With a view to determine the configuration and regularity
of plectonemically supercoiled DNA, we have measured the small angle neutron scattering from pUC18 plasmid in saline solutions. Furthermore, we have derived the mathematical expression for the single chain scattering function (form factor) of a superhelical structure, including the longitudinal and transverse interference over the plectonemic pitch and radius, respectively. It was found that an
interwound configuration describes the data well, provided interactions
among supercoils are accounted for in the second virial approximation.
The opening angle was observed to be relatively constant and close to
58°, but it was necessary to include a significant distribution in
radius and pitch. For diluted supercoils with vanishing mutual
interaction, the derived structural results agree with independent
measurements, including the distribution in linking number deficit as
determined by gel electrophoresis. With increasing plasmid
concentration, prior and covering the transition to the liquid-crystalline phase, the radius and pitch are seen to decrease significantly. The latter observation shows that compaction of negatively supercoiled DNA by confinement results in a decrease in
writhing number at the cost of a positive twist exerted on the DNA
duplex. It is our conjecture that the free energy associated with this
excess twist is of paramount importance in controlling the critical
boundaries pertaining to the transition to the anisotropic, liquid-crystalline phase.
 |
INTRODUCTION |
Closed circular DNA usually exists in a
supercoiled, plectonemic configuration in which the DNA duplex is wound
around another part of the same molecule to form a higher order helix.
The plectonemic negative supercoiling, with a right-handed
interwinding, is the most likely conformation present in vivo. The
excess free energy associated with the supercoiling is used in many
cellular mechanisms. Examples include the replication and transcription
of DNA, the formation of nucleosomes and other protein complexes on
DNA, and the formation of altered DNA structures such as cruciforms
(Bates and Maxwell, 1993
). Apart from the importance in
understanding the mechanisms involved in vivo, the interplay between
conformation and interactions in topologically constrained polymers is
of interest in its own right from a biophysical point of view.
With the advent of high-resolution (cryo-) electron microscopy
(Boles et al., 1990
; Bednar et al., 1994
)
and atomic force microscopy (Rippe et al., 1997
;
Lyubchenko and Shlyakhtenko, 1997
; Cherny and
Jovin, 2001
), the supercoils can be directly visualized. In
these studies the plectonemic parameters, i.e., radius, pitch, opening
angle, and length projected on the superhelical axis were obtained as a
function of superhelical density and/or supporting electrolyte
concentration. The main observation is that the shape of the interwound
superhelix is generally quite irregular, but the average radius is
inversely proportional with the superhelical density and decreases with
increasing ionic strength of the supporting medium. However, these
visualization techniques are never without some ambiguity. First, it is
difficult to preserve the ionic conditions during the elaborate sample
preparation procedures and there is always a possible effect of the
spreading interface on the molecular conformation (Fujimoto and
Schurr, 2002
). Furthermore, apart from cryo-electron
microscopy, these interfacial techniques are not well adopted to
investigate typical three-dimensional solution properties such as
plasmid excluded volume effects and crowding. Accordingly, it is
desirable to perform bulk radiation scattering experiments to infer the
structure of the supercoils close to their native state.
Scattering work on supercoiled DNA is scarce. Early work using low
angle x-ray scattering shows rather featureless structure factors,
which were interpreted with a toroidal molecular configuration (Brady et al., 1983
, 1987
). This observation is at odds with the images obtained
with modern high-resolution microscopy techniques, which show clearly
plectonemic, interwound molecular conformations. The interwound
structure has also been observed in more recent small angle neutron
scattering (SANS) work on supercoiled DNA either in dilute solution
(Hammermann et al., 1998
) or in liquid-crystalline environment (Torbet and DiCapua, 1989
). From the scaling
of the interaction peak position (Bragg spacing) with plasmid
concentration, the latter authors obtained a pitch angle 36 ± 5° for concentrations above 45 g of DNA/dm3. With
the linking number deficit determined with gel electrophoresis, they
further derived a radius r = 8 ± 1 nm and a pitch
2
p = 36 ± 4 nm. With a similar procedure as in
the present contribution, Hammermann et al. (1998)
obtained significantly smaller values for the radius of the superhelix
of pUC18 bacterial plasmid (2686 bp). In these previous scattering
works, attempts to observe interference over the superhelical pitch
were unsuccessful. As we will see shortly, this is mainly because of
the existence of a rather broad distribution of topoisomers in a
typical DNA preparation.
Supercoiling is also of paramount importance in controlling the
formation of a liquid crystal, through the effect of the plectonemic dimensions and possible branching of the superhelix on the excluded volume. The key issue how spatial confinement controls the radius, pitch, and associated excess free energy has not been addressed yet.
Accordingly, we thought it useful to focus on the dimensions of the
supercoil as a function of plasmid concentration in a range prior and
covering the transition to the liquid crystalline phase. For this
purpose, we will first derive a mathematical expression for the total
scattering function, including interactions among supercoils in the
second virial approximation. This expression should include both
longitudinal and transverse interference over the pitch and radius,
respectively. Furthermore, it will be necessary to include a variation
in the molecular shape due to the presence of a distribution in linking
number deficit, thermal fluctuations, and/or, in the case of biphasic
samples, partitioning over coexisting anisotropic and isotropic phases.
From a comparison with our SANS data from pUC18 plasmid in saline
solutions, we will estimate the regularity of the superhelical
structure and the extent to which the configuration follows locally the
classical path. The derived results for the radius, pitch, and opening
angle will than be compared with the corresponding literature values
obtained with microscopic visualization techniques. Finally, we will
discuss the observed concentration dependence of the number of
superhelical turns in terms of spatial confinement effects.
 |
THEORY |
Topology
For a description of the topology, it is assumed that the
double-stranded DNA coil takes a helical configuration that is well defined locally at a length scale on the order of the radius
r and the pitch 2
p (Fig.
1). We let the helix be right-handed with a negative superhelical density
=
Lk
/Lk0, with excess linking number deficit
Lk and Lk0 being the linking
number if the coil is fully relaxed. The excess linking number deficit
is related to the writhing number Wr and the excess twist
Tw according to
|
(1)
|
(White, 1969
). For a right-handed, regular
supercoil without end loops, the writhing number is simply proportional
to the number of crossings n when viewed perpendicular to
the superhelical axis Wr =
nsin
, with
the plectonemic pitch angle
as in Fig. 1 (Bloomfield et al.,
2000
). L denotes the total length of the supercoil
projected on the superhelical axis. It is convenient to define the
normalized length 2L/l, with l being the DNA
length measured along the contour. From integration along the contour, it follows that
|
(2)
|
if the end loops are neglected. The pitch angle
is given by
|
(3)
|
and the writhing number reads
|
(4)
|
The local structure of the plectoneme is fully characterized by
the lengths p and r. These two parameters
determine the opening angle
, the writhe Wr, and the
normalized length of the superhelical axis 2L/l.
For an interpretation of the data, it is necessary to calculate the
contribution to the scattering from a single DNA molecule. This single
chain contribution, which is commonly referred to as the form factor,
is completely defined by the topology of the supercoil and can be
expressed in terms of p, r, and L.
Once the form factor is known, interactions among different supercoils can be included in the description of the total structure factor in the
random phase approximation as detailed below.
Form factor
At a larger length scale on the order of the plectonemic
length L, the supercoil can branch. In the interpretation of
our scattering experiments, branching effects are unimportant however. This is because the momentum transfer range q (defined by
the wavelength
of the radiation and the angle
between the
incident and scattered beam according to q = 4
/
sin(
/2)) exceeds L
1 by at least an
order of magnitude and the scattering is particularly sensitive to
interference over a spatial extent on the order of the plectonemic
radius and pitch (qL
1). We will accordingly neglect
branching in the calculation of the form factor. Furthermore, we will
also ignore the scattering contributions due to the end loops and the
effects of overall flexibility of the superhelical axis. The error in
the form factor introduced by the neglect of the end loops becomes less
significant for supercoils with higher superhelical density. The
effects of flexibility are minimal for qLs
1 with Ls the bending persistence length of the
supercoil (~100 nm, i.e., being twice the value of the persistence
length of the duplex Lp). For the time being, we
will also neglect the effect of the radius of gyration
rp of the cross-section of the double-stranded
DNA duplex. The latter effect is important only for very high values of
momentum transfer where qrp
1 and can easily be taken into account once the form factor of the superhelix is known.
Before engaging in any detailed calculation, it is interesting to gauge
the limiting behavior of the single chain scattering function for low
and high values of momentum transfer, respectively. In the low
q range, with qr
1 and qp
1, the details of the plectonemic structure (i.e., radius and pitch)
are beyond observation. At this rather extended distance scale, but at
lengths significantly smaller than L (qL
1), the supercoil is seen as a rodlike object with form factor
P(q) =
/(qL) (overall
flexibility of the superhelical axis is ignored). At higher values of
momentum transfer in the range qr
1 and qp
1, the scattering is essentially given by a single strand of the
superhelix (not to be confused by a single strand of the DNA duplex).
The high q limiting form of the form factor of a single DNA
duplex is P(q) =
/(ql), with
l the DNA contour length (here, the finite cross section of
the duplex is ignored). In both regimes, the form factor shows the
characteristic q
1 scaling for rodlike
particles (Higgins and Benoit, 1994
). With increasing
value of momentum transfer, the prefactor drops, however, from the DNA
density per unit plectonemic length L
1 to the
density per unit contour length l
1. The ratio
of the prefactors gives, hence, l/L, which is
particularly promising from an experimental point of view. It is clear
that a full description should agree with these two limiting
situations. As we will see shortly, the form factor is particularly
rich in information concerning the plectonemic structure in the
intermediate q range with qr
1 and
qp
1.
The exact form factor pertaining to a regular plectonemic structure is
derived in the Appendix and reads
|
(5)
|
with Jk being the Bessel functions of
integer order. The restriction to the even 2k terms comes
from the fact that the contributions of the two opposing strands in the
superhelix have been averaged. The form factor is normalized to unity
at q = 0. As anticipated, the structure is fully
described by the lengths p, r, and L.
In the relevant momentum transfer range qL
1, the
integration over orientation variable µ can be done analytically. In
this range of momentum transfer, the form factor takes the relatively
simple approximate form
|
(6)
|
in which the summation is restricted to those terms with index
k < qp/2. The high q approximate
solution of the single chain scattering function is sensitive to the
DNA density per unit length projected on the superhelical axis
L
1. In the derivation of these expressions,
the effect of the radius of gyration rp of the
cross-section of the DNA duplex has been ignored. Because of the
difference in length scales, this effect can be taken into account by
multiplication of the form factor of the superhelix Eqs. 5 or 6 with
the one pertaining to the cross-section
|
(7)
|
(van der Maarel, 1999
; Zakharova et al.,
1999
).
The exact and approximate expressions Eqs. 5 and 6, respectively, are
compared in Fig. 2. The parameters are
typical for pUC18 plasmid with a normalized plectonemic length
2L/l = 0.8, which corresponds with an
opening angle
= 53°. The experimental value of the
normalized length, deduced from electron microscopy, is found to be
0.82 (
= 55°) and is constant within a margin 0.05 (Boles et al., 1990
). For qL exceeding, say,
10, the exact and approximate expressions are indiscernible.
Furthermore, the approximate solution has the right low and high
q limiting behavior as already anticipated from our scaling
arguments. In the intermediate q range, the form factor
shows strong oscillatory behavior, which is due to intrasuperhelix
interference both in the radial and longitudinal direction over lengths
r and p, respectively. The intrasuperhelix
interference is more clearly demonstrated if the form factor is
normalized in a way that it goes to unity at high q.

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FIGURE 2
Form factor of a superhelix according to the exact
(solid line) and approximate (dashed line) Eq. 5
and 6, respectively. The low and high q limiting behavior is
given by /(qL) and /(ql)
(dashed-dotted line), respectively. The parameters are the
radius r = 7 nm, pitch p = 9.3 nm, and
contour length l = 920 nm.
|
|
Fig. 3 displays the normalized form
factor qlP/
versus q
r
.
The form factor is calculated without as well as with fluctuations in
molecular shape as detailed below. In the limit q
0, qlP/
extrapolates to two times the inverse normalized
plectonemic length l/L. Apart from their obvious
dependence on the average radius (r), the positions of the
minimums and maximums in the normalized form factor are rather
sensitive to the value of the normalized length (or, according to Eq. 3, the opening angle
). This sensitivity of the periodicity to the
normalized length comes from longitudinal interference over the
plectonemic pitch through the (pitch dependent) series of Bessel
functions in Eqs. 5 or 6. The corresponding terms also ensure the
correct high q limiting behavior. The first leading term J
(qr) is the form factor
of a pair of point scatterers at a constant distance 2r and
averaged over a circle. Restriction to this first term in the analysis
of the scattering from a plectonemic structure, as has been done
in previous scattering works (Brady et al., 1983
,
1987
; Hammermann et
al., 1998
), is clearly not sufficient for a precise estimate of
the diameter of the superhelix.

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FIGURE 3
Normalized form factor qlP/ versus
q r without (A) and with
(B) 20% variation in the radius r
(rm = 2 nm). The lines refer to a
normalized plectonemic length 2L/l = 0.7 (dashed-dotted), 0.8 (solid), and 0.9 (dashed). The other parameters are as in Fig. 2. Except the
dotted line in B, all curves are calculated with a fixed
opening angle = 44°, 53°, and 64° for
2L/l = 0.7, 0.8, and 0.9, respectively. The
dotted line includes the effect of an additional 25% fluctuation in
pitch about the average value set by the average opening angle = 53° (2L/l = 0.8).
|
|
As we will see shortly, our experimental results do not show such
strong oscillatory behavior, because in reality there are fluctuations
in the radius r, pitch p, and opening angle
.
To include these fluctuations in our model, we assume a Gaussian distribution in r with a standard deviation
r
and a distance of closest approach of the two opposing DNA strands in
the superhelix 2rm. Here, and in subsequent
calculations, the cut off radius rm was set to 2 nm, being approximately the sum of the DNA duplex outer radius and a
condensed counterion layer thickness. As a first approximation, we will
also assume that
is constant. The latter assumption is supported by
the electron microscopy observation of a constant normalized
plectonemic length over a large range in superhelical density
0.12
0.02 (Boles et al., 1990
). The pitch
p is hence proportional to r, with a
proportionality factor given by the normalized length according to Eq. 3. Such a distribution in radius and pitch with constant opening angle can be envisioned due to the presence of a distribution of topoisomers with different linking number deficit in our DNA preparation (see below). As displayed in Fig. 3, a 20% fluctuation in r
(
r/r = 0.2) is already sufficient to
damp the oscillations to a significant degree. We have also allowed for
an additional Gaussian broadening in pitch, which relates to a
fluctuation in the opening angle
. As can be seen in Fig. 3, an
additional 25% fluctuation in p
(
p/p = 0.25) about the average value set
by the average opening angle
= 53°
(2L/l = 0.8) gives a minor effect only.
Total structure factor
Of course, the scattering does not only depend on the
properties of a single DNA molecule but is also sensitive to
interference among different supercoils. Doing experiments at low
solute volume fractions minimizes the latter interference, but
practical reasons, such as neutron beam intensity and scattering cross
section, set a lower bound to the concentration range. In
polyelectrolytes, including DNA, interchain structure at wavelengths on
the order of the electrostatic screening length is notoriously
difficult to describe (Nierlich et al., 1979
; van
der Maarel et al., 1992
; Yethiraj and Shew,
1996
; van der Maarel and Kassapidou, 1998
). If
the superhelix is modeled as a uniformly charged cylinder with radius
r immersed in a medium with ionic strength I, its
effective diameter can be calculated in the Debye-Hückel
approximation and takes the form (Stigter, 1977
;
Fixman and Skolnick, 1978
)
|
(8)
|
Here,
denotes Euler's constant and the screening length

1 given by
2 = 8
QI,
with Bjerrum length Q = e2/(
kT). The constant
A = 2

Q
1
depends on the effective number of charges per unit length along the
superhelical axis
eff. If the
charge is renormalized according to the Manning's
(1969)
condensation concept,
eff = [Q
rK1(
r)]
1,
with K1 the first order modified Bessel function
of the second kind. In 0.05 M monovalent salt and with a bare diameter
20 nm (see below), the effective diameter of the superhelix amounts 21 nm. We have, hence, a sufficient amount of supporting low molecular weight electrolyte, so that the electrostatic interactions are screened
within the range of the diameter of a single supercoil. Accordingly,
the DNA molecules do not interact very strongly and the scattering
behavior is anticipated to agree with virial theory. We will use the
most simple random phase approximation (de Gennes, 1979
;
des Cloiseaux and Jannink, 1990
) for the total structure factor
|
(9)
|
with N the number of nucleic acid monomers per DNA
molecule (i.e., two times the number of base pairs),
A2 the second virial coefficient, and
denotes the DNA concentration in number of plasmids per unit volume.
Theoretical expressions for the second virial coefficient are available
for, e.g., rigid rods including electrostatic interactions and end
effects (Onsager, 1949
; Odijk, 1990
).
However, due to various spurious effects such as branching and overall
flexibility, we consider interpretation of the second virial
coefficient of DNA supercoils with a rigid rod model not feasible and
we will treat A2 as an adjustable parameter.
 |
MATERIALS AND METHODS |
Isolation of pUC18 clone vector DNA
pUC18 plasmid (2686 bp) was prepared from Escherichia
coli DH5
(Bhikhabhai et al., 2000
). A colony was
transformed with pUC18 and grown on a Luria Broth agar plate
with ampicillin (100 µg/mL). A single colony was taken to grow a
culture in Terrific Broth medium (12 g of tryptone, 24 g of yeast
extract, 4 mL of glycerol, 2.3 g of
KH2PO4, and 12.5 g of
K2HPO4 per dm3) and ampicillin at
37°C. After 7 h, this culture was put into a fermentor, which
contained 30 dm3 Terrific Broth-medium, ampicillin, and an
antifoam agent. The bacteria were cultured for 17 h at 37°C
under continuous shaking, aeration, and, subsequently, harvested and
stored at
20°C. The cells were suspended in TEG buffer (25 mM Tris,
10 mM EDTA, 50 mM glucose, pH 8) and lysed with an alkaline solution
(0.2 M NaOH, 1% sodium dodecyl sulfate) at room temperature. Bacterial
genomic DNA, cellular debris, and proteins were precipitated by the
addition of 3 M potassium acetate at 4°C. After centrifugation, the
supernatant was treated with 5 M ammonium acetate to precipitate any
residual contaminants (Sun et al., 1994
). RNA and
protein were removed with Rnase (20 µg/mL, 37°C, 1 h) and
proteinase K (100 µg/mL, 55°C, 1 h) treatments, respectively.
After precipitation with cold isopropanol, the DNA pellet was dried for
a short period and dissolved in TE-buffer (10 mM Tris, 1 mM EDTA, pH 8)
for storage at 4°C. The advantage of this procedure is that it has a
high yield of typically 75 mg of plasmid DNA per isolation using 4 of
30 dm3 cell culture.
Plasmid characterization, purification, and sample preparation
The integrity of the plasmid was checked with 1% agarose
gel electrophoresis in Tris-acetate buffer (40 mM Tris-acetate, 2 mM
EDTA, pH 8.3) at 75 V for 1 h (Backendorf et al.,
1989
). The linking number deficit and the percentage of open
circular DNA were determined by 1.4% agarose gel electrophoresis in
the same buffer but with 10 µg/mL chloroquine at 50 V for 17 h
(van Workum et al., 1996
). The results are displayed in
Figs. 4 and
5, respectively. Apart from supercoiled
DNA, an isolated batch contained some chromosomal DNA and a small
amount of aggregated plasmid DNA. The density profile in Fig. 5 shows a
rather broad topoisomer distribution with predominant linking number
deficit
7 and deviation ±3 (
Lk =
7 ± 3),
which corresponds with a superhelical density
=
0.03 (for
chloroquine-free pUC18 Lk0 = 262).
Furthermore, gel electrophoresis indicates that less than 5% of
plasmids are nicked and open circular. The plasmids were further
purified with fast performance liquid chromatography on a 40-mL bed
volume Q-sepharose column (XK 26/20, Pharmacia BioTech, Uppsala,
Sweden) (Prazeres et al., 1998
). Gel electrophoresis shows that the purified material is now essentially free of open circular and/or linear plasmid, aggregated plasmid, and
chromosomal DNA (Fig. 4). Furthermore, the ratio of the optical absorbencies
A260/A280 = 1.83 indicates that the material is also free of protein. The hypochromic
effect at 260 nm (>35%) confirms the integrity of the duplex. For
sample preparation, the purified plasmid was precipitated in ethanol
and the 10% residual water content in the gently dried pellet was
determined with infrared spectroscopy. The pellet was subsequently
dissolved in 0.05 M NaCl, and the DNA concentration was determined by
weight and checked with ultraviolet spectroscopy. Standard quartz
cuvettes with 0.1-cm path length were used.

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FIGURE 4
Analysis by agarose gel electrophoresis. (Lane
1) Fast performance liquid chromatography purified supercoiled
material; (lane 2) nonpurified batch; (lane 3)
open circular plasmid.
|
|

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FIGURE 5
Topoisomer distribution in the nonpurified batch by
agarose gel electrophoresis in the presence of chloroquine. The density
profile shows <5% open circular plasmid and linking number deficit
Lk = 7 ± 3. Linking number deficits less
than 9 are not resolved.
|
|
Scattering
Small angle neutron scattering experiments were done with the
PAXY (test experiments only) and D22 diffractometers, situated on the cold sources of the high neutron flux reactors at the
Laboratoire Léon Brillouin, CEN de Saclay, and Institute Max von
Lauc - Paul Langevin respectively. The temperature was kept at 298 K. The reported data were collected with the D22 instrument in two
different configurations. A wavelength of 0.7 nm was selected, and the
effective distances between the sample and the planar square
multidetector (sample-detector, (S-D) distance) were 2 and 8 m,
respectively, with a 0.4-m detector offset for the 2-m S-D
distance only. This allows for a momentum transfer range of 0.05 to 4 nm
1. The counting times were approximately 2 h/sample,
irrespective S-D distance. Data reduction allowed for sample
transmission and detector efficiency. The efficiency of the detector
was taken into account with the scattering of H2O. Absolute
intensities were obtained by reference to the attenuated direct beam
and the scattering of the solvent H2O was subtracted.
Finally, the intensities were corrected for a small solute incoherent
scattering contribution. In the present solutions, the scattering is
dominated by the DNA structure, because the nucleotide scattering
length contrast exceeds the corresponding values of the small ions by
two orders of magnitude. The coherent part of the solvent subtracted
SANS intensity gives hence the DNA structure factor according to
I(q) =
m
2S(q) with
m the DNA concentration in number of nucleotides per unit volume (
m = N
). The contrast
= 11.4 × 10
12 cm has
been calculated according to the pUC18 base composition A:G:C:T = 0.245:0.252:0.255:0.248 (NCBI database, accession number L08752) and
the nucleotide scattering lengths reported by Jacrot (1976)
.
 |
RESULTS AND DISCUSSION |
Scattering experiments were done on samples with plasmid
concentration in the range 2 to 27 g of DNA/dm3 in
0.05 M NaCl. This concentration range is just below and covering the
transition to a liquid crystal (Torbet and DiCapua,
1989
; Reich et al., 1994
). The experimental
results are displayed in Fig. 6, together
with the theoretical structure factors of a plectonemic model and
interactions in the second virial approximation. The result obtained
from 2 g of DNA/dm3 is not shown, because it is very
similar to the one with 3 g/dm3 plasmid concentration. This
agreement shows that the effect of interactions among supercoils on the
structure factor is vanishing small for DNA concentrations less than,
say, 3 g/dm3 (i.e.,
A2
0). For the samples with higher plasmid concentration, progressive
interactions among supercoils results in a suppression of the intensity
at longer wavelengths (smaller q values). Furthermore, the
samples with 11 and 27 g/dm3 plasmid concentration show an
upturn for very low values of momentum transfer q < 0.1 nm
1, which is not accounted for by the theoretical
predictions. If the plasmid concentration exceeds 3 g/dm3,
the translucent samples exhibit birefringent domains when observed through crossed polarizers and a solid-like broadening of the 31P resonance in the nuclear magnetic resonance spectrum.
These observations comply with the progressive growth of liquid
crystalline germs in an otherwise isotropic medium. The samples with 2 and 3 g of DNA/dm3 are completely isotropic; the ones
with 6 and 11 g of DNA/dm3 are in the biphasic regime,
and the sample with 27 g of DNA/dm3 is completely
liquid crystalline. The critical boundaries and the characteristics of
the liquid-crystalline phase are, however, beyond the scope of the
present paper and will be reported in an accompanying paper. Here, we
focus on the concomitant effects of the compaction on the dimensions of
the supercoil by a full analysis of the structure factor.

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FIGURE 6
Structure factor S versus momentum transfer
q in the double logarithmic representation. The DNA
concentration is 3 ( ), 6 ( ), 11 ( ) and 27 ( )
g/dm3. The solid lines are calculated according to the
theoretical structure factor with the adjusted parameters in Table 1.
To avoid overlap, the data are shifted along the y axis with
a multiplicative constant.
|
|
As displayed in Fig. 6, there is nice agreement with the theoretical
predictions according to Eq. 9. We have used the approximate form
factor expression Eq. 6, because qL > 20 in our
experimental range of momentum transfer. The structure factors do not
exhibit a significant intermolecular interaction peak. The agreement
with second virial theory and the absence of an interaction peak
indicate that the supercoils do not interact too strongly and that the ionic strength is sufficiently high to screen the electrostatic interactions over a relatively short range on the order of the plectonemic diameter. Due to the presence of a significant distribution in plectonemic radius and pitch, the structure factors do not exhibit
strong oscillatory behavior. They do show, however, the anticipated
q
1 scaling and the drop in prefactor from the
inverse plectonemic length L
1 to the inverse
contour length l
1 with increasing value of
momentum transfer. The determination of the plectonemic dimensions will
be further discussed below, once the structure factors are normalized
to their high q limiting behavior. For q
exceeding, say, 1 nm
1, the structure factors show the
characteristic deviation from q
1 scaling
related to the finite cross-section of the DNA duplex. A fit of the
relevant form factor Eq. 7 gives a radius of gyration rp = 0.8 nm. This value agrees with the
cross-section of the DNA duplex in the B-form. It is a
little less than the outer radius 1 nm, due to the relatively open
duplex structure related to the existence of grooves (van der
Maarel et al., 1992
; Zakharova et al., 1999
).
The plectonemic structure is most clearly demonstrated in Fig.
7, where the structure factors are
normalized in a way that they go to unity at high q. For
this purpose, the structure factors are multiplied with q
times the contour length l and divided by
times the
number of nucleotides per plasmid N. For the sake of
completeness, the data are also divided by the form factor pertaining
to the cross-section of the duplex Pc, although
the latter factor deviates little from unity in the relevant range q < 1 nm
1. The normalized structure
factor extrapolates to two times the inverse normalized plectonemic
length l/L for q
0 and in the absence of interactions. Due to the distribution in radius and pitch,
the higher order oscillations are damped and the first oscillation
takes the form of a shoulder (see Fig. 3). With increasing DNA
concentration, this shoulder shifts to higher values of momentum transfer with a concomitant suppression at longer wavelengths due to
progressive interactions among the supercoils. The deviations observed
at very low q values (q < 0.1 nm
1) comply with the existence of a long-range
inhomogeneity in DNA density, possibly related to the existence of
aggregated plasmid and/or the formation of crystalline spherulites (see
accompanying paper). The shift of the shoulder and subsequent minimum
toward higher values of momentum transfer with increasing plasmid
concentration is related to a concomitant decrease in the average
plectonemic pitch and radius. These observations will be further
substantiated with the results of the fit procedure of the theoretical
structure factor.

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FIGURE 7
Normalized structure factor
qlS/(N Pc) versus
momentum transfer q. The concentrations and solid lines are
as in Fig. 6. To avoid overlap, the data are incrementally shifted
along the y axis with 0.5 units.
|
|
As discussed in the theoretical section, in the data analysis we
neglect the contribution originating from the end loops as well as
branching. Flexibility effects on the scattering function of a wormlike
chain are less than 5% for our lower bound
qLs
2.5 (with the bending persistence
length of the supercoil Ls
100 nm) and
become negligible as q is increased (Norisuye et al., 1978
). Accordingly, we expect that overall flexibility effects on the scattering from a supercoil are modest in the present
q range.
The main contribution to the distribution in radius comes from
the presence of a distribution in topoisomers with different linking
number deficit as shown by gel electrophoresis (Fig. 5). Another source
for a variation in radius is thermal fluctuations, as suggested by,
e.g., analytical theory (Marko and Siggia, 1995
; Ubbink and Odijk, 1999
) and computer simulations
(Gebe et al., 1996
; Hammermann et al.,
1998
; Klenin et al., 1998
). Furthermore, the
partitioning of DNA over coexisting isotropic and liquid
crystalline phases with a concomitant change in plectonemic dimensions
contributes to a broadening of the distribution in radius. Of course,
the opening angle can also fluctuate, but we assume that it takes a
constant value. This assumption is supported by the observation of a
constant normalized plectonemic length over a large range in
superhelical density
0.12
0.02 (Boles et al.,
1990
). Alternatively, the variation in pitch may be assumed
uncorrelated with the variation in radius, but it was checked that such
model gives an inferior fit (results not shown). The input parameters for our model are, hence, the plectonemic radius r, its
distribution width
r, the opening angle
, and the
second virial coefficient A2
(
A2 was set to zero for the 3 g of
DNA/dm3 sample). The pitch p, the writhing
number Wr, and the normalized plectonemic length
2L/l can subsequently be derived with Eq. 3. Estimation of the distribution widths in the latter parameters was done
with standard variance propagation of the optimized variation in
radius. The cut off radius pertaining to the distance of closest approach of the two DNA strands was set to
rm = 2 nm, being approximately the sum of
the DNA duplex radius and the condensed counterion layer thickness. It
was checked that a 25% variation in the latter value has no
significant effect on the fitted parameters. The results are collected
in Table 1. Note that the margins do not refer to error in the physical measurements, but rather to variation in
the molecular shape resulting from the distribution in linking number
deficit and/or thermal fluctuations.
In the diluted regime, the plectonemic radius takes a relatively
large value r = 10 ± 4 nm, and the supercoils are
rather expanded with a solvent and small ions filled core spanning
~10 times the duplex diameter. This value, which is derived under solution conditions, is in good agreement with the electron microscopy result for DNA with a superhelical density
0.03 in 0.105 M monovalent salt (Boles et al., 1990
). The spreading of
the supercoils on the electron microscopy grid has apparently no
significant effect on the derived dimensions. There is also nice
agreement with the SANS result of Torbet and DiCapua
(1989)
, who obtained a 8-nm radius from the scaling of the
position of the interaction peak in the liquid-crystalline regime above
45 g of DNA/dm3 (
0.05). With a similar
experimental procedure as described in the present work,
Hammermann et al. (1998)
reported a significantly smaller radius 5.5 nm for pUC18 in 0.05 M NaCl. However, the latter authors did not take into account the longitudinal interference over
the pitch (and, hence, they did not derive the opening angle), which has an important effect on the structure factor. From the results in Fig. 3 b and the position of the first minimum in
the term J
(qr), we can estimate
that the position of the minimum in the normalized structure factor is
shifted by a factor, say, 1.7 towards higher values of momentum
transfer once the longitudinal interference is included. If we
tentatively scale Hammermann et al.'s result with this factor, we
obtain a 9-nm, plectonemic radius which is in reasonable agreement with our result. There is also nice agreement with the value predicted by
electrostatic theory within the Poisson-Boltzmann approximation (Marko and Siggia, 1995
; Ubbink and Odijk,
1999
).
For diluted supercoils with vanishing mutual interaction, the
derived values of the normalized length and the opening angle are also
close to the electron microscopy values reported by Boles et al.
(1990)
. These authors found an average normalized length 0.82 with a margin 0.05, which corresponds to an opening angle
= 55°. For DNA in solution, we obtain 2L/l = 0.91 and
= 65°. The opening angle is very close to 63 ± 20°, reported for the superhelical regions in p1868 plasmids in air
or hydrated in water and obtained with scanning force microscopy in the
presence of MgCl2 (Rippe et al., 1997
).
There is also nice agreement with the experimental value 62 ± 5°, obtained with the same technique for pPGM1 (2987 bp,
0.06) plasmid in 0.05 M NaCl (Cherny and Jovin, 2001
).
With the optimized radius and pitch, the writhing number takes the
value Wr =
6 ± 3. With linking number deficit
Lk =
7 ± 3 (see Materials and Methods
section), we derive a writhe per added link
Wr/
Lk = 0.85. Boles et al.
(1990)
reported a slightly smaller value
Wr/
Lk. = 0.72, but in view of the variation set by the distribution in radius and the neglect of end loops in our
calculation of the writhe, we consider the agreement gratifying. Furthermore, the variation in writhe agrees with the variation in
linking number deficit as observed by gel electrophoresis. This
agreement indicates that the main contribution to the variation in
adjusted parameters comes from the presence of a distribution of
topoisomers rather than thermal fluctuations. To gauge the relative
weight of the latter contribution, however, it is necessary to prepare
plasmid with a narrow distribution in (preset) linking number deficit
in sufficient quantities.
With increasing plasmid concentration, both the radius and pitch
are seen to decrease significantly. Although the experiments were done
with a constant concentration of added salt, the ionic strength
increases from 0.05 to, say, 0.06 M, due to the uncondensed fraction
0.24 of counterions coming from the DNA (Manning, 1969
). A decrease in radius with increasing ionic strength was previously observed with cryoelectron microscopy (Bednar et al.,
1994
), atomic force microscopy in situ
(Lyubchenko and Shlyakhtenko, 1997
), sedimentation and
catenation experiments (Rybenkov et al.,
1997a
,b
), SANS
(Hammermann et al., 1998
), as well as computer
simulations (Gebe et al., 1996
; Klenin et al.,
1998
). However, our increase in ionic strength comes from free
counterions only and is so small that we consider spatial confinement
effects of entropic origin of greater importance. This is also
supported by the fact that the electrostatic interactions are screened
over a distance on the order of 8 nm (as derived from the
Poisson-Boltzmann equation for cylindrical polyelectrolytes in excess
0.05 M NaCl), which is well within the range of the superhelical
diameter (10-20 nm).
As will be reported in an accompanying paper, in the present
concentration range a first-order phase transition occurs to a liquid
crystal. Except for the isotropic solutions with 2 and 3 g
DNA/dm3, our samples are microphase separated with a
progressive growth of the liquid crystalline domains with increasing
concentration. In the liquid crystalline 27 g of
DNA/dm3 sample, the spacing R between the
molecules can be obtained from the hexagonal unit cell volume
R2L/2 = 
1 and takes the value 13 nm. This spacing is on the
same order of magnitude as the effective diameter of the supercoil 11.5 nm, as derived from the linearized Poisson-Boltzmann equation
according to Eq. 8 with bare diameter 10 nm (Table 1) and in 0.05 M
monovalent salt. To accommodate the molecules in the confined state,
the radius of the supercoil has to decrease at the cost of a
significant elastic bending and twisting energy of the duplex.
As anticipated, the normalized length and opening angle do not
change much, although there is a tendency to smaller values for higher
DNA concentrations. In this context, it is of interest to note that
Torbet and DiCapua (1989)
reported a pitch angle 36 ± 5° in the liquid crystalline regime for plasmid concentrations above 45 g/dm3. This decrease in pitch angle and normalized
length shows that, apart from a decrease in diameter, spatial
confinement results in a slight compression of the supercoil in the
longitudinal direction. On the other hand, the values averaged over the
various DNA concentrations in Table 1, 2L/l = 0.85 ± 0.05 and
= 58 ± 5°, are very close to
the ones obtained from electron microscopy:
2L/l = 0.82 ± 0.05 and
= 55° (Boles et al. 1990
) and theoretical analysis
2L/l = 0.81 and
= 54°
(Ubbink and Odijk, 1999
).
Because of the (near) constancy of the opening angle, the writhe
decreases significantly with increasing packing fraction through the
phase transition. According to the fact that through White's Eq. 1 the
sum of the excess twist and the writhe are conserved (White,
1969
), this decrease in writhe should be compensated by a
positive twist exerted on the DNA duplex if the linking number deficit
is fixed. With the results in Table 1, the excess twist should increase
by approximately eight turns if the concentration is increased from 3 to 27 g of DNA/dm3. This increase in
Tw
corresponds to a twist of ~1° per base pair, and with a torsional
persistence length Lt
75 nm
(Bloomfield et al., 2000
), the associated free energy
amounts ~0.04 kT. If the twist exceeds a certain critical
value, the torsion may be (partially) relaxed with the phosphate
backbone turned inside and the unpaired bases exposed on the outside
(Strick et al., 1998
). We found, however, no evidence
for this effect, because the cross-sectional radius of gyration of the
duplex agrees with the B form for all investigated plasmid
concentrations. It is our conjecture that the free energy associated
with the excess twist is of paramount importance in controlling the
critical boundaries pertaining to the transition to the liquid
crystalline phase.
Another possibility for an increase in number of superhelical
turns is an ionic strength induced decrease in helical repeat distance
of the double-stranded DNA duplex. Cherny and Jovin
(2001)
observed a change of configuration of negatively
supercoiled pPGM1 plasmid (2987 bp) from a plectonemic form with
one or two nodes to 14 ± 1 nodes, if the concentration of
monovalent salt is increased from
0.001 to 0.05 M. For high salt
concentration, the number of nodes approached the expected value for a
3000 bp plasmid with a superhelical density
~
0.06. In our
situation, the number of nodes (which is on the order of minus the
writhe) increases beyond the expected value ~7 (
~
0.03) to ~18 with an increase in ionic strength from 0.05 to
0.06 M (the increase in ionic strength comes from uncondensed
counterions only). Because such a significant effect from such a small
increase in ionic strength is unlikely, we consider a change in helical
repeat distance of the duplex irrelevant in explaining the observed
change in overall DNA geometry.
For a rigid rod with length L and diameter
D, the second virial coefficient including end effects reads
A2 =
/4 L2
D(1 + 4 D/L) (Onsager,
1949
; Odijk, 1990
). With the normalized lengths
and second virial coefficients in Table 1, we derive an effective
diameter pertaining to the excluded volume D = 4, 9, and 15 nm for 6, 11, and 27 g of DNA/dm3,
respectively. The latter values are on the same order of magnitude as
twice the plectonemic radius (Table 1), which shows that the supercoils
take indeed a rather extended configuration. However, because no good
models are available to describe the excluded volume of supercoiled
DNA, including the effects of branching and overall flexibility, we
consider further interpretation of A2 not feasible.
 |
CONCLUSIONS |
With a view to determine the configuration and regularity of
plectonemically supercoiled DNA, we have measured the small angle neutron scattering from pUC18 plasmid in 0.05 M NaCl. In the present q range, interference over a spatial extent on the order of
the radius and pitch of the supercoil is sampled and, accordingly, effects of overall flexibility and/or branching of the superhelix are
beyond observation. We have derived the mathematical expression for the
single chain scattering function (form factor) of an interwound structure. In particular, for a precise estimate of the superhelical dimensions and to ensure the correct high q limiting
behavior of the structure factor, it appeared to be necessary to
include the longitudinal interference over the plectonemic pitch.
Interactions among supercoils can be taken into account in the second
virial approximation, because at the present ionic strength
electrostatic interactions are screened over a spatial extent less than
the superhelical diameter. It was found that a local
plectonemic structure describes the scattering data well, provided a
significant distribution in radius and pitch is included. This
distribution comes from a variation in molecular shape resulting from a
distribution in linking number deficit and/or thermal fluctuations.
Furthermore, the partitioning of DNA over coexisting isotropic and
liquid crystalline phases with a concomitant change in plectonemic
dimensions contributes to a broadening of the distribution in radius.
We have assumed that the plectonemic opening angle is constant, so that
the variation in pitch is correlated with the one in radius. A model in
which the pitch and radius are allowed to fluctuate independently gives an inferior fit to the data. Furthermore, we would not be able to
detect a modest fluctuation in opening angle, because theoretical analysis shows that this gives a minor additional damping of the normalized structure factor only.
For diluted supercoils with vanishing mutual interaction, the derived
results for the radius, pitch, opening angle, and normalized length
agree with independent electron microscopy measurements by Boles
et al. (1990)
, scanning force microscopy (Rippe et al., 1997
), and previous SANS work (Torbet and DiCapua,
1989
; Hammermann et al., 1998
). Furthermore, the
estimated number of superhelical turns (proportional to minus the
writhing number), as well as the variation, agrees with the linking
number deficit as determined by gel electrophoresis. This suggests that
the main contribution to the variation in adjusted parameters comes
from the presence of a distribution in topoisomers rather than thermal
fluctuations. However, to gauge the relative importance of the
fluctuation contribution it is necessary to do experiments with a
narrow distribution in preset linking number deficit. With increasing
plasmid concentration, prior and covering the transition to a
liquid-crystalline phase, the radius and pitch are seen to decrease
significantly. The opening angle and normalized length show a slight
tendency to decrease as well, but they remain relatively close to the
average values 58° and 0.85°, respectively. The latter observation
implies that compaction of negatively supercoiled DNA by spatial
confinement results in a decrease in writhing number at the cost of a
positive twist exerted on the DNA duplex. It is our conjecture that the free energy associated with this excess twist is of paramount importance in controlling the critical boundaries pertaining to the
transition to the anisotropic, liquid-crystalline phase.
For the calculation of the form factor, the DNA supercoil is
placed with its central axis along the z axis in a
coordinate system with rectangular unit vectors i,
j, and k (Fig. 8).
It is assumed that the two strands of the superhelix are diametrically
arranged in the xy plane such that they are always exactly
opposite each other. A point on strand ± is hence described by
position vector