; Elamrani and Blume, 1983
; Blume and
Hillmann, 1986
). These methods are able to record on a fast time scale.
It is, however, not easy to obtain a good control over absolute
temperature in an optical setup. Lipid transitions may be very
cooperative, with transition half width of 0.05 K for multilamellar
vesicles up to ~1 K for unilamellar vesicles. Therefore, it is
difficult to obtain quantitative information at the transition peak.
Because optical parameters are only indirect indicators for the state
of the system, it is not always clear which property of the system is
observed. For this reason, periodic volume perturbations have been used
to monitor the response of the system in a calorimeter (Johnson et al.,
1983
; van Osdol et al., 1989
, 1991a
). This method has the advantage of
being extremely precise in absolute temperature. However, due to the
periodic perturbation, the pressure is not constant, and the state of
the system is not well defined.
Here, we present a pressure perturbation method to monitor
relaxation times in a calorimeter. These measurements have the advantage of always having well-defined temperature and pressure with
an accuracy of 0.001 K and 0.1 bar. These uncertainties are much
smaller than the transition half width of unilamellar vesicles. Thus,
we are able to obtain very good numbers for relaxation times close to
the heat capacity maximum. The quality of the data allows for the
comparison with a linear nonequilibrium thermodynamics model that
relates the heat capacity very closely to the relaxation times.
Our paper is structured as follows. First, we provide an extended
theory part with a new approach to understand relaxation processes of
cooperative lipid melting events. The major outcome of this section is
that the relaxation times of lipid systems close to the chain melting
transition are proportional to the excess heat capacity and can
therefore be estimated from calorimetric profiles. For readers with
rather experimental interests who are willing to accept the outcome of
the theory part, it is possible to directly jump to the second section
of this paper. This experimental part presents a new calorimetric
pressure-jump technique that relates calorimetric heat capacities to
the relaxation times and confirms the theoretical predictions.
 |
MATERIALS AND METHODS |
Lipids were purchased from Avanti Polar Lipids (Birmingham, AL)
and were used without further purification. Lipids were measured in a
10-mM HEPES buffer with 1 mM EDTA at pH 7.0. Lipid concentrations were
up to 100 mM. Large unilamellar vesicles (LUV) where produced using an
AVESTIN extruder. To increase the LUV concentration, the lipid
dispersion was centrifuged in a vacuum ultracentrifuge. Heat capacities
were recorded on a VP-calorimeter from Microcal, Inc. (Northampton, MA)
at scan rates of 5 K/hr and 0.2 K/hr for the very cooperative
transitions of multilamellar vesicles. The time constant of a
VP-calorimeter is ~5 s. Pressure calorimetry was performed on this
instrument using a self-built pressure capillary. This cell has already
been used by Ebel et al. (2001)
. The pressure was controlled with
nitrogen gas and measured with a sensor (EBM 6045) from Nova Swiss
(Effretikon, Switzerland). During DSC scans, the pressure was
maintained with an error of less than 0.5%, which displayed a slight
systematic temperature dependence. Because the transition half-width of
a single lipid usually was smaller than 1 K, this error was negligible
for these systems. Relative temperature changes of
cp maxima, induced by pressure, can be determined with a precision of ~0.001 K.
Pressure jumps were performed in the isothermal mode of the
calorimeter. After a pressure jump, the new pressure was achieved within less than 0.1 s (much faster than the time resolution of our experiment, which is larger than 1 s).
Evaluation of relaxation data requires that the temperature during the
time of the calorimetric response is constant. This has been checked
for each experiment. Usually this boundary condition is fulfilled when
pressure jumps are obtained with negative change of pressure. Under
these conditions, the lipid response leads to chain melting, resulting
in a minute decrease in temperature, which is immediately compensated
by the calorimeter. Heat increases cannot be compensated at a similar
rate. Therefore, only few of our data have been obtained with positive
pressure jumps. Furthermore, if the sample absorbs too much heat, the
maximum power of the feedback mechanism might be exceeded. This also
leads to changes in absolute temperature. These data have not been
analyzed. Usually the temperature stayed constant within ~0.002 K
(see Fig. 3). Therefore, we assumed that the pressure jump did not
significantly affect the cell temperature and that the physical state
of the lipid was well defined.
Monte-Carlo simulations were performed on the basis of a two-state
Ising model (Doniach, 1978
; Sugar et al., 1994
; Heimburg and Biltonen,
1996
; Ivanova and Heimburg, 2001
) using a 31 × 31 triangular lattice
with periodic boundary conditions. Monte Carlo steps for switching
states were computed using a standard Metropolis algorithm. During the
Monte-Carlo simulation, the system variables (enthalpy, number of fluid
molecules, ...) fluctuate around the equilibrium value. From the
fluctuations, one can calculate the probability distribution of states
with given enthalpy, P(H), and the heat capacity
(cf. Fig. 1). Details of this procedure were described in detail by Ivanova and Heimburg (2001)
.

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FIGURE 1
(a) Experimental heat-capacity profile of
DPPC large unilamellar vesicles (dotted line) and a fit from
a two-state model (solid line) (Ivanova and Heimburg, 2001 ).
(b) Probability distribution of enthalpy states around the
average value, taken from a Monte Carlo simulation of large unilamellar
vesicles of DPPC one degree below the melting temperature at
Tm 1° (Ivanova and Heimburg, 2001 ).
The thick line represents a Gaussian fit to the distribution of states.
Center: Gibbs' free energy profile around the equilibrium
value. The thick line represents a fit with a quadratic function.
Bottom: Entropy around the equilibrium value. The thick line
represents a fit with a quadratic function. (c) Same as
b at the melting temperature Tm.
(d) Same as b one degree above the melting
temperature at Tm + 1°.
|
|
 |
THEORY |
A well-known statistical thermodynamics theorem
(fluctuation-dissipation) relates the heat capacity to the fluctuations
in enthalpy (Hill, 1960
):
|
(1)
|
where
is the mean enthalpy at given
pressure p and temperature T. If the lipid system
is large enough and is not at a critical point, one can approximate the
distribution of states around the equilibrium value by a Gaussian
distribution,
|
(2)
|
where
is the width of the distribution, which, for a Gaussian
distribution, is identical to
2 = (
2). In Fig.
1 a, an experimentally obtained heat-capacity profile of
large unilamellar dipalmitoylphosphatidylcholine (DPPC) vesicles is
given and is compared to a theoretical calculation from a lattice two-state Ising model (details are given in Ivanova and Heimburg (2001)
; see also Materials and Methods). For the calculations, a
triangular lipid matrix was generated in a computer. Lipids may either
assume a gel or a fluid state. No intermediate states are considered.
The equilibrium states of the membrane are then calculated by Monte
Carlo simulations. Three parameters enter these simulations: the
transition enthalpy,
H0, the melting
temperature, Tm, and the transition half width,
all of which are experimental numbers. These simulations also yield the
fluctuations in enthalpy around the equilibrium state (Fig.
2 a). It is obvious that the simple lattice model is able to describe the chain-melting reaction quite well (Fig. 1 a). The distribution of states with
different enthalpy, P(H
), obtained from
these simulations at three different temperatures below, at and above
the melting temperature, is described by a Gaussian distribution of
states, as noted above (Fig. 1, b-d). Thus, in the
following, we will assume that the statement that enthalpy fluctuations
are of Gaussian nature is correct.

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FIGURE 2
Top: Enthalpy fluctuation of unilamellar
vesicles at the melting point, Tm, at
Tm 2°, and at
Tm + 2°, deduced from Monte Carlo
simulations (Ivanova and Heimburg, 2001 ) (cf. Fig. 1). Fluctuation
traces of this kind were used to calculate the distribution of enthalpy
states in Fig. 1. Fluctuations at Tm have
maximum amplitude, with a slow time scale. At the two other
temperatures, the amplitude of the noise is small and the time scale is
fast. Center: The time scale of the noise can be obtained
from autocorrelation analysis. Three autocorrelation functions for
Monte Carlo noise at Tm, at
Tm 0.5°, and
Tm + 2° are shown. Dotted lines represent
single exponential fits. At Tm, the relaxation
time is maximum. Bottom: Time constant of Monte Carlo noise
(from the autocorrelation analysis, in units of Monte Carlo time) and
heat capacity, cP, as a function of temperature.
The proportional relation between heat capacity and relaxation times is
verified in the computer experiment. H0 is
the calorimetric excess melting enthalpy.
|
|
Therefore, the heat capacity is given by
|
(3)
|
The Gibbs free energy of a state with mean enthalpy
can be derived from the distribution of enthalpy
states (Lee and Kosterlitz, 1991
) by
|
(4)
|
which leads to
|
(5)
|
when the distribution of states is Gaussian. Because the entropy
of this distribution is given by S = (H
G)/T,
we obtain
|
(6)
|
for small
(large enough system). Thus, the entropy is a
harmonic potential. The quadratic term of the entropy is dominant in
the proximity of equilibrium and the linear terms can be neglected. The
maximum of the entropy defines the equilibrium state of the system.
Fig. 1 (panels b-d) displays the Gibbs free energy and the
entropy at three different temperatures obtained from fits of the
two-state statistical thermodynamics model (Ivanova and Heimburg,
2001
). It is obvious that both functions can be fitted with quadratic
functions (fat lines).
In linear nonequilibrium thermodynamics, the thermodynamics forces,
Xi, that drive the system back to equilibrium
can be derived from the entropy from derivatives with respect to the
fluctuations,
i, of the system, which can generally be
written as
|
(7)
|
whereas the fluxes, Ji, i.e., the
time-dependent changes of the fluctuations are given by
|
(8)
|
introducing phenomenological coefficients
Lij that relate the thermodynamics fluxes to the
forces. Because, in lipid systems volume, area and enthalpy changes in
the melting transition are proportional functions (Heimburg, 1998
; Ebel
et al., 2001
) there is only one independent fluctuation,
= (H
), and the thermodynamic force is given by
|
(9)
|
The flux of enthalpy back to equilibrium is given by the
phenomenological equation
|
(10)
|
and thus the time dependence of the relaxation is given by the
single exponential function
|
(11)
|
introducing a relaxation time,
. Because
2 = RT2cP, it
follows for the relaxation time,
|
(12)
|
and the relaxation time close to the chain-melting
transition of lipids becomes a proportional function of the heat
capacity with a proportionality constant
= RT3/L.
In the following, we will show that this relation is correct for the
fluctuations generated in the computer simulations. As mentioned above,
the enthalpy of the computer matrix fluctuates during a Monte Carlo
simulation as a function of computer time. The time scale of the
fluctuations contains information on the relaxation times. In Fig. 2
(top) we show the fluctuations in enthalpy, obtained during
a Monte-Carlo simulation (same simulation as performed for Fig. 1), at
three different temperatures, Tm, Tm
2, and Tm + 2. The time scale given at the x-axes corresponds to the number
of Monte Carlo cycles. Obviously, the fluctuation amplitude (related to
the heat capacity) and the time scale of the noise (related to the
relaxation times) are very different at Tm as
compared to temperatures outside the melting regime. The relaxation
times of the fluctuations can be analyzed with autocorrelation analysis
of the noise, as shown in Fig. 2 (center). The
autocorrelation function, G(
) is given by
|
(13)
|
This function has a value between 1 at
= 0 and a
value of 0 when
approaches
. The autocorrelation function can
be fitted with a single exponential function, which yields
a value for the relaxation time. It can be seen that the relaxation
time is at maximum at Tm. The values for the
relaxation times from the autocorrelation analysis are given in Fig. 2
(bottom), together with the calculated heat capacity profile
(cf. Fig. 1). The proportional relation between heat capacity and
relaxation time in a computer experiment therefore can be verified in
Monte Carlo simulations.
 |
RESULTS |
Analyzing pressure jump data
To demonstrate that the proportional relation also
holds in experimental systems, we investigated the relaxation behavior of different lipid preparations in a pressure jump calorimeter. The
main advantage of this new technique is its very good temperature accuracy in the range of 10
3 K throughout the whole
relaxation process (seconds to minutes). Because the pressure jump
itself is faster than 0.1 s, we can obtain information about
processes that are slower.
If we run calorimetric scans for dimyristoylphosphatidylcholine
multilamellar vesicles (DMPC MLV) with and without pressure, a shift of
the heat capacity maximum can be observed (Ebel et al., 2001
). Applying
40 bar excess pressure shifts the transition by 0.93 K (Fig.
3, top). Let us now assume
that the experimental temperature is 23.08°C. At this temperature,
the samples at both 1 bar and 41 bar are in the gel state. Thus, a
pressure jump (41 bar)
(1 bar) does not change the state of the
lipid, and no lipid response is expected (Fig. 3, bottom
left). Thus, a signal determined at this temperature mainly
originates from the experimental setup, namely from the response of
water and the pressure cell walls. We assume that the release of
heat from water is very fast (much faster than the time scale of our
setup), because the thermal diffusion coefficient of water is high.
Thus, heat release from water is instantaneous. We therefore take this
experiment as a means to determine the response times of the
calorimetric setup. To do so, we assumed the following scheme for the
heat released after a pressure jump:
|
(14)
|
Here, it is assumed that changing the pressure leads to a minor
release (or absorption) of heat, which is instantaneous, i.e., the heat
is released as a
pulse. This heat is transferred to the cell wall
with a time constant k1 and then released from the cell wall to the detector with a time constant
k2. k1 and k2
are time constants of the calorimeter. It can easily be shown that this
relaxation scheme leads to the following time dependence for the heat
release (power)
|
(15)
|
From this a normalized instrument response function, R(t), can be
defined as
|
(16)
|
This instrument-response function describes all water
samples and lipid dispersions outside the chain-melting regime. A fit to the water response is given in Fig. 4.
For our experimental setup, we found that
k1 = 0.367 and k2 = 0.206, the latter value corresponding to the calorimetric time
constant of ~5 s indicated by the manufacturer of the calorimeter.

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FIGURE 3
Top: Calorimetric traces of multilamellar
vesicles of DMPC at atmospheric pressure (1 bar) and at 41 bar. The
cP traces shift by about one degree.
Bottom left: Calorimetric response after a pressure jump
from 41 bar to 1 bar for a DMPC MLV dispersion at T = 23.08°C. Bottom right: Calorimetric response after a
pressure jump from 41 bar to 1 bar for a DMPC MLV dispersion at
T = 23.69°C. Note the difference in amplitude and in
the time dependence of the relaxation.
|
|

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FIGURE 4
Convolution of a calorimetric response signal.
Top: Response of the lipid dispersion at 23.69°C (filled
symbols represent experimental data, the thick line is the fit to the
signal according to the deconvolution in the text). Also given is the
pure water response (same sample below the transition temperature at
23.08°C (open symbols represent the experimental data, the thin line
is the fit). Bottom: Schematic picture of the deconvolution
of the lipid response. It is assumed that the heat is released from the
lipid membranes with a single exponential behavior. Each released heat
quantum results in a calorimetric signal similar to the water response
function. The total lipid response thus is a superposition of
exponentially decaying water signals (top panel,
dashed line).
|
|
If a DMPC-MLV lipid dispersion is investigated close to the
chain-melting temperature, the power pulse is different from the pure
water response. Figure 3 (bottom right) displays a trace from the same sample as in the bottom left panel at a slightly different temperature, T = 23.65°C. At this
temperature, the sample is in the gel state at 41 bar, but is right in
the transition regime at 1-bar pressure. Thus, upon a release of
pressure, the lipid system jumps right into the melting regime and heat
is absorbed by the sample. Therefore, the overall heat in the power
pulse increases, and the time behavior of this pulse is now dominated by the relaxation time of the lipid sample, described by the scheme;
|
(17)
|
Let us assume that the uptake or release of heat from the lipid
into the aqueous buffer is single exponential,
|
(18)
|
Qlipid is equivalent to the enthalpy
difference of the lipid dispersion before and after the pressure jump.
The instrument response of a lipid dispersion (i.e., the recorded
signal) is then given by
|
(19)
|
composed as the sum of the lipid response convoluted with the
instrument response, plus the pure water response (Fig. 4). The time
resolution of our relaxation experiment is enhanced by our
deconvolution procedure to ~1-2 s as compared to the calorimetric instrument response time of ~5 s.
Figure 3 (bottom) shows that, after the pressure pulse, the
temperature in the cell stays constant within a few thousandths of a
degree. Thus, the state of the system (which is a function of the
temperature) directly after the pulse is well defined.
The shape and amplitude of the power pulse as a function of temperature
is shown in Fig. 5. It can be seen that
the total area of the pulse (equivalent to the total heat that is
absorbed) increases progressively with increasing temperature. It
furthermore can be seen that the heat absorption is fast at low
temperature, is slowest close to the phase transition temperature, and
is fast again above Tm.

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FIGURE 5
Relaxation peaks for DMPC MLV: series of pressure jumps
at various temperatures around the heat-capacity maximum. The slowest
relaxation time is found at 23.607°C. Relaxation times are shorter
below and above this temperature. The integrated area of each peak is a
measure for the difference in enthalpy of the system before and after
the pressure jump at this temperature.
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|
Relaxation times of multilamellar vesicles
Multilamellar vesicles display very cooperative transitions with
high heat capacity at Tm. The
cp-maximum has a value of ~400 kJ/mol. Thus,
it can be expected that relaxation rates are especially slow. Figure
6 shows the heat capacity and the
relaxation times of DMPC MLV superimposed. It can be seen that the two
functions display a very similar temperature dependence and that the
proportionality predicted by the linear nonequilibrium model is within
error correct. The maximum relaxation time close to the heat capacity
maximum is ~35 s. The data shown in Fig. 5 originate from two sets of experiments. Solid circles represent pressure jumps from 41 bar to 1 bar, whereas open circles represent pressure jumps from 1 bar to 41 bar. Because the heat capacity profile at 41 bar is shifted by about
0.93 K, relaxation data from the positive pressure jump experiments in
Fig. 6 where shifted by
0.93 K. The proportional constant between
relaxation time and heat capacity in this experiment is
= 1.20 × 10
4 s·mol·K/J, corresponding to a
phenomenological coefficient of L = 1.8 × 1012 J2K/mol2s. The values for
and L are summarized in Table
1.

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FIGURE 6
Relaxation times of DMPC MLV as a function of
temperature superimposed with the heat-capacity profile yield a
proportional relationship between and cP.
Filled circles were obtained with 40-bar pressure jumps; open circles
with +40-bar pressure jumps.
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TABLE 1
The relaxation time, = (RT3/L)cP
cP, for four different lipid
preparations, the phenomenological coefficient, L, and
proportionality constant,
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|
We also measured the relaxation times and heat capacities of
multilamellar vesicles of DPPC (Fig. 7).
Similarly, we find that the relaxation times change with temperature in
a manner proportional to the heat capacity. In two series of
experiments, DPPC MLV displayed maximum relaxation rates of 45 and
30 s, respectively. The two different relaxation-time values stem
from two independent experiments with different sample preparations. We
did not measure the heat capacity profile again in the second
experiment. The cp profile in Fig. 7
(right) was taken from the experiment in Fig. 7
(left) and is therefore indicated as a dashed line because
it originates from a different sample. Because the two relaxation
experiments were partially performed over several days, we assume that
slow swelling of the multilamellar sample, accompanied by a broadening of the heat capacity profile (which we did not measure for the experiment in Fig. 7 (right), leads to the discrepancy in
absolute relaxation times. With DMPC MLV, we observed a reduction in
the heat capacity maximum by ~20% during one week. For the two DPPC MLV experiments, we determined proportional constants
= 1.17 × 10
4 s·mol·K/J and
= 0.74 × 10
4 s·mol·K/J, corresponding to phenomenological
exponents of L = 2.2 × 1012
J2K/mol2 and L = 3.5 × 1012 J2K/mol2. It is likely
that the absolute value for
of the second DPPC MLV experiment is
underestimated due to the reasons given above.

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FIGURE 7
Relaxation times of DPPC MLV as a function of
temperature superimposed with the heat capacity profile for two
independent experiments yield a proportional relationship between and cP. Data were obtained with 40-bar
pressure jumps. The two experiments yield slightly different maximum
relaxation times, probably due to slow swelling of the sample that
leads to a broadening of the cP profile by up to
30%. The heat capacity in the right-hand panel was not measured
independently. The heat capacity trace given is that of the experiment
in the left-hand panel and is indicated as a dashed line.
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|
Relaxation times of unilamellar vesicles
We further performed experiments with extruded LUVs of DPPC.
Heat-capacity profiles of such vesicles are significantly broadened as
compared to multilamellar vesicles. This is probably due to curvature
effects (Ivanova and Heimburg, 2001
) and the lack of interlamellar
confinement (Heimburg, 2000
). Assuming similar phenomenological coefficients as in the multilamellar systems, one would expect a
maximum relaxation time that is one order of magnitude lower than that
found in MLV. This is indeed what we find. The maximum relaxation time
we found was ~3.2 s (Fig. 8). The error
in these data is much higher because our time resolution is ~1-2 s.
Thus, the DPPC LUV relaxation times are subject to relatively large uncertainty. However, taking the results as they are, we obtain a
proportional constants
= 0.71 × 10
4
sec·mol·K/J, equivalent to a phenomenological coefficient of L = 3.7 × 1012
J2K/mol2. This value is very similar to one of
the DPPC MLV experiments.

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FIGURE 8
Relaxation times of DPPC LUV as a function of
temperature superimposed with the corresponding heat-capacity profile.
Data were obtained with 40-bar pressure jumps. Similar to the
relaxation time, , the value of the heat capacity maximum is one
order of magnitude lower value as compared to MLVs.
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|
Relaxation times in the presence of cholesterol
We also studied the relaxation kinetics of a simple lipid mixture
(Fig. 9 a). Upon addition of
1 mol% of cholesterol to DPPC MLV, the heat capacity at the maximum is
decreased by about a factor of 4. Also, the maximum is slightly shifted
to lower temperatures by ~
0.2 K. When analyzing the relaxation
times of these mixtures, they also decrease to a maximum value of
~10.5 s as compared to the pure DPPC MLV with ~30-40 s (Fig. 7
(left)). This results in a proportional constant of
= 1.18 × 10
4 sec·mol·K/J, equivalent to a
phenomenological coefficient of L = 2.18 × 1012 J2K/mol2, which is very
similar to the values obtained for DMPC MLV and DPPC MLV. Thus,
cholesterol reduces the relaxation time to the same degree as it lowers
the heat capacity. This supports our view that the principles on the
relation between heat capacity and relaxation times outlined above may
be of general character.

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FIGURE 9
Relaxation kinetics of DPPC MLV in the presence of 1 mol% cholesterol. (a) Relaxation times compared to the heat
capacity. The heat capacity is smaller by a factor of 4 as compared to
DPPC MLV in the absence of cholesterol (Fig. 7 a).
Similarly, the relaxation times are shorter to the same degree.
(b) Relaxation kinetics at the heat-capacity maximum for
pressure jumps of different magnitude ( p = 20, 30.2,
40.8, 62.9, and 82 bar). The relaxation kinetics is
unaffected by the magnitude of the jump, whereas the amplitude of the
response alters slightly. This is caused by the different enthalpies of
the membranes at the different starting pressures. (c)
Relaxation times for the different pressure jumps shown in panel
b are independent of the magnitude of the pressure jump.
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|
One of the assumptions from the Theory section was that the relaxation
times depend only on the final state of the systems but not on the
state before the pressure jump. This is also the result of applying
pressure jumps of different magnitude (from
20 to
82 bar) to the
DPPC/cholesterol system at the heat capacity maximum (Fig.
9 b). While the target state remains unchanged
(p = 1 bar, T = 41.02°C), the state
before the pressure jump changes due to different starting pressures.
This affects the overall amplitude of the power pulse, but does not
change the relaxation kinetics. Relaxation times are independent of the
magnitude of the pressure jump (Fig. 9 c).
 |
DISCUSSION |
In this paper, we investigated relaxation processes of lipid
membranes by pressure-jump calorimetry. We provided a theoretical analysis of relaxation processes based on linear nonequilibrium thermodynamics concepts. A model of such processes is not available in
the literature, although the idea of relating thermodynamic forces to
heat capacities in the melting processes of biological systems has been
brought up before by E. Freire's group (van Osdol et al., 1991b
). The
principle outcome of the model is that relaxation times of lipid
vesicles are proportional to the heat capacity close to chain-melting
events. This prediction has been verified in Monte Carlo simulations.
Experimentally, we found relaxation times in the range of up to 45 s in multilamellar systems, which are extremely cooperative and
therefore display a very pronounced and narrow heat capacity maximum.
The proportional relation between the relaxation time and heat capacity
was found to be true within experimental error. A further experiment on
extruded unilamellar vesicles confirmed this finding. Extruded vesicles
display a much broader melting profile and consequently a lower maximum
heat capacity. The relaxation times found for this system therefore were much faster, i.e., in the range of 3 s.
The relaxation process is a cooperative phenomenon close to the melting
point. Our theory implies that the main relaxation process is not an
activated process with any kind of activation barrier, but rather the
result of the large degeneracy of states with similar free energy close
to the heat capacity maximum. Our model is therefore based on entropy
arguments. The equilibration process is dominated by the mean time that
the system needs to undergo a random walk through all the degenerate
states surrounding the equilibrium state. Close to the heat-capacity
maximum, the degeneracy of states with about equal free energy is
maximum, and so is the number of states visited by the system. Our line of argument, therefore, cannot be related to nucleation theory and
nucleus growth, but is a completely different and new approach. It is
valid as long as the fluctuations are of macroscopic nature (domains)
and not on the molecular scale (single lipids). It is possible that
events of more local nature (head-group rearrangements, isomerizations,
or even volume changes of vesicles not related to domain growth are
responsible for the short relaxation processes observed in some of the
optical experiments.
Data for relaxation times in the literature suffer from a lack of
temperature precision. The temperature accuracy in optical measurements
is lower than in calorimetry because windows for light transmission are
required, which are open to the environment and not thermostated. This
usually results in temperature gradients. The peak width in
multilamellar vesicles, however, is less than 0.1 K. For this reason,
relaxation data in the literature have smaller numerical values as
reported here. Tsong and Kanehisa (1977)
, who probably published the
first paper in this field, found relaxation times in the range of
2 s plus a fast process of about 30 ms from turbidity measurements
of DMPC MLV after a temperature jump. In other experiments, maximum
relaxation times of 120 ms have been found (Gruenewald, 1982
). Elamrani
and Blume (1983)
, by similar means, found a slow
relaxation process in the range of up to 3 s for dilauroyl-,
dimyristoyl-, and ditetradecyl phosphatidic acid. Furthermore, they
described two faster processes at 100 and 10 ms. Another study on
dimyristoyl phosphatidic acid/cholesterol bilayers yielded comparable
results (Blume and Hillmann, 1986
). Gruenewald et al. (1980)
studied
sonicated vesicles of DMPC and DPPC in turbidity measurements after a
pressure jump and found relaxation times below 40 ms (sonicated
vesicles display very broad melting profiles [Ivanova and Heimburg,
2001
] and relatively short time constants are expected). For
electrostatically triggered transitions, Strehlow and Jähnig
(1981)
found relaxation times in the range up to 200 ms. The latter
paper attempts to rationalize the relaxation behavior in a
nonequilibrium approach by considering a nucleation and growth process.
Genz and Holzwarth (1986)
found relaxation times in the 20-ms range. A
similar timescale was found in the presence of cholesterol (Genz et
al., 1986
), although fluctuations in cholesterol-containing systems are
largely reduced (Halstenberg et al., 1998
).
A problem with all the measurements described above is the fact that
the temperature is not well defined. According to our model, the
relaxation process is determined by the temperature/pressure after the
perturbation of the system (this assumption was confirmed by the
measurements shown in Fig. 9 b). In optical methods,
temperature accuracy is difficult to achieve, because it must be in the
range of
K, and this is impossible in an optical setup
where cuvette windows are exposed to the environment. Usually the
temperature accuracy is worse than 0.1 K. Thus, relaxation times much
smaller than those found by us may partially be due to the difficulties
in adjusting absolute temperatures close to the heat-capacity maximum.
A way out of this dilemma are calorimetric means, mainly explored by
R. L. Biltonen's group (Johnson et al., 1983
; van Osdol et al.,
1989
, 1991a
, 1992
). They investigated relaxation processes in a volume
perturbation calorimeter (a comparable approach was made with
multifrequency calorimetry to analyze timescales of protein unfolding
by van Osdol et al., 1991b
). Relaxation times for DPPC MLV of up to
4 s were reported. This is still one order of magnitude faster
than in our experiments. This probably is caused by a principal problem
of the experimental approach. Although the absolute temperature is very
exact, the pressure in these calorimeters oscillates by a value that
corresponds to a shift of the transition of ~0.1 K. Because the
relaxation is a feature of the system in a well-defined state, it is
not exactly clear which relaxation is measured in such experiments
where the state undergoes a continuous change. The relaxation is
probably dominated by the state with the fastest relaxation during the
continuous perturbation process. Relaxation times at the maximum cannot
be determined, if the perturbation is larger than the half width of the
transition. Therefore, at the cP maximum of DPPC
MLV (with a transition halfwidth of less than 0.1 K), the response of
the system is smeared out. Because, in our approach, the experiment is
both isothermal and isobaric, we have a very good estimate of the
relaxation times at the maximum. However, one may consider the volume
calorimeter as complementary to our setup, because it is able to record
faster relaxation processes and thus supplies data further away from
the melting temperature. Van Osdol et al. (1991a)
furthermore found
that relaxation times in unilamellar vesicles are significantly shorter
(~80 ms). Interestingly, they also found a reduction of the
relaxation times in the presence of the local anesthetic dibucaine,
which correlates with the reduction in the cooperativity of the melting
transition (van Osdol et al., 1992
). This is in agreement with our model.
The difference in relaxation times in calorimetric methods and those
obtained by optical means also poses the question of whether the same
relaxation processes are investigated. Calorimetry directly monitors
enthalpy changes and therefore changes in lipid state. Optical methods
may also record changes in shape and local processes in the environment
of fluorescence labels. Thus, in calorimetric methods, it is clearer
what feature of the system exactly relaxes. From calorimetric
measurements, it is obvious that the predominant part of the enthalpy
relaxation (if not all) is a very slow process. No significant
contribution of fast processes (which would appear in our experiments
as a seemingly increased water response) are required. However, in all
optical methods, several time constants are required. We assume that
some of them do not directly relate to the cooperative melting process
even though they also show maxima in the transition range.
From our experiments, we determined proportionality constants and
phenomenological coefficients that were very similar for the different
lipid systems (within experimental reproducibility). Thus, one may
suspect that similar phenomenological coefficients will be found for
other lipid systems. We have shown that, in the presence of
cholesterol, the relaxation times change to the same degree as the heat
capacity (Fig. 9 a). This may allow us to raise a few
speculative points on general mixtures and biological membranes. Let us
assume that, in mixtures, the relaxation times are generally related to
the heat capacity. There are biological systems where melting has been
demonstrated. This includes lung surfactant, which displays a heat
capacity maximum close to 27°C (Ebel et al., 2001
). It consists of a
lipid mixture with a high content in DPPC, but also contains two
integral proteins, SP-B and SP-C. Lung surfactant has a heat capacity
at maximum of ~1.6 J/g·K, which is about a factor of 330 smaller
than the heat capacity maximum of DPPC MLV (Ebel et al., 2001
; Grabitz,
2001
). Assuming a similar phenomenological coefficient as for DMPC and
DPPC, one obtains fluctuation-related relaxation times in the range of
50-130 ms (a further, slow relaxation process in mixtures may be due to lipid diffusion). This prediction is based on the assumption that
lipid domains exist in lung surfactant at room temperature and that
their fluctuations dominate the relaxation behavior. This may serve as
an upper estimate of possible relaxation times in biological membranes,
because lung surfactant is the most prominent example for collective
melting processes in biological membranes. The time scale of 1-100 ms,
however, is biologically relevant because many protein transitions
happen right in this time regime. Ion release through potassium
channels (and other channels) happens in the range of 10 ms (Hille,
1992
). This is also the time regime of action potentials. Relaxation
measurements on erythrocytes and erythrocyte ghosts yield relaxation
times between 0.4 and 9 s (Tsong et al., 1976
). In these
experiments, it seems difficult to attribute the relaxation process to
any specific mechanism (e.g., hemolysis, rupture, etc.). One must,
however, also consider the possibility that cooperative melting events
as described here contribute to the kinetics.
It is difficult to prove that heat capacity events at physiological
conditions of biomembranes are present, because, in calorimetric experiments of most biological membranes, no heat capacity anomalies (maxima) are evident. This does not imply that there are no heat capacity events, but rather that they are difficult to distinguish from
the baseline. Most likely, melting events are a continuous process in
biological membranes over the whole temperature regime, which is of
biological interest because all biological membranes contain lipids
with high melting points and also a significant content of cholesterol
and proteins, which affect melting behavior. If this were the case,
heat capacity events would be smeared out to a significant degree,
because biological membranes are quite heterogeneous with hundreds of
different lipids that melt at very different temperatures. A further
complication is that, in calorimetric experiments, it is difficult or
even impossible to distinguish heat-capacity events originating from
lipids and from proteins. Erythrocyte membranes, for instance, display
a heat-capacity anomaly at body temperature that is most likely linked
to a transition in the spectrin network (unpublished data from our
lab). Generally, one should therefore conclude that heat capacities in
biological membranes are low and that fluctuations do not occur on a
global level but rather locally at domain interfaces or in the lipid interface of proteins.
So far, little is known about cooperative processes in biomembranes,
and it would be of ultimate interest to measure heat capacities of such
systems. Cooperative events in biomembranes are a possible control
mechanism, based on changes in compressibilities (Heimburg, 1998
) and
of time constants. It is hard to believe that nature does not make use
of such powerful possibilities that can be understood on a physical
basis. At this point, the predictions about relaxation times in
biological membranes are a speculative generalization of the relaxation
experiments and the modeling presented in this paper.
 |
CONCLUSIONS |
In this paper, we present a nonequilibrium thermodynamics approach
to describe relaxation processes at cooperative melting transitions in
lipid membranes. The predicted proportional relation between relaxation
times and heat capacity was confirmed in isothermal pressure jump
calorimetry and in computer simulations. This finding may contribute to
a deeper understanding of relaxation phenomena in biomembranes.
The authors wish to thank Prof. Martin L. Zuckermann for a critical
reading of the manuscript.
This work has been supported by grants from the Deutsche
Forschungsgemeinschaft (He1829/6-1 and He1829/8-1).
Address reprint requests to Thomas Heimburg, Max-Planck-Inst./Biophys.
Chem., Membrane Thermodynamics Group, AG012, Am Fassberg 11, D-37077
Gottingen, Germany. Tel.: +49-551-201-1412; Fax: +49-551-201-1501;
E-mail: theimbu{at}gwdg.de.