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* Department of Chemical Engineering,
Department of Physics, and
Materials Research Laboratory, University of California, Santa Barbara, California 93106; and
Department of Chemical Engineering, Lamar University, Beaumont, Texas 77710
Correspondence: Address reprint requests to Jacob Israelachvili, E-mail: jacob{at}engineering.ucsb.edu.
| ABSTRACT |
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0.5 µm diameter and covering up to 30% of the surface area) correlated well with the stability of the bilayers as measured by SFA, a truly complementary instrument. | INTRODUCTION |
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The surface force apparatus (SFA) has been used frequently to measure both the forces between and stability of symmetrical and asymmetrical lipid bilayers (Marra and Israelachvili, 1985
; Israelachvili and Marra, 1986
). In these studies, molecular mechanisms associated with bilayer adhesion and ease of fusion were studied (Helm et al., 1989
, 1992
), where the latter is a direct indication of bilayer stability.
In this study the stabilities of supported phospholipid bilayers were investigated with two complementary instrumentsAFM and SFAand the results were correlated with each other. The topographical features in membranes described above (holes, protrusions, etc., that are different from the main uniform membrane) will be generally referred to as defects. All the defects we observed did not appear to change with time (up to 3 days), and may therefore represent the thermodynamically equilibrated distribution in the membranes. However, they may also be nonequilibrium structures that are slowly evolving with time. The bilayers were constructed from two uncharged zwitterionic double-chain phospholipids on mica: dipalmitoylphosphatidylethanolamine (DPPE) built the inner and dilauroylphosphatidylethanolamine (DLPE) the outer supported monolayer. The study of a DPPE/DLPE lipid bilayer has the following advantages: The two molecules have identical headgroups but differ by four CH2 groups per chain, which is enough to dramatically change their phase state during compression. Although DPPE builds a very stable and rigid layer that remains in the solid phase over the entire range of lateral pressures studied (between 0 and 45 mN/m), DLPE shows a pronounced phase transition at
35 mN/m at room temperature. In addition, DPPE has a high chain melting temperature or so-called phase transition temperature (Tc) of 63°C compared to DLPE (Tc = 30.5°C) and thus shows a very steep isotherm (vide infra) (Sández et al., 2002
). This is due to the condensed, crystalline nature of DPPE, which makes the molecular area occupied by the lipid of the first monolayer (
41 Å2) almost independent of the lateral pressure during a Langmuir deposition. Thus, the use of these two lipids allows the study of bilayers where different deposition parameters such as temperature and lateral pressure allow control of the properties of the outer (DLPE) layer. Further, it is to our advantage that much data is already available for the two phospholipids. The pressure-area isotherms (
vs. A) of DLPE have been well characterized by x-ray diffraction (Strzalka et al., 2000
; Helm et al., 1991
) and fluorescence microscopy (Helm and Möhwald, 1988
; Ariga and Okahata, 1994
). These studies have shown that the fluid-gel transition in DLPE is not sharp but involves a broad regime of coexisting fluid and ordered phases.
| MATERIALS AND METHODS |
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0.5°C. As is common for LB depositions on mica, the monolayers were deposited by pulling the substrate vertically up through the air-water interface, whereas bilayers were formed by passing the DPPE-coated substrate vertically down into the trough. Consequently, in the general case, where the bilayer is in a bathing solution, the substrates always carried the first monolayer of DPPE with its headgroups facing the negatively charged, hydrophilic mica surface, and the second monolayer of DLPE with its headgroups facing the aqueous subphase. For all measurements on bilayers, the subphase in the AFM or SFA chamber consisted of the trough water from the DLPE deposition. A sufficient concentration (above cmc) of lipids in the subphase is important so as not to deplete the lipid bilayer (Helm et al., 1989
Atomic force microscopy
The bilayers were prepared and deposited on freshly cleaved mica discs (Muscovite Ruby Mica grade 1, S & J Trading Inc., New York, NY) as described above. For AFM imaging in liquid, a S-profile silicon rubber seal (Veeco/Digital Instruments, Santa Barbara, CA) was pressed onto the mica disc and both were transferred to the AFM. The images were taken in air or in trough water from the lipid deposition (deionized water at pH 6.0) with a MultiMode scanning probe microscope with a J-scanner (Veeco/Digital Instruments) and a modified head. The modification of the conventional MultiMode head was based on an exchange of the red laser diode with an infrared (IR)-laser diode to reduce interference effects. All images were taken in tapping mode with a commercial hydrophilic, silicon cantilever (NSC15, MikroMasch, Portland, OR). The scanning speed corresponded to a 0.51-Hz line frequency and the scanning size of all images shown was 5 x 5 µm. The lowest possible force for scanning was used in all experiments. Qualitative assessments of the defects in the AFM images were performed by the Nanoscope software. To determine the height differences we generated histograms using Nanoscope software, exported the data to Origin (Northampton, MA), and fitted the data with a multipeak Gaussian function. All AFM experiments were performed at room temperature at 23°C, however, due to heating by the laser of the AFM the actual temperature in the scanning area might have been higher.
Surface force apparatus
The surface force apparatus measures the force F between two cylindrically curved, molecularly smooth surfaces as a function of their separation D (Israelachvili and Adams, 1976
, 1978
; Israelachvili and McGuiggan, 1988
). An optical multiple-beam interference technique is employed to measure the controlled separation between the two surfaces with an accuracy of a few Å. In addition, the optical method that produces a series of colored fringes, known as fringes of equal chromatic order (FECO) (Tadmor et al., 2003
), allows the simultaneous monitoring of the surface shape, for instance the contact area. One of the surfaces is mounted on a spring with spring constant K, which was chosen to be fairly stiff (around 1000 N/m) to apply relatively high loads to compress the two surfaces. From the measured deflection
D of the spring, the force F between the surfaces can be determined from Hook's law,
![]() | (1) |
The corresponding interaction energy per unit area E between two flat surfaces is simply related to the force F between the two curved surfaces by the Derjaguin approximation:
![]() | (2) |
2 cm).
Under a large compressive force the curved surfaces flatten elastically, more specifically, the mica sheet supporting glue becomes compressed. This deformation can be accurately observed from the shape of the FECO fringes, which represent a cross-sectional view of the contact. Consequently, the contact radius a and the geometry around the contact position can be determined. In the case of flattened FECOs, the Derjaguin approximation (Eq. 2) no longer applies. In its place, the mean pressure between the compressed surfaces can be calculated directly using the measured contact area:
![]() | (3) |
For two nonadhering surfaces the flattening of the surfaces occurs only when an external force is applied. In this case the flattened contact radius a varies with the applied force F according to the well-known Hertz theory (Hertz, 1881
; Horn et al., 1987
):
![]() | (4) |
The elastic deformation of adhering surfaces is treated by the Johnson-Kendall-Roberts (JKR) theory (Johnson et al., 1971
). In contrast to the Hertz theory, the JKR theory predicts that two adhering surfaces diverge sharply at the edge of the contact zone. In addition, the JKR theory allows the determination of the adhesion energy W0 from the adhesion or "pull-off" force F0 needed to separate the adhering surfaces, which according to Chen et al. (1991)
and Leckband et al. (1993)
for perpendicular crossed cylinders is:
![]() | (5) |
is by definition half of the adhesion energy W0. The above equations were used to calculate the pressures and adhesion energies in all of the SFA experiments. Generally, these equations are valid for SFA and AFM experiments. An example of the explicit application of the above equations will be given later in the SFA result section.
| RESULTS AND DISCUSSION |
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-A isotherms for DPPE at 23°C, DLPE at 23°C, and DLPE at 33°C are illustrated in Fig. 1. The symbols for the phase states and phase changes are according to the characterization of Helm et al. (1987
35 mN/m. As
exceeds
c (cf. Fig. 1) the
-A isotherm becomes nearly horizontal, corresponding to the main phase transition (first order) between the fluid and the ordered gel phase. As mentioned in the introduction, the two phases coexist in this regime (II). At 33°C DLPE is above its melting point and the isotherm remains in the more mobile fluid state over the entire lateral pressure range.
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35 mN/m where it forms a stable and rigid monolayer in the solid phase. DLPE was deposited both above and below the phase transition temperature, Tc, as well as at different pressures. Table 1 gives an overview of the different monolayer and bilayer deposition conditions used in this study. The parameters lateral pressure (
), consequently the lipid molecular area (A), and temperature (T) during the Langmuir deposition were varied. For the remainder of this article, these various phospholipid bilayers will be referred to according to the assigned deposition protocols of Table 1. The influence of the deposition condition was studied by AFM and SFA. All AFM and SFA measurements are performed at room temperature, 23°C, except for one SFA experiment with samples E-1 to E-3 performed at the DLPE deposition temperature of 33°C. Consequently, samples deposited above Tc were later measured below the lipids melting point.
Atomic force microscopy
In the first series of experiments DPPE monolayers were imaged with AFM in air (samples A-1 and A-2, data not shown). As expected, the surfaces of the DPPE layers are very smooth and it can be assumed that the rigid lipids build a homogeneous layer over the mica substrate. The topo graphy of DLPE monolayers was also examined. The lipids were LB deposited in the pressure range between 8 and 41 mN/m (samples B-1B-4). Again, all described monolayers produced smooth and uniform films. As an example, the topography of DLPE sample B-1 (lowest lateral pressure of only 8 mN/m) is shown in Fig. 2 B-1. To confirm the existence of the uniform monolayer an area of 2 ± 2 µm was scratched into the monolayer with the cantilever in contact mode at a higher force. The subsequently image of a 5 x 5 µm area clearly showed the scratched region with a lipid monolayer height difference (data not shown).
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As the focus is shifted from monolayers to bilayers, all the AFM studies were performed in an aqueous environment. The outer leaflet of the first set of bilayers consisted of DLPE lipids that were deposited at room temperature below Tc (samples C-1C-5). The inner DPPE layers were always deposited at the same pressure of 35 mN/m, but the outer DLPE layers were transferred at progressively higher pressures. Only bilayers C-4 (Fig. 3 C-4) and C-5 (not shown), transferred just below and above
c, showed smooth morphologies (0% defects, at least within the resolution limit of the AFM imaging of bilayers in a liquid; thus, defects on the molecular level cannot be excluded). However, if the transferring surface pressure of DLPE is reduced to 19 mN/m (Fig. 3 C-3) large defects of micrometer diameter in the form of holes are observed in the bilayers. The thickness of these defects is on the order of one monolayer, which results in the exposure of the hydrophobic DPPE hydrocarbon chains. Evidently, the outer monolayer with the lower lipid density does not simply form a uniformly thin layer but instead forms regions with fully developed bilayers and regions with monolayer holes, i.e., exposing the inner DPPE monolayer. The AFM images shown in Fig. 3, C-1 and C-2 (measured a few hours after the bilayer deposition) show the membrane with even lower DLPE deposition pressure (C-1 and C-2). The heights of the defects are 4.3 ± 0.3 nm and 4.1 ± 0.3 nm, respectively, which is on the order of a bilayer thickness, assuming lower values due to penetration of the tip into the bilayer (the profile of the smaller defects in Fig. 3 C-2 is puzzling and is not discussed at this point). The diameter of the holes in C-1 and C-2 is smaller than in sample C-3, which strongly suggests that in equilibrium the desorbing DPPE lipids do not go into solution but anchor to the surrounding water-exposed hydrocarbon chains (DPPE lipids self-assemble with the remaining exposed monolayer as shown in Fig. 2 A-1b). In consequence, the magnitude of defects in sample C-2 is exactly the same as in C-3, namely, 18 ± 4%. The bilayer C-1 with the lowest DLPE surface pressure shows defects with the same diameter and height as sample C-2 but the number of holes per unit area is largely increased (30 ± 5%). This is in agreement with Bassereau and Pincet (1997)
and Mou et al. (1995)
who found that more defects of the same size appear when the second lipid layer is transferred at a lower surface pressure. The morphology of all samples remained unchanged when measured after 30 min and after several hours (data not shown), which indicates that the bilayers with their defects had fully equilibrated within <30 min of formation.
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As mentioned before all AFM height and area measurements were calculated by means of histograms. An example of a height histogram of Fig. 3, C-1 and C-3, is shown in Fig. 4. The histogram showed that in the case of sample C-3 predominantly monolayer deep holes were measured. For the bilayer C-1 mainly bilayer deep holes are indicated, however, monolayer deep holes cannot be excluded due to the wide distribution of the height measurements (lower histogram in Fig. 4). In addition, a schematic model was drawn of mono- and bilayer deep holes (Fig. 4) that resemble the molecular view of defects seen in Fig. 3, C-1 and C-3.
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60 nm and a height of 0.5 nm up to a monolayer in some cases. In addition, the amount of defects in E-3 was always the lowest and smaller than 1%. When DLPE was deposited in the fluid state (T > Tc) defects in the bilayer were created once the lipids cooled down to room temperature (T < Tc). It appears that the induced decrease of molecular area (refer to Fig. 1) during crystallization is sufficient to cause geometrical stresses/instabilities in the coverage of the bilayer.
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Surface force apparatus
For this study, rather stiff spring constants (10001500 N/m) were chosen to measure the normal forces to allow high loads on the compressing surfaces. Consequently, short-range interactions such as steric hydration and van der Waals forces were not the focus of this study. The reader is referred to the work of Marra and Israelachvili (1985)
, Helm et al. (1992)
, and Israelachvili and Marra (1986)
for more information on these bilayer interaction forces.
If lipid bilayers are compressed in the SFA and tested for the occurrence of hemifusion, one can gain information on the stability of the studied bilayers. Hemifusion describes the process of two bilayers fusing into one, also known as monolayer fusion (Chernomordik et al., 1987
). Helm et al. (1989)
found that the most important force leading to the direct fusion of bilayers is the hydrophobic interaction. In "fully developed," "unstressed," or "saturated" bilayers fusion could never be induced. However, depleting the bilayer by reducing the lipid concentration of the bathing medium below the critical micelle concentration caused hemifusion of the compressed bilayers. In our study, no hemifusion was forced by depleting the lipids (thinning of the absorbed bilayer by diluting the subphase), but the occurrence of hemifusion was used as an indicator of depleted/defective bilayers.
Fig. 6 shows a representative force-distance plot for bilayers deposited according to C-5, keeping in mind that the AFM measurements of these bilayers indicated no defect/instabilities at all (comparable to Fig. 3 C-4). With the SFA several different contact positions between the two surfaces were examined and multiple force-distance runs were measured at the same contact arrangement with maximum compression pressures, P, of over 100 atm. All the resulting plots were comparable and no hemifusion was ever observed. Instead, a hard wall at a thickness of two lipid bilayer and a small adhesion was always measured. These results support the conclusion of Helm et al. (1989)
that when fully developed bilayers interact in water, their hydrophobic regions are effectively shielded from the aqueous phase, and consequently there is no hydrophobic contribution to the attraction between them. Thus, the occurrence of hemifusion is not to be expected if there are no defects (instabilities) in the bilayers. The average separation of the hard wall was measured to be 102 Å (averaged over several trials). After draining and drying the SFA chamber, an average surface separation of 52 Å was measured, which corresponds to two DPPE monolayersone hydrophobic lipid layer remaining on each mica surface. Considering an interbilayer separation (water gap thickness) of 515 Å (Helm et al., 1992
) a mean thickness of 25 and 19 ± 2 Å, is measured for fully developed inner DPPE and outer DLPE lipid layers, respectively.
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1 µm/s.
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A very similar force-distance run was observed with samples C-1 where the outer DLPE layer was transferred at
= 4 mN/m. Every contact position measured showed hemifusion of the bilayers at comparatively low compressive loads. From the AFM images (Figs. 2 and 3) we know that monolayer thick defects reorient to expose holes of one bilayer thickness; thereby shielding the exposed DPPE lipids compared to the C-3 samples. Yet, it appears that despite this reordering of the defects, the instabilities in the bilayer are sufficiently pronounced so that hemifusion is reached at comparatively low applied pressure P. This is likely due to the strong depletion of the lipid bilayer. Furthermore, unlike in the previously studied samples, hemifusion starts at multiple positions generally closer to the edge of the contact position. The first fusion site is likely to be randomly located in the contact area because there is a high density of instabilities in bilayers with deposition C-3.
Next, lipid samples with deposition parameters E-3 were studied in the SFA. It is known from the AFM measurements that there are small defects in the bilayers despite the high deposition pressure
of DLPE. Depending on the contact position and the number of times the surfaces were compressed and decompressed, a different force-distance curve was measured. Initially (first compression at a specific contact position), most measurements did not lead to hemifusion and the force-distance plot resembles the one with bilayers C-5 (Fig. 6). Later, on subsequent compressions at the same contact position, hemifusion was frequently detected. A force-distance profile where hemifusion occurred is also shown in Fig. 7. The main difference in the fusion behavior of the E-3 samples compared to that of C-3 samples was the smaller compressibility of the bilayer, a higher fusion force, and a smaller jump-off distance (adhesion force, F0). The smaller adhesion values are consistent with all of the previous measurements. It can be concluded that bilayers with more defects require less force for fusion; however, once hemifused they show a higher adhesion as measured from the separation force F0. The increased adhesion can be understood by the decreased strength of the outer, more depleted, DLPE lipid layer to restore a full bilayer. In the instances where the E-3 bilayers did not hemifuse at the highest loads applied (the maximum load was determined by the range of the electrical motor that drives the surfaces together and corresponded to a pressure of P
100 atm), hemifusion could be forced by compressing the surfaces even more with the "manual" coarse micrometer drive. The difference between the various contact positions is probably due to the number and/or size of the bilayer defects per area, which can be slightly different for different regions (the contact position in a SFA experiment is
30 µm in diameter). Helm et al. (1992)
calculated a minimum diameter (dcrit) of a strongly depleted spot big enough to induce hemifusion. With their model, which included the contribution of the attractive hydrophobic forces versus the opposing surface rigidity forces, they calculated a value of dcrit
75 nm. This would imply that samples of lipid bilayers E-3 are borderline cases for hemifusion, because the measured diameter of the defects in these samples (
60 nm) was close to dcrit as calculated above. The fact that several surface compressions were often necessary to induce hemifusion may be an indication that the bilayer is destabilized to some degree with each approach, and requires more time to totally regain its initial stability. This was a general observation in all the samples and could be quantified by measuring the necessary load to induce hemifusion as surfaces were compressed repeatedly at the same contact position. A reduced fusion force was commonly seen if no time was given for the bilayer to reorganize ("heal") after a compression cycle. Accordingly, once hemifused bilayers are separated from contact they need a certain time to regain equilibrium where quantitatively reproducible force runs can be done. Lipid molecules in the fluid state readily exchange places with their neighbors within a monolayer (
107 times per second). This gives rise to a rapid lateral diffusion, with a diffusion coefficient (D) of
10-8 cm2 s-1 for an average lipid molecule (Alberts et al., 1983
) (D is approximately four order lower in the gel phase; McKiernan et al., 2000
). The time to regain equilibrium is expected to depend on the phase state of the lipid (the temperature) and the lateral and normal pressures
and P on the bilayer. In the case of E-3 deposited bilayers subsequent force-distance profiles were measured with decreasing reequilibration (healing) times between fusions. Subsequently, we could compare the loads (F/R) required for hemifusion with the "healing" times between two runs. A load of 330 mN/m was measured for the first hemifusion at a specific contact position; subsequent measurement after 14 h required 262 mN/m, 5 h 245 mN/m, 30 min 244 mN/m, 15 min 216 mN/m, 5 min 160 mN/m, and 0 min 109 mN/m. In the specific case of E-3 deposited membranes it appears that bilayers regain most of the stability within 30 min, although, the initial stability (compared to first-time fusion force) is not fully regained. However, quantitative measurements differed among different contact positions and thus contain a fair margin of error. Despite this fact, quantitative comparisons (averaged) between different bilayers were possible (vide infra). One of the reasons for the different healing kinetics of the same bilayer is the time that membranes remain in the hemifused state. Bilayers that remain for an increased period in the hemifused state experience a decrease in their subsequent stability after separation. As an example, two E-3 bilayers were kept in the fused state over night. After separation and reapproach they jumped into the hemifused state from an interbilayer distance of
150 Å, i.e., well before the two surfaces were even in contact.
Finally, SFA measurements of the E-3 bilayers were performed at 33°C (above Tc of DLPE). Despite the phase change of the DLPE lipids from the coexisting fluid/gel phase to the liquid phase at higher temperature, no significant differences from the measurements at 23°C were observed.
Despite numerous compressions, fusion, and healings, the supported bilayers remained stable over the timeframe of the SFA experiments of more than 4 days. The duration of the hemifusion process was comparable for all the samples and generally occurred within 1530 s over a contact diameter of
30 µm (hemisfused area
700 µm2). In the present study no significant differences in the fusion kinetics (the rate at which the hemifused region spread out) were seen despite the different phase states of the bilayers and measurements above and below Tc. This is in contrast to the reports by Helm et al. (1989
; 1992)
, where more rigid lipids, gel, or solid phase, were found to have much slower kinetics (hours versus seconds) compared to fluid phase lipids.
| CONCLUSIONS |
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of the outer lipid is further reduced. The increase of the size in the holes in bilayers with decreasing deposition pressure was also reported by Bassereau and Pincet (1997)SFA data on the other hand offers exceptional information on the stability (conditions for hemifusion) and thickness of bilayers, and especially of two interacting bilayers. In this respect, the stability measurements performed with the SFA could be well correlated with the results of the AFM images of single, isolated bilayers. Qualitative and quantitative comparisons between different bilayers were obtained and are summarized in Table 2. The following general conclusions with respect to bilayer healing (relaxation) are valid for all samples: 1), the activation force for fusion falls after each compression cycle; 2), bilayers hardly ever regain their initial stability (initial fusion force) within 24 hours; 3), prolonging the time that bilayers remain in the hemifused state decreases their subsequent stability after separation.
As AFM images show more defects/instabilities in the topography of the lipid bilayer, the force required for hemifusion as measured with the SFA steadily decreases. These stability characteristics are especially helpful when the supported membrane is intended for further applications, for example, in the basic research of membrane-mediated processes or when lipids are used as coatings for biosensors. Thus, the combination of AFM and SFA has proven to be very useful, as the two instruments are complementary in the way that the appearance of single defects in lipid bilayers, detected by the high spatial resolution of AFM, can be related to the averaged stability of the bilayer as measured by SFA. In addition, the surface force apparatus provides a technique to study the kinetics of lipid bilayer adhesion, fusion, and healing, which is of interest to those concerned with wound healing as an example.
Although free membrane bilayers behave differently compared to supported bilayers, the formation of holes in the membranes as discussed in this study may be relatable to the existence of pores in free bilayer membranes (Zahn and Brickmann, 2002
; Taupin et al., 1975
; Volkov et al., 1997
). Similarly this study shows that defects/holes lead to hemifusion, which can be compared to membrane fusion through point defects in free bilayers as seen by Hui et al. (1981)
and Fornes and Procopio (1995)
. Fusion of bilayers plays an important role in many cell-cell and cell-compartment interactions, e.g., in edocytosis and exocytosis. Thus, a mechanism reducing the energy barrier to induce membrane fusion as described in this article might be a process that also happens in biological systems.
| ACKNOWLEDGEMENTS |
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Submitted on June 11, 2003; accepted for publication September 24, 2003.
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