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Biophys J, August 2002, p. 954-967, Vol. 83, No. 2
Helsinki Biophysics and Biomembrane Group, Institute of Biomedicine, University of Helsinki, FIN-00014 Helsinki, Finland
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ABSTRACT |
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Poly(ethylene
glycol)2000C20ceramide (PEG-Cer) containing
monolayers at an air/water interface were characterized by measuring their surface pressure versus area/molecule (
-A) and
surface potential versus area/molecule (
V-A)
isotherms. The behavior of
-A as well as
V versus lipid density (
V-n) and
V-
isotherms for PEG-Cer are in keeping with two
transitions of the lipopolymer, starting at
9 and 21 mN/m.
We also investigated the effects of PEG-Cer on the binding of
adriamycin, cytochrome c and bovine serum albumin to monolayers
containing varying mole fractions X of PEG-Cer. PEG-Cer impedes the
penetration of these ligands into lipid monolayers with similar effects
at both X = 0.04 and 0.08. This effect of PEG-Cer depends on the
conformation of the lipopolymer and the interactions between the lipid
surface and the surface-interacting molecule as well as the size of the latter.
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INTRODUCTION |
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Adsorbed or grafted hydrophilic polymers such as
polyethylene glycol (PEG) immobilized at the interface between
biofluids and biomaterials have gained considerable attention. This is
because of their unique biological inertness, which is considered to
result from hydrophilicity and chain mobility as well as lack of ionic charges (Desai and Hubbell, 1991
). This inertness allows construction of biocompatible surfaces (for reviews see Torchilin et al., 1995
; Woodle, 1995
; Sadzuka, 2000
). In addition to efforts aiming at practical applications, these polymers have been subjected to both
theoretical (Alexander, 1977
; de Gennes, 1980
; Jeon et al., 1991
;
Szleifer, 1997a
; Halperin, 1999
) and experimental (Du et al., 1997
;
Wong et al., 1997
; Majewski et al., 1998
; Baekmark et al., 1995
, 1999
;
Wiesenthal et al., 1999
; Naumann et al., 1999
) studies.
Polymer-modified lipids serve as good models for grafted polymers of
low molecular weight, where the grafting density of the polymer chains
can be varied and quantitatively controlled by simply varying the ratio
of unmodified to polymer-modified lipid within a mixed monolayer or a
bilayer (Kuhl et al., 1994
; Kenworthy et al., 1995
; Majewski et al.,
1997
). Inclusion of phospholipids with grafted PEG chains into
phospholipid liposomes (forming so-called stealth liposomes) prolongs
their half-time in circulation and increases their efficiency in drug
delivery (for reviews, see Torchilin et al., 1995
; Woodle, 1995
;
Sadzuka, 2000
). This effect has been attributed to the repulsive
hydrophilic barrier around the liposome provided by the covalently
attached PEG, which prevents liposomes from cell adhesion and from
being opsonized by proteins (Senior et al., 1991
; Du et al., 1997
).
The above effect of PEG-conjugated lipids has been recognized to depend
on the molecular weight of the PEG moiety as well as on the density of
grafted PEG on the membranes (Kenworthy et al., 1995
). Also the
structure of the lipid anchor is important (Webb et al., 1998
;
Adlakha-Hutcheon et al., 1999
). Leakage of the anticancer drug
vincristine from liposomes containing PEG-ceramide (PEG-Cer) is less
than from liposomes containing
1,2-distearoyl-sn-glycero-3-phosphoethanolamine-N-[methoxy(polyethylene glycol)] (PEG-DSPE) (Webb et al., 1998
). The longer ceramide acyl chains seem to provide more efficient anchoring to the liposomes. PEG-conjugated ceramides have been demonstrated to promote bilayer formation in mixtures with non-bilayer-forming lipids (Holland et al.,
1996a
) and to regulate fusion of liposomes as well as liposomes and
cells (Holland et al., 1996b
).
A close simulation of PEG-liposome surfaces is a lipid monolayer or
bilayer on a solid support with the grafted PEG moieties protruding
from the surface and the hydrophobic tails of these molecules remaining
inserted into the surface monolayer (Majewski et al., 1998
; Kuhl et
al., 1998
; Baekmark et al., 1995
, 1999
). Lipid monolayers at the
air/water interface have well-defined composition as well as lateral
packing density and allow us to study various processes such as
drug-ligand and protein-lipid interactions in the membrane/water
interface under precisely controlled conditions (for review see
Brockman, 1999
). Recently, polymer-grafted lipids (lipopolymers) and
their mixtures with different lipids were subjected to Langmuir-balance
studies (Baekmark et al., 1995
, 1999
; Majewski et al., 1998
) and were
found to form stable films that exhibit a complex phase behavior
(Baekmark et al., 1997
; Wiesenthal et al., 1999
; Naumann et al., 1999
).
Adsorption of drugs and proteins into membrane surfaces and their
behavior at interfaces as well as interactions with lipids are of
interest in relation to cell membrane organization and functions (for
reviews see Kinnunen, 1991
; Kinnunen et al., 1994
). In this study we
compared the binding of three soluble molecules, adriamycin, cytochrome
c, and bovine serum albumin (BSA) to PEG-Cer-containing monolayers.
Adriamycin is a commonly used anticancer drug that bears a positive
charge and interacts strongly with membranes containing acidic
phospholipids (Goormaghtigh et al., 1980
; De Wolf et al., 1991
;
Mustonen and Kinnunen, 1991
). Adriamycin decreases acyl chain order in
an acidic phospholipid membrane, thus implying disruption of the local
membrane structure and altered physical state of membrane lipids (De
Wolf et al., 1991
). These membrane interactions could result in changes
in lipid organization, and may also play a role in the antitumor
activity of this drug (De Wolf et al., 1991
). Membrane penetration of
adriamycin is strongly dependent on lipid packing (Mustonen and
Kinnunen, 1993
). Drug-lipid interactions also contribute to efficiency
of encapsulation of adriamycin into vesicles (Hernandez et al., 1991
).
Cytochrome c (cyt c) is a well-characterized peripheral protein of the
inner mitochondrial membrane that associates only weakly with
zwitterionic phosphatidylcholine membranes (Mustonen et al., 1993
). In
keeping with its net positive charge and the presence of cationic
clusters on its surface cyt c binds with a high affinity to acidic
phospholipids (for review see Kinnunen et al., 1994
). Adriamycin has
been shown to reverse the binding of cyt c to cardiolipin at equimolar
drug-lipid concentrations (Goormaghtigh et al., 1982
). It has been
suggested that the association of adriamycin and cyt c with acidic
lipids involves similar mechanisms, with both hydrophobic as well as
electrostatic interactions being involved (Mustonen et al., 1993
). Yet,
hydrophobicity appears to contribute less to the membrane association
of adriamycin. Intriguingly, recent results show that cyt c is also
centrally involved in apoptosis (Kluck et al., 1997
; Yang et al.,
1997
), its release from mitochondria representing the rate-limiting
step in the commitment of a cell to programmed cell death (Liu et al.,
1996
; Kluck et al., 1997
; Yang et al., 1997
). The other protein
investigated in the present study is BSA. It is considerably larger
than cyt c, with a molecular weight of ~66,000. BSA is the main
component of plasma, constituting 50-60% of the total protein in
blood. It promotes the aggregation and fusion of liposomes (Schenkman
et al., 1981
).
We report here on the characterization of compression isotherms for PEG-Cer-containing monolayers residing on an air/water interface. We also compare the effects of a PEG-Cer conjugate on the binding of adriamycin, cyt c, and BSA into phospholipid monolayers.
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MATERIALS AND METHODS |
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Materials
Hepes, EDTA, horse heart cyt c (mainly oxidized form), BSA
(essentially fatty acid free), and adriamycin were from Sigma Chemical Co. (St. Louis, MO). The purities of adriamycin, cyt c, and BSA were
>97%, >95%, and >96%, respectively. Egg yolk phosphatidylcholine (eggPC, purity > 99%),
1-palmitoyl-2-oleoyl-sn-glycero-3-phosphoglycerol (POPG),
1-palmitoyl-2-(N-4-nitrobenz-2-oxa-1,3-diazol)aminocaproyl-sn-glycero-3-phosphocholine (NBD-PC), and
1-palmitoyl-2-oleoyl-sn-glycero-3-phosphoethanolamine-N-[poly (ethylene glycol) 5000] (POPE-PEG5000) with PEG
of molar mass of 5000 Da covalently attached via a carbamate linkage to
POPE were from Avanti Polar Lipids (Alabaster, AL).
1-O-(2'-(
-Methoxypolyethylene glycol(2000))
succinoyl-2-N-arachidoylsphingosine (PEG-Cer) was from
Northern Lipids (Vancouver, Canada). The purity of the above lipids was
checked by thin layer chromatography on silicic-acid-coated plates
(Merck, Darmstadt, Germany) developed with chloroform/methanol/water (65/25/4, v/v/v). Examination of the plates after iodine staining and,
when appropriate, upon UV illumination revealed no impurities.
Measurement of compression isotherms
Compression isotherms for lipid monolayers were recorded using a
commercial monolayer system (µTroughS, Kibron, Helsinki, Finland)
with a rectangular trough (total area 120 cm2)
and symmetrical compression with two barriers. Lipids were spread onto
the subphase in chloroform, and the solvent was allowed to evaporate
for ~15 min. Surface pressure versus surface area (
-A) isotherms were recorded continuously, compressing the film at a rate of
4 Å2/chain/min. The curves represent the means
of at least three individual experiments. Standard deviations for
-A isotherms were less than ±4
Å2.
Measurement of surface potential
The surface potential versus surface area (
V-A)
isotherms were recorded during the compression isotherm with the
vibrating plate technique (µSpot, Kibron), as described previously
(Brockman, 1994
). The aqueous subphase was 5 mM Hepes, 0.1 mM EDTA, pH
7.4, and the volume was 20 ml. All measurements were performed at
ambient temperature. The curves represent the mean of at least three
individual experiments. The standard deviation for the values of
V was less than ±15 mV.
Fluorescence microscopy of lipid monolayers
For fluorescence microscopy of the lipid monolayers the above Langmuir trough was placed on the stage of a Zeiss IM-35 inverted microscope. The quartz-glass window in the bottom of the trough was positioned over a Nikon extra long working distance 20× objective. A 450-490-nm bandpass filter was used for excitation and a 520-nm longpass filter for emission. Images were recorded with a Peltier-cooled 12-bit digital CCD camera (C4742-95, Hamamatsu, Japan) interfaced to a computer and operated by the software (HiPic 5.0.1) provided by the manufacturer.
The indicated phospholipids, as well as PEG-Cer and NBD-PC (X = 0.02) as a fluorescent marker were mixed in chloroform and subsequently
applied on the air-water interface using a microsyringe. After
equilibration for 10 min the monolayer was compressed symmetrically at
a rate of 4 Å2/chain/min. The compression was
stopped after reaching the desired values for
, and the monolayer
was allowed to settle for a another 10 min before recording the
fluorescence images. During this equilibration period a decrease
(~0.2-1.0 mN/m) in surface pressure was observed, the magnitude of
the decrement in
depending on the film composition as well as the
pressure range. This decrease in
represents the reorganization and
relaxation of the monolayer toward the free energy minimum after the
compression. Accordingly, it is essential to note that the probe
distributions observed are unlikely to represent true equilibrium
states. However, as identical compression rates and equilibration times
were used in each experiment the results thus obtained should be
amenable for comparison. All measurements were performed at ambient
temperature (~+24°C). The average relative fluorescence emission
intensities (RFIs) were obtained from the images recorded under
identical conditions and analyzed by the HiPic 5.0.1 software.
Penetration of ligands into phospholipid monolayers
Penetration of adriamycin and proteins into monomolecular
phospholipid films was measured using magnetically stirred circular Teflon wells (multiwell plate, subphase volume 1.2 ml and total area
3.14 cm2, Kibron). Surface pressure (
) was
monitored with a Wilhelmy wire attached to a microbalance connected to
a Pentium PC. Lipids were spread on the air-buffer (5 mM Hepes, 0.1 mM
EDTA, pH 7.4) interface in chloroform (~1 mg/ml) and were allowed to
settle for ~15 min so as to equilibrate at different initial surface pressure (
0) before the injection of either
adriamycin, cyt c, or BSA into the subphase. The final concentrations
of the above compounds in the subphase were 10, 0.5, and 13 µM,
respectively. The increments in
after the injection of adriamycin
or proteins were complete in ~30 min, and the difference between the
initial surface pressure (
0) and the value
observed after the penetration of the above ligands into the films was
taken as 
. The data are represented as 
versus
0 (Brockman, 1999
). These measurements yield
also the value for
c, critical surface
pressure above which the ligand in question no longer can penetrate
into the lipid monolayer. All measurements were performed at ambient
temperature (~+24°C). Each data point represents the mean of
triplicate measurements. The standard deviation varied between 0.1 mN/m
and 0.8 mN/m and for the sake of clarity is not shown.
After the equilibration of the penetration of adriamycin, cyt c, and
BSA into lipid monolayers, a 100-µl sample of the subphase was
withdrawn through a small-diameter hole drilled in the side of the
wells. For adriamycin the sample taken from the subphase was diluted
into 700 µl with 5 mM Hepes, 0.1 mM EDTA, pH 7.4, and the
concentration of the drug determined spectrophotometrically by
absorbance at 480 nm using molar extinction coefficient of 11,500 M
1 cm
1. For cyt c the
sample from the subphase was diluted into 200 µl with 5 mM Hepes, 0.1 mM EDTA, 0.5% SDS, pH 7.4. The standards of cyt c were prepared in the
same buffer and the concentrations of the protein quantitated by
measuring absorbance at 410 nm. The concentration of BSA in the
subphase was determined by NanoOrange protein quantitation kit
(Molecular Probes, Leiden, The Netherlands). Fluorescence was measured
using a microplate reader (Tecan, Hombrechtikon, Switzerland) with
excitation and emission wavelengths of 485 and 595 nm, respectively.
All measurements were repeated three times.
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RESULTS |
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Characterization of lipid monolayers
Both PEG (Kim and Cao, 1993
) as well as PEG-lipids readily spread
to form monolayers on the air/water interface (Baekmark et al., 1995
).
We first recorded the pressure-area (
-A) isotherm for a
pure PEG-Cer monolayer (Fig.
1 A). Two
discontinuities are evident, marked by arrows. The onset of the first
discontinuity is at
9 mN/m whereas the second occurs at
21 mN/m. In parallel to the
-A data, we
recorded the corresponding surface potential versus area/molecule
(
V-A) isotherms (Brockman, 1994
). These data are shown
also as
V versus lipid density n (Fig. 1 B) as well as
V-
isotherms (Fig. 1
C). Similarly to the
-A isotherm two
pronounced discontinuities are evident at lipid densities of ~1.4 and
~3.3 molecules × 103/Å2 (Fig. 1
B), corresponding to
9 and 21 mN/m (Fig. 1
C), thus suggesting pure PEG-Cer monolayers to undergo two
phase transitions (Fig. 1 C).
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To study the effects of PEG-Cer on the behavior of eggPC (Fig.
2) and eggPC/POPG
(96:4, molar ratio, Fig.
3) films,
we measured compression isotherms of lipid films at
XPEG-Cer = 0.02, 0.04, 0.08, and 0.12. Introduction of PEG-Cer (X = 0.02) causes a pronounced increase in
the average area/molecule in the lipid monolayer. The first transition
at
9 mN/m characteristic of the pure PEG-Cer monolayer is
clearly evident also in the mixed films. Increasing
XPEG-Cer augments the increase in
A/molecule, and the initiation of the low surface pressure
transition becomes more pronounced (Figs. 2 A and 3
A). However, the high surface pressure transition
cannot be resolved in the
-A isotherms for the mixed monolayers containing PEG-Cer. Interestingly, both transitions are
evident in the
V-n and
V-
isotherms, evident as maxima and minima at
~9 and 21 mN/m for the
PEG-Cer-containing films (Figs. 2, B and C, and
3, B and C). The increment in
V is
augmented at
9 mN/m with increasing
XPEG-Cer (Figs. 2 B and 3
B), similarly to the A/molecule at the low
surface pressure transition (Fig. 4
A), yielding decreased critical lipid
densities (Figs. 2 B and 3 B). Accordingly, at
9 mN/m the average area/PEG-Cer decreases with
XPEG-Cer (Fig. 4 B). While increasing
XPEG-Cer in the monolayers augments the changes
in
V between the two transitions there are only minor
differences between films containing POPG or eggPC (Fig. 4
C). In contrast to the low surface pressure transition, the
high-pressure transition in
V-n isotherms at ~21 mN/m
occurs at similar lipid densities for all PEG-Cer-containing monolayers (Figs. 2 B and 3 B).
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Fluorescence microscopy of lipid monolayers
Morphology of the two-dimensional domains of phospholipid
monolayers is sensitive to lipid phase transitions as well as to the
chemical composition of the films (Weis, 1991
). To study whether phase
separation processes in a PEG-Cer monolayer at the air/water interface
were evident and whether these could be visualized by observing the
lateral distribution of the fluorescent lipid analog NBD-PC (X = 0.02), we examined the film as a function of
by fluorescence
microscopy. However, fluorescence images were homogeneous at all
surface pressures, thus indicating the absence of phase separation
processes at least at this resolution (data not shown). Yet, relative
emission intensity as a function of
revealed an interesting
behavior (Fig. 5). When the surface
pressure is close to 2 mN/m, the fluorescent intensities are very low.
Upon compression the fluorescence intensities increase and at
9 mN/m there is a steep increment in NBD emission. Upon increasing
further also the fluorescence intensities increase, in keeping with
the increment in the surface density of the fluorescent lipid. If the
fluorescence of NBD would not be influenced by the polymer headgroup
its emission intensity should increase linearly with reciprocal surface
area. Another smaller discontinuity in RFI versus
is evident at
18-19 mN/m. However, this is not the case, but clear
discontinuities are evident at
9-12, and 18-19 mN/m
(Fig. 5), corresponding to the phase transitions indicated by the
compression isotherms. To obtain further insight into the effects of
PEG-Cer on eggPC films, we studied the lateral distribution of NBD-PC
also in the mixed monolayers. Similarly to neat PEG-Cer film, the
images of these mixed monolayers both in the presence (X = 0.04 and 0.08) and absence of PEG-Cer were homogeneous with no visible phase
separation (data not shown).
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Penetration of adriamycin into phospholipid monolayers
To study the effects of PEG on the properties of lipid
surfaces, we compared the penetration of adriamycin into eggPC
monolayers and films containing PEG-Cer (XPEG-Cer = 0.04 and 0.08). Intercalation of adriamycin into lipid monolayers
spread at the air/water interface to different initial surface
pressures (
0) was observed by measuring the
increment in surface pressure (
) subsequent to the addition of
this drug into the subphase. The dependence of 
for the
zwitterionic eggPC monolayer as a function of
0 was linear, with critical packing preventing
the increment in surface pressure extrapolating to
c
35 mN/m (Fig.
6 A). For
lipid monolayers containing PEG-Cer (X = 0.04 and 0.08) 
was
significantly reduced (Fig. 6 A), with insignificant
difference between the two mole fractions of PEG-Cer and without effect
on
c. Adriamycin is cationic and has a high affinity to acidic lipids (Goormaghtigh et al., 1980
). Accordingly, we
studied the intercalation of adriamycin also into monolayers containing
POPG (X = 0.04). Presence of this content of the latter phospholipid bearing an acidic headgroup had minor effect on the penetration of adriamycin into the monolayers (Figs. 6 B and
7 B). Interestingly, the

versus
0 dependence for the penetration of adriamycin into monolayers containing both PEG-Cer and POPG was very
different from that in the absence of the acidic phospholipid (Fig. 6
B). At
0 < 20 mN/m, 
due to
adriamycin was less for PEG-Cer-containing lipid monolayers compared
with eggPC/POPG monolayer. Accordingly, at
0 = 10 mN/m the increment 
after the injection of adriamycin
underneath the lipid monolayers with PEG-Cer
(XPEG-Cer = 0.04 and 0.08) was very low. However,
when
0 was increased, 
was augmented
reaching a maximum at
0
19-21 mN/m (Fig.
6 C). When
0 exceeded this pressure
range, the changes in 
for phospholipid monolayers containing
PEG-Cer became similar to those observed for eggPC/POPG monolayers,
with no difference between the two mole fractions of PEG-Cer (Fig. 6
C). We also quantified the amount of adriamycin adsorbed to
the monolayers. The content of adriamycin in eggPC and eggPC/POPG films
decreased with increasing
0 (Fig. 7).
Consistently with the effect of PEG-Cer on the changes in 
, the
amount of drug adsorbed to the lipid monolayers was decreased for
PEG-Cer-containing monolayers (Fig. 7), with minor differences between
data at XPEG-Cer = 0.04 and 0.08 (for the sake of
clarity, only data at XPEG-Cer = 0.04 are shown).
In the presence of PEG-Cer, only a weak dependence on
0 was evident.
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Penetration of proteins into phospholipid monolayers
We then compared the penetration of cyt c and BSA into the lipid
monolayers at the air/water interface. Although cyt c is considered as
a paradigm for the electrostatic binding of peripheral proteins to
membranes (for review see Kinnunen et al., 1994
), also hydrophobic
interactions have been demonstrated to contribute (Mustonen et al.,
1993
). Increments in surface pressure (
) as a function of initial
surface pressure (
0) after the injection of
cyt c into the subphase underneath eggPC monolayers are illustrated in
Fig. 8 and reveal the dependence of the
interaction of cyt c with the monolayers as a function of
0 to be biphasic. Similarly to adriamycin, cyt
c has a high affinity to acidic lipids (Kinnunen et al., 1994
).
Accordingly, POPG (X = 0.04) was incorporated into the lipid
monolayers. This content of POPG had only a minor effect on the
penetration of cyt c into the monolayers. The increments of surface
pressure due to the intercalation of cyt c into the lipid monolayers
was reduced in the presence of PEG-Cer (X = 0.04 and 0.08) at
surface pressures
0 < 20 mN/m with
insignificant difference between the two mole fractions of PEG-Cer
(Fig. 8 B). However, similarly to adriamycin at
0
20 mN/m PEG-Cer seems to have no effect.
The same behavior was observed for phospholipid monolayers containing
POPE-PEG5000 (X = 0.04 and 0.08) instead of
PEG-Cer, with little difference between these two lipopolymers (data
not shown). The amount of cyt c bound to monolayers diminished with
increasing
0 (Fig. 8 C). Further
decrement was evident in the presence of PEG-Cer at surface
pressures
0 < 20 mN/m, again with a
minor difference between the two mole fractions of PEG-Cer (Fig. 8
C; for the sake of clarity, only the data at
XPEG-Cer = 0.04 were shown). Similarly to the
changes in 
, PEG-Cer had no effect on the quantity of cyt c
adsorbed to the monolayers at
0
20 mN/m.
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The above behavior of cyt c was then compared with that of the
significantly larger BSA. Changes in 
due to the
penetration of BSA into an eggPC monolayer (data not shown) were
nearly identical to those measured for an eggPC/POPG
(XPG = 0.04) monolayer, which revealed a linear

versus
0 behavior (Fig.
9 A). The increments of
surface pressure due to the penetration of BSA into phospholipid films
were attenuated in the presence of PEG-Cer (X = 0.04 and 0.08, Fig. 9 A), and the values for critical surface pressures
c were ~20, 18, and 17 mN/m for eggPC/POPG
monolayers (XPOPG = 0.04) and at
XPEG-Cer = 0.00, 0.04, and 0.08, respectively. There were no significant differences between the two mole fractions of
PEG-Cer. For phospholipid monolayers containing
POPE-PEG5000, the penetration of BSA was
dramatically decreased, and 
due to BSA is nearly absent when the
mole fraction of POPE-PEG5000 is X = 0.08 (data not shown). Similarly to cyt c, the amount of BSA bound to lipid
monolayers decreased with increasing
0, with further decrement in the presence of PEG-Cer at surface pressures < 20 mN/m (Fig. 9 B). Above this latter surface pressure,
minor differences in the quantity of this protein adsorbed to
lipid monolayers were evident. There were insignificant differences at
XPEG-Cer = 0.04 and 0.08 for all the initial
surface pressures measured (Fig. 9 B; for the sake of
clarity, only data at XPEG-Cer = 0.04 are shown).
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| |
DISCUSSION |
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A number of theoretical models have been forwarded to describe the
behavior of surface-adsorbing and nonadsorbing polymers (Alexander,
1977
; de Gennes, 1980
; Milner, 1991
; Halperin, 1992
; Halperin et al.,
1992
). In brief, pancake
cigar transition for surface-adsorbing and
mushroom
brush transition for non-surface-adsorbing polymers have
been suggested. The pancake
cigar transition is predicted to take
place as a first-order transition, associated with the coexistence of
brushes and two-dimensional semidilute regions (Halperin, 1992
). This
should give rise to a plateau in the
versus A plot. The
mushroom
brush transition for non-surface-adsorbing polymers has
been suggested to be a continuous process, and thus no plateau should
be observed in compression isotherms (Carignano and Szleifer, 1995
).
PEG chains adsorb to the air/water interface at low packing density and
a pancake
cigar transition was suggested, revealed by the plateau
at
10 mN/m in the
versus A plot (Bijsterbosch et al., 1995
; Faure et al., 1998
). Baekmark et al. (1995)
also observed the adsorption of PEG but interpreted the low surface
pressure transition as a pancake
mushroom transition. As discussed
previously (Carignano and Szleifer, 1995
), special care is needed in
trying to describe these polymer layers with scaling concepts, and
there is no easy definition of the scaling regimes, such as mushroom
and brush regimes for short-chain-length polymers. This could be the
reason for the different interpretations of similar data. The grafted
PEG polymer was found to be nonadsorbing in liposomes (Needham et al.,
1992
), which may due to the prevailing surface pressure in liposomes
(Blume, 1979
; Konttila et al., 1988
; Brockman, 1999
).
At low surface pressure, the behavior of the phospholipid/lipopolymer
monolayers in the presence of PEG-Cer is mainly determined by the very
large headgroup of the lipopolymer adsorbed onto the air/water
interface. The low surface pressure transition would thus occur at a
much lower lipid density for a pure PEG-Cer monolayer than for the
mixed phospholipid/lipopolymer monolayers (Figs. 1-3). As the polymer
density continues to increase, the chains start to interact and finally
extend further away from the interface (Alexander, 1977
; de Gennes,
1980
). Further compression should limit the conformational entropy of
the polymer chains, and they become more rigid. Expulsion of
lipopolymer from the monolayer plane at very high surface pressures may
occur, as suggested (Majewski et al., 1997
). Wiesenthal et al. (1999)
reported recently the high surface pressure transition to depend on the
condensation of alkyl chains of the lipopolymer and considered this
transition to be native to lipopolymers, requiring both a lipid and a
polymer moiety in the same molecule. Furthermore, only lipopolymers
with a hydrophobic anchor of saturated alkyl chains were observed to exhibit this high surface pressure transition, whereas for lipopolymers with unsaturated chains it was absent. Similarly, at high surface pressure the behavior of lipid monolayers in the presence of PEG-Cer should be determined by both the headgroup and the lipid alkyl chain.
Similarly to the behavior reported for
DSPE-EO45-containing films (Baekmark et al.,
1995
), our results on pure PEG-Cer at the air/water interface revealed
a high surface pressure transition at ~21 mN/m, which is abolished in
the
-A isotherms for the mixed phospholipid/PEG-Cer
monolayers. Interestingly, the changes in the
V-A and
V-
data recorded for neat PEG-Cer films were evident also for mixed monolayers of the polymer-grafted lipid and
phospholipids (Figs. 2 and 3), and
V-A data
recorded at XPEG-Cer from 0.02 to 0.12 do comply
with the behavior of neat PEG-Cer monolayer (Figs. 1-3), exhibiting
the high pressure transition. The
V-n and
V-
behavior in the presence of PEG-Cer thus lends
support to two transitions for the PEG-grafted ceramide as a function
of lipid lateral packing (Figs. 1-3). Accordingly, the increment in
V at low packing densities should correspond to the
increasing surface density of the grafted chains. The subsequent and
pronounced decrement in
V, from ~410 to ~380 mV (Fig.
1), between surface pressures of ~9 and ~21 mN/m, respectively,
would reflect a significant change in the conformation of the polymer
moiety of PEG-Cer in the monolayer, analogously to that reported for
mixed monolayers of dimyristoylphosphocholine and ceramide with
different N-acyl chains (Holopainen et al., 2001
). Following
the minimum at ~21 mN/m the augmented values for
V
would thus correspond to a gradually increasing packing density of the
PEG-chains in another conformational state. The decline in the
increment of
V in the
V-
data at ~25
mN/m (Fig. 1 C) could reflect completion of the formation of
the clusters of alkyl chains of PEG-Cer (Naumann et al., 2001
).
Finally, the emission intensity RFI versus
for the fluorescent
lipid analog NBD-PC reveals a pattern, which is in keeping with the
above conformational transitions of the PEG chains (Fig. 5
B). More specifically, values for RFI do not increase
linearly with the decrease in mean molecular area but exhibit
discontinuities at
9-12 and 18-19 mN/m. As NBD emission
is sensitive to the polarity of the environment (Fery-Forgues et al.,
1993
), the RFI versus A/molecule data are likely to signal
changes in the interface imposed by the different states of the lipopolymer.
Although pronounced effects of the high surface pressure transition
were evident in the 
-
0 data for
eggPC/POPG/PEG-Cer films after the addition of adriamycin into the
subphase, this transition does not influence the behavior of

-
0 for eggPC/PEG-Cer monolayers.
Adriamycin penetrates into eggPC films up to
c
35 mN/m. Although the values for 
are reduced in the presence of PEG-Cer the observed
c remains unaffected
(Fig. 6 A). Interestingly, POPG has a very dramatic effect
on the 
-
0 data for adriamycin in the
presence of PEG-Cer (Fig. 6 C). When
0 is in the range of 10-16 mN/m the increment
of surface pressure due to adriamycin is higher for eggPC/PEG-Cer
monolayers (Fig. 6 A) than for eggPC/POPG/PEG-Cer monolayers
(Fig. 6 C). Moreover, in the presence of PEG-Cer and POPG,

caused by the penetration of adriamycin into lipid monolayer is
very low at
0 = 10 mN/m but becomes augmented
when
0 is gradually increased to 20 mN/m.
However, quantitation of adriamycin adsorbed to lipid monolayers
reveals significant amounts of this drug to be adsorbed to the lipid
monolayers at these initial surface pressures, with little dependence
on
0 (Fig. 7 B). The apparent
discrepancy between the 
-
0 data and the
amount of adriamycin and the two proteins adsorbed to the films is of
interest. Some molecules may interact only with the headgroups of lipid
monolayers and should therefore induce relatively minor changes in

. In contrast, insertion into the hydrophobic region of lipid
monolayers causes a larger increment in 
. Comparison of the data
obtained by these two techniques can thus be used to resolve whether
ligand-membrane interactions include insertion into the films. At very
high lipid packing densities the ligands would interact only with the
headgroups of lipid monolayers and thus at 
c
the surface pressure is expected to remain unaffected although
adriamycin and the two proteins do adsorb to the interface (Figs.
6-9). However, adriamycin induced small surface pressure increments at
low surface pressures whereas quantitation of the ligand revealed
significant adsorption of this drug to the films containing PEG-Cer
(Figs. 6 and 7). This discrepancy suggests that the

-
0 data is in this case likely to
reflect reorganization processes in the monolayer, and perhaps also
conformational changes of the PEG chains. It is possible that at
surface pressures of <20 mN/m, a significant fraction of POPG may
reside beneath the polymer chain of PEG-Cer. This could involve
hydrogen bonding between POPG and PEG polymer chains rather than the
ceramide headgroup because similar 
-
0
behavior was observed for another lipopolymer,
POPE-PEG5000 (data not shown). Electrostatic
attraction would thus pull also adriamycin beneath the PEG, causing no
increment in
(Fig. 6 C). The mutual plane-plane ring-stacking interactions of the adriamycin molecules (Menozzi et al.,
1984
) and the, to some extent, positively cooperative binding to
membranes (De Wolf et al., 1991
) may also contribute. When the area
available underneath the PEG moiety is reduced with increasing
0 the fraction of POPG accommodated underneath
the polymer decreases, causing the values for 
to increase.
The penetration of adriamycin into eggPC/POPG/PEG-Cer monolayers is
distinctly different from that of the two proteins cyt c and BSA. The
present study suggests that the different molecular size of proteins
and adriamycin is one factor determining their different penetration
into lipid monolayers in the presence of the acidic phospholipid POPG.
The significance of the size of a membrane-interacting protein has been
emphasized previously (Halperin, 1999
). Comparing 
versus
0 data recorded with and without PEG-Cer, the
values for BSA, the largest molecule used, change less than those for
cyt c and adriamycin. This suggests that the larger the ligand, the
smaller is the effect of PEG-Cer on surface pressure changes due to the
penetration of the ligands into lipid monolayers. However, also other
differences in the lipid-binding ligands must be considered. Several
models have been forwarded to describe protein adsorption on tethered
polymer layers (Jeon and Andrade, 1991
; Jeon et al., 1991
; Szleifer,
1997a
,b
,c
; Halperin, 1999
; Leckband et al., 1999
). It is generally
assumed that proteins would not change their conformation upon
contacting the surface. It has been pointed out by Haydon and Taylor
(1963)
that the hydrophobic side chains of amino acids in the peptide chains would not be long enough to penetrate into the hydrophobic region of a phospholipid monolayer without some degree of unfolding. Accordingly, the increment in surface pressure following the addition of a protein underneath a lipid monolayer at the air/water interface is
generally accepted to result from an intercalation of at least part of
the protein molecule into the lipid film, with partial unfolding. At
very low surface pressures, there is initially penetration of the whole
protein molecule into the film, perhaps also involving a partial
unfolding of the protein into the interface (Quinn and Dawson, 1970
).
At higher pressures the protein would adsorb in a different way into
the monolayers with more limited penetration of either hydrophobic
amino acid side chains or unfolded regions of the peptide chain.
Interestingly, a linear 
versus
0
dependence is not observed for the penetration of cyt c into eggPC and
eggPC/POPG monolayers, which thus differs from the behaviors of
adriamycin and BSA. This implies that upon lipid binding cyt c
undergoes conformational changes, which are dependent on lateral lipid
packing. Another possibility is that the nature of cyt c-lipid
interaction depends on
, these possibilities being mutually
nonexclusive. Although 
is smaller in the presence of PEG-Cer,
the lack of linear 
versus
0 dependence
still remains.
The possibility of a phase separation to be induced by adriamycin and
the two proteins in monolayers in the absence and presence of PEG-Cer
was studied using fluorescence microscopy (data not shown). EggPC/POPG
monolayers in the presence and absence of PEG-Cer remained homogeneous
at all surface pressures following the injection of adriamycin into the
subphase. Similarly, there was no phase separation upon the addition of
cyt c at
0 = 15 mN/m. However, when
0 was increased to 25 mN/m, phase separation
due to cyt c was evident with no dependence on the presence of PEG-Cer.
For BSA, the lipid monolayers were homogeneous in the absence of
PEG-Cer whereas phase separation took place for PEG-Cer-containing
films. The different organization of monolayers due to the binding of cyt c in the absence of PEG-Cer are in keeping with the nature of the
interaction of this protein with lipids to depend on surface pressure.
At low surface pressures cyt c intercalates into the monolayer and
associates with both eggPC and POPG. When the surface pressure
increased the protein mainly interacts with the lipid headgroups,
preferentially with POPG. Because the negative charge density of the
films is augmented with increasing
, we may expect the formation of
a POPG-enriched domain to be induced upon the binding of cyt c to the
mixed films. In keeping with this no phase separation was observed for
an eggPC/NBD-PC monolayer after the injection of cyt c into the
subphase. Finally, in the presence of PEG-Cer the behavior of lipid
monolayers is more complex and is determined by factors such as the
conformational transitions of PEG chains and lateral packing of lipid
monolayers as well as ligand binding. The latter in turn depends on
both surface pressure and the conformational states of PEG chains.
To conclude, our data demonstrate the packing-density-dependent phase
transition for PEG-Cer in monolayers on the air/water interface. Our
findings further show that the conformation of the PEG chains is an
important determinant for the repulsive effects of PEG-Cer on the
penetration of adriamycin and cyt c, driven by both electrostatic and
hydrophobic forces. Our data also reveal this repulsive effect of
PEG-Cer to disappear at
0
25 mN/m, which
could correspond to the pressure for the beginning of the formation of
two-dimensional physical networks of this lipopolymer at the air/water
interface (Naumann et al., 2001
). This is in keeping with computer
simulations that indicate that a more rigid polymer fails to form a
dense protective cloud over the liposome surface that would prevent
opsonizing particles from contacting liposome (Torchilin et al., 1994
).
Our findings provide information aiding the design of stealth liposomes
containing PEG-Cer for improved drug delivery, as well as for the
design of biocompatible surfaces with reduced protein adsorption. The
protective effects of this amphipathic polymer depend on three key
parameters: 1) the conformation of PEG polymer, 2) the interaction
forces between lipid surface and ligand, and 3) the molecular size of
the ligand. Accordingly, the incorporation of well-balanced contents of
PEG-Cer into lipid monolayers or liposomes should effectively diminish the association of proteins and drugs with the lipid-grafted surfaces.
| |
ACKNOWLEDGMENTS |
|---|
The technical assistance of Kaija Niva is appreciated.
This study was supported by the Finnish Academy and Technology Development Fund (TEKES).
| |
FOOTNOTES |
|---|
Address reprint requests to Dr. Paavo K.J. Kinnunen, Helsinki Biophysics and Biomembrane Group, Institute of Biomedicine, P.O. Box 63 (Haartmaninkatu 8), FIN-00014 University of Helsinki, Finland. Tel.: 358-9-19125400; Fax: 358-9-19125444; E-mail: paavo.kinnunen{at}helsinki.fi.
Submitted September 4, 2001, and accepted for publication April 17, 2002.
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REFERENCES |
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