| HOME | HELP | FEEDBACK | SUBSCRIPTIONS | ARCHIVE | SEARCH | TABLE OF CONTENTS |
Biophys J, October 2002, p. 2015-2025, Vol. 83, No. 4
Division of Physical Chemistry 1, Center for Chemistry and Chemical Engineering, Lund University, SE-22100 Lund, Sweden
| |
ABSTRACT |
|---|
|
|
|---|
Isothermal (27°C) phase behavior of dimyristoyl
phosphatidyl choline-cholesterol mixtures at various osmotic pressures
and cholesterol contents was investigated by means of isothermal
sorption microcalorimetry and 2H-nuclear magnetic
resonance. The calorimetric method allows for simultaneous measurement
of the partial molar enthalpy and the chemical potential (the osmotic
pressure) of water, thus providing an almost complete thermodynamic
description of the sorption process. From the experimental results, the
osm
Xchol and the
ternary composition phase diagrams are constructed. We note that there are strong similarities between the
osm
Xchol phase diagram and the previously
reported T
Xchol
phase diagram at excess water. At high cholesterol contents a single
liquid ordered (L
(o)) phase is present over the whole range of water contents, implying that
this phase has a remarkable stability not only at decreasing temperature but also at increasing osmotic pressure. At low cholesterol contents, the microcalorimetric experiments confirm the extraordinary property of cholesterol not to cause any substantial melting point depression. One important conclusion in the present study is that the
P
phase can dissolve cholesterol more
readily than the L
phase and that the
addition of cholesterol induces the P
phase. Finally, the putative P
L
(o) periodic modulated
structure is discussed.
| |
INTRODUCTION |
|---|
|
|
|---|
Cholesterol is a major constituent of many
biological membranes. It comprises a lipid fraction of ~30% in, for
example, the plasma membrane of eukaryotic cells (Yeagle, 1985
) and the
lipid matrix of stratum corneum, the outer part of human skin (Wertz et
al., 1992
). There is an intriguing interplay between the biological function of cholesterol and the physical-chemical properties of the
membrane. This is reflected by the fact that cholesterol has a profound
effect on the thermodynamic and mechanical properties of the lipid
bilayers, thus influencing the membrane stability and the barrier
properties (Yeagle, 1985
; Bloom et al., 1991
; Demel and de Kruyff,
1976
). Cholesterol is also associated with some specific biological
functions. Recently, the so-called lipid raft model has been proposed.
It describes small size cholesterol-sphingolipid domains as membrane
lipid rafts, which can serve as platforms for lipid and protein
transport or as relay stations in intracellular signaling (Simons and
Ikonen, 1997
). The lipid rafts are closely related to the lipid domains
around the protein caveolin, referred to as caveloae (Marx, 2001
). It
has further been demonstrated that the chemical potential of
cholesterol in phospholipid bilayers depends on the lipid composition
in a strongly nonideal way (Radhakrishnan et al., 2000
). This is a
consequence of the complex cholesterol-phospholipid intermolecular
interactions, and it can be seen as a regulating mechanism, allowing
for large variations in cholesterol content in adjacent compartments of
the eukaryotic cells even though there is an equilibrium with respect
to transfer of cholesterol. In other words, a small concentration
difference in another lipid or protein component can result in a large
difference in cholesterol content.
The effect of cholesterol on lipid bilayers has been extensively
studied (Yeagle, 1985
; Bloom et al., 1991
). The majority of the studies
undertaken to elucidate the effects of cholesterol on lipid morphology
in bulk have been performed on systems containing phospholipids due to
their frequent occurrence in biological membranes. Cholesterol has been
referred to as a "crystal breaker" as it disturbs the translational
order of the phospholipid molecules in the crystalline (gel) state
(Vist and Davis, 1990
; Ipsen et al., 1987
). Cholesterol also causes a
straightening of the disordered phospholipid acyl chains in liquid-like
phases and reduces the mean headgroup area (Vist and Davis, 1990
;
Lafleur et al., 1990
). This property is often referred to as the
stabilizing effect of cholesterol.
The phase behavior in model systems of saturated phospholipids and
cholesterol has been widely studied (Vist and Davis, 1990
; Shimshick
and McConnell, 1973
; Ipsen et al., 1987
; Anderson and McConnell, 2000
;
Nielsen et al., 1999
). It has been demonstrated that phosphatidyle
choline (PC)-cholesterol phase diagrams have a universal form with the
main difference of translations along the temperature axis when varying
the acyl-chain lengths (Thewalt and Bloom, 1992
). Fig.
1 shows the T
Xchol phase diagram of dimyristoyl
phosphatidyl choline (DMPC) and cholesterol in excess water (Almeida et
al., 1992
). The phase diagram shows several remarkable features,
indicating very specific PC-cholesterol interactions (Ipsen et al.,
1987
). In excess water pure DMPC goes through a phase transition from
gel to liquid crystalline state at Tm = 23.5°C. Cholesterol is to some extent soluble in phospholipids in
the gel state. This is an unusual property for a solid, which is
normally not a good solvent. In fact, the solubility of cholesterol is
almost as high in the gel phase as in the liquid crystalline (L
(d)) phase, resulting
in only very marginal melting-point depression. The notation,
L
(d), liquid disordered,
refers to the common lamellar liquid crystalline phase observed above the chain melting temperature, which is generally called the
L
phase. The gel has been
characterized as a rippled P
gel phase (Mortensen et al., 1988
).
|
At high cholesterol contents the system behaves like a liquid over the
whole range of temperatures, and in contrast to the low concentration
behavior, the cholesterol strongly favors the liquid phase over the
solid phase at these compositions. The liquid phase at high cholesterol
concentrations has been denoted a liquid ordered phase
(L
(o)), motivated by the
fact that several independent studies have demonstrated a high degree
of the acyl-chain order in this lamellar liquid crystalline phase. Two
two-phase regions are also present in the phase diagram in Fig. 1.
Above Tm, two liquid phases,
L
(o) and
L
(d), coexist, and below Tm the
L
(o) and gel phases
coexist. Furthermore, a narrow coexistence region ending in a eutectic
point separating the gel and
L
(d) phases is expected
on thermodynamic grounds.
In the majority of experimental work, phospholipid-cholesterol phase
equilibria is studied in relation to variations in temperature. However, for many biological applications the chemical potential of
water (osmotic pressure) is an equally relevant intensive variable as
temperature for studying the relation between molecular interactions and phase behavior. The osmotic forces are important in regulating a
number of biological membrane processes. Membrane fusion processes can
be induced by creating a local osmotic stress (Hui et al., 1999
). The
effect of osmotic pressure on lipid phase behavior is also of uttermost
importance in the case of human skin, due to the large difference in
water chemical potential across the skin (Sparr and Wennerström,
2001
).
Phase behavior of pure phospholipid-water binary systems have
previously been studied both experimentally and theoretically (Guldbrand et al., 1982
; Ulmius et al., 1977
; Gabriella-Madelmont and
Perron, 1983
). In a few cases, T
osm phase diagrams for phospholipid-water
systems have been established (Smith et al., 1990
; Markova et al.,
2000
). One of the outcomes of these studies is that a first order phase
transformations from a gel to a liquid crystalline phase can be induced
by a decrease in the osmotic pressure analogous to the transition
induced by an increase of temperature in excess water. The response in
phospholipid-cholesterol equilibria to changes in osmotic pressure has
received much less attention, and no experimental phase diagrams of
this kind can be found in the literature. Faure et al. (1997)
presented
a partial phase diagram for DMPC-cholesterol mixtures at varying water
contents, but the authors made no connections to the intensive variable of the osmotic pressure.
In this paper, we investigate the phase behavior of DMPC-cholesterol
mixtures at various osmotic pressures and cholesterol contents. An
isothermal sorption microcalorimeter was used to monitor lipid
hydration. This calorimeter allows for simultaneous measurement of the
partial molar enthalpy and the chemical potential (the partial molar
free energy or osmotic pressure) of the water (Wadsö and Markova,
2000
). As a support to the calorimetric results the
2H-nuclear magnetic resonance (NMR) quadrupolar
splitting of heavy water is studied at various water contents. From the
experimental results the
osm
Xchol phase diagram is constructed. A
ternary phase diagram based on molar compositions is also outlined.
| |
MATERIALS AND METHODS |
|---|
|
|
|---|
DMPC,
1,2-dimyristoyl-sn-glycero-3-phosphatadylcholine (98%
pure, molecular weight = 678 g/mol) and cholesterol (molecular weight = 386.66 g/mol) were obtained from Larodan Fine Chemicals (Malmö, Sweden). DSC measurements showed no evidences of
impurities. The Millipore water used was deionized, distilled, and
filtrated through Millipore Q Purification System (Millipore
Corporation, Bedford, MA). Samples of cholesterol and DMPC at different
compositions were dissolved in 2:1 chloroform:methanol. The mixtures
were heated for 10 min at 40°C, vortexed for 2 min, and then dried in
vacuum at room temperature. The samples were thereafter dried in a
vacuum pistol with a few drops of water to remove traces of the
solvent. All samples were used directly after drying or annealed by
prehydration and subsequent drying. According to Nilsson et al. (1991)
and McIntosh et al. (1987)
such a careful drying procedure is
sufficient to remove all water from the lipid sample. The fact that the
lipids were stored at
4°C before drying further insures the dry
state of the lipids (Cevc and Marsh, 1987
). However, other authors
claim that one or maximal two water molecules per lipid are so strongly associated to the lipid headgroups that they are very difficult to
remove in practice (Small, 1986
). We report compositions based on the
assumption that there is no water in the maximally dried sample (see below).
A novel double twin isothermal microcalorimeter was used to study the
water vapor sorption of the phospholipids. A detailed description of
the instrument is presented elsewhere (Wadsö and Markova, 2000
).
The calorimetric cell consists of two vessels connected by a steel
tube. At the start of the measurements the bottom vessel contains 40 to
100 mg of a dry sample. Approximately 100 µL of water is injected
into the top vessel where it spreads over the hydrophobic porous
membrane (Durapore (0.22 µm), Millipore). During the measurements
water vaporizes in the top vessel and diffuses through the tube down to
the bottom vessel where it is taken up by the sample. The experimental
set-up could be looked upon as a continuous titration of an initially
dry lipid with water vapor. During the experiments, the thermal powers
of vaporization and sorption are measured separately in the double
microcalorimeter. From the calorimetric measurements, the chemical
potential of water in the sample cell, the water gain, and the
differential enthalpy of sorption can be obtained. If equilibrium is
maintained this enthalpy change represents the difference between the
partial molar enthalpy of the water in the sample and in the liquid
water. Each measurement was repeated three times with almost identical result.
Samples used for the NMR measurements were transferred into 5-mm diameter NMR ampoules. D2O was added with a syringe and the ampoules were sealed. To avoid evaporation from the lipid-D2O mixture, the sample filled as much as possible of the sealed ampoule. The water content in each sample can be converted to the corresponding relative humidity/osmotic pressure from the sorption isotherms. To prevent the samples from being hydrated during transfer, preparations were made in a glove bag under dry nitrogen atmosphere. The samples were homogenized by centrifugation back and fourth, and left for at least 3 weeks to equilibrate. The NMR measurements were repeated after 2 months to ensure equilibrium. The 2H-NMR spectra were recorded on a Bruker DM 100 NMR operating at 15.3 MHz at a temperature of 27 ± 0.2°C. In addition, some control 2H-NMR experiments were performed at Umeå University, Sweden, on a Chemagnetics CMX400 NMR operating at 61.48 MHz.
| |
RESULTS AND DISCUSSION |
|---|
|
|
|---|
Three independent properties of the DMPC-cholesterol system were
measured for a range of cholesterol compositions between 0% to 37%
(Xchol = nchol/(nchol + nDMPC)); the water chemical potential, the water partial molar enthalpy, and the water deuterium quadrupolar splitting as a function of the water content. For the pure
phospholipid an increase in the osmotic pressure (corresponding to a
decrease in water content) triggers a phase transition from L
(d) lamellar liquid
crystal to L
gel phase. As
discussed above, cholesterol has some rather unique effects on the
phospholipid phase behavior at a range of temperatures, and we expect
that the same intermolecular interactions will also affect the
isothermal phase behavior at varying osmotic pressure. A first step in
the interpretation of the measured physical parameters is to determine if the measuring point corresponds to a pure single phase or a two- (or
three-) phase sample. There is a delicate interplay between the
interpretation of the physical parameters and the phase behavior as
such. Below, we first present separate discussions of the
measured physical parameters. The results are then collected into a
unified description of the phase behavior.
Chemical potential of water
The calorimetric sorption measurement provides a relation between
the water content and the water chemical potential
(
µw), expressed in terms of the osmotic
pressure (
osm), or the relative humidity (RH);
(
µw =
Vw
osm = RT ln(RH/100), RH is given in percents; R, gas
constant; T, temperature). Fig.
2 shows the water uptake per phospholipid
as a function of osmotic pressure for the five compositions studied.
|
For the samples containing 0% and 3% cholesterol, the sorption curves can be divided into four different regimes. At low relative humidities, there is a continuous uptake of water molecules. This is followed by a region of large changes in relative humidity with small changes in water content. At RH = 93% a step-wise sorption takes place at almost constant relative humidity. In the last regime there is again a continuous increase of the water content toward the swelling limit, as the relative humidity approaches saturation (i.e., as the osmotic pressure goes to zero).
Although the sorption curves for 0% and 3% cholesterol are qualitatively similar there are quantitative differences. The original dry samples are in a noncrystalline solid state. In the early stage of the sorption process the presence of cholesterol somewhat reduces the water uptake. A possible explanation for this is that the OH-groups of the cholesterol act as ligands for the phosphate on the DMPC, slightly reducing the water binding capabilities of these groups. For pure DMPC there is a composition of approximately 2.5 waters per lipid where a minute water uptake induces a large change in relative humidity from 20% to 90%. Such a relation between composition and chemical potential is typical for a stoichiometric compound. At 3% cholesterol a similar plateau is observed, although it occurs at approximately 3.5 water molecules per DMPC and it extends only between relative humidity of 50% and 85%.
The vertical part in the sorption isotherms occurring at RH = 93%
signals a phase transition from a gel
L
phase to a liquid crystal
L
(d) phase for the pure
DMPC (Markova et al., 2000
). For the sample containing 3% cholesterol
the corresponding transition occurs with a slightly lower slope and a
significantly smaller uptake of water. The less steep slope can be due
to slower kinetics of the transformation, but a more plausible
interpretation is that one crosses a narrow two-phase area. The
sorption curve for pure DMPC shows a distinct step at approximately 10 waters per DMPC (RH = 93%), where the liquid crystal phase is
formed. This indicates that the sorption process in this concentration regime is slow enough to ensure equilibrium during the experiment. For
the swelling of the liquid crystalline phase above RH = 93%, there are no observable differences between the 0% and 3% cholesterol samples.
For the sample with the highest cholesterol content,
Xchol = 37%, the sorption curve shows
a gradual uptake of water with decreasing osmotic pressure. There are
no signs of phase changes over the whole range of osmotic pressures
monitored. This is consistent with other measurements in the present
investigation and with previous work (Faure et al., 1997
; McIntosh,
1978
), showing the existence of a so-called liquid ordered phase over
the whole range of osmotic pressures studied at this cholesterol
concentration. X-ray diffraction of PC-cholesterol mixtures containing
33% cholesterol have shown that the bilayers have nearly the same
hydrocarbon chain structure over the whole range of relative humidity
from 50% to 100% (McIntosh, 1978
). The phospholipid-cholesterol phase behavior at high cholesterol contents in response to variation in
osmotic pressure thus appears analogous to the phase behavior of the
same system in response to variations in temperature (Fig. 1).
According to the phase diagram of Fig. 1, the
Xchol = 16% and 25% samples are both
in a two-phase area at zero osmotic pressure. The expected sorption
curve for such two-phase areas is a linear combination of the sorption
curves for the two pure phases weighted according to the lever rule. We
do not have measurements for the systems at the exact phase boundaries,
and we are not in a position to check for consistency. However, the
sorption curves for the different liquid crystalline phases at 0% and
37% cholesterol, respectively, are very similar at high relative
humidity. We should, therefore, not expect any strong effects from a
two-phase character of the samples in this range. For the sample with
Xchol = 25%, the sorption curve is in
fact very similar to that of the Xchol = 37% sample. There is, however, a small step in the curve at RH
53%. This step also appears for the
Xchol = 16% sample. For the latter
sample we also observe a strong but continuous increase in the water
content in the range RH = 85% to 93% and a distinct kink in the
curve at the upper limit of this range. In an ideal experiment the
passing of a three-phase line should be associated with a vertical step
in water uptake, whereas the passing of the border between a one-phase
and a two-phase area should be associated with a discontinuous change
of slope of the sorption curve. In two-phase areas with sloping
boundaries, the sorption curves can have a large but finite slope. From
the data of Fig. 2, we can draw some preliminary conclusions about the
underlying phase equilibria, but the interpretation can be made more
reliable by also considering the enthalpy effects. Before turning to
these we should, however, compare our sorption isotherms with
previous studies of the relation between water chemical potential and
water content for phospholipid-cholesterol systems.
In a lamellar system, the water chemical potential is simply the
interaction force per area (
osm = 
µ/Vw = F/area,
Vw is the molar volume of pure water).
There exists a large body of data on the relation between water content
and water chemical potential in phospholipid systems, usually expressed
in terms of force-distance curves (Rand and Parsegian, 1989
). The
influence of cholesterol on the repulsive interbilayer interaction
between phospholipid bilayers has been investigated by means of the
osmotic stress technique (Lis et al., 1982
; McIntosh et al., 1989
) and the climatic chamber technique (Jendrasiak and Mendible, 1976
). The
results from our DMPC-cholesterol sorption isotherms show, when
comparisons can be made, quantitative agreement with the previous
studies at higher values of RH, whereas there are some deviations for
the lower water contents.
Partial molar enthalpy
A great advantage of the double calorimeter is that we can
simultaneously monitor the water chemical potential (partial molar free
energy) and the partial molar enthalpy of the water. In principle, this
provides a complete thermodynamic description of the system at the
given temperature and Xchol, on the
basis of the Gibbs-Duhem relation (Markova et al., 2000
). Whereas the
chemical potential, by thermodynamic necessity, increases monotonically
with increasing water content, there are many more features in the
partial molar enthalpy curves shown in Fig.
3 for the five different samples. The
calorimetric experiment demonstrates that even though two samples show
very similar sorption isotherms, the enthalpy effects may be very
different (e.g., the Xchol = 25% and
Xchol = 37% samples) and vice versa
(e.g., the Xchol = 16% and
Xchol = 25% samples).
|
We have discussed the enthalpy effects during hydration of pure
phospholipids in a previous publication (Markova et al., 2000
). This
study showed an endothermic transition from the
L
gel to the
L
(d) liquid crystal with
an uptake of approximately seven water molecules per lipid (Fig. 3
A). At low water contents there is an exothermic water
uptake, primarily associated with the hydration of the phosphate groups
on the lipid (Pohle et al., 1998
).
At Xchol = 3%, the enthalpy curve
(Fig. 3 B) shows the same qualitative features as the pure
DMPC enthalpy curve, although there are some quantitative differences.
As pointed out for the sorption isotherm, we do not observe any
depression of the
gel-L
(d) transition nor
any sign of a substantial two-phase coexistence region, as normally
observed when a second component is added (Evans and Wennerström,
1999
). This is analogous to the almost negligible melting point
depression in the T
Xchol phase diagram (Fig. 1), and it
can be explained by the distribution coefficient of cholesterol between
the gel and the liquid crystal being close to unity. However, in
accordance with the observation from Fig. 2, the water uptake during
the gel-liquid crystal transition has decreased to approximately five
molecules. Furthermore, the enthalpy per water has decreased
significantly from 8.8 to 7.8, implying a strong effect on
hw counted per cholesterol
molecule. We interpret this as a combined effect of cholesterol
disturbing the packing of the crystalline chains of the DMPC in the gel
phase, increasing the enthalpy, and the straightening effect of
cholesterol on the alkyl chains in the liquid crystal, decreasing the
enthalpy. The presence of cholesterol also reduces the exothermic
enthalpy effect at the lowest water contents, which can be tentatively
interpreted as a manifestation of the competition between the OH of the
cholesterol with water in the interaction between the DMPC phosphate groups.
The sorption isotherm of the Xchol = 37% sample demonstrates a continuous swelling of a single phase over
the whole range of osmotic pressures studied. The simultaneously
obtained enthalpy curve (Fig. 3 E) shows almost no features.
At low water contents the swelling is slightly exothermic, whereas for
water contents higher than four waters per DMPC molecule, the signal is
very small and slightly positive. Thus, we confirm the conclusion that no large molecular changes occur on swelling and that a liquid ordered
phase occurs at all water contents. The total enthalpy change,
H(nw1)
H(nw0) per mole DMPC during
sorption from nw0 to
nw1 water at a given cholesterol/lipid
ratio (Xchol), can be calculated from
a numerical integration of the enthalpy curves;
|
(1) |
7 kJ/mol(DMPC) for the
Xchol = 37% sample. This result is in
strong contrast to the enthalpy change of 35 kJ/mol (DMPC) for the pure
DMPC. Also, the DMPC-cholesterol samples with
Xchol
25% show a positive enthalpy
change (see Table 1). The measurements
demonstrate explicitly that the enthalpy of the swollen
L
(o) phase is lower than for the combined dry state and pure water from which it is formed. This
further illustrates the rather special properties of the L
(o) phase.
|
For samples with two or three phases, the measured partial molar
enthalpy is a macroscopic effective value, and to be able to make a
molecular interpretation, one needs to decompose
hw into the contributions from the
different phases (Heerklotz and Binder, 1997
). For a two-phase ternary
sample, the measured
hw is
determined from the enthalpies of hydration for each of the different
phases and from the redistribution of mass between them. The magnitudes
of these different contributions depend on the slope of the phase
boundaries and the tie lines in the phase diagram and on the swelling
behavior of the different phases. The addition of a small amount of
water to such as sample gives rise to an enthalpy effect that is
dependent on the exact composition of the sample. The measured
hw may therefore vary with the
water content.
Addition of water to a three-phase ternary sample, on the other hand, only involves redistribution between phases and there are no swelling effects. When passing a three-phase triangle along the dilution-line, the compositions of the different phases remain constant and are given by the compositions at the corners of the three-phase triangle in the phase diagram. The change in enthalpy upon the addition of a small amount of water is independent of the position along the dilution-line in the three-phase triangle. This results in a "transition plateau" of constant molar enthalpy.
Even though their sorption curves are rather different, the samples
with Xchol = 16% and
Xchol = 25% show qualitatively
similar enthalpy curves (Fig. 3, c and d). In
both curves there is an endothermic peak around three water molecules
per DMPC, which correlates with the small step in the sorption curve at
RH = 53%. The most likely interpretation of these observations is
that a three-phase line is passed at RH = 53%. For the
Xchol = 16% sample, the
hw value appears constant at a
water uptake between four and eight water molecules, indicating the
passing of a three-phase line. However, the sorption curve shows a
definite variation in the relative humidity in this range, indicating a
two-phase area ending with a kink at RH
93%. Furthermore, at
water contents corresponding to RH 93%, the partial molar enthalpy
goes practically to zero, which is consistent with a swelling of a
single L
(d) liquid
crystalline phase. For the Xchol = 25% sample there is a positive
hw
in the same range, but it varies considerably with composition, in this
case demonstrating the two-phase character of the system.
Furthermore,
hw does not go to zero
even at the highest water contents studied, indicating that in a
two-phase area persists up to the highest RH values monitored.
Deuterium NMR measurements
Magnetic resonance methods have proven to be very useful for
probing the molecular properties of lipid systems. One particular aspect is the use of magnetic resonance for phase studies, because, if
the molecules studied are present in different molecular environments with a slow exchange (relative to the inverse interaction strength), resolved signals from the separate phases should be observed. A
particularly simple and versatile approach for amphiphile water systems
is the use of deuterium NMR for samples containing heavy water (Ulmius
et al., 1977
; Khan et al., 1982
). We have recorded deuterium NMR
spectra for a range of samples at different DMPC-cholesterol ratios and
with a set of different water contents at 27°C. Based on the sorption
measurements we can estimate the osmotic pressures in the samples. For
two-phase samples the water is distributed to give equal osmotic
pressure in both phases, leaving an uncertainty about the water content
in each phase.
Fig. 4, A and B
show the NMR spectra for pure DMPC and for
Xchol = 3% at
nw/nDMPC = 7.0 mol/mol. At this water content, the L
phase is present in the pure DMPC
sample. The presence of a small amount of cholesterol has a dramatic
effect on the quadrupolar splitting. In the
Xchol = 3% spectrum, a narrow
splitting typical for the P
phase
(Ulmius et al., 1977
), is superimposed on the broader peak from the
L
phase. We can therefore conclude the P
phase is induced by the
addition of cholesterol.
|
For the single L
(o)
phase at high cholesterol contents, there is a clearly observed
deuterium quadrupolar splitting of a magnitude typical for lipid
systems (Fig. 4 D). It varies approximately inversely with
water content, indicating that the main contribution to the splitting
comes from the few most strongly interacting water molecules,
presumably those close to the phosphate group. There is a remarkable
difference between the NMR spectra of the samples containing 25% and
37% cholesterol, considering the very similar sorption curves of the
two systems (Fig. 4, C and D). The narrow signals
observed at Xchol = 25% can be due to
either a weak average water-lipid interaction or to some averaging
process over a sample that is heterogeneous on a colloidal length
scale. With a quadrupolar splitting of approximately 1 kHz, motion
between domains with different orientations on a time-scale of
(2
103)
1 s will lead to
motional narrowing of the NMR signal. From the calorimetric data, we
have established that there are no major differences in the lipid-water
interactions as the cholesterol content is varied. The most likely
interpretation of the narrow deuterium NMR signals is thus that the
samples have a structure on the mesoscopic scale in such a way that the
diffusion of the water molecules through the sample results in a
motional narrowing of the quadrupolar splitting. We also stress that
our observations are reproducible and that the NMR signal remains
constant for samples that have been stored for more than 2 months.
There is thus no obvious influence of nonequilibrium defects introduced by the sample preparation.
Phase equilibria
In this work we are aiming at a thermodynamic characterization of
the DMPC-cholesterol-water system at a constant temperature of 27°C.
We have by measurements at several DMPC-cholesterol ratios directly
measured the partial molar free energy and enthalpy of water. A
complete characterization would certainly also involve the
determination of the phase diagram(s) for the system. It is in general
a rather demanding task to establish the phase diagram for a
three-component system and, in the present case, we encounter some
extra difficulties, caused mainly by the physically very interesting
and physiologically important molecular interplay between phospholipids
and cholesterol in bilayer and monolayer arrangements (Ipsen et al.,
1987
; Radhakrishnan and McConnell, 1999
).
One complication in the phase diagram arises from the relatively large
number of phases that can be realized. For the binary lipid water
system at 27°C two different phases, a gel
L
and a liquid crystalline
L
(d) phase are formed,
excluding the very low water contents. However, by going down only two
degrees in temperature a rippled gel
P
phase also appears (Smith et al.,
1990
; Janiak et al., 1979
). Studies of the phospholipid-cholesterol system in excess water reveal the existence of two liquid crystalline phases L
(d) with
disordered chains at low cholesterol contents, and a more unusual
L
(o) phase with nearly
straight phospholipid hydrocarbon chains at high cholesterol contents
(Vist and Davis, 1990
; Sankaram and Thompson, 1991
). Thus, from the
known limits we expect at least three phases to appear in the phase
diagram. Additionally, there is both direct experimental evidence and
structural arguments leading to the conclusion that cholesterol is more
compatible with the rippled P
gel
phase than with the L
gel phase (Matuoka et al., 1994
; Rock et al., 1989
; Mortensen et al., 1988
). This
was also confirmed for the DMPC-cholesterol system at low water
contents by 2H-NMR. Thus, it is concluded that
the P
phase is also present in the
DMPC-cholesterol phase diagram at 27°C. For binary phospholipid-water systems the swelling properties of the P
phase
are intermediate between those of the
L
(d) and
L
phases, and this also applies to
the enthalpies.
Unfortunately our study is not extensive enough to unequivocally
establish a unique phase diagram, but it contains enough information to
provide some main features. First, we note that there are, in the
present case, two different choices of variables for the phase diagram.
For the water component we can specify either the chemical
potential/osmotic pressure of water or the water content. Both of these
representations have their advantages, and we will discuss both because
they contain different quantitative information. A main technical
difference between the two representations is that the chemical
potential is an intensive variable, which has the same value in two
coexisting phases, and the
osm
Xchol representation includes
one-phase and two-phase areas and three-phase lines. In the ternary
composition representation, the three-phase lines change into
three-phase triangles, and furthermore, the direction of tie lines has
to be specified.
The main features of the phase diagram that emerge from the
calorimetric measurements with support from the NMR observations are:
1) At high cholesterol contents (our sample
Xchol = 37%), there is a continuous
swelling as water is added, or equivalently, as the osmotic pressure
decreases. There is a smooth change in the partial molar enthalpy upon
hydration and the NMR spectra show well-resolved quadrupolar splitting
with a magnitude that varies in a regular way with water content. The
clear conclusion is that a single liquid ordered
(L
(o)) phase is present
over the whole range of water contents investigated. 2) For
Xchol = 3%, the first significant
observation is that there is virtually no "melting point
depression," which normally appears when a third component is added
to a water-phospholipid system. This effect of cholesterol is well
established for the excess water case when temperature is the intensive
variable that is varied (Vist and Davis, 1990
). The molecular
explanation was elaborated by Ipsen et al. (1987)
, and the arguments
are equally valid when we change the variable from T to
osm. However, there is an important
difference relative to the excess water situation. For the pure
phospholipid-water system at 27°C, the gel-liquid crystal transition
is from L
to
L
(d) rather than the
P
to
L
(d) transition induced by temperature (Fig. 1). One should expect substantial differences in
the ability to solubilize cholesterol between the
P
and L
phases, and it is improbable that
the close to unity value of the distribution coefficient of cholesterol
between the liquid crystal to gel phases applies to both the
P
and the
L
gel phases. The calorimetric and
NMR data for Xchol = 3% show that the
addition of cholesterol tends to stabilize
P
relative to
L
, and that the transition observed
for RH = 92% to 93% is due to the passing of a three phase line,
L
L
(d)
P
, and a very narrow two-phase area
of L
(d) coexisting with
P
or
L
. We can thus conclude that
cholesterol is more readily incorporated into the
P
phase than in the
L
phase. 3) For the
Xchol = 16% and
Xchol = 25% we observe a small step
in the sorption curve at approximately RH = 50% and
nw/nDMPC = 3. In this region the corresponding enthalpy curves have a distinct endothermic peak. This is most simply interpreted in terms of a
three-phase line L
P
L
(o) at this osmotic pressure. McIntosh (1978)
has previously reported the presence of two
coexisting lamellar phases in DPPC-cholesterol
(Xchol = 33%) mixtures at relative
humidity below 50%. This indicates that the sample at this composition
is in the two-phase L
L
(o) region. 4) For the
Xchol = 16% and
Xchol = 25% we observe an endothermic enthalpy at compositions above four water molecules per DMPC. A
comparison with the sorption curves reveals that there is a clear
variation in osmotic pressure in this regime. For the
Xchol = 16% sample, this indicates a
two-phase L
(d)
L
(o) coexistence area in
the range of RH = 85% to 95%, and a one-phase L
(o) area above RH
95%. This interpretation is not fully consistent with the phase
diagram in Fig. 1, implying a two-phase coexistence also at RH = 100%. However, the phase boundary between the
L
(d)
L
(o) coexistence region
and the L
(d) region in
Fig. 1 was given with a rather high uncertainty (Almeida et al., 1992
).
Relatively large variations in the location of this phase boundary are
also revealed when comparing different studies (Vist and Davis, 1990
;
Sankaram and Thompson, 1990
; Shimshick and McConnell, 1973
). Our
calorimetric results clearly indicate that the
L
(d) single phase is
reached at excess water for the Xchol = 16% sample, which suggests a lower slope of the phase boundary
between the L
(d) and the
L
(d)
L
(o) regions in the
phase diagram in Fig. 1. On thermodynamic grounds we also expect a
three-phase line P
L
(o)
L
(d) to occur, but the
data do not give a clear indication of its presence.
If we combine this information with the established behavior at the
boundaries Xchol = 0% (DMPC-water),
and
osm = 0 (excess water) and make use of the
limitations set by the phase rule, which implicitly assumes first order
phase transitions, we arrive at the phase diagrams shown in Figs.
5 and
6. The ternary composition phase diagram contains four three-phase triangles (including the equilibrium with excess water), but we can only give the general locations of these triangles, rather than accurate coordinates for the
corners. In the
osm
Xchol phase diagram, the
L
L
(d)
P
three-phase line is present at
RH = 92.5 ± 1% and the
L
P
L
(o) three-phase line is
present at RH = 53 ± 3%. There is a larger uncertainty
about the position of the P
L
(d)
L
(o) three-phase line,
which we set to RH = 86 ± 6%.
|
|
In general terms the phase diagrams presented here seem to be in
agreement with previous observations on this and analogous systems.
However, there is one important exception to this observation. Both
Copeland et al. (1980)
and Mortensen et al. (1988)
have observed a more complex behavior in the P
L
(o) coexistence region.
By means of freeze-fracture electron microscopy and small-angle neutron
scattering, they have demonstrated a continuous increase in the ripple
amplitude when the cholesterol content is increased up to 20 mol%,
where the ripple separation in principle increases to infinity as
approaching the phase boundary to the
L
(o) phase region. The
interpretation of these results is that, instead of a true phase
separation, there is a striation so that bands of the
L
(o) phase separates
ripples in a superstructure that tends to disorder at higher
cholesterol contents. The ripple DMPC-cholesterol bilayers can then be
described as single phase bilayers where cholesterol-rich domains are
regularly included as stripes in the "valleys" of the rippled
structure, separated by stripes of DMPC-rich
P
gel domains (Fig.
7). The calorimetric measurements are
primarily sensitive to the strong short-range interactions, and it is
not possible to distinguish between true phase separation and
separation of regions on a mesoscopic scale. It would lead too far to
go into a detailed discussion of the true phase character of a
situation where areas of one single phase are continuously inserted
between areas of a different character. A reasonable description is to
say that the phase boundary of the
P
phase toward the
L
(o) phase looses its
strict thermodynamic significance and becomes more like a critical
micelle concentration for surfactant solutions, indicating a
boundary where there is no true thermodynamic phase transition but a
change in the organization in the system (dotted line in Fig. 6). At
the other end of the former two-phase area, where the ripple repeat
tends to diverge, this constitutes a continuous transition with
expected anomalies in the thermodynamic parameters caused by critical
fluctuations (dashed line in Fig. 6). When this rather subtle effect is
incorporated into the phase diagram in Fig. 6, the former three phase
line P
L
(d)
L
(o) is changed into a
boundary between a one-phase and a two-phase area, and it is no longer
strictly straight. This also goes for the three-phase line
L
P
L
(o).
|
| |
CONCLUSIONS |
|---|
|
|
|---|
In the present study we have investigated how a
phospholipid-cholesterol mixed system responds to osmotic stress. This
has an interest per se under physiologically stressed conditions like drying or freezing. A similar condition also occurs in the skin, which
is usually exposed to a rather dry atmosphere. In skin, cholesterol is
a major component, whereas the lipids are ceramides and fatty acids
rather than phospholipids (Wertz et al., 1992
).
From a more general perspective the present study can be seen as a
complement to the numerous studies of phospholipid-cholesterol system
in excess water. In that case, phase transformations are induced by
temperature changes. A variation of another intensive variable, the
chemical potential of water/osmotic pressure, provides an additional
perspective for understanding the molecular interactions in the system.
An analogous approach has been taken by McConnell and coworkers,
who have studied lipid-cholesterol interactions in monolayers by
varying the surface pressure (Hagen and McConnell, 1997
; Keller et al.,
2000
). We note that there are strong similarities between the phase
diagram of Fig. 6 and those presented for phospholipid-cholesterol systems for excess water in Fig. 1. The microcalorimetric experiments demonstrate the extraordinary property of cholesterol not to cause any
substantial melting point depression in the
osm
Xchol
phase diagram. Analogous behavior has previously been demonstrated with temperature as the intensive variable (Vist and Davis, 1990
). One can
also conclude that the
L
(o) liquid ordered
phase, with Xchol > 30%, has a
remarkable stability, not only with decreasing temperature, but also
with increasing osmotic pressure.
The P
phase is absent in the binary
water-phospholipid system at 27°C, but we find that this phase is
induced by the addition of cholesterol. Theoretical models of the
cholesterol-phospholipid phase behavior describe the gel state as a
solid ordered phase, and they do not distinguish between the
P
and the
L
gel phases (Ipsen et al., 1987
;
Nielsen et al., 1999
). One conclusion from the present study is that
the P
phase can dissolve
cholesterol readily, whereas the L
phase might behave more like a conventional solid with a low
solubilization capacity. This implies that the distinction between
these different gel phases is an important factor in understanding the
PC-cholesterol interactions. Based on previous studies of
cholesterol's line active (compare with surface active) ability in
stabilizing two-dimensional domains (Sparr et al., 1999
; Weis and
McConnell, 1985
) we can speculate about the molecular mechanisms
leading to the relatively high solubility of cholesterol in the
P
phase. The basic driving force
for the formation of the P
phase in
the binary water-phospholipid system is a mismatch between the
cross-sectional area of the all trans alkyl-chains and the repulsive
interaction between the phospholipid headgroups (Parsegian, 1983
;
Kirchner and Cevc, 1994
). By forming a rippled bilayer the area per
molecule, projected onto the bilayer repeat direction, can be kept
small, whereas the nonprojected area per molecule of the headgroup
region is larger. However, the curvature of the water bilayer interface
is by necessity nonuniform in such a rippled structure, which
introduces some degree of disorder. When cholesterol is presented to
such a structure it is likely to preferentially dissolve in the more
disordered regions, and it should have the highest solubility in the
regions of negative curvature. Cholesterol can then act to relieve the
curvature strain in the rippled structure. As the curved regions become
saturated with cholesterol (at ~8 mol%) the chemical potential of
the cholesterol reaches that of cholesterol in the cholesterol-rich
liquid ordered L
(o)
phase, and the appearance of the
L
(o) phase is thus
expected. If the formal line tension between the
P
and the
L
(o) phase is negative,
i.e., if it is favorable free energy wise to keep the
P
L
(o) contact, this could lead to the formation of the modulated single phase of alternating domains of the two molecular arrangements. The main driving force for
such a structure is then that the high energy curved regions of the
P
phase are eliminated as
illustrated in Fig. 7.
| |
ACKNOWLEDGMENTS |
|---|
We thank Tobias Sparrman and Christy Widdon for valuable help with the NMR measurements. Göran Lindblom is acknowledged for fruitful discussions.
| |
FOOTNOTES |
|---|
Address reprint requests to Emma Sparr, Department of Pharmacy, Uppsala Biomedical Center, Box 580, SE-751 23 Uppsala, Sweden. Tel.: 46-018-4714334; Fax: 46-018-4714377; E-mail: emma.sparr{at}farmaci.uu.se.
Submitted September 21, 2001, and accepted for publication May 29, 2002.
Emma Sparr's present address is Department of Pharmacy, Uppsala Biomedical Center, Box 580, SE-751 23 Uppsala, Sweden.
| |
REFERENCES |
|---|
|
|
|---|