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Laboratoire Pharmacologie et Physico-Chimie des Interactions Cellulaires et Moléculaires, UMR 7034 du CNRS, Faculté de Pharmacie, Université Louis Pasteur de Strasbourg, 74, Route du Rhin, 67401 Illkirch Cedex, France
Correspondence: Address reprint requests to Yves Mély, Tel.: +33-(0)3-90-24-42-63; Fax: +33-(0)3-90-24-43-12; E-mail: mely{at}pharma.u-strasbg.fr.
| ABSTRACT |
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86% of the PEI molecules were in a free form. The PEI/DNA complexes are composed on the average by 3.5 (±1) DNA plasmids and
30 PEI molecules. From this composition and the pKa of PEI, it could be inferred that in contrast to DNA condensation by small multivalent cations, only a limited neutralization of the DNA phosphate groups is required for DNA condensation by PEI. Moreover, DNA appears only poorly compacted in the PEI/DNA complexes. As an application, fluorescence correlation spectroscopy was used to monitor the purification of PEI/DNA complexes by ultrafiltration as well as the heparin-induced dissociation of the complexes. | INTRODUCTION |
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Among the nonviral vectors, the polyethylenimine (PEI) class shows promising results for gene delivery, both in vitro and in vivo (Boussif et al., 1995
; Godbey et al., 1999b
; Remy et al., 1998
). PEI are polymeric molecules that exist either as a linear or a branched form. Because every third atom of the PEI backbone is an amino nitrogen, they exhibit a high cationic charge density potential (Boussif et al., 1995
) and considerable buffer capacity (Suh et al., 1997
; Tang and Szoka, 1997
; von Harpe et al., 2000
). The transfection efficiency of PEI depends, in a still ill-defined way, on their average molecular weight and polydispersity (Godbey et al., 2000
; Godbey et al., 1999a
; Godbey et al., 1999b
; Kichler et al., 1999
; Remy et al., 1998
). Moreover, to be efficiently internalized and optimally diffuse in vivo, the PEI/DNA complexes need to be of small size (<100 nm). This is usually achieved by adjusting the molar ratio of PEI nitrogen atoms to DNA phosphate (N/P) between six and 10 (Boussif et al., 1995
; Finsinger et al., 2000
; Ogris et al., 1998
). These conditions lead to particles with strong positive surface charge that induces repulsion interactions among the particles and prevents aggregation. However, this protocol also generates significant amounts of free PEI (Finsinger et al., 2000
) that turns out to be toxic for the cell (Fischer et al., 1999
; Godbey and Mikos, 2001
; Godbey et al., 2001
; Putnam and Langer, 1999
).
The intracellular path of PEI/DNA complexes has been recently characterized in two different cell lines (Godbey et al., 1999c
; Remy-Kristensen et al., 2001
). In both cases, the complexes have been shown to be internalized by endocytosis. Subsequently, the complexes accumulate in late endosomes and lysozomes around the nucleus. Only a limited number of complexes reach the nucleus. Both the escape from endosomes as well as the transport to the nucleus are still largely unknown. Additionally, the critical question of the dissociation of the complexes during these steps is also unsolved. As a consequence, to further understand the mechanism of PEI-mediated transfection and rationally improve the protocol of transfection, it would be important to determine the composition of PEI/DNA complexes and monitor the composition changes in the cell. Fluorescence correlation spectroscopy (FCS) associated with two-photon excitation (TPE) seems well-suited for this purpose. Indeed, FCS has been shown to be useful for monitoring and determining the kinetic and thermodynamic parameters of various interactions both in test tubes and cells (for a review, see Hess et al. (2002)
). Moreover, FCS has been recently used to monitor the in vitro condensation of DNA by various nonviral vectors (Kral et al., 2002a
; Kral et al., 2002b
; Van Rompaey et al., 2001
). In this context, the aim of the present work was to investigate by FCS the interaction of DNA with a branched PEI of 25 kDa reported to give a high transfer efficiency (Godbey et al., 1999b
; Kichler et al., 1999
; Remy et al., 1998
). This allowed us to determine the concentrations of free and bound partners, and to deduce the stoichiometry of the complexes. The changes in the concentrations of the partners were further evaluated after an ultrafiltration procedure that has been reported to increase transfection efficiency (Finsinger et al., 2000
), and after addition of heparin that has been shown to dissociate the PEI/DNA complexes (Moret et al., 2001
). TPE was chosen because of its intrinsic limitation of the volume sample as well as its good signal to noise ratio (Schwille et al., 1999
).
| MATERIALS AND METHODS |
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1% of the amines are labeled in TRITC-labeled PEI molecules. This corresponds to an average of six fluorophores for a 25 kDa PEI molecule. The buffer was 20 mM Hepes, pH 7.4. The pCMV-Luc plasmid (5.8 kbp) coding for Photinus pyralis luciferase was amplified by standard molecular biology techniques, using a Jetstar plasmid purification kit (Genomed, Bad Oeynhausen, Germany) as previously described (Remy-Kristensen et al., 2001
58 fluorophores per plasmid. Concentrations of DNA stock solutions were determined at 260 nm on a Cary 400 spectrophotometer and the plasmid integrity was checked by gel electrophoresis. Heparin (mol wt 9 kDa) was kindly provided by C. Boudier (Illkirch, France).
Preparation of PEI/DNA complexes
PEI/DNA complexes were prepared as described (Boussif et al., 1995
). Briefly, equal volumes of 160, 240, or 400 µM (expressed in amine groups) PEI solution and 40 µM (expressed in phosphate groups) DNA were mixed to reach a 20-µM final concentration of DNA and a nitrogen per phosphate (N/P) ratio of respectively 4, 6, or 10. Solutions were then briefly vortexed and left for equilibration for a minimum time of 10 min (Boussif et al., 1995
) before performing FCS measurements.
Ultrafiltration of PEI/DNA complexes
Two milliliters of PEI/DNA complexes with a final concentration of 100 µM DNA were filtered as described (Finsinger et al., 2000
) on Centricon-100 membranes (Millipore, Saint-Quentin, France). Five rounds of five minutes centrifugation at 250 x g were performed on a Sigma 4K15 centrifuge with swinging buckets. Between each round, the volume of solution was readjusted to 2 ml with buffer. After filtration, complexes were collected from the solution above the filter and rediluted in buffer.
Fluorescence correlation spectroscopy
FCS measurements were performed on a home-build setup (Fig. 1). TPE is provided by a Tsunami Ti:Sapphire laser pumped with a Millennia V solid-state laser (Spectra-Physics, Mountain View, CA). Pulses of
100 fs are produced with an 80-MHz frequency at an 850-nm wavelength. After a beam expander, the infrared light is focused into the sample by a water immersion Olympus objective (60x, NA = 1.2) mounted on an Olympus IX70 inverted microscope. The back aperture of the objective is slightly overfilled, creating a diffraction-limited focal spot. Samples are placed in eight wells Lab-Tek chambered cover glass (Nalge Nunc International, Rochester, NY) positioned in the X and Y directions by a motorized stage (Märzhäuser, Germany). The fluorescence signal from the samples is collected through the same objective and directed by a COWL750 dichroic mirror (Coherent, Orsay, France) toward a 50-µm diameter optical fiber coupled to an avalanche photodiode (SPCM 200 FC, EG&G, Canada). The residual infrared light is rejected by a BG39 Filter (Coherent). The normalized autocorrelation function (ACF), G(
), of the fluorescence intensity fluctuations is calculated online by an ALV5000E digital correlator card (ALV, Langen, Germany).
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) (Schwille et al., 1999
FCS data analysis
Assuming a three-dimensional Gaussian distributed excitation intensity, the fluorescence ACF of free diffusing species can be calculated by:
![]() | (1) |
D is defined as the characteristic diffusion time of the particle.
t designates the triplet state lifetime and F is the mean fraction of fluorophores in the triplet state.
In the case of a multicomponent system with species of different quantum yields, a more general form of Eq. 1 may be used (Thompson, 1991
):
![]() | (2) |
) are the mean number and the ACF due to diffusion of the ith species in the focal volume. qi designates the ratio of the fluorescence yield (given by the product of the detection efficiency by the absorption cross section and the fluorescence quantum yield) of the ith species to that of species 1, taken as a reference.
FCS data were analyzed either with Origin (Microcal, Northhampton, MA) for discrete diffusion times or with a software based on the maximum entropy method (Livesey and Brochon, 1987
; Swaminathan and Periasamy, 1996
) for distribution of diffusion times. This last software was supplied by N. Periasamy (Mumbai, India). The weight function for the FCS data is scaled suitably to produce a uniform distribution of weighted residuals for a good fit using standards.
| RESULTS |
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) function was satisfactorily fitted to Eq. 1 (Fig. 2). The triplet lifetime and the fraction of molecules in the triplet state were respectively 25 (±10) µs and 0.24 (±0.02). Using TMR as a reference, the diffusion coefficient, DDNA, of the plasmid was calculated by: DDNA = DTMR x
D(TMR)/
D(DNA). This leads to DDNA = 3.9 (±0.7) x 10-12 m2 s-1, in reasonable agreement with the value previously reported for a slightly shorter plasmid (Kral et al., 2002b
![]() | (3) |
is the viscosity of the buffer. The radius of gyration,
, is given by:
where b and N are the length and the number of statistical segments in the plasmid DNA. The b parameter is given by two times the persistence length, which is
500 Å for B-DNA (Bloomfield et al., 2000
17,340 Å and thus N is
17. This leads to Dth = 2.7 x 10-12 m2 s-1. In respect with the various assumptions used to calculate Dth its value is in reasonable agreement with the experimental value.
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DPEI. The 1.8-nm value deduced for Rh was significantly smaller than the 4.7-nm and 6.6-nm radius previously determined by dynamic light scattering (Andersson et al., 2000
The second information extracted from the FCS curves is the mean number, N, of molecules present in the focal volume. This number corresponding to the inverse of G(0) was measured for the three concentrations (80, 120, and 200 µM) of PEI that were used to prepare PEI/DNA complexes with an N/P ratio of 4, 6, and 10, respectively. The measured numbers (14, 21, and 39 respectively) were in good agreement with the theoretical ones, Nth, (16, 24, and 41, respectively) calculated by:
![]() | (4) |
FCS measurements on PEI/DNA complexes
To investigate the diffusion behavior of PEI/DNA complexes, two different approaches were used. First, complexes were prepared using the rhodamine-labeled plasmid and nonlabeled PEI at N/P ratios of 4, 6, and 10, respectively. The fluorescence fluctuation profiles at the three N/P ratios are shown in Fig. 4. It could be readily observed that at the lowest ratio, the profile is dominated by a few but highly intense (with an intensity 50 times larger than the fluorescence background) peaks. These peaks may be unambiguously attributed to the large multimolecular complexes that form at this ratio (J.S. Remy, personal communication). Moreover, in excellent agreement with the reported decrease in PEI/DNA complex size with increasing N/P ratios (Erbacher et al., 1999
), an increase in the number of peaks as well as a decrease in their intensity were observed for the higher ratios.
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![]() | (5) |
15% of the PEI molecules are complexed to DNA. By comparing the numbers of bound PEI molecules and complexes, we further deduced that the mean number of PEI molecules per complex was
30. From this number, it could be expected that if no fluorescence change accompanies the binding process, the complexes would be 30 times brighter than free PEI molecules. In contrast to this expectation, the fluorescence ratio between the complexes and free PEI (as measured by q) was found to be as low as 3.2 (±0.2), suggesting that the labeled PEI molecules are strongly quenched in the complexes. This is likely due to the close proximity of the dyes that may interact through dipole-dipole coupling as described by the exciton theory (Bernacchi and Mely, 2001
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280 before filtration and decreased to
90 after filtration. This suggests that the complexes were purified by a factor of 3.2 and thus the contribution of free PEI decreased to
60%. Moreover, from the knowledge of the volumes of solution before and after filtration, it was further possible to deduce that 35% of the complexes were lost on the filter during the filtration.
Monitoring of heparin-induced dissociation of PEI/DNA complexes
Heparin has been recently reported to release DNA from its complexes in a concentration-dependent manner (Moret et al., 2001
). To check this point and quantify this release, FCS was used to monitor the dissociation of the complexes at various heparin concentrations (0.01, 0.03, 0.1, 0.3, 1, 3 mg/ml). Using complexes with rhodamine-labeled DNA, the similarity of the diffusion constants of free DNA and complexes prevented the observation of the two populations. In contrast, the heparin-induced release of DNA could be evidenced from the large differences between the G(0) values of free DNA and PEI/DNA complexes (Fig. 5). Because the autocorrelation curves at heparin concentrations
1 mg/ml were indistinguishable from the autocorrelation curve of free DNA, this suggests that at these concentrations, heparin induces a total dissociation of the PEI/DNA complexes. In contrast, no dissociation could be observed for heparin concentrations
0.03 mg/ml. At intermediate heparin concentrations, the autocorrelation curves indicate at least two populations of large particles with diffusion coefficients of 1.8 x 10-12 m2 s-1 and 4 x 10-14 m2 s-1. This suggests the formation of large heparin/PEI/DNA aggregates.
To further confirm the heparin-induced dissociation of PEI/DNA complexes, a final heparin concentration of 1 mg/ml was tested on complexes with labeled PEI. The obtained autocorrelation curve could be adequately fitted with a diffusion constant half that of free PEI and was indistinguishable from the autocorrelation curve obtained by adding heparin directly to free PEI (Fig. 3 B). This clearly suggests that the newly formed species may correspond to complexes of PEI with heparin.
| DISCUSSION |
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86% of PEI was in a free form and that each complex contains an average of 3.5 plasmids and thirty molecules of PEI. The number of plasmids in PEI/DNA complexes is significantly smaller than the number (15) of 5.1 kbp plasmids that would be contained in the spherical complexes (of the same size as the PEI/DNA complexes) formed by interaction with dimerizable detergents (Blessing et al., 1998
13 plasmids of 3 kbp (Bloomfield, 1991
a2L, where a and L are the radius and length of the DNA, taken as a rod (Bloomfield, 1991
10% of the PEI/DNA complex volume is occupied by DNA. This fraction is significantly less than the 72% value reported for condensates of DNA with multivalent cations (Bloomfield, 1991
Moreover, because a pKa of 8.4 has been recently reported for the 25 kDa PEI used in our study (von Harpe et al., 2000
), we may additionally calculate the number of positive charges in the complex. From the mean molecular weight of PEI, it may be calculated that each PEI contains
580 nitrogen atoms. Moreover, according to the pKa of PEI, it results that at pH = 7.4,
90% of the nitrogens are protonated. It follows that the number of positive charges in the complex is
16,000 and is thus significantly lower than the number of phosphate groups (36,000) in the complex. Moreover, it may be noted that even lower pKa values have been reported earlier for PEI (Suh et al., 1994
), and may thus lead to complexes with an even lower +/- charge ratio. These findings are apparently in contrast with the well-documented need for a condensing agent to neutralize
90% of DNA charges to induce its condensation (Wilson and Bloomfield, 1979
). However, the latter rule has been established with small or linear multivalent cations and may not necessarily apply to the highly branched PEI molecules. We may thus speculate that according to the large size and the reticulation of PEI as well as to the structural constraints of DNA, the wrapping of DNA around the PEI molecules may not necessarily neutralize all the DNA charges but may cause the localized bending or distortion of the DNA required to facilitate condensation (Bloomfield et al., 2000
). The lack of DNA charge neutralization may be especially true for the interior of the complex, where steric constraints may prevent the binding of the additional PEI molecules that would be required to provide electroneutrality. Moreover, the only partial neutralization of the DNA charges may prevent a close packing of the DNA molecules and further contribute to the limitation of the number of DNA molecules in the complex. In contrast to the complex interior, additional PEI molecules may bind at the surface and thus, explain the strong positive surface charge of the complexes (Godbey et al., 1999a
).
The most striking feature of the composition of mixtures of DNA with PEI is the large amount of PEI that remains in free form. This is a major concern for transfection protocols because PEI has been reported to induce cell dysfunction (Godbey et al., 2001
) and be cytotoxic (Fischer et al., 1999
; Godbey and Mikos, 2001
; Godbey et al., 2001
; Putnam and Langer, 1999
). This cytotoxicity seems to be related in part to the high affinity binding of PEI as huge clusters on the outer surface of the plasma membrane (Fischer et al., 1999
). The deposition of these clusters may impair the plasma membrane functions and lead to cell death by necrosis. In addition, free PEI has been shown to destabilize the outer membranes of Gram-negative bacteria (Helander et al., 1997
, 1998
) as well as liposomal membranes made from phosphatidyl serine (Oku et al., 1986
). Moreover, PEI at high concentration has also been reported to cause lysosomal disruption in rat hepatocytes (Klemm et al., 1998
). However, the role of PEI in membrane permeabilization is still debated (Godbey et al., 1999b
). An additional source of induction of cellular dysfunction and toxicity may arise from the ability of PEI to enter into the cell nucleus (Godbey et al., 1999c
) where it may interact with the host DNA and alter host transcriptional processes (Godbey et al., 2001
). Interaction of PEI with the nucleus may induce a delayed cell death (79 h posttransfection) by opposition to the more immediate (2 h posttransfection) cell death associated with the interaction of PEI with the membranes (Godbey et al., 2001
).
Both types of cell death would probably benefit from a decrease in the level of free PEI in the mixture of PEI and DNA used for transfection. Among the methods proposed to reach this aim, we have tested the efficiency of the ultrafiltration method proposed by Finsinger et al. (2000)
. We found that this method removes
30% of the free PEI. This percentage is slightly less than that previously reported (Finsinger et al., 2000
), a difference that may tentatively be ascribed to the higher proportion of complexes lost by adsorption onto the filter at our lower DNA concentration. Indeed, because adsorption depends on the mass rather than the concentration of adsorbing species (Cantor and Schimmel, 1980
), its relative contribution increases at lower concentration.
The only partial purification of the PEI/DNA complexes by ultrafiltration may be attributed to their limited stability. Such a limited stability has already been reported for complexes of DNA with low molecular weight PEI as a consequence of the insufficient number of salt bonds to provide a tight complex (Godbey et al., 1999a
). The most labile PEI molecules are likely those bound at the surface of the complexes. In agreement with this hypothesis, a significant decrease of the surface charge of the PEI/DNA complexes was shown to follow the decrease of free PEI concentration by ultrafiltration (Finsinger et al., 2000
) or centrifugation (Godbey et al., 1999a
). The removal of surface-bound PEI molecules would also be consistent with the increased diffusion constant (and thus, the reduced diameter) of the complexes after ultrafiltration (Table 2).
TPE FCS was also used to monitor the heparin-induced dissociation of PEI/DNA complexes. Noticeably, a 10-fold lower heparin concentration than that previously reported (Moret et al., 2001
) was required to dissociate PEI/DNA complexes. This may probably be ascribed to the increased affinity of heparin for PEI/DNA complexes in our low salt conditions. Moreover, our results suggest that at heparin concentration between 0.03 and 1 mg/ml, heparin forms large aggregates with PEI/DNA complexes. We speculate that at these concentrations, heparin binds to the external PEI molecules of the PEI/DNA complexes and cross-bridges various complexes together.
In conclusion, TPE FCS appears as an adequate tool to determine the concentrations of free and bound partners in mixtures of DNA and PEI. This technique was shown to be useful for monitoring the removal of free DNA by filtration techniques as well as the dissociation of PEI/DNA complexes by heparin. Because TPE FCS is ideally suited for measurements in the cells (Hess et al., 2002
; Schwille, 2001
; Schwille et al., 1999
), this technique may be used to monitor the dissociation of PEI/DNA complexes during their intracellular pathway. However, because large amounts of free PEI hinder an accurate determination of the number of complexes, efforts should be done to transfect cells with mixtures of DNA with PEI containing a reduced amount of PEI. These experiments are currently in progress.
| ACKNOWLEDGEMENTS |
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This work was supported by the Association Française contre les Myopathies. J.P.C. is a recipient of a fellowship from the Ligue régionale du Bas-Rhin et du Haut-Rhin contre le cancer.
Submitted on July 23, 2002; accepted for publication October 29, 2002.
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