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Complex Systems Division, Department of Theoretical Physics, Lund University, Sölvegatan 14A, SE-223 62 Lund, Sweden
Correspondence: Address reprint requests to A. Irbäck, Tel.: +46-46-2223493; Fax: +46-46-2229686; E-mail: anders{at}thep.lu.se.
| ABSTRACT |
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| INTRODUCTION |
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However, it is well known that the free-energy barrier,
F, is not high for all these proteins. In fact, assuming the folding time
f to be given by
f =
0 exp(
F/kT) with
0
1 µs (Hagen et al., 1996
), it is easy to find examples of proteins with
F values of a few kT (Jackson, 1998
; k is Boltzmann's constant and T the temperature). It should also be mentioned that Garcia-Mira et al. (2002)
recently found a protein that appears to fold without crossing any free-energy barrier.
Suppose the native and unfolded states coexist at the folding temperature and that there is no well-defined intermediate state, but that a clear free-energy barrier is missing. What type of folding behavior should one then expect? In particular, would such a protein, due to the lack of a clear free-energy barrier, show easily detectable deviations from two-state thermodynamics and single-exponential kinetics? Here we investigate this question based on Monte Carlo simulations of a designed three-helix-bundle protein (Irbäck et al., 2000
, 2001
; Favrin et al., 2002
).
Our study consists of three parts. First, we investigate whether or not melting curves for this model protein show two-state character. Second, we ask whether the relaxation behavior is single exponential or not, based on ensemble kinetics at the folding temperature. Third, inspired by energy-landscape theory (recently reviewed by Plotkin and Onuchic (2002a
,b
)), we try to interpret the folding dynamics of this system in terms of simple diffusive motion in a low-dimensional free-energy landscape.
| MODEL AND METHODS |
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The model has the Ramachandran torsion angles
i,
i as its degrees of freedom, and is sequence-based with three amino acid types: hydrophobic (H), polar (P), and glycine (G). The sequence studied consists of three identical H/P segments with 16 amino acids each (PPHPPHHPPHPPHHPP), separated by two short GGG segments (Guo and Thirumalai, 1996
; Takada et al., 1999
). The H/P segment is such that it can make an
-helix with all the hydrophobic amino acids on the same side.
![]() | (1) |
![]() | (2) |
![]() | (3) |
ij is given by
ij =
i +
j + 
ij, where 
ij = 0.625 Å for CßC', CßN, and CßO pairs that are connected by a sequence of three covalent bonds, and 
ij = 0 Å otherwise. The introduction of the parameter 
ij can be thought of as a change of the local potential.
The hydrogen-bond term Ehb has the form
![]() | (4) |
, ß) are given by
![]() | (5) |
![]() | (6) |
ij the NHO angle, and ßij the HOC' angle. The last term of the potential, the hydrophobicity term Ehp, is given by
![]() | (7) |
To speed up the calculations, a cutoff radius rc is used, which is taken to be 4.5 Å for Eev and Ehb, and 8 Å for Ehp. Numerical values of all energy and geometry parameters can be found elsewhere (Irbäck et al., 2000
).
The thermodynamic behavior of this three-helix-bundle protein has been studied before (Irbäck et al., 2000
, 2001
). These studies demonstrated that this model protein has the following properties:
Here we analyze the folding dynamics of this protein in more detail, through an extended study of both thermodynamics and kinetics.
As a measure of structural similarity with the native state, we monitor a parameter Q that we call nativeness (the same as in our earlier studies (Irbäck et al., 2000
, 2001
; Favrin et al., 2002
)). To calculate Q, we use representative conformations for the FU and BU topologies, respectively, obtained by energy minimization. For a given conformation, we compute the root-mean-square deviations
FU and
BU from these two representative conformations (calculated over all backbone atoms). The nativeness Q is then obtained as
![]() | (8) |
Energies are quoted in units of kTf, with the folding temperature Tf defined as the specific heat maximum. In the dimensionless energy unit used in our previous study (Irbäck et al., 2000
), this temperature is given by kTf = 0.6585 ± 0.0006.
Monte Carlo methods
To simulate the thermodynamic behavior of this model, we use simulated tempering (Lyubartsev et al., 1992
; Marinari and Parisi, 1992
; Irbäck and Potthast, 1995
), in which the temperature is a dynamic variable. This method is chosen to speed up the calculations at low temperatures. Our simulations are started from random configurations. The temperatures studied range from 0.95Tf to 1.37Tf.
The temperature update is a standard Metropolis step. In conformation space we use two different elementary moves: first, the pivot move in which a single torsion angle is turned; and second, a semilocal method (Favrin et al., 2001
) that works with seven or eight adjacent torsion angles, which are turned in a coordinated manner. The nonlocal pivot move is included in our calculations to accelerate the evolution of the system at high temperatures.
Our kinetic simulations are also Monte Carlo based, and only meant to mimic the time evolution of the system in a qualitative sense. They differ from our thermodynamic simulations in two ways: first, the temperature is held constant; and second, the nonlocal pivot update is not used, but only the semilocal method (Favrin et al., 2001
). This restriction is needed to avoid large unphysical deformations of the chain.
Statistical errors on thermodynamic results are obtained by jackknife analysis (Miller, 1974
) of results from ten or more independent runs, each containing several folding/unfolding events. All errors quoted are 1
errors. Statistical errors on relaxation times are difficult to determine due to uncertainties about where the large-time behavior sets in and are therefore omitted. We estimate that the uncertainties on our calculated relaxation times are
10%. The statistical errors on the results obtained by numerical solution of the diffusion equation are, however, significantly smaller than this.
All fits of data discussed below are carried out by using a Levenberg-Marquardt procedure (Press et al., 1992
).
Analysis
Melting curves for proteins are often described in terms of a two-state picture. In the two-state approximation, the average of a quantity X at temperature T is given by
![]() | (9) |
E], where Tm is the midpoint temperature and
E the energy difference between the two states. With this K(T), a fit to Eq. 9 has four parameters:
E, Tm, and the two baselines Xu and Xn.
A simple but powerful method for quantitative analysis of the folding dynamics is obtained by assuming the motion along different reaction coordinates to be diffusive (Bryngelson et al., 1995
; Socci et al., 1996
). The folding process is then modeled as one-dimensional Brownian motion in an external potential given by the free energy F(r) = -kT ln Peq(r), where Peq(r) denotes the equilibrium distribution of r. Thus, it is assumed that the probability distribution of r at time t, P(r, t), obeys Smoluchowski's diffusion equation
![]() | (10) |
This picture is not expected to hold on short timescales, due to the projection onto a single coordinate r, but may still be useful provided that the diffusive behavior sets in on a timescale that is small compared to the relaxation time. By estimating D(r) and F(r), it is then possible to predict the relaxation time from Eq. 10. Such an analysis has been successfully carried through for a lattice protein (Socci et al., 1996
).
The relaxation behavior predicted by Eq. 10 is well understood when F(r) has the shape of a double well with a clear barrier. In this situation, the relaxation is single exponential with a rate constant given by Kramers' well-known result (Kramers, 1940
). However, this result cannot be applied to our model, in which the free-energy barrier is small or absent, depending on which reaction coordinate is used. Therefore, we perform a detailed study of Eq. 10 for some relevant choices of D(r) and F(r), using analytical as well as numerical methods.
| RESULTS |
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2 per degree of freedom, dof, of
10), but this can be detected only because the statistical errors are very small at high temperatures (<0.1%). In fact, if we assign artificial statistical errors of 1% to our data points, an error size that is not uncommon for experimental data, then the fits become perfect with a
2/dof close to unity. Fig. 1 shows the temperature dependence of the hydrogen-bond energy Ehb and the radius of gyration Rg, along with our two-state fits.
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E and the midpoint temperature Tm are similar for the different quantities. It is also worth noting that the Tm values fall close to the folding temperature Tf, defined as the maximum of the specific heat. The difference between the highest and lowest values of Tm is less than 1%. There is a somewhat larger spread in
E, but this parameter has a larger statistical error.
So, the melting curves show two-state character, and the fitted parameters
E and Tm are similar for different quantities. From this it may be tempting to conclude that the thermodynamic behavior of this protein can be fully understood in terms of a two-state system. The two-state picture is, nevertheless, an oversimplification, as can be seen from the shapes of the free-energy profiles F(E) and F(Q). Fig. 2 shows these profiles at T = Tf. First of all, these profiles show that the native and unfolded states coexist at T = Tf, so the folding transition is first order like. However, there is no clear free-energy barrier separating the two states; F(Q) exhibits a very weak barrier, <1 kT, whereas F(E) shows no barrier at all. In fact, F(E) has the shape of a square well rather than a double well.
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Kinetics
Our kinetic study is performed at T = Tf. Using Monte Carlo dynamics (see Model and Methods), we study the relaxation of ensemble averages of various quantities. For this purpose, we performed a set of 3000 folding simulations, starting from equilibrium conformations at temperature T0
1.06Tf. At this temperature, the chain is extended and has a relatively low secondary-structure content (see Fig. 1).
In the absence of a clear free-energy barrier (see Fig. 2), it is not obvious whether or not the relaxation should be single exponential. To get an idea of what to expect for a system like this, we consider the relaxation of the energy E in a potential F(E) that has the form of a perfect square well at T = Tf. For this idealized F(E) and a constant diffusion coefficient D(E), it is possible to solve Eq. 10 analytically for relaxation at an arbitrary temperature T. This solution is given in Appendix A, for the initial condition that P(E, t = 0) is the equilibrium distribution at temperature T0. Using this result, the deviation from single-exponential behavior can be mapped out as a function of T0 and T, as is illustrated in Fig. 3. The size of the deviation depends on both T0 and T, but is found to be small for a wide range of (T0,T) values. This clearly demonstrates that the existence of a free-energy barrier is not a prerequisite to observe single-exponential relaxation.
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1.7 x 107 and
1.8 x 107 for E and Q, respectively, in units of elementary MC steps. The corresponding fits for the radius of gyration and the hydrogen-bond energy (data not shown) give relaxation times of
2.1 x 107 and
1.8 x 107, respectively. The fit for the radius of gyration has a larger uncertainty than the others, because the data points have larger errors in this case.
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values are small and most probably due to limited statistics for the large-time behavior. Averaging over the four different variables, we obtain a relaxation time of
1.8 x 107 MC steps for this protein. The fact that the relaxation times for the hydrogen-bond energy and the radius of gyration are approximately the same shows that helix formation and chain collapse proceed in parallel for this protein. This finding is in nice agreement with recent experimental results for small helical proteins (Krantz et al., 2002
For Q, it is necessary to go to very short times to see any significant deviation from a single exponential (see Fig. 4). For E, we find that the single-exponential behavior sets in at roughly
/3, which means that the deviation from this behavior is larger than in the analytical calculation above. On the other hand, for comparisons with experimental data, we expect the behavior of Q to be more relevant than that of E. The simulations confirm that the relaxation can be approximately single exponential even if there is no clear free-energy barrier.
To translate the relaxation time for this protein into physical units, we compare with the reconfiguration time for the corresponding one-helix segment. To that end, we performed a kinetic simulation of this 16-amino acid segment at the same temperature, T = Tf. This temperature is above the midpoint temperature for the one-helix segment, which is 0.95Tf (Irbäck et al., 2000
). So, the isolated one-helix segment is unstable at T = Tf, but makes frequent visits to helical states with low hydrogen-bond energy, Ehb. To obtain the reconfiguration time, we fitted the large-time behavior of the autocorrelation function for Ehb,
![]() | (11) |
h
1.0 x 106 MC steps. This is roughly a factor of 20 shorter than the relaxation time
for the full three-helix bundle. Assuming the reconfiguration time for an individual helix to be
0.2 µs (Williams et al., 1996
4 µs and
8 µs, respectively, for the three-helix bundle. This is fast but not inconceivable for a small helical protein (Jackson, 1998
Relaxation-time predictions
We now turn to the question of whether the observed relaxation time can be predicted based on the diffusion equation, Eq. 10. For that purpose, we need to know not only the free energy F(r), but also the diffusion coefficient D(r). Socci et al. (1996)
successfully performed this analysis for a lattice protein that exhibited a relatively clear free-energy barrier. Their estimate of D(r) involved an autocorrelation time for the unfolded state. The absence of a clear barrier separating the native and unfolded states makes it necessary to take a different approach in our case.
The one-dimensional diffusion picture is not expected to hold on short timescales, but only after coarse graining in time. A computationally convenient way to implement this coarse graining in time is to study block averages b(t) defined by
![]() | (12) |
b is the block size and r is the reaction coordinate considered. The diffusion coefficient can then be estimated using Db(r) =
(
b)2
/2
b, where the numerator is the mean-square difference between two consecutive block averages, given that the first of them has the value r.
In our calculations, we use a block size of
b = 106 MC steps, corresponding to the reconfiguration time
h for an individual helix. We do not expect the dynamics to be diffusive on timescales shorter than this, due to steric traps that can occur in the formation of a helix. In order for the dynamics to be diffusive, the timescale should be such that the system can escape from these traps.
Using this block size, we first make rough estimates of the relaxation times for E and Q based on the result in Appendix A for a square-well potential and a constant diffusion coefficient. These estimates are given by
where
rsw is the width of the potential and Db is the average diffusion coefficient. (Eq. 15 in Appendix A can be applied to other observables than E if T = Tm. The predicted relaxation time
pred,0 is given by
1). Our estimates of
rsw and Db can be found in Table 2, along with the resulting predictions
pred,0. We find that these simple predictions agree with the observed relaxation times
within a factor of two.
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b = 100, 101, ..., 105 MC steps. This gave
pred,0 values smaller or much smaller than the observed
, signaling nondiffusive dynamics. This confirms that for b(t) to show diffusive dynamics,
b should not be smaller than the reconfiguration time for an individual helix.
Having seen the quite good results obtained by this simple calculation, we now turn to a more detailed analysis, illustrated in Fig. 5 a. The block size is the same as before,
b = 106 MC steps, but the space dependence of the diffusion coefficient Db(r) is now taken into account, and the potential, Fb(r), reflects the actual distribution of block averages. The potential Fb(r), shown in Fig. 2, is not identical to that for the unblocked variables. At a first-order-like transition, we expect free-energy minima to become more pronounced when going to the block variables, provided that the block size
b is small compared with the relaxation time, because when forming the block variables one effectively integrates out fluctuations about the respective states. The results in Fig. 2 do show this tendency, although the effect is not very strong. Fig. 5 b shows the diffusion coefficient Db(E), which is largest at intermediate values between the native and unfolded states. The behavior of Db(Q) (not shown) is the same in this respect. Hence, there is no sign of a kinetic bottleneck to folding for this protein.
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pred, for the relaxation time.
From Table 2 it can be seen that the prediction obtained through this more elaborate calculation,
pred, is not better than the previous one,
pred,0, at least not in Q, despite that there exists a weak barrier in this coordinate (see Fig. 2 b). This means that the barrier in Q is too weak to be important for the relaxation rate. If the underlying diffusion picture, Eq. 10, had been perfect,
pred would have been equal to
, as obtained from the kinetic simulations. Our results show that this is not the case. At least in Q, there are significant deviations from the behavior predicted by this equation.
If more accurate relaxation time predictions are needed, there are different ways to proceed. One possible way is to simply increase the block size. However, for the calculation to be useful, the block size must remain small compared to the relaxation time. A more interesting possibility is to refine the simple diffusion picture defined by Eq. 10, in which, in particular, non-Markovian effects are ignored. Such effects may indeed affect folding times (Plotkin and Wolynes, 1998
; Plotkin and Onuchic, 2002b
). Yet another possibility is to use a combination of a few different variables, perhaps E and Q, instead of a single reaction coordinate (Du et al., 1998
; Socci et al., 1998
; Plotkin and Onuchic, 2002b
). With a multidimensional representation of the folding process, non-Markovian effects could become smaller.
| SUMMARY AND DISCUSSION |
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1kT). The weakness of the barrier implies that a fitted two-state parameter such as
E has no clear physical meaning, despite that the two-state fit looks good.
Reduced (Kolinski et al., 1998
; Takada et al., 1999
; Zhou and Karplus, 1999
; Shea et al., 1999
; Berriz and Shakhnovich, 2001
) and all-atom (Guo et al., 1997
; Duan and Kollman, 1998
; Shen and Freed, 2002
; Kussell et al., 2002
; Zagrovic et al., 2002
; Linhananta and Zhou, 2003
) models for small helical proteins have been studied by many other groups. Most of these studies relied on so-called G
-type (G
and Abe, 1981
) potentials. It should therefore be pointed out that our model is sequence based.
Using an extended version of this model that includes all atoms, we recently found similar results for two peptides, an
-helix and a ß-hairpin (Irbäck et al., 2003
). Here the calculated melting curves could be directly compared with experimental data, and a reasonable quantitative agreement was found.
The smallness of the free-energy barrier prompted us to perform an analytical study of diffusion in a square-well potential. Here we studied the relaxation behavior at temperature T, starting from the equilibrium distribution at temperature T0, for arbitrary T and T0. We found that this system shows a relaxation behavior that is close to single exponential for a wide range of T0, T values, despite the absence of a free-energy barrier. We also made relaxation-time predictions based on this square-well approximation. Here we took the diffusion coefficient to be constant. It was determined assuming the dynamics to be diffusive on timescales beyond the reconfiguration time for an individual helix. The predictions obtained this way were found to agree within a factor of two with observed relaxation times, as obtained from the kinetic simulations. So, this calculation, based on the two simplifying assumptions that the potential is a square well and that the diffusion coefficient is constant, gave quite good results. A more detailed calculation, in which these two additional assumptions were removed, did not give better results. This shows that the underlying diffusion picture leaves room for improvement.
Our kinetic study focused on the behavior at the folding temperature Tf, where the native and unfolded states, although not separated by a clear barrier, are very different, which makes the folding mechanism transparent. In particular, we found that helix formation and chain collapse could not be separated, which is in accord with experimental data by Krantz et al. (2002)
. The difference between the native and unfolded states is much smaller at the lowest temperature we studied, 0.95Tf, because the unfolded state is much more nativelike here. Mayor et al. (2003)
recently reported experimental results on a three-helix-bundle protein, the engrailed homeodomain (Clarke et al., 1994
), including a characterization of its unfolded state. In particular, the unfolded state was found to have a high helix content. This study was performed at a temperature below 0.95Tf. It would be very interesting to see what the unfolded state of this protein looks like near Tf. In our model, there is a significant decrease in helix content of the unfolded state as the temperature increases from 0.95Tf to Tf.
It is instructive to compare our results with those of Zhou and Karplus (1999)
, who discussed two folding scenarios for helical proteins, based on a G
-type C
model. In their first scenario, folding is fast, without any obligatory intermediate, and helix formation occurs before chain collapse. In the second scenario, folding is slow with an obligatory intermediate on the folding pathway, and helix formation and chain collapse occur simultaneously. The behavior we find does not match any of these two scenarios. In our case, helix formation and chain collapse occur in parallel but folding is nevertheless fast and without any well-defined intermediate state.
| APPENDIX A: DIFFUSION IN A SQUARE WELL |
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Esw at T = Tf. This means that the equilibrium distribution is given by Peq(E)
exp(-
ßE) if E is in the square well and Peq(E) = 0 otherwise, where
ß = 1/kT - 1/kTf. Eq. 10 then becomes
![]() | (13) |
ß0 = 1/kT0 - 1/kTf.
By separation of variables, it is possible to solve Eq. 13 with this initial condition analytically for arbitrary values of the initial and final temperatures T0 and T, respectively. In particular, this solution gives us the relaxation behavior of the average energy. The average energy at time t, E(t), can be expressed in the form
![]() | (14) |
E
denotes the equilibrium average at temperature T. A straightforward calculation shows that the decay constants in this equation are given by
![]() | (15) |
![]() | (16) |
![]() | (17) |
![]() | (18) |
It is instructive to consider the behavior of this solution when |
ß-
ß0| << 1/
Esw. The expression for the expansion coefficients can then be simplified to
![]() | (19) |
![]() | (20) |
and as 1/k4 if
Note also that the last factor in Bk suppresses Ak for even k if T is close to Tf. From these two facts it follows that |A1| is much larger than the other |Ak| if T is near Tf. This makes the deviation from a single exponential small. | APPENDIX B: NUMERICAL SOLUTION OF THE DIFFUSION EQUATION |
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r, Dj = D(rj) and Fj = F(rj), and let p(t) be the vector with components pj(t) = P(rj, t). Approximating the RHS of Eq. 10 with suitable finite differences, we obtain
![]() | (21) |
![]() | (22) |
t. By applying the trapezoidal rule for integration to Eq. 21, we obtain
![]() | (23) |
| ACKNOWLEDGEMENTS |
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Submitted on March 11, 2003; accepted for publication May 19, 2003.
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