In the Biacore biosensor, a widely used tool for studying
the kinetics of ligand/receptor binding, receptors are commonly localized to the sensor surface through attachment to polymers that
extend from the surface to form a layer. The importance of the
polymeric layer in analyzing data is controversial. The question of the
effect of a binding layer also arises in the case of ligands interacting with binding sites distributed in the extracellular matrix
of cells. To identify and quantify the effects of a binding layer on
the estimation of association and dissociation rate constants, we
derived effective rate coefficients. The expressions show that rate
constants determined under the standard assumption that binding takes
place on a two-dimensional surface underestimate the true reaction rate
constants by a factor that depends on the ratio of the height of the
layer to the mean free path of the ligand within the layer. We show
that, for typical biological ligands, receptors, cells, and Biacore
conditions, the binding layer will affect the interpretation of data
only if transport of the ligand in the layer is slowed
substantially
by one or two orders of magnitude
relative to transport
outside the layer. From existing experiments and theory, it is not
clear which Biacore experiments, if any, have transport within the
dextran layer reduced to such an extent. We propose a method, based on
the effective rate coefficients we have derived, for the experimental
determination of ligand diffusion coefficients in a polymeric matrix.
 |
INTRODUCTION |
In analyzing the binding of ligands in solution
to receptors on the surface of a cell or biosensor, it is common to
model the receptors as fixed or diffusing particles on a
two-dimensional (2D) surface. In many experimental systems, however,
receptors are distributed in a layer above a surface. In the case of
cells, specific ligands bind to sites within the extracellular matrix (glycocalyx). In the Biacore (Biacore AB, Uppsala, Sweden) an optical
biosensor used widely for quantitative analysis of interactions between
biomolecules, receptors are often attached to polymers that form a
layer on a sensor chip (Rich and Myszka, 2000
).
The extent to which a binding layer affects the interpretation of
Biacore data has been investigated experimentally (Karlsson and
Fält, 1997
; Parsons and Stockley, 1997
), numerically (Schuck, 1996
), and analytically (Edwards, 2001
). The results we present here
facilitate the analysis of Biacore experiments, resolve an apparent
contradiction between earlier numerical predictions and experimental
results, and provide tools for assessing and including the effect of a
binding layer when ligands bind to sites on spherical cells or beads.
Our approach is based on effective rate models (reviewed in Goldstein
et al., 1999
). When ligands in solution bind to receptors on a surface,
whether or not the receptors are distributed in a three-dimensional
(3D) layer, a complete model for binding and dissociation includes
transport of the ligand to the surface and reaction at the surface.
However, the resulting partial differential equation (PDE) models,
including diffusion and possibly convection of the ligand, are
impractical as the basis for extracting reaction rate constants from
binding data. Approximate models, consisting of an ordinary
differential equation (ODE) with effective rate coefficients that are
explicit functions of both the transport and reaction parameters,
provide the basis for simple and accurate estimation of reaction rates,
under a wide range of experimental conditions (e.g., Goldstein and
Dembo, 1995
; Myszka et al., 1998
; Mason et al., 1999
; Edwards et
al., 1999
). Here we derive effective rate coefficients for ligands
binding to receptors distributed in a layer above the surface of a
spherical cell or the sensor surface of a Biacore.
Effective rate coefficients for binding and dissociation within a layer
modify, in a simple way, the analogous expressions for the case where
binding occurs on an impenetrable surface. The modification is that the
intrinsic reaction parameters, i.e., the association and dissociation
rate constants, are reduced by a factor that depends on the thickness
of the layer and the mean free path of the ligand in the layer
(roughly, the distance a ligand travels within the layer before it
binds to a receptor). If the mean free path is large relative to the
height of the binding layer, then the layer can be modeled as a 2D
surface. This makes sense because, in this limit, concentrations of
free and bound ligand are essentially uniform in the layer. The 3D
structure of the binding layer would only be important if, in the
course of an experiment, gradients developed in the ligand
concentration in the layer, for example, if binding occurred to a
significantly greater extent at the top than at the bottom of the layer.
The main conclusion for the Biacore is that, for typical ligands and
experimental design, effective rate coefficients derived from a model
where receptors are distributed in the dextran layer are very close to
those derived under the assumption that binding takes place on an
impenetrable 2D surface. The dextran layer affects the interpretation
of binding data only if diffusion of the ligand within the layer is
much slower than the diffusion of a typical biological molecule in the
aqueous medium outside the layer (where the diffusion coefficient is
expected to be between 10
7 and 10
6
cm2/s). This result is consistent with simulations by
Schuck (1996)
, who used a diffusion coefficient of 10
8
cm2/s for a ligand inside the dextran layer and predicted
gradients in the concentrations of free and bound ligand within the
layer. If such gradients are pronounced, they may lead to
misinterpretation of binding data. However, our result is also
consistent with Biacore experiments of Karlsson and Fält (1997)
and Parsons and Stockley (1997)
. Both groups did not detect differences
in binding or dissociation between sensor chips with receptors
distributed in a dextran layer and chips with receptors bound
directly to the surface. Karlsson and Fält argued that parameter
values used in the Schuck calculations were not characteristic of
Biacore conditions.
 |
RESULTS |
General form of effective rate coefficients for binding in a layer
The role of effective rate coefficients is to provide a good
approximate description of ligand/receptor binding kinetics at a
surface, using an ODE of the form,
|
(1)
|
where B and R are concentrations of bound
and free receptors on the surface, CT is the
bulk concentration of ligand far from the surface,
k
is the effective forward (association)
rate coefficient, and k
is the effective
reverse (dissociation) rate coefficient. The concentrations of bound
and free receptors, B and R, satisfy the
conservation law R + B = RT, where
RT is the total surface concentration of receptors, assumed to be constant for the period of the experiment being modeled. Typical units for the concentrations of reactants are
cm
3 or nM for the ligand and cm
2 or nM-cm
for receptors. The formulation in Eq. 1 is for monovalent receptors and ligands.
If transport of the ligand is rapid relative to the reaction at the
surface, the system is in the "reaction limit," and Eq. 1 holds
with the effective rate coefficients equal to the intrinsic association
and dissociation rate constants, denoted by ka
and kd. In general, effective rate coefficients
are not constants; they depend on R (equivalently, on
B).
For experiments where ligands bind to receptors distributed in a
polymeric layer attached to the surface of a spherical cell or the
sensor surface of a Biacore flow cell, we derive effective rate
coefficients of the form
|
(2)
|
which differ from those derived previously for binding to a 2D
surface only in the "thickness factor" T(
), defined
below, that multiplies the intrinsic rate constants
ka and kd. The components of Eq. 2 are defined in the next section, where we summarize the PDE
model that underlies the derivations. In brief, R is the
effective surface concentration of free receptors if receptors are
considered to be confined to a surface of area A, and,
therefore, RA is the total number of receptors in the layer;
k+ is the transport-limited forward rate
constant, i.e., the rate constant for binding to the surface, as the
receptor concentration tends to
and the surface becomes a perfect
absorber;
is the ratio of the height of the layer to the mean free
path of the ligand in the layer, when the surface concentration of free
receptors is R; and
|
(3)
|
The graph of T is shown in Fig.
1. In the limit of small
, or
equivalently, when the binding layer is thin relative to the mean free
path of the ligand, T(
)
1 and the effective rate coefficients approach the form expected when binding takes place on an
impenetrable surface. In this case, the layer can be ignored, and
binding can be modeled as occurring on a surface. When
1, T(
) acts on the intrinsic reaction rates
ka and kd as a reduction factor. In this case, if the effective rate model without the correction for the layer is used to analyze binding data, the intrinsic
rate constants will be underestimated by the factor T(
).

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FIGURE 1
Graph of the thickness factor T( ) = tanh( )/ that reduces effective rate coefficients when
ligand/receptor binding takes place in a 3D layer rather than on a 2D
surface. When (Eq. 5b) is small, which occurs when the layer is
thin relative to the mean free path of the ligand in the layer, then
T( ) 1 and the layer has a negligible effect on
binding.
|
|
Overview of the PDE model for ligand concentrations
Figure 2 sketches (a) a
spherical cell with radius a and (b) a cross
section of a Biacore flow cell, with height h and length l. In both cases, the height of the polymeric layer is
d. The diffusion coefficient for the ligand is
Di in the layer and Do outside. In the model for binding to a cell, transport of the ligand to
the cell is by diffusion alone. For the Biacore, there is also
convection, with maximum velocity vc. In both
cases, a partition coefficient
gives the effective fraction of the
volume of the layer in which the ligand is free to diffuse. If the pore size in the polymer matrix is comparable to the size of the ligand, then the excluded volume will be greater than the volume that the
polymer matrix occupies (Deen, 1987
). We assume that receptors and
ligands bind monovalently with intrinsic forward and reverse rate
constants ka and kd.

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FIGURE 2
Diagrams of (a) a spherical cell and
(b) the flow chamber of a Biacore biosensor, each with
receptors distributed in a polymeric layer of height d.
|
|
In the next section, we present methods for calculating effective rate
coefficients from the steady-state flux of ligands to receptors. In the
model, a steady state is maintained by, in effect, replenishing ligand
and receptor. This is accomplished by holding the ligand concentration,
CT, constant as the distance from the surface
approaches
, and holding the free receptor concentration in the
layer, R3D, constant and uniform. (Note that we
are not assuming that the free receptor concentration remains constant
over time. Rather, we have a continuum of models, one for each free
receptor concentration R3D, that allows us to
calculate effective rate coefficients for association and dissociation
at each R3D.) The uniformity assumption for free
receptors is a substantive simplification, as discussed further below.
For the rectangular geometry of the Biacore, the effective surface
concentration of free receptors satisfies
|
(4)
|
For a spherical cell, Eq. 4 holds approximately, in the limit
where the height of the layer is small relative to the radius of the
cell, i.e., d/a
1. Also, the form of the function
T that gives the thickness factor T(
) in Eq. 2
has the simple form given by Eq. 3 only when d/a
1. A
typical lymphocytic cell has radius a
5 × 10
4 cm. The extracellular matrix has height
d
10
6 cm (Bongrand, 1988
). Therefore,
at least for these cells, d/a
2 × 10
3 and it is reasonable to use the approximations
given by Eqs. 3 and 4. (The general forms of T and
R for a sphere are given in the Appendix, Eqs. A6 and A7.)
For both the spherical cell and the Biacore, the mean distance a ligand
travels in the polymer layer before binding occurs (i.e., the mean free
path) is
|
(5a)
|
at the start of a binding experiment when all receptors are free
and uniformly distributed in the layer (see Appendix). When Eq. 4
holds, in particular for the Biacore and many cell types, the mean free
path can be expressed in terms of the effective surface concentration
of free receptors as
=
. Then
, the ratio of the height d of the layer to the mean
free path of the ligand in the layer is
|
(5b)
|
Consideration of the mean free path clarifies the effect of the
model assumption that free receptors are distributed uniformly. In
experiments, as ligands enter the layer and bind to receptors, the
concentration of free receptors is depleted preferentially near the
entrance to the layer. By effectively redistributing free receptors in
the series of models we consider, we provide additional opportunities
for binding near the entry boundary, shorten the mean free path, and
consequently exaggerate the effect of the layer.
Methods for obtaining effective rate coefficients from steady-state
profiles
The PDE models for the spherical cell and the Biacore flow cell
presented in the Appendix determine the steady-state concentration of
free ligand as a function of position, in the layer
(Ci) and outside the layer
(Co). There are two equivalent ways to use the ligand concentration functions to calculate an effective association rate coefficient. Both methods equate expressions for the total rate of
binding (number of receptors bound per cell per unit time), in the
effective rate ODE model and in the full PDE model. In the effective
rate model, receptors that are, in fact, distributed in a layer
, of
volume V, where the concentration of free receptors is
R3D, are taken to be confined to a surface with
area A. The effective surface concentration of free
receptors is R, where RA = R3DV. In terms of the effective association
rate coefficient k
and bulk concentration
of ligand, CT, the rate of binding to the surface is
In the full model, the total rate of binding within the layer can
be expressed similarly, as
so that
|
(6)
|
The expression for k
can also be
obtained from the total flux of ligand at the boundary of the binding layer, which can be expressed either in terms of
Ci or Co at the boundary.
For example, in the model for binding to a sphere of radius
a where the height of the layer is d, we can
express Ci and Co in
terms of a radial variable r and find
k
from
|
(7)
|
with V = 
((a + d)3
a3) and A = 4
(a + d)2. In the Biacore model, we express ligand
concentrations in terms of a height y, with y = d denoting the interface between the dextran layer and the rest of
the flow cell. There, V/A = d and
|
(8)
|
Once k
is obtained, the effective
dissociation rate coefficient, k
, is
defined by k
= Kk
, where K denotes the equilibrium
association constant, i.e., K = ka/kd. Then the effective rate
model (Eq. 1) has the correct behavior at long times, as the system
approaches equilibrium.
The results we obtain with these steady-state calculations agree, in
the special case where a comparison is available, with an effective
rate model derived by Edwards (2001
, Eq. 66) from a time-dependent
system of PDEs (see the discussion of Eq. A40 in the Appendix).
Effective rate coefficients for the case of a spherical cell
To evaluate the effective rate coefficients (Eq. 2) for the
spherical cell, we use the diffusion-limited forward rate constant for
binding to a sphere of radius a + d, i.e.,
k+ = 4
D(a + d) (Smoluchowski,
1917
), and the corresponding surface area, A = 4
(a + d)2. Then,
|
(9a)
|
In the typical case where d/a
1,
|
(9b)
|
In summary, an approximate model that can be used to analyze
binding and dissociation data from spherical cells is (Eq. 1)
|
(10)
|
where R = RT
B.
Effective rate coefficients for the Biacore
For the Biacore flow cell, if the transport-limited forward rate
constant, k+, is expressed as a function of the
distance x from the inlet of the flow cell, then (Lok et
al., 1983
)
|
(11a)
|
If the transport-limited forward rate constant is averaged over
the full length of the flow cell, then
|
(11b)
|
Eqs. 11a, 11b, or the intermediate form obtained by averaging over
a portion of the flow cell are substituted into Eq. 2 to give effective
rate coefficients.
In the Appendix, we consider two limits in which modified expressions
for effective rate coefficients (Eqs. A36, A37, A40, A41) give marginally more accurate approximations than Eq. 2, relative to exact
expressions obtained from flux calculations. However, the approximations in Eq. 2 differ by no more than 2% from the exact expressions (see Eqs. A32 and A39) for all sets of parameters and experimental conditions.
Under what conditions can the layer be neglected?
The effective rate coefficients (Eq. 2) reduce to the form
obtained by treating the layer as a 2D surface when T(
)
1, or equivalently, when
1. Because
(Eq. 5b) is
largest at the start of a binding experiment, when all receptors are
free (i.e., R = RT), a sufficient condition
for modeling the layer as a 2D surface is
|
(12)
|
That is, we can neglect the layer if the mean free path of the
ligand in the layer, when most receptors are free, is long relative to
the height of the layer.
There is an additional situation where the thickness factor
T is not important in predicting binding or in fitting
kinetic data, even though T < 1. In the transport
limit, i.e., when
T(
)kaRA/k+ is large
(
1), the dependence of k
on
T is negligible, because
k
k+/(RA).
To determine conditions under which the correction for the binding
layer changes effective rate coefficients by more than a specified
amount, we considered the ratio
of effective rate coefficients with
and without T(
) (i.e., using T(
) = 1
for the case where the layer is ignored),
|
(13)
|
Eq. 13 shows that
can be written as a function of two
variables. We will find it useful to consider
as a function of
and a quantity
=
DiA/(dk+) that depends on
geometric and transport-related parameters but does not depend on
ka and R. Figure
3 shows level curves of the ratio of
effective rate coefficients,
. The contour where
= 0.9 shows that, for effective rate coefficients with and without the
correction for the layer to differ by more than 10%, we must have both
|
(14a)
|
|
(14b)
|
The second restriction is very stringent. In the case of a
spherical cell with d/a
2 × 10
3, as estimated for typical lymphocytes, we have
k+/A
Do/a (Eq. 9b) and therefore we would need to have
|
(15)
|
i.e.,
Di would have to be at least
250-fold lower than Do for the extracellular
matrix to make a difference of more than 10% in the effective rate
coefficients.

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FIGURE 3
Contour curves for the ratio (Eq. 13) of the
effective association rate coefficients calculated with and without
accounting for the binding layer. The effective rate coefficients are
given by Eq. 2. The thickness factor T( ) corrects for the
binding layer. When the binding layer is replaced by a 2D surface,
T( ) = 1. The ratio is considered as a function of
= and
= DiA/(dk+).
The contours show pairs of , values for which the ratio of
effective rate coefficients is 0.95, 0.9, 0.8, 0.7, or 0.6, corresponding to maximum percentage differences from 5% to 40%.
|
|
For the Biacore, in the case where k+ =
k+
(Eq. 11b), Eq. 14b becomes
|
(16)
|
If the layer does not retard diffusion significantly (i.e., if
Di
Do) and does not
reduce significantly the volume fraction of the layer available for
reaction (i.e., if
1), then, from Eq. 16, a necessary
condition for the layer to make a difference of 10% or more in the
effective rate coefficients is that the diffusion coefficient for the
ligand outside the layer, Do, satisfy
|
(17)
|
In the Biacore 2000 (Biacore AB), h = 0.005 cm and
l = 0.24 cm. For the most commonly used sensor chip,
CM5, d = 10
5 cm (Karlsson et al., 1994
).
Based on these parameters, and using a flow rate
vc = 10 cm/s, common in Biacore
experiments, we find that we would need Do < 1.4 × 10
10 cm2/s for Eq. 17 to hold.
But typical diffusion coefficients for the biological ligands of
interest in Biacore experiments are in the range 10
7
10
6 cm2/s. Therefore, transport in the
layer must be slowed significantly (Di
Do), or the available volume in the layer reduced
significantly (
1), for the binding layer to matter in data analysis.
How much lower than Do does
Di have to be for there to be a 10%
difference between effective rate coefficients in models that treat the
dextran layer explicitly and those that assume that binding occurs on a
surface? From Eq. 16, using the same parameters as above, we find a
necessary condition to be
|
(18a)
|
|
(18b)
|
In the first case, transport has to be at least 20 times slower in
the layer than outside. In the second case, which would correspond to
very large asymmetric ligands (see Tanford, 1961
, Table 21-1, p. 358),
transport has to be slowed 10-fold for the layer to matter.
Recently, the height of the flow chamber (h) has been
reduced to speed transport to the sensor surface (Rich and Myszka,
2000
). In the Biacore 3000 (Biacore AB), h = 2 × 10
3 cm. This expands only slightly the range of
parameter values for which the layer is expected to produce observable
effects on the binding kinetics.
Proposal for quantifying ligand transport in a dextran layer
Under what experimental conditions is transport in the dextran
layer reduced to the extent where we have concluded that the layer must
be taken into account to estimate reaction rate constants accurately
(Eqs. 14a and 14b)? Existing theory does not provide a reliable way to
estimate the quantity
Di that characterizes
transport in the dextran layer (Yarmush et al., 1996
). Here we propose
a way to use experiments like those of Karlsson and Fält (1997)
, comparing ligand-receptor binding kinetics on sensor chips with and
without a dextran layer, in conjunction with the effective rate
coefficients we have derived, to estimate
Di
in prototypic cases. The results can be used to test models for
transport of macromolecules in a polymeric matrix and to provide
reasonable estimates of
Di for Biacore
experiments similar to the prototypes.
First, we consider the implications of our theory regarding the
experimental system investigated by Karlsson and Fält (1997)
, where the layer did not make a measurable difference. This means that
at least one of the conditions for the layer to matter (Eqs. 14a and
14b) does not hold for this system. For the parameters characterizing these experiments, Eq. 14a turns out to be the more stringent
condition. The ligand is a 24-kDa antigen (p24) and the immobilized
receptor an anti-p24 antibody. The reaction is relatively slow, with
estimated binding rate constant ka = 2.2 × 105 M
1s
1. We
estimate that the density of active, accessible receptor binding sites,
Rd in Eq. 14a, is equal to the maximal density of bound
ligands, approximately 3.85 × 10
5 M
1
(calculated from the molecular weight of the ligand and the maximal Biacore signal of approximately 100 RU in these experiments). Then the
condition given by Eq. 14a is
Di < 3.4 × 10
9 cm2/s. That is,
Di would have to be 300 times lower than the
diffusion coefficient expected for the ligand outside the layer,
Do = 10
6 cm2/s,
for the layer to alter effective rate coefficients by 10% or more. The
fact that the layer does not matter in the experiments of Karlsson and
Fält tells us that transport in the layer is not slowed 300-fold
relative to transport outside the layer. For ligand/receptor pairs that
react with a faster forward rate constant, we would not require such an
extreme reduction of transport within the layer to see an effect of the
layer. If ka = 107
M
1s
1, Eq. 14b (or equivalently Eq. 18a) is
a more stringent condition than Eq. 14a. In this case, we should see a
difference in binding to sensor surfaces with and without a dextran
layer if the layer reduces ligand transport 20-fold. Despite this,
Parsons and Stockley (1997)
also found that the presence of the dextran
layer had no effect on the binding of a small protein (
24 kDa) to
DNA on sensor chip surfaces with no dextran layer, a dextran layer of
height 30 nm, or a layer of height 100 nm, even though
ka = 3 × 106
M
1s
1 and ka = 8 × 106 M
1s
1 for the two
DNAs studied.
Although the exception rather than the rule, we anticipate that
examples will be found where ligand-receptor binding exhibits different kinetics for sensor chips with and without dextran layers. In
particular, in experiments with large ligands or where high receptor
densities are desirable to increase the Biacore signal, transport of
the ligand in the layer may be affected to the extent where we expect
the layer to make a difference. In such a case, an estimate of
Di is needed for the accurate estimation of
intrinsic binding and dissociation rate constants (see Eqs. 2 and 5b).
We propose to obtain estimates for prototype systems where an adequate signal can be measured using a nonlayered chip, so that data can be
obtained both in the presence and absence of a dextran layer. From
experiments using the nonlayered chip, one would determine the binding
and dissociation rate constants, ka and
kd, and the transport-limited forward rate
constant, k+, by performing a global fit of a
series of kinetic curves determined for different ligand concentrations
(Myszka, 1997
; Myszka et al., 1997
; Myszka and Morton, 1998
). With
these parameters known, the thickness factor T would be
determined from the binding kinetics in the presence of a layer. From
the value of T(
), one obtains the value of
for the
layer, and, from
, the product
Di (see
Eqs. 3 and 5b). Estimates of
Di from the
prototype systems can be applied to systems with similar ligand size,
ligand geometry, receptor size, and receptor density, but where, as is
the common situation, the extent of ligand/receptor binding at a
receptor density achievable on a nonlayered chip gives too low a signal
for reliable estimation of binding parameters.
A possible complication to this approach arises because the Biacore
weights the mass of a bound ligand by a factor that decays exponentially with the distance, y, the ligand is from the
sensor surface. Because the decay length of the evanescent wave is 160 nm (Karlsson and Fält, 1997
), a bound ligand 100 nm (d
for a CM5 chip) from the sensor surface would give a signal only 0.65 that of a ligand bound at the surface. If binding is uniform in the
y direction (T(
)
1) this has no
effect on the interpretation of data. However, when the binding is
nonuniform and ligands bind first to sites near the top of the layer
and then, after these sites are filled, to sites deeper into the layer,
the amount bound at the beginning of a binding experiment will be
underestimated compared with the amount bound later in the experiment.
As a result, under these conditions, the binding kinetics as measured
by Biacore may not reflect the true binding kinetics. To get around
this potential problem, a chip with a shorter dextran layer could be used to determine
Di. For example, in the
experiments of Parsons and Stockley (1997)
a chip with d = 30 nm was used. A signal from a bound ligand at the top of this
layer is 0.88 that of a ligand bound at the bottom.
Potential effects of slow transport of ligand in a polymeric layer
Figure 4 compares predictions of the
time course of binding in a Biacore experiment, based on Eq. 1, under
different assumptions regarding ligand transport. The reaction
parameters are the same for all simulations. For these parameters, half
of the receptors are bound at equilibrium. To compare any two predicted
time courses quantitatively, we express the largest absolute difference
between fractions of receptors bound as a percentage of 0.5, the
maximum fraction of receptors bound in all cases. Curve a is
obtained by using the intrinsic rate constants
ka and kd instead of
effective rate coefficients in Eq. 1, thereby ignoring transport
completely, inside and outside the layer. Curves b, c, and
d, generated using effective rate coefficients given by Eqs.
2 and 11b, predict binding when the ligand's diffusion coefficient
outside the layer is Do = 10
6
cm2/s. The flow rate and geometric parameters, given in the
figure caption, are the same for cases b, c, and
d. Curve b is obtained by setting
T(
) = 1 in Eq. 2, thereby ignoring the layer and
assuming that receptors are on a 2D surface. Essentially the same curve (with values differing by at most 0.3%) is obtained using the correction for the layer but assuming
Di,
which determines transport in the layer, is the same as
Do. For curve c,
Di = 5 × 10
8
cm2/s, 20-fold lower than Do. The
maximum difference from the prediction when the binding layer is
ignored (or where
Di = Do) is 5% in this case. Curve d is
generated using
Di = 10
8
cm2/s, a factor of 100 lower than
Do. In this case, the maximum difference in
predicted binding from the case where the binding layer is ignored is
16%.

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FIGURE 4
Predictions of Biacore binding, based on an effective
rate model (Eq. 1), under different assumptions regarding the effective
rate coefficients k and
k . Curve a is generated using
intrinsic binding and dissociation rate constants in Eq. 1 and
therefore ignoring all transport effects. Curves b, c, and
d use effective association rate coefficients given by Eq. 2, with transport-limited forward rate constant given by Eq. 11b. For
all three curves, the diffusion coefficient for the ligand outside the
layer is taken to be Do = 10 6
cm2/s, but different assumptions are used regarding
transport in the dextran layer. For curve b, the dextran
layer is ignored, i.e., binding occurs on a 2D surface (Eq. 2 with
T( ) = 1). If we use the correction for the layer but
assume that the dextran layer does not slow diffusion or reduce the
effective volume in which the ligand diffuses, i.e., if
Di = Do, then the
predicted binding curve is essentially identical to curve b.
In this case, the layer can be ignored. Curves c and
d show the predicted binding if (c)
Di = 5 × 10 8
cm2/s or (d) Di = 10 8 cm2/s. The other parameters used in the
simulations are in the typical range for experiments done on a Biacore
2000. The dimensions are standard for a flow cell with a CM5 chip
(length l = 0.24 cm, height h = 0.005
cm, height of layer d = 10 5 cm). We took
the maximum flow rate vc = 10 cm/s, the
intrinsic rate constants ka = 0.01 nM 1s 1 and kd = 0.01 s 1, and concentrations of ligand and receptor
CT = 1 nM, RT = 1 nM cm.
|
|
The effective rate coefficients, with and without the correction for
the layer, differ by 10% when
Di = 5 × 10
8 cm2/s = Do/20 (case c) and 25% when
Di = 10
8
cm2/s = Do/100 (case d).
These differences are greater than the corresponding differences in
predicted binding (5% in case c and 16% in case d). The thickness factor T(
) shows an even
greater effect of ignoring the correction for the dextran layer in
cases c and d. The value is T(
) = 0.63 for case c and T(
) = 0.32 for
case d. Neglecting the layer would result in significant
underestimation of binding and dissociation rate constants in these
cases
an estimate of 0.63ka in case
c or 0.32ka in case d,
instead of the true ka.
 |
DISCUSSION |
For a 3D binding layer above a surface to matter in the estimation
of reaction rate constants, we have shown that the average distance the
ligand travels in the layer before binding occurs (i.e., the mean free
path) must be comparable to, or shorter than, the height of the layer.
Association and dissociation rate constants determined by methods that
ignore the binding layer underestimate the true rates by a "thickness
factor" T that depends on the ratio of the height of the
layer to the mean free path of the ligand. The layer looks "thin"
to the ligand if the mean free path is long relative to the height of
the layer. In this case, T
1. The layer is
"thick" if the ligand traverses only a small fraction of the layer
before binding to a receptor (T
1). In this case, the
layer may influence binding kinetics, and the interpretation of binding
data, significantly. However, even under conditions where T
1, if transport of the ligand outside the layer is so slow
relative to reaction that the system is in the transport limit,
the effective association and dissociation rate coefficients become
independent of the thickness factor T, and of the intrinsic reaction rate constants.
Therefore, for a reaction layer above a surface to influence binding
kinetics observably, two conditions must be met. Transport of the
ligand outside the layer must be fast enough relative to binding that
the reaction is not transport limited. Transport in the layer must be
slow enough relative to binding that gradients arise in the
concentrations of free and bound ligand.
One of the conditions imposes a relation between diffusion coefficients
for the ligand inside and outside the layer (see Eq. 14b). We have
shown that, when ligands bind to sites in the glycocalyx of a spherical
cell, diffusion of the ligand must be two orders of magnitude slower
inside the glycocalyx than outside for the layer to affect the binding
kinetics. For the Biacore biosensor, transport must also be
substantially slower (at least an order of magnitude) inside the
dextran layer than outside, for the layer to matter.
Experiments comparing ligand-receptor binding on sensor chips with and
without dextran layers have failed to detect differences in the
kinetics of binding (Karlsson and Fält, 1997
; Parsons and
Stockley, 1997
). The experiments suggest that, under typical Biacore
conditions, diffusion of the ligand in the layer is not so slow that
the layer influences kinetic data observably. However Schuck (1996)
has
argued that there are plausible experimental conditions under which
transport in the dextran layer is slow enough to affect Biacore data
and data analysis. We have proposed a method for estimating the
effective diffusion coefficient of a ligand in a dextran layer.
Estimates from representative experimental systems can be used to
calculate the thickness factor T in related systems, under
conditions where the dextran layer is expected to matter. In such
cases, the thickness factor is needed to estimate kinetic parameters
accurately. Estimates of effective diffusion coefficients for ligands
in a dextran layer can also be used to test models that predict
macromolecular transport in a polymeric matrix.
To calculate the mean free path a ligand travels before it
becomes bound, we consider a one-dimensional steady-state problem where
receptors are uniformly distributed in a layer extending from
x = 0 to x =
. To clarify what we
mean by the mean free path, picture the presence of only a single
ligand whose path we follow when it moves from solution into the layer
at x = 0. We record the distance it travels until it
becomes bound, repeat this many times, and then calculate the average
distance traveled. Equivalently, instead of considering only one
ligand, we can consider a solution of ligands outside the layer where
we hold the ligand concentration constant at the surface of the layer
and we hold the concentration of free receptors constant. Because the
free receptor concentration is constant, there is no competition among ligands for receptor binding sites, and the ligands move through the
layer independently. Let Co be the constant
ligand concentration at x = 0, the boundary of the
layer. Inside the layer, the ligand diffuses and is bound irreversibly
so that, in the steady state inside the layer, the ligand concentration
Ci obeys the equation