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Biophys J, February 2002, p. 713-719, Vol. 82, No. 2
Department of Physics, Norwegian University of Science and Technology, NO-7491 Trondheim, Norway
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ABSTRACT |
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Thermodynamics related to hydrated water upon protein unfolding is studied over a broad temperature range (5-125°C). The hydration effect arising from the apolar interior is modeled as an increased number of hydrogen bonds between water molecules compared with bulk water. The corresponding contribution from the polar interior is modeled as a two-step process. First, the polar interior breaks hydrogen bonds in bulk water upon unfolding. Second, due to strong bonds between the polar surface and the nearest water molecules, we assume quantization using a simplified two-state picture. The heat capacity change upon hydration is compared with model compound data evaluated previously for 20 different proteins. We obtain good correspondence with the data for both the apolar and the polar interior. We note that the effective coupling constants for both models have small variations among the proteins we have investigated.
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INTRODUCTION |
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The understanding of water and water interactions
seems to be important to understand protein folding. In particular, the feature of cold unfolding of several small globular proteins seem to
crucially depend on the properties of water (Kauzmann, 1959
; Makhatadze
and Privalov, 1995
; Eisenberg and McLachlan, 1986
; Phillips and
Pettitt, 1995
; Lazaridis and Karplus, 1999
; Robinson and Cho, 1999
) .
In this work we study two separate models for solvation of the apolar
and the polar protein interior, respectively, that becomes exposed upon
protein unfolding. By the term apolar we mean that the surface has no
permanent dipoles, whereas a polar surface consists of permanent
dipoles and charges (Privalov and Makhatadze, 1992
). Experimentally,
one finds that the hydration contribution to the heat capacity is
positive for apolar surfaces, whereas it surprisingly becomes negative
for polar surfaces (Makhatadze and Privalov, 1990
; Privalov and
Makhatadze, 1992
).
The energy difference between the unfolded and folded apolar interior,
with regard to the water, is in this work represented by additional
hydrogen bonds. A justification of the apolar solvation model is the
ability for water molecules to form an "iceberg" (ice-like shell),
due to Frank and Evans (1945)
, around apolar surfaces and thus create
more hydrogen bonds.
However, one should note that use of recently developed experimental
techniques such as high-energy neutron scattering (Finney et al., 1993
;
Finney and Soper, 1994
; Turner and Soper, 1994
) and x-ray scattering
(Filipponi et al., 1997
; Bowron et al. 1998a
,b
) reveals no significant
ordering of the water around hydrated apolar surfaces. Nevertheless, we
will still use this ice-like shell picture. Reduction of both enthalpy
(Olofsson et al., 1984
; Naghibi et al., 1986
, 1987
; Madan and Sharp,
1997
) and entropy (Wilhelm et al., 1977
; Dec and Gill, 1984
) upon
apolar hydration seems to be well established from experiments
(Makhatadze and Privalov, 1995
; Abraham and Marcus, 1986
).
The energy difference due to the polar surfaces is modeled as a reduced
number of hydrogen bonds compared with bulk water, according to, e.g.,
Madan and Sharp (1996)
, whereupon two energy levels are accessible for
the water molecules. The latter can be somewhat speculative and
simplistic, but we note that two-state models have been applied to
protein solvation (Gill et al., 1985
; Makhatadze and Privalov, 1988
;
Madan and Sharp, 1996
, 1997
; Graziano, 1999
). Nevertheless, along polar
surfaces the water molecules are strongly bound and quantization is
perhaps of importance (as hydrogen is a light element). Anyway, the
two-state picture in this connection can be only a first rough approach
to a more complex situation.
Finally, we apply equilibrium statistical mechanics to the models and
compare the hydration part of the heat capacity change upon unfolding
with model compound data from Privalov and Makhatadze (1995)
, evaluated
for 20 different proteins. The data are based upon transfer
characteristics for solvation in water of more than 100 low-molecular-weight organic compounds. Makhatadze and Privalov were
able to calculate the unfolding hydration effects by assuming that the
individual hydration contributions from the different parts of the
protein are additive, utilizing the thermodynamic model compound data
with which we compare our models.
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HYDRATION UPON PROTEIN UNFOLDING |
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Water seems to be important to understand protein folding in
general (Kauzmann, 1959
; Privalov, 1992
; Makhatadze and Privalov, 1995
;
Eisenberg and McLachlan, 1986
; Phillips and Pettitt, 1995
; Lazaridis
and Karplus, 1999
; Robinson and Cho, 1999
), and furthermore, the
peculiar feature of cold unfolding seems to be particularly sensitive
to the surrounding water (Privalov et al., 1986
; Griko et al., 1988;
Chen and Schellman, 1989
; Privalov, 1990
; Franks, 1995
; Graziano et
al., 1997
; Hansen et al., 1998
; Bruscolini and Casetti, 2000
; De Los
Rios and Caldarelli, 2000
; Bakk et al., 2000
, 2001c
).
The purpose of this work is to study the pure hydration effect upon protein unfolding by making simple models covering some of the essential physics of a more complex system.
Hydration upon unfolding of the apolar interior
The experimental hydration data from Makhatadze and Privalov
(1995)
are based on the assumption that the hydration contribution to
the heat capacity, for each apolar group, is proportional to the
accessible surface area of the water molecules. Experimental hydration
data from small apolar molecules are used to sum up the total heat
capacity change upon protein unfolding.
For the apolar solvation data one should note that the aromatic parts of the protein are partly polar. However, the heat capacity shows the same qualitative behavior as the aliphatic parts; thus, as a simplification the aromatic and aliphatic contributions are here both incorporated in the total apolar contribution. Furthermore, the aromatic parts of the protein contribute to the heat capacity increment by less than 25% of the total apolar contribution.
For the apolar interior that becomes exposed to water upon protein
unfolding we will use a refined version of a hydration model first
proposed by Hansen et al. (1998
, 1999
, 2000
) and later applications by
Bakk et al. (2000
, 2001a
,b
). The refined model was applied by Bakk
(2001)
in a complete protein folding model and by Bakk and Høye (2002)
to model solvation of small apolar molecules. This model has also been
applied recently by Bakk et al. (2002)
as an effective model to
evaluate the total hydration heat capacity increment. However, there we
did not explicitly distinguish between the two different kinds of
surfaces and their separate contributions, but to be able to account
for a maximum in the total hydration heat capacity increment (see Fig.
3) we extended the model by introducing pair interactions between water molecules. In the present work such interactions are not needed to
obtain satisfactory results and are thus not included.
Protein unfolding involves a cavity formation in water with a
rearrangement of the water molecules surrounding the unfolded protein
(Lee, 1985
, 1991
). When estimating the solvation energy of exposing the
interior of a protein to water, one has to calculate the energy
difference between hydrated water, associated with the protein, and
bulk water (Privalov and Makhatadze, 1992
). More precisely, the
hydration is defined as the transfer of a solute from a fixed position
in the ideal gas phase to a fixed position in the solvent (Ben-Naim and
Marcus, 1984
), i.e., water in the present case.
Here we will briefly re-derive the refined model used by Bakk and Høye
(2002)
for apolar surfaces. Due to the ice-like shell analogy of the
water around the apolar surfaces (Frank and Evans, 1945
) the excess
energy is modeled as an increased number of hydrogen bonds compared
with bulk water. This is an effective description based on the
experimental fact that both enthalpy (Olofsson et al., 1984
; Naghibi et
al., 1986
, 1987
; Madan and Sharp, 1997
) and entropy (Wilhelm et al.,
1977
; Dec and Gill, 1984
) decrease upon apolar solvation. Each hydrogen
bond is modeled in analogy to the distorted hydrogen bond model by
Pople (Pople, 1951
; Eisenberg and Kauzmann, 1969
). The idea is that it
costs energy to bend the individual hydrogen bonds. As a
simplification, the simple electric dipole, or classical Heisenberg
spin in an external field, is used as model. The energy measured per
hydrogen bond becomes
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(1) |
a is a bending distortion constant.
(The subscript a refers to apolar solvation and below we
will use p as subscript for polar solvation.) The angle
is the polar angle.
The idea of representing the solvent by dipoles in protein folding was
introduced by Warshel and Levitt (1976)
and in later applications by
Russell and Warshel (1985)
, Fan et al. (1999)
, and Avbelj (2000)
.
It is assumed that the hydrogen bonds are independent of each other,
and the partition function that follows from Eq. 1 is (
is the
azimuthal angle)
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(2) |
1mol
1, the molar gas
constant, is used instead of Boltzmann's constant by which
a becomes energy per mole of hydrogen bonds.
With Na additional hydrogen bonds per
protein compared with bulk water, the internal energy per mole of
proteins becomes U = Na
(ln
Za)/
, with
= (RT)
1, which yields the
corresponding specific heat:
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(3) |
Hydration upon unfolding of the polar interior
Hydration of the polar interior upon protein unfolding is a
challenging problem, and here we will present only a crude model. A
crucial difference compared with apolar surfaces is that on polar
surfaces dipolar water molecules are acted upon by electric fields from
electric charges and dipoles located on these surfaces. Modern
techniques such as high-energy neutron scattering show that ionic
charges actually disrupt the characteristic structure of bulk water
(Leberman and Soper, 1995
). So in this work we simply assume that the
solvation of a polar surface is a two-step process. In step 1, upon
solvation, hydrogen bonds are more broken compared with bulk water
(Madan and Sharp, 1996
; Robinson and Cho, 1999
). In step 2, the water
molecules (dipoles) can choose between two distinct energy levels. A
possible justification for this is the presumably strong bonds between
the polar surface and the water molecules, by which quantization of the
motion of the light hydrogen atoms may be of importance; i.e., we apply
a two-state model, which is the simplest model for quantized energy levels.
Our specific choice of such a two-state model along with broken
hydrogen bonds may be considered somewhat speculative, but to model,
analyze, and better understand polar solvation data such a model can
still be useful. This model for polar solvation (step 1 and step 2)
also lacks several features of polar/ionic solvation as discussed in,
e.g., Sharp and Honig (1990)
, Yang et al. (1992)
, Marcus (1994)
, and
Dominy (2000)
. However, our purpose with this model is to try to
describe and capture some key features of polar solvation.
We will now discuss the above two steps a bit. The heat capacity for a
hydrogen bond around an apolar surface is modeled in the previous
subsection (Eq. 3). So we here for simplicity apply the same model for
breaking a hydrogen bond, but now we fix the electric field coupling
constant to the mean value we will calculate in the next section based
upon 20 different proteins, i.e.,
a

a
.
Thus, the heat capacity change for breaking
N1p hydrogen bonds per protein,
analogous to Eq. 3, is
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(4) |
With an energy difference 2
p (the factor 2 is
chosen for convenience) between the two energy levels (and ground state
energy set to zero), the partition function of step 2 above becomes
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(5) |
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(6) |
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(7) |
Thus, the total heat capacity change for the polar solvation, which is
the sum of step 1 and step 2 above, becomes
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(8) |
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CALCULATIONS AND DISCUSSION |
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We want to investigate the hydration heat capacity change upon
unfolding of the apolar interior and the polar interior, by relating
results in Eqs. 3 and 8 to model compound data on 20 different proteins
evaluated by Makhatadze and Privalov (1995)
.
It can be noted, as already remarked at the end of introduction, that
the model compound data are based upon transfer characteristics for the
solvating process in water of more than 100 low-molecular-weight organic compounds (Makhatadze and Privalov, 1995
). The latter data are
based upon the Ben-Naim definition of the solvation process of a
molecule (Ben-Naim and Marcus, 1984
), i.e., transferring the molecule
from a fixed position in the ideal gas phase into a fixed position in
water, which considers only effects associated with insertion of the
solute molecule into water. Thus, in the solvation process, effects
associated with differences in translational motions of the molecules
in the gas phase and in the water soluted phase or effects associated
with interactions between the molecules in the two phases are not
included. Based upon the solvation data from these small organic
substances and assuming that the apolar and polar hydration data of a
given protein can be represented as a sum of these smaller
contributions to the heat capacity, Makhatadze and Privalov (1995)
evaluated the hydration contribution to the heat capacity upon
unfolding of the 20 different proteins considered here. These data are
termed as model compound data. Because the hydration effect does not
include all contributions upon the protein unfolding process, it has
not yet been possible to measure experimentally the hydration effect
upon unfolding directly, not even for the total surface (apolar plus
polar). Thus, in this respect, model compound data will serve as the
best alternative in lack of direct experimental data. When we in this work study the hydration of apolar and polar surfaces upon protein unfolding, the models will thus represent an average of these surfaces.
The apolar hydration model (Eq. 3) with
Na and
a
chosen as free parameters, and the polar hydration model (Eq. 8) with
Np1,
p, and
p chosen as free parameters, were both fitted
to the model compound data from Makhatadze and Privalov (1995)
by a
least-squares fit procedure.
In Tables 1 and 2 we list the least-squares fittings of parameters for 20 different proteins of the apolar and polar model compound data, respectively.
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We find that the quality of the fitting is good, especially the apolar part, as can be seen from Figs. 1, 2, and 3. The relative deviation between the least-squares fittings and the model compound data are limited to ~0.5% for the apolar data and ~2% for the polar data. For the other proteins present in Tables 1 and 2, corresponding figures can be drawn, and we find relative errors within the same limits. Thus the figures represent the typical accuracy for all the proteins considered in this work.
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One notes that the parameter
a is very stable
for all of the 20 proteins considered. The mean value

a
= 5.9 kJ/mol (see Table 1) compares
well with the estimated value of breaking one mole of hydrogen bonds in
ice, which was estimated by Némethy and Scheraga (1962)
to be 5.5 kJ/mol. We note that Silverstein et al. (2000)
, using a two-state
Muller's model (Muller, 1990
), estimated 10 kJ/mol for breaking one
mole of hydrogen bonds in the first solvation shell of several noble gases.
For the apolar model it is of interest to check whether the change in
accessible surface area
Aa is
proportional to the increase in the number of hydrogen bonds
Na, i.e., proportional to the hydration heat capacity change upon unfolding. (For calculation of
Aa see Makhatadze and Privalov
(1990)
.) We note here that it is usually assumed that the first
solvation shell is the one responsible for the heat capacity change
upon apolar solvation (Naghibi et al., 1986
, 1987
; Makhatadze and
Privalov, 1988
; Muller, 1990
; Silverstein et al., 2000
). Within our
model we find it reasonable that Na is
proportional to
Aa. Thus, the ratio
|
(9) |
In Fig. 1, we show the apolar part of the hydration heat capacity model compound data for 3 of the 20 different proteins considered in this work, namely, RNAse A, ubiquitin, and eglin c together with the theoretical fit based on Eq. 3. These proteins are chosen as typical examples that can give a picture of the quality of the fits.
In Fig. 2, experimental data for the polar parts of the hydration of RNAse A, ubiquitin, and eglin c are drawn together with the theoretical estimates of Eq. 8, which fit the experimental data well. The parameters resulting from this latter fitting procedure are listed in Table 2.
In analogy to the discussion of
a, we note
here that the level spacing parameter
p (see
Eq. 5) is stable around 2.5 kJ/mol. To a first approximation this means
that the parameters
a and
p are constants that may be used to predict
thermodynamic data of proteins other than those considered in this work.
A feature of the polar model is the parameter
p. As seen in Table 2 its mean value

p
= 1.7 ± 0.1; i.e., the number of broken hydrogen bonds (N1p) are
proportional to the number of dipoles that enter the two-state model
(N2p), as one can expect.
In analogy to the parameter
a of the apolar
solvation model, one can also investigate the ratio
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(10) |
p equals (0.95 ± 0.34)
Å2, and note that the standard deviation of this
parameter is relatively large compared with those for
a,
p, and
p. This difference in behavior for
p may reflect a dependence of polar solvation upon the specific characters of the surface; i.e., the behavior of the
water molecules depends upon parameters such as polarity and charge on
the protein surface. This is in contrast to apolar solvation, which
seems to reflect a more intrinsic effect of the water; i.e., there is
only one kind of apolar surface.
In Fig. 3, the total hydration heat capacity change for RNAse A, ubiquitin, and eglin c are shown as the sum of the corresponding heat capacity change for the apolar and polar interiors of Figs. 1 and 2.
It can be added that the main intention of our hydration models for
apolar and polar surfaces are to capture key features of hydration
effects upon protein unfolding. They thus represent only the part
related to water interactions of a more complete description of the
protein unfolding process. To our knowledge there are no independent
results available, besides the ones by Makhatadze and Privalov (1995)
,
with which we can compare our results. However, molecular dynamics
(Mancera and Buckingham, 1995
) and Monte Carlo simulations (Jorgensen
and Nguyen, 1993
; Matubayasi and Levy, 1996
) have been performed for
smaller molecules using more detailed and thus more complex models.
Also, integral equation theory has been performed for small molecules
(Pratt and Chandler, 1977
; Hirata et al., 1982
). But these works did not consider heat capacities (Silverstein et al., 1999
). Madan and
Sharp (1996
, 1997
; Sharp and Madan, 1997
) have by their Monte Carlo
simulations on a random network model made some progress toward
predicting the solvation heat capacity of different small substances.
But they did not consider the temperature dependence of the heat
capacity. However, compared with Madan and Sharp, Silverstein et al.
(1999)
made a simpler numerical model where they were able to study the
heat capacity versus temperature. But as far we can see, our results
cannot be directly related to the latter as the systems and models are different.
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CONCLUSION |
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We have proposed models for the hydration of the apolar and the polar protein interior that becomes exposed to water upon unfolding. To our knowledge, there are no previous models describing apolar and polar protein hydration data with the same accuracy over such broad temperature range (5-125°C).
Hydration of the apolar surfaces, using an ice-like shell analogy, is modeled as an increased number of hydrogen bonds compared with bulk water. Hydration of the polar surfaces is modeled as a lack of hydrogen bonds compared with bulk water. In addition, the dipolar water molecules are supposed to be strongly bound to ionic and polar parts along the protein surface. These strong forces acting on the hydrogen bonds are assumed to lead to quantization, which is represented by a two-state system.
Compared with model compound data evaluated by Makhatadze and Privalov
(1995)
on 20 different proteins, the models fit well. We note that the
coupling parameters
a and
p (see Eqs. 1 and 5) have only small
variations among the proteins considered.
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ACKNOWLEDGMENTS |
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A.B. and A.H. thank the Research Council of Norway for financial support (contract 129619/410).
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FOOTNOTES |
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Address reprint requests to Dr. Audun Bakk, Department of Physics, NTNU, NO-7491 Trondheim, Norway. Tel.: 47-73-593698; Fax: 47-73-593372; E-mail: Audun.Bakk{at}phys.ntnu.no.
Submitted November 15, 2001, and accepted for publication November 16, 2001.
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REFERENCES |
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Biophys J, February 2002, p. 713-719, Vol. 82, No. 2
© 2002 by the Biophysical Society 0006-3495/02/02/713/07 $2.00
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