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Department of Physics, Simon Fraser University, Burnaby, British Columbia V5A 1S6, Canada
Correspondence: Address reprint requests to Barbara J. Frisken, Tel.: 604-291-5767; Fax: 604-291-3592; E-mail: frisken{at}sfu.ca.
| ABSTRACT |
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| INTRODUCTION |
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Although the use of extrusion to produce unilamellar vesicles is extensive, the actual mechanism by which large multilamellar vesicles (MLVs) break up into smaller vesicles comparable to the pore size remains speculative. Understanding exactly what happens in this process should lead to better control of the vesicles produced and wider application of the method. Several studies have been made to characterize the vesicles produced by this method. Early studies showed that multiple passes are required to reduce the size and multilamellarity of extruded vesicles, and that their size depends on the pore size (Hope et al., 1993
). Extrusion was found to be unsuccessful below the gel-fluid transition temperature, an effect that has been attributed to decreased fluidity of the membrane below the transition temperature (Nayer et al., 1989
). Later studies of the size of the extruded vesicles as a function of concentration and pressure indicated that the size of the vesicles decreases slightly as the extrusion pressure is increased (Kölchens et al., 1993
). More recently, we characterized the effect of extrusion pressure and lipid properties on vesicle size and polydispersity in more detail (Hunter and Frisken, 1998
). We found that there is a minimum pressure below which vesicles cannot be extruded successfully and confirmed that the average size of the extruded vesicles decreases with applied pressure. We were able to show that the minimum pressure is related to the lysis tension, the tension required to rupture a vesicle, and proposed a method (Frisken et al., 2000
) to determine the lysis tension of vesicles using this characteristic of the extrusion process. Results using this method were shown to be consistent with those obtained using micropipette methods.
In this article, we concentrate on the pressure-dependence of the size of the extruded vesicles. One mechanism for vesicle formation by extrusion has been proposed (Clerc and Thompson, 1994
); it is based on the Rayleigh instability, which predicts that a cylinder of water or a soap film of radius R will break up into smaller pieces to minimize surface energy, where the dominant wavelength of the instability is
= 2
R. Clerc and Thompson predicted that long cylinders of phospholipid bilayer with a radius comparable to the pore size Rp would break up either inside the pore or at the pore exit in a similar way. Clerc and Thompson's analysis predicts a vesicle size given by
1/2 Rp. Obviously more detailed analysis is necessary to explain variations of the vesicle size under different conditions. In equilibrium, the surface tension of a vesicle is zero (Seifert, 1994
), but surface tension is induced in the bilayer as it flows through the pore (Bruinsma, 1996
). Presumably, since the surface tension induced depends on the shear rate, or equivalently the flow rate of vesicle solution through the pores, more detailed analysis based on this model would predict a flow-rate-dependent vesicle size. However, we have shown (Frisken et al., 2000
) that the radius depends on the pressure applied rather than the flow rate induced.
Instead, we propose that large vesicles block the entrance to the pores of the polycarbonate membrane and break up because the applied pressure induces a surface tension that exceeds the rupture tension of the membrane. We use a simple model based on blowing bubbles through a circular opening to explain the observed decrease in vesicle radius as a function of extrusion pressure. This model predicts that the vesicle radius should be inversely proportional to the square root of the applied pressure and that the vesicle size should depend on the size of the pores used and the lysis tension of the vesicles extruded. We show that this model is consistent with data for vesicles made with polycarbonate membranes of different pore size, except for the largest pore size, and for vesicles of different lysis tension.
To vary the lysis tension of the vesicles, we have used vesicles of different lipid composition. In particular, we have made vesicles from POPC (1-palmitoyl-2-oleoyl-sn-glycero-3-phosphati-dylcholine), POPC:cholesterol, and POPC:C16-ceramide. POPC, an unsaturated lipid that has a double bond between C9 and C10 on one of its chains, is a typical example of a naturally occurring phospholipid. We investigated POPC:cholesterol because cholesterol is known to increase the lysis tension of phospholipid membranes (Needham and Nunn, 1990
). We chose to investigate the effect of ceramide on bilayer properties because there has been recent interest in the presence of ceramide in biological membranes, but the mechanical strength of ceramide lipid membranes has not yet been investigated. This seemed like it would be an interesting property, especially in consideration of the role of ceramides in apoptosis, or cell death (Quintans et al., 1994
). This family of molecules is also involved in cellular signaling for growth and differentiation (Hannun, 1994
) and is ubiquitous in the stratum corneum (Williams and Barry, 1992
), the outermost layer of mammalian skin that functions as a permeability barrier. Other properties of ceramide lipid membranes that have been investigated include possible channel formation (Siskind and Colombini, 2000
; Siskind et al., 2002
), effects on the gel-liquid crystalline phase transition (Hsueh et al., 2002
), and mixing (Holopainen et al., 1997
, 1998
; Hsueh et al., 2002
). C16-ceramide was chosen because its chain length is comparable to that of POPC.
In this paper, we first introduce our model, describe materials and methods, and then discuss our results. Although the model predicts a pressure-dependence consistent with our data and is in agreement with data for different lipid mixtures and most pore sizes, it is not able to predict that the vesicle radius is comparable to the pore size at high pressures, and there is incomplete agreement with vesicles extruded through the largest pores. These shortcomings are discussed.
| THEORY |
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![]() | (1) |
To explain the observed pressure-dependence of the radius of the extruded vesicles, we have developed a simple model based on blowing bubbles as shown in Fig. 1 b. The lipid bilayer is pushed into a small circular opening and a bubble forms on the low pressure side of the opening. There is a force F
due to the line tension around the neck of the bubble given by
![]() | (2) |
is the surface tension. The surface tension is induced by the applied pressure. This is balanced by a force due to the applied pressure Fp where
![]() | (3) |
= 
of the bilayer, the small vesicle fragments and separates from the main vesicle. Using Eqs. 2 and 3, we can derive a relation between the applied pressure and the size of the final vesicle
![]() | (4) |
We concede that, in deriving Eq. 4, we have ignored both the influence of the long cylindrical pore on the formation of the vesicles and the vector nature of the forces; however, this simple picture does lead to a reasonable prediction of the system's behavior. The model not only predicts a relationship between the radius and the applied pressure but also predicts that the vesicle radius will depend on the lysis tension of the bilayer and on the pore size. We expect that this model is not sufficiently precise to predict numerical factors and that these will be determined by detailed analysis of the pore shape, etc. A more serious shortcoming is that it predicts that the radius of the vesicles will approach zero as the pressure increases; our observations indicate that the radius approaches the pore size at high pressure. However, the model is not really valid in this limit because vesicles comparable to the pore size are able to slip through without distortion, and thus without breakage, so that the vesicles should not reduce further after they have reached sizes smaller than the pore size.
| MATERIALS AND METHODS |
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6 h. This process produces a well-mixed powder form of the lipid mixture and has been found to effectively remove the solvent from the mixture (Y.-W. Hsueh and J. Thewalt, private communication).
Sample preparation and extrusion
Lipid vesicle preparation began by hydrating each sample using purified water from a Milli-Q Plus water purification system (Millipore, Bedford, MA) to a concentration of 1 mg/ml. The use of purified water ensures the production of spherical vesicles (Mui et al., 1993
); the vesicles are nonspherical after extrusion but swell to quasispherical shapes unless there are solutes present. If there are solutes present, swelling leads to concentration gradients across the bilayer and the resulting osmotic pressures oppose the swelling. The mixture was then taken through a freeze-thaw-vortex process, freezing by immersion in liquid nitrogen, thawing by immersion in a bath at 50°C and then vortexing. Each step was continued for 5 min and the cycle was repeated five times. This process is used to help break up multilamellar vesicles and to promote the mixing of the enclosed contents with the exterior solution (Mayer et al., 1985
). After the freeze-thaw-vortex process, the vesicle suspension was extruded through two polycarbonate membrane filters (Osmonics, Livermore, CA) with nominal pore diameters of 400 nm held in an extruder (Northern Lipids) using pressurized nitrogen gas. We call this first extrusion through large pores preextrusion; we have found that it improves the reproducibility of vesicle size and extrusion flow-rate measurements (Hunter and Frisken, 1998
). At this stage, the vesicles have a radius of
200 nm and are generally fairly polydisperse.
The sample of preextruded vesicles was then diluted to the required concentration and extruded through two final polycarbonate membrane filters of the required pore size. Samples generally had concentrations of 0.1 mg/ml for pressures up to 100 psi (where 1 psi = 6895 Pa) and 1 mg/ml for pressures higher than 100 psi. When low concentration samples are extruded at high pressure, high flow rates make it difficult to contain the samples. Previous measurements (Frisken et al., 2000
) have shown that vesicle size is independent of concentration at low concentration. Multiple passes of the sample were made through the extruder until a final size distribution was reached. The number of times the solution was extruded varied with the applied pressure; at low pressures more extrusions are required to reach a size distribution that does not change on further passes through the extruder. We generally monitor the flow rate as an indicator of changes in the vesicle solution; we have found (Hunter and Frisken, 1998
) that the flow rate, radius, and polydispersity stop changing after about the same number of passes. All solutions were extruded at least 10 times; samples extruded at lower pressures required up to 20 passes through the extruder to reach a flow rate that did not change from pass to pass. The flow rate of vesicle solution through the extruder was measured each time by weighing the solution extruded in a known time interval. The pore diameters of the filter membranes as provided by the manufacturer are shown in Table 1.
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Vesicle size measurements
The average radius and polydispersity of the suspended vesicles were measured using dynamic light scattering (DLS). The apparatus used for these measurements was an ALV DLS/SLS-5000 spectrometer/goniometer (ALV-Laser GmbH, Langen, Germany). The light scattered from the sample was detected by a photomultiplier tube at a scattering angle of 90° from the transmitted beam. The temperature of the sample bath was maintained by a water bath controlled at 25°C, 35°C, and 55°C for samples of POPC, POPC:cholesterol and POPC:ceramide, respectively. Five measurements were made for each sample.
The mean decay rate
and the standard deviation of the decay rate distribution
were determined by fitting a function of the form
![]() | (5) |
and µ2
2 is the variance of the distribution, to the measured intensity-intensity correlation function g(2)(
). As is the case for the standard expansion in terms of cumulants (Koppel, 1972
. Terms involving higher moments can be incorporated in the function; however, they were not required to find good fits to the vesicle data. In fact, this relationship was consistent with our data for all cases; no systematic deviations from the fits were observed. This, by itself, is a good indication that the distributions are unimodal; moments analysis is valid only for distributions of this type. Further analysis using Laplace inversion routines supplied with the ALV instrument confirmed that the distributions were monomodal. The vesicle samples are generally polydisperse, with relative standard deviations ranging from 20% for the smaller pore sizes to 30% for the larger ones.
Lysis tension
The lysis tension 
is the tension required to rupture a bilayer. This can be determined from the minimum pressure Pmin required for extrusion of lipid solutions at low lipid concentration (Frisken et al., 2000
). Below this pressure, the flow rate of lipid solution through the extruder and the number of vesicles produced goes to zero. This is because large vesicles block the pores of the polycarbonate membrane, as shown schematically in Fig. 1 c. To enter the pores, they must reduce their volume by bursting or lysing. As a large vesicle of radius Ro is pulled into a pore of radius Rp, a surface tension
is induced in the membrane. The vesicle bursts when the induced surface tension is greater than the lysis or bursting tension of the bilayer. A relation between the applied pressure difference P,
, Rp, and Ro can be derived using Laplace's law between the pressure difference across a curved interface and the surface tension of the interface and assuming uniform tension throughout the membrane (Hunter and Frisken, 1998
):
![]() | (6) |
Similar expressions have been derived to describe vesicle aspiration by micropipettes (Kwok and Evans, 1981
). If the pressure is too small, the induced tension is smaller than the lysis tension and the vesicle cannot burst and the pore remains blocked. The minimum pressure Pmin for vesicle extrusion (where the flow rate is equal to zero) can then be associated with the lysis tension through Eq. 6. The lysis tension of the vesicle can be determined if Pmin, the radius of the pore, and the radius of the preextruded vesicle are known.
This simple picture is most accurate during the first pass of the vesicle solution through the extruder because the vesicles are largest at this stage. We have found (Frisken et al., 2000
) that measuring the flow rate during the first pass results in a flow rate that is linear in the applied pressure at lipid concentrations of
0.1 mg/ml. The slope is comparable to the slope measured for the flow rate of water through the polycarbonate membrane, and we use the nonzero pressure intercept to calculate the lysis tension. Choice of concentration is important; at lower and higher concentrations there is evidence of leakage of water through empty pores and crowding, respectively.
| RESULTS AND ANALYSIS |
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Q1, was plotted as a function of extrusion pressure, and a linear equation was fit to the data to determine Pmin. Fig. 2 shows a plot of the first pass viscosity-corrected flow rate as a function of extrusion pressure for POPC, POPC:cholesterol, and POPC:ceramide solutions with concentrations of 0.1 mg/ml. The data confirm a linear relationship between the viscosity-corrected flow rate and the applied pressure as predicted by Darcy's law. As expected, the slopes of all four sets of data are consistent; as can be seen in Eq. 1, the slope contains only geometrical factors and should be lipid-independent. The figure also shows the fits of a linear equation to the data to determine the minimum pressure; the minimum pressure depends on vesicle composition and is largest for POPC:cholesterol vesicles and smallest for POPC:ceramide vesicles.
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Results of DLS measurements show that the pressure-dependence of the vesicle radius depends on the lipid composition of the vesicles and on the pore size. Fig. 3 shows a plot of the average hydrodynamic radius of the extruded vesicles for each lipid composition as a function of the pressure applied during the extrusion. All vesicles were extruded through the same batch of polycarbonate membranes with nominally 100 nm pores. The figure shows that the radius decreases as the pressure is increased and that the behavior varies with the lipid composition of the vesicles. To produce the same size of vesicles, POPC samples must be extruded at higher pressures than POPC:ceramide samples, but at smaller pressures than are required for POPC:cholesterol samples. As predicted by Eq. 4, the variation in vesicle size with lipid composition corresponds to the variation of the lysis tension; the higher the lysis tension, the larger the size of the vesicles. The curves are fits to each set of data of the function
![]() | (7) |
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. The data collapse nicely. Obviously, the vesicle radius does not tend to zero at infinite pressure as predicted by the model, but approaches a finite value. Thus the curve is a fit to a function of the form
![]() | (8) |
10% larger than the pore size of the polycarbonate membranes.
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![]() | (9) |
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| DISCUSSION |
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It is generally accepted that rupture or lysis of the membrane requires the formation of pores and that in the process of rupture there is competition between the applied tension and the edge energy associated with pore formation (Olbrich et al., 2000
). The exact material parameters that control the edge energy do not seem to be well understood but probably include the membrane thickness and compressibility and the presence of defects in the membrane. The addition of cholesterol affects several material parameters that may be involved in pore formation. For example, cholesterol decreases acyl chain motion and has a significant ordering effect on POPC in bilayers (Thewalt and Bloom, 1992
). This leads to a less compressible surface and a more cohesive membrane (Bloom et al., 1991
). The addition of cholesterol also leads to a thicker membrane (Nezil and Bloom, 1992
), which should make pore formation more difficult because of increased edge energy. However, the fact that lysis tension for our POPC vesicles does not change significantly over 45°C suggests that this may not be a crucial factor. We estimate that the change in thickness of the POPC bilayer with temperature should be comparable to that observed with the addition of cholesterol, assuming that the change in volume is negligible and that there is a fractional change in area of 3 x 10-3/°C (Evans and Needham, 1987
). This change in area was measured for SOPC (1-stearoyl-2-oleoyl-phosphatidylcholine) at 15°C. As far as we know, the fractional change in area for POPC between 25°C and 70°C has not been measured.
The decrease of lysis tension due to the presence of ceramide is probably not due to either reduced order or reduced thickness but may be related to a tendency toward pore formation in lipid:ceramide systems. Recent NMR studies (Hsueh et al., 2001) indicate that ceramide has an ordering effect on the acyl chains in POPC bilayers. The thickness of POPC:ceramide bilayers is not known. However, increased acyl chain order suggests that the bilayer should be thicker in the presence of C16-ceramide as more ordered chains are longer. Thus the observation of increased order suggests that ceramide would increase the lysis tension, not decrease it, if lysis tension were thickness or order dependent. On the other hand, ceramide may weaken the bilayer because of heterogeneities in membrane composition. We have worked at high temperatures (70°C) to ensure that we are far above the gel-fluid coexistence region where the POPC:ceramide is well mixed. It is possible that there is a region of fluid-fluid coexistence, as exists in cholesterol:lipid phase diagrams (Thewalt and Bloom, 1992
). Phase coexistence or even concentration fluctuations above a region of coexistence could lead to defects and a weakening of the membrane. However, Needham and Nunn (1990)
measured lysis tension for 080 mol % cholesterol in SOPC with a linear increase in lysis tension from 0 to 60 mol %. These measurements were made
10° above the gel transition in a region where fluid-fluid coexistence is expected, i.e., they observed no evidence of weakening of the membrane near a liquid-liquid coexistence region. There are recent reports suggesting the formation of stable pores in ceramide phospholipid bilayers (Siskind and Colombini, 2000
; Siskind et al., 2002
), and pore formation could lead to reduced lysis tension. However, these measurements were done in a region of the phase diagram where the lipids were most likely within the gel-fluid coexistence region and may not be relevant at higher temperatures where the membrane is in a fluid state.
Size of extruded vesicles
Figs. 3 and 4 show that the average final radius of the vesicles decreases by
20% over the range of pressures applied in these studies. The figures also show a significant difference between vesicles of different composition and vesicles made by extrusion through different pores. The rescaled versions of these plots (Figs. 5 and 6) show that our data is consistent with the pressure, lysis tension, and pore size dependence of the model presented in the Theory section. Expressing the results of the fits to the data in Figs. 5 and 6 in terms of the parameters in Eq. 9 shows that parameters from the fits to the two sets of data are also consistent. These results are shown in Table 3. The dimensionless parameter a = A/Rp may be a geometrical factor related to the fact that the vesicle breaks up at the mouth of a long cylindrical pore rather than at a circular opening, or it may be associated with the exact hydrodynamics of the vesicle-pore interaction. The dimensionless parameter b = B/Rp is consistent with a high pressure limit to vesicle size that is
10% larger than the reported pore size. It is clear that the model does not predict the high pressure limit of the radiusthis appears to be a vesicle size consistent with the pore size rather than zero as predicted by the model. A high pressure size limit comparable to the pore size is consistent with the fact that vesicles smaller than the pore size will not distort in the pore and will be unlikely to break up further. The fact that these two parameters are the same (within experimental uncertainty) for the two data sets further justifies the use of this model.
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Multilamellarity
Vesicles made by extrusion can be multilamellar. However, use of the freeze-thaw process to prepare the lipid solution before extrusion should minimize both the extent of lamellarity and its influence. For example, NMR studies (Mayer et al., 1985
) of the 31P NMR signal of extruded MLVs before and after the addition of external Mn2+ have shown that, for MLVs that have been subjected to the freeze-thaw process, 52, 44, and 32% of the 31P NMR signal originates from the outer monolayer for MLVs extruded through 100, 200, and 400 nm pores, respectively. If only uni- and bilamellar vesicles are considered, these samples should be 100, 86, and 44% unilamellar, respectively. These studies have also shown that frozen and thawed MLVs have larger interlamellar spacings, which should minimize the impact of multilamellarity on membrane properties.
We had expected that multilamellarity might affect our results for lysis tension where the minimum pressure required to extrude MLVs preextruded through 400 nm pores is measured. However, agreement between our results for POPC and those of Rawicz and Evans (unpublished) suggests that this is not a factor. This may be because the bilayers are separated in the freeze-thaw process. Furthermore, the fact that the data for the pressure dependence of vesicles of different composition, measured during their last pass through the extruder where they are predominantly unilamellar, can be collapsed using our lysis tension results, measured during the first pass of the vesicles through the extruder when they are multilamellar, also confirms that multilamellarity does not play a major role either in the measurement of lysis tension by extrusion through 100 nm pores or in the radius of the vesicles produced.
| CONCLUSIONS |
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The results of the lysis tension measurements of vesicles made from POPC, POPC:cholesterol, and POPC:ceramide confirm that cholesterol increases bilayer strength and show for the first time that ceramide decreases bilayer strength. Weakening of the bilayer in the presence of ceramide is probably not due to a thinning of the bilayer but may be due to heterogeneities in the lipid composition within the bilayer or a propensity for pore formation in lipid:ceramide mixtures.
| ACKNOWLEDGEMENTS |
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This research was supported by the Eastern Indonesia University Development Project and the Natural Sciences and Engineering Research Council of Canada.
Submitted on July 8, 2002; accepted for publication April 16, 2003.
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