Biophysical Journal 86:3373-3391 (2004)
© 2004 The Biophysical Society
Dynamics of Molecular Motors and Polymer Translocation with Sequence Heterogeneity
Yariv Kafri *,
David K. Lubensky
and
David R. Nelson *
* Department of Physics, Harvard University, Cambridge, Massachusetts 02138; and
BioMaPS Institute, Rutgers University, Piscataway, New Jersey 08854, and Bell Laboratories, Lucent Technologies, Murray Hill, New Jersey 07974
Correspondence: Address reprint requests to Dr. Yariv Kafri, Dept. of Physics, Harvard University, 17 Oxford St., Cambridge, MA 02138. Tel.: 617-495-4349; E-mail: kafri{at}fas.harvard.edu.
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ABSTRACT
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The effect of sequence heterogeneity on polynucleotide translocation across a pore and on simple models of molecular motors such as helicases, DNA polymerase/exonuclease, and RNA polymerase is studied in detail. Pore translocation of RNA or DNA is biased due to the different chemical environments on the two sides of the membrane, whereas the molecular motor motion is biased through a coupling to chemical energy. An externally applied force can oppose these biases. For both systems we solve lattice models exactly both with and without disorder. The models incorporate explicitly the coupling to the different chemical environments for polymer translocation and the coupling to the chemical energy (as well as nucleotide pairing energies) for molecular motors. Using the exact solutions and general arguments, we show that the heterogeneity leads to anomalous dynamics. Most notably, over a range of forces around the stall force (or stall tension for DNA polymerase/exonuclease systems) the displacement grows sublinearly as tµ, with µ < 1. The range over which this behavior can be observed experimentally is estimated for several systems and argued to be detectable for appropriate forces and buffers. Similar sequence heterogeneity effects may arise in the packing of viral DNA.
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INTRODUCTION
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The dynamics of many single molecule experiments can be described in terms of a "particle" moving along a one-dimensional substrate. For example, polymer translocation through a narrow pore can be parameterized by the number of monomers threaded through the pore. The motion of molecular motors such as kinesins, dyneins, myosin, helicase, DNA polymerase, exonuclease, and RNA polymerase can be described by the location of the motor on the one-dimensional substrate (microtubules, actin filaments, DNA, and mRNA) on which they move. Similarly, the packing of a newly replicated DNA or RNA in viruses may be described by the molecular weight of the packed genome. These systems have been a subject of much experimental (Bates et al., 2003
; Henrickson et al., 2000
; Howard, 2001
; Kasianowicz et al., 1996
; Maier et al., 2000
; Meller, 2003
; Meller et al., 2001
; Smith et al., 2001
; Visscher et al., 1999
; Wang et al., 1998
; Wuite et al., 2000
;) and theoretical attention (Bhattacharjee and Seno, 2003
; Bustamante et al., 2001
; Chuang et al., 2002
; Fisher and Kolomeisky, 1999
; Flomenbom and Klafter, 2003
, 2004
; Goel et al., 2003
; Jülicher et al., 1997
; Jülicher and Bruinsma, 1998
; Kolomeisky and Fisher, 1999
; Lattanzi and Maritan, 2001a
,b
; 2002
; Lubensky and Nelson, 1999
; Magnasco, 1993
; Muthukumar, 2001
; Prost et al., 1994
; Sung and Park, 1996
; Zandi et al., 2003
).
Under most conditions, the motion of the coordinate describing the system is biased in one direction. The bias in the case of molecular motors and packing of newly replicated viral genomes is due to a chemical process such as ATP (or more generally, NTP) hydrolysis, whereas for polymer translocation it can be generated by the different chemical environments on the two sides of the pore. For translocating single-stranded DNA, such a bias could be provided by adding, for example RecA (Hegner et al., 1999
) or other single-stranded binding proteins (which do not pass through the pore) to the solution on one side of the membrane. Single-molecule experiments allow another source of bias to be introduced into the system, namely an externally applied force F. This has been done, for example, by attaching a bead to a molecular motor (Visscher et al., 1999
) or to the end of the genome that is packed into the viruses (Smith et al., 2001
) and pulling on it using optical tweezers. Similarly, charged polymers have been translocated using an externally applied electric field (Meller et al., 2001
). An interesting variant on these experiments is the single-molecule measurements of Wuite et al. (2000)
on DNA polymerase, which converts NTPs (nucleotide triphosphates) into a ligated chain of nucleotides via complementary basepairing (Maier et al., 2000
). Wuite et al. apply a force F' not to the motor itself, but instead across the ends of the ssDNA/dsDNA complex to create a tension across the substrate on which the molecular machine operates. Beyond a critical tension
of order of 40 pN, the motor goes backward and turns into an exonuclease. The severe stretching of the backbone of the complementary DNA strand for
presumably makes further conversion of NTPs unfavorable and causes removal of nucleotides by the motor to be favored. Forward and reverse motion of this enzyme are believed to be associated with different active sites (Doublié et al., 1998
).
Most theoretical treatments of these systems have assumed homogeneous (or at least periodic) systems. Independent of the microscopic details, such problems can be described at long times by a random walker moving along a tilted potential or, equivalently, a biased random walker. For molecular motors such as kinesins, dyneins, or myosins, the assumption of homogeneity is indeed, in most experiments, entirely appropriate. However, in other cases the motion is along a one-dimensional disordered substrate. This is the case, for example, for RNA polymerases, exonuclease and DNA polymerases, helicases, the motion of ribosomes along mRNA, the translocation of RNA or DNA through a pore, and the packing of a viral genome. In all these systems, the one-dimensional substrate reflects the heterogeneity of DNA or RNA, and leads to a modification of the coarse-grained effective potential in which the random walker describing the system moves. The potential now depends in a complicated way on the location along the substrate. Two examples of potential energy landscapes of particular interest to us here are random energy and random forcing energy landscapes. We define a random energy landscape to be any effectively one-dimensional potential with a mean slope and fluctuations in the value of the potential with a finite variance about this linear tilt. A random forcing energy landscape has an overall mean slope but with energy fluctuations that are themselves described by a random walk. In this case, the energy fluctuations about a linear tilt grow as the square root of the distance along the substrate. These two types of energy landscapes have been studied in detail in the statistical mechanics literature (Bouchaud et al., 1990
; Derrida, 1983
) and lead to strikingly different long time dynamics. In particular, the random forcing energy landscape leads to behavior quite different from diffusion with drift when the overall tilt of the landscape is small, as discussed in detail below.
Recently, the effect of disorder in the form of defect sites in a ratchet model that locally reverse the bias of molecular motors has been considered (Harms and Lipowsky, 1997
), using the methods of Jülicher et al. (1997)
. It was suggested that even though fluctuations in the microscopic potential are bounded, the resulting effective energy landscape is random forcing. Specifically, it was argued that when the defect concentration was large enough, anomalous random force dynamics would appear. As pointed out in Lubensky and Nelson (2002)
, heterogeneity in basepairing energies also leads to a random force landscape in the context of DNA unzipping.
In this article we study the effect of sequence heterogeneity in both polymer translocation and molecular motors in detail for an exactly solvable class of simple lattice models. We consider both systems in the context of single-molecule experiments that apply an external force pulling back on the polymer or the motor, which in the absence of this force are biased to move in one direction. We introduce microscopic models for both systems that can be solved exactly both with and without disorder. A generalization of our motor model, discussed in "Experimental Considerations" and Appendix D, can also be used as a very simple model of the DNA polymerase/exonuclease experiments of Wuite et al. (2000)
. One can also consider closely related models of the packing of a viral genome. In this case there is an extra source of bias due to the energetic cost of packing the DNA inside the virus. The externally applied force acts in conjunction with this bias whereas the motor acts against both. The details are very similar to the cases discussed here, with the exception that the energy cost of forcing the DNA into the capsid does not necessarily vary strictly linearly with the amount of DNA that has entered. We do not include a separate discussion of this interesting system.
We show that sequence heterogeneity of single-stranded DNA or RNA and heterogeneous basepairing energies have a dramatic effect on the dynamics of both systems. For a homogeneous substrate and no chemical bias, the average velocity changes monotonically through zero as the external force is varied, changing sign as the force reverses direction (see Fig. 1 a). When a chemical bias (which we take to act in the direction opposing the force) is present, the scenario is similar with the velocity changing sign at a stall force, Fs, which depends on the degree of chemical bias (see Fig. 1 b). In contrast, the combination of a disordered substrate and a chemical bias produces very different behavior for both systems. In this case we show that generically, disorder introduces a random forcing effective energy landscape, which is responsible for the anomalous dynamics. Similar to the observation of Harms and Lipowsky (1997)
, a random forcing landscape is generated even if we neglect an explicit contribution (Lubensky and Nelson, 2002
) from random basepairing energies. We discuss three different dynamical regimes that arise due to this landscape as the externally applied force is varied. The most notable transition arises in the velocity of the random walker describing the system. Specifically, we find that there are critical values of the force
and
such that for any force between these values, the velocity is zero in the sense that the average particle position
x(t)
, where
...
denotes an average over thermal fluctuations, increases as a sublinear power of time. We also discuss an even broader range of forces where the diffusion is anomalous (see Fig. 1 b). The transition points between the different types of long time dynamics can be calculated exactly for the simple models studied here.
Under special conditions, a random energy landscape is also possible. In this case the expected behavior as a function of force is similar to a homogeneous system: The potential fluctuations simply renormalize the drift velocity and diffusion constant at long times. That is, as the applied force is varied, the behavior is similar to that of a homogeneous system with no chemical bias. Provided that random contributions to the energy landscape not associated with simple conversion of chemical energy can be neglected, random energy models describe the dynamics in the absence of chemical bias (see Fig. 1 a) on heterogeneous substrates.
An alternative way to observe the anomalous dynamics is by holding the external force constant and varying the chemical bias. This can be done by changing the concentration of, say, nucleotide triphosphates for molecular motors, or by changing the concentration of the polymer-binding protein in one chamber for polymer translocation experiments. In this case, when the force is held at zero, the velocity changes monotonically in tandem with the chemical bias (see Fig. 2 a). However, when the external force is held constant at a nonzero value, a region with anomalous dynamics appears as the chemical bias is varied (see Fig. 2 b). Between two values of the chemical bias
and
the displacement of the particle with time is again sublinear, in contrast to the same experiment performed on a homogeneous substrate. As illustrated in Fig. 2 b, the velocity is then a monotonic function of the chemical bias, changing sign at a stalling chemical bias
µs. A summary of the qualitative behavior of the velocity as function of both the chemical bias
µ and the external force F is shown in Fig. 3. It is worth noting that there is no region of sublinear displacement when
µ = 0 because the energy landscape is then random energy rather than random forcing, whereas when F = 0, there is still a random forcing landscape everywhere except exactly at stalling, but the randomness is too small in the vicinity of
µ = 0 to cause anomalous dynamics.
To keep the discussion simple, Fig. 3 neglects contributions to a random forcing landscape other than those produced by the simple conversion of chemical energy along an inhomogeneous track. Additional random forcing contributions will arise from, e.g., basepairing energies in the case of helicases, which open up DNA strands or DNA polymerases and exonucleases, which add or delete complementary basepairs. Motors, such as RNA polymerases and ribosomes, produce trailing strands of mRNA and protein, respectively. Since these products are themselves heteropolymers, composed of monomers that interact differently with the solvent, here too we would expect additional contributions to a random forcing landscape. Such effects will only accentuate the anomalous dynamics, which is the subject of this article.
Before concluding this introduction, we should emphasize our perspective on the models of polynucleotide translocation and molecular motors studied here. In an effort to obtain simple, soluble models that incorporate heterogeneity, we intentionally neglect important molecular details such as those that describe the detailed pore interactions of the translocating nucleotides or distinguish the biological role of motors such as helicases, DNA polymerase and exonucleases, RNA polymerases, etc. The motors mentioned above perform important specialized functions such as opening double-stranded DNA, polymerization and depolymerization, or creating messenger RNA while moving along heterogeneous tracks. Such functions are incorporated into our model simply by adding an explicit (position-dependent) chemical force to the energy landscape. More sophisticated attempts to get molecular details right (see, e.g., Goel et al., 2003
; Simon et al., 1992
; and Betterton and Jülicher, 2003
) serve a valuable purpose, which can be important for modeling some aspects of the dynamics on various timescales. However, incorporation of sequence heterogeneity, neglected in most previous modeling efforts, is nevertheless crucial to correctly describe the anomalous long time dynamics (e.g.,
x(t)
tµ with µ < 1) near the stall forces in these systems. Otherwise, we expect simple diffusion with drift (similar to what we find here for homogeneous models or a random energy landscape) at long times. We do not expect the multiple intermediate states and numerous rate constants of more sophisticated models to change our predictions of heterogeneity-induced anomalous dynamics at long times.
The article is organized as follows: In the next section, to establish notation and provide a context for the rest of the article, we discuss the homogeneous models for polymer translocation and molecular motors is some detail. Then the effect of heterogeneity on the energy landscape is introduced. "Dynamics in Heterogeneous Environments" discusses the resulting dynamical behavior and the exact location of the transition points within the models. Finally, "Experimental Considerations" estimates the experimental range over which the anomalous dynamics may be observed for a few representative biological systems and discusses the effect of finite time experiments on the shape of the velocity-force curve.
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HOMOGENEOUS MODELS
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Before turning to heterogeneous systems, we first define microscopic models for both homogeneous polymer translocation and molecular motors. The simplicity of both models allows for their exact solution. Dynamics in heterogeneous systems will be treated in "The Effect of Heterogeneity on the Energy Landscape" and "Dynamics in Heterogeneous Environments".
Polymer translocation
An idealized experimental setup is shown schematically in Fig. 4. A polymer is threading through a narrow pore located on a two-dimensional membrane that separates two chemically distinct solutions. For concreteness we consider the right side as containing a polymer-binding protein that is absent in the left-hand side. In addition, a bead, through which a resisting force is exerted on the polymer, is connected to the left end of the polymer. A model of this kind has been discussed by P. Nelson (Nelson, 2003
) as a simple example of stochastic ratchet-like dynamics in biological systems (see also Peskin et al., 1993
). Alternatively a force could be applied via an external electric field acting across the pore on a charged polymer (Kasianowicz et al., 1996
).

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FIGURE 4 Schematic picture of the polymer translocation experimental setup considered. A polymer is biased to move through the pore by a solution of binding proteins in the right chamber. A bead exerts a force in the opposite direction. The arrows reflect the lack of inversion symmetry in, e.g., single-stranded DNA or RNA.
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A convenient representation of the system is through a one-dimensional random walker located at a coordinate x that represents the length of the polymer that has translocated to the right-hand side. The conditions under which the full three-dimensional, multispecies problem can be simplified are reviewed below. The dynamics of the random walker is governed by the interaction of the polymer with the pore, the binding of the protein in the right chamber, and the externally applied force.
Before turning to a specific microscopic model, consider the general form of the potential experienced by the random walker due to all these interactions. Because we neglect sequence heterogeneity in this section, the energy due to interactions with the pore, U(x), is some periodic function with a period given by the size of a monomer. An example is the sawtooth or ratchet potential shown in Fig. 5 a. This type of potential accounts for an energetic barrier for translocation through the pore. The lack of inversion symmetry reflects, for example, the difference in passing single-stranded DNA or RNA in the 3'
5' direction through the pore as opposed to the reverse. The energy due to the interaction with the polymer-binding protein is, however, very different and has the form Fµx, growing linearly with x. Thus the energy decreases as the polymer translocates to the right-hand side. The value of Fµ is governed by the chemical potential difference per monomer,
µ, of the polymer in the solutions on the right-hand and left-hand sides. This chemical potential difference is a function of the protein concentration and its binding energy to the polymer (a more detailed description of Fµ for the microscopic model discussed below is presented in Appendix A). Finally, the backward force applied on the bead leads to a contribution to the energy of the form Fx. Upon collecting together these contributions, the total potential experienced by the random walker,
(x), is given by
 | (1) |
As is evident from the effective energy landscape shown in Fig. 5 b, the random walker is moving in a periodic potential with an overall slope that depends on the protein concentration and binding energy as well as the external force. Such a potential leads on long time scale and large length scales to motion that is diffusion superimposed on an overall drift velocity. Thus, the average location of the particle
x
behaves as
x
= vt whereas the mean-square fluctuations about this drift behave as
x2
x
2 = 2Dt, where v and D depend on Fµ F and the details of the ratchet potential (see, e.g., Lubensky and Nelson, 1999
). Here, the brackets
...
represent an average over thermal fluctuations.

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FIGURE 5 (a) The periodic potential due to pore interactions with a translocating polymer without inversion symmetry. (b) The tilt of this potential generated by a combination with the binding protein and the external force.
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We emphasize that our simplified description in terms of a single coordinate x that diffuses and drifts in a one-dimensional energy landscape is valid only when the translational motion of the polymer backbone through the pore is the slowest process in the problem (Lubensky and Nelson, 1999
). In particular, this model assumes that the translocating polymer is not so long that the relaxation times in the cis (left) or trans (right) chambers exceed the diffusion time for the backbone through the pore. This simplified model is also inadequate if the polymer can become bound to the pore interior for long periods, as recent experiments suggest occurs for one of the best studied polymer-pore systems (Bates et al., 2003
). In this case, x will still undergo biased diffusion on long enough timescales, but its velocity and diffusion coefficient will no longer be determined by a simple potential U(x). Finally, the effect of binding proteins can be captured by a single free-energy parameter
µ only when their binding and unbinding kinetics are sufficiently fast. The opposite limit, in which proteins bind irreversibly, but slowly, to the polymer, has also received attention (Peskin et al., 1993
; Simon et al., 1992
; Sung and Park, 1996
), but we will not consider it further here.
We now define a simplified microscopic model for the motion of a random walker in such a potential. Our model is in the spirit of those analyzed for motor proteins in Fisher and Kolomeisky (1999)
and Kolomeisky and Fisher (1999)
(see also "Molecular motors" in this section), and allows exact results for the diffusion and drift on long times. In the language of Fisher and Kolomeisky (1999)
and Kolomeisky and Fisher (1999)
, our model is an n = 2 model corresponding to a motor with just two internal states. More importantly, our model generalizes naturally to a heterogeneous version (see "The Effect of Heterogeneity On The Energy Landscape") for which exact results are also possible. We allow x to assume a discrete set of values xm, where m = 0, 1, 2 ... labels distinct a (even) and b (odd) sites. We can allow different distances between xm+1 xm, and xm+2 xm+1 but require xm+2 xm = 2a0, which we assume for simplicity is the size of the polymer unit that accommodates a single adsorbed protein. For a homopolymer, the interactions with the pore are some periodic function with a period that we can take to be 2a0. To model this situation, we take odd-labeled sites to have a higher energy than even-labeled sites. The arrangement is shown schematically in Fig. 6. Even sites have an energy
= 0 whereas odd sites (corresponding roughly to the peaks in the ratchet potential of Fig. 5) have a higher energy
= 
. Also, indicated in the Figure are the hopping rates that describe the dynamics of the random walker. The detailed balance condition (in temperature units such that kB = 1) is satisfied by
 | (2) |
Because of the lack of reflection symmetry in the translocating DNA or RNA (for our model this asymmetry could be represented by taking x1 x0
x2 x1), we expect the intrinsic hopping rates to be unequal,
'. The bias induced by the interaction of individual monomers with the reservoir of proteins on one side of the pore has been accounted for by the chemical potential difference
µ. A more detailed discussion of the dependence of
µ on the protein-binding energy and its concentration is given in Appendix A. The effect of the applied force is included through the parameter f = Fa0. Note that the bias controlled by
µ > 0 arises only for steps from odd to even sites since a protein is assumed to bind only to a whole monomer. As pointed out, in Kolomeisky and Fisher (1999)
, other f-dependences of the rates consistent with detailed balance are possible. We shall be content with the simple one displayed in Eq. 2 that corresponds to choosing x1 x0 = x2 x1.

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FIGURE 6 Graphical representation of a simplified model for polymer translocation or molecular motors. These two cases are distinguished by the choice of rate constants (see text). The distinct even and odd sublattices are denoted by a and b, respectively.
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To show that this microscopic model embodies an effective potential of the form Eq. 1, we eliminate the odd-numbered sites. This elimination can be accomplished by formally solving the equations of motion for the odd sites, substituting into the remaining even site equations, and taking the long time limit (see Appendix B). Alternatively we can invoke detailed balance and consider an effective energy difference
E = E(m + 2) E(m) between site m + 2 and m, where m is even. Upon setting
 | (3) |
where Wn,m is the effective transition rate between site m and n, we have
 | (4) |
Use of the rates Eq. 2 leads to
 | (5) |
as one would expect. Note that when the force vanishes (f = 0) and the chemical potential gradient
µ = 0, one has
E = 0 and no net motion is generated. More generally, an effective tilted potential of the form Eq. 1 is generated, with
µ > 0 causing a drift of the polymer to the right. The external force on the left can reduce or even reverse the overall slope. Such a potential inserted into microscopic rate equations for the even sites (see Appendix B) is well known to lead to diffusion with drift on long timescales and large length scales.
In fact, for this model using the results of Derrida (1983)
and following Fisher and Kolomeisky (1999)
and Kolomeisky and Fisher (1999)
, one can calculate the velocity and diffusion constant exactly. After some lengthy calculations, one obtains for the velocity
 | (6) |
The diffusion constant of the model is given by
 | (7) |
with
 | (8) |
It is interesting to set f = 0 and consider the limit of
(small chemical bias, no external force) and the limit
µ/T
and
(large chemical bias, no external force). When
, the velocity takes the linear response form
 | (9) |
In the limit of
µ/T
and
, the velocity saturates at vmax, with
 | (10) |
In both cases the velocity is a decreasing function of 
, as one might expect because the rate-limiting step in this simple polymer translocation model is the energetic barrier as each successive segment passes through the pore potential.
For the diffusion constant, one finds similarly in the limit
:
 | (11) |
Like the velocity, in this regime the diffusion constant decreases as 
increases. Note that the diffusion constant deceases when
µ increases. This behavior arises since the rate of backward steps decreases as
µ increases. In the limit
µ/T
, and
, we find that the diffusion constant saturates at
 | (12) |
which also decreases with 
. The diffusion constant again decreases as a function of 
due to the rate-limiting step of the passage through the pore.
Molecular motors
A typical experimental setup is shown in Fig. 7. The motor attempts to move from the plus end to the minus end by utilizing the chemical energy stored in ATP or some other source of chemical energy. For RNA polymerase, this energy source would be the nucleotide triphosphates, which are converted into mRNA (not shown). A force (say from an optical tweezer) pulls in the opposite direction to the motion generated by the ATP. In this section, we focus primarily on models of relatively simple motors as in Fig. 7 and mention only in passing more complicated effects associated with motors such as helicases or RNAp.

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FIGURE 7 Setup modeled. The motor is moving from the "plus" end to the "minus" end. A force is pulling on the motor in the opposite direction. Note that some of the specific biological examples considered in the text are more complicated and may be driven by energy sources other than ATP.
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Theoretical models of molecular motors (Jülicher et al., 1997
) have demonstrated how an effective potential of the form Eq. 1 is generated as a result of the coupling to an energy source like ATP for a general class of periodic substrate potentials that lack inversion symmetry. Here we again introduce a simple model for a two-level ratchet that is amendable to an exact solution, similar to an n = 2 version of the models of Fisher and Kolomeisky (Fisher and Kolomeisky, 1999
; Kolomeisky and Fisher, 1999
). Like the model for polymer translocation in the previous section, this motor model will allow us to study the effect of heterogeneity. We first consider the homogeneous motor model in some detail.
We again consider a one-dimensional lattice where even sites have energy
= 0 and odd sites have an energy
= 
. The odd sites represent an "inchworm"-like walking that is facilitated by chemical energy released by, e.g., hydrolysis of ATP. The transition rates depicted in Fig. 6 now take a different form, namely
 | (13) |
Note that there are two parallel channels for the transitions (Jülicher et al., 1997
). The first, represented by contributions containing
and
', arise from utilization of chemical energy. The second channel, represented by the terms containing
and
', correspond to thermal transitions unassisted by the chemical energy.
µ is given by the standard relation (Howard, 2001
),
 | (14) |
where the square brackets [...] denote concentrations under experimental conditions and the [...]eq denote the corresponding concentrations at equilibrium. We have again assumed the external applied force f biases the motion in a particularly simple way. If the substrate lacks inversion symmetry, we have
'
and
'
. As discussed in the Introduction, in some cases an additional force arises from, e.g., basepairing energies in the case of helicases, DNA polymerases, and exonucleases. Similarly, an addition force arises also for motors such as RNA polymerase and ribosomes, which produce trailing strands of mRNA or protein, respectively. Here we ignore such contributions, although they could easily be added in a simple way to the model through a redefinition of f through f
f + fµ, where fµ is the additional force. The model is formally similar to the model of polymer translocation, although the different functional form of
and
has important consequences.
First we consider the effective energy landscape. To this end, we again eliminate the odd sites and describe the remaining dynamics in terms of an effective potential. This is the effective potential under which a random walker satisfying detailed balance would exhibit the same dynamics. From a formula similar to Eq. 3, one finds that
E = E(m + 2) E(m), where m is an even site, is given by
 | (15) |
where we have used the rates Eq. 13.
Note that when the external force f = 0 and the ATP/ADP + P chemical potential difference
µ = 0, one has
E = 0 and no net motion is generated. Also, when there is directional symmetry in the transition rates
=
',
=
', and f = 0, one has
E = 0, even when
µ
0. Absent this symmetry, chemical energy can be converted to motion and an effective tilted potential is generated. Although these conditions are equivalent to those presented in Jülicher et al. (1997)
and Prost et al. (1994)
for continuum models, it is interesting to see them at work in the "minimal" model studied here (see also Fisher and Kolomeisky, 1999
, and Kolomeisky and Fisher, 1999
). The effect of the externally applied force is simply to change the overall tilt in the potential.
For a motor on a homogeneous or periodic substrate, the effective potential generated by the coupling to the chemical potential is thus qualitatively the same as that of a polymer translocating through a pore. Again, on long timescales and large length scales, the dynamics is just diffusion with drift. The equation for the velocity and diffusion constant are given by Eqs. 6, 7 and 8 together with the rates displayed in Eq. 13.
As for the polymer translocation problem, it is interesting to consider various limits for the case f = 0. Using Eq. 13, we find in the limit of
a drift velocity
 | (16) |
Therefore, for small
µ/T, the velocity decreases as 
increases. Note that even when
µ
0, v vanishes for a symmetric substrate, i.e., for
' =
and
' =
. A natural measure of the asymmetry of the potential is
'
/
'. When this quantity is >1 (<1), a positive
µ induces a motion to the right (left). This result remains valid to any order in
µ.
The maximum possible motor velocity vmax is obtained in the limit
µ/T
and
, where
 | (17) |
In contrast to the previous regime and the polymer translocation problem, the velocity is insensitive to 
. Because of the injection of large amounts of external chemical energy, the barrier 
no longer controls a rate-limiting step.
For the diffusion constant of this model of molecular motors in the limit
, we find
 | (18) |
with
 | (19) |
Like the velocity, the diffusion constant decreases as 
increases in this regime. Note that the diffusion constant increases as
µ increases, because
µ enhances the rates of motion in both directions. In the limit
µ/T
, one obtains
 | (20) |
Again, for large chemical potential differences, the result is independent of 
.
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THE EFFECT OF HETEROGENEITY ON THE ENERGY LANDSCAPE
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Next we discuss the effect of heterogeneity on the effective energy landscape experienced by motors or translocating polymers. The detailed dynamics that results will be considered in the next section. As we shall see, heterogeneity has dramatic consequences over a range of parameters close to the stall force.
We first consider the somewhat simpler problem of heterogeneity and polymer translocation. We then show that a similar picture arises for motor proteins on heterogeneous substrates like DNA or RNA.
Polymer translocation
Two sources of heterogeneity affect polymer translocation. Both arise for polymers composed of different types of monomer. We assume for simplicity that the monomers composing the polymer are drawn from some random distribution with a finite variance. Provided the correlations along the backbone are short range, our results are insensitive to the exact nature of the distribution. The effect of sequence heterogeneity corresponding to a particular nucleotide sequence could easily be incorporated into a numerical analysis of the dynamics.
We first consider general features of the potential for a model with sequence heterogeneity. Randomness in the composition of the polymer will, of course, modify the interaction potential between the polymer and pore, U(x). It is easy to see that this leads to a random potential component with a finite variance around its mean value, i.e., a random energy landscape. The second, more striking, effect arises from the randomness in the binding energy of the proteins. The associated force depends specifically on the location x along the polymer. In a convenient continuum notation, the total energy gained by attaching to the monomers has the form
where Fµ(x) represents the different binding energies associated with the sequence of the polymer. If the sequence is random, the fluctuations around the mean slope of the potential grow like
The effective potential experienced by the random walker is therefore
 | (21) |
where we have included the externally applied force, F. A schematic representation of the potential is shown in Fig. 8. Since
has fluctuations that grow as
the sequential binding of proteins to a translocating polymer creates a random forcing landscape, in contrast to the landscape defined by Eq. 1. Because the energy landscape itself can be viewed as a simple random walk about a linear landscape, the random force contribution to Ueff(x) (an integrated random walk) dominates the random energy term arising from interactions with the pore. As will be discussed in the next section, this results in unusual behavior if the externally applied force lies in a certain range of values near the stall force.

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FIGURE 8 Graphical representation of the energy landscape in the case of heterogeneous polymer translocation when the chemical environments on both sides of the pore are different. Potential fluctuations about the mean slope scale like for large x. The same picture holds for molecular motors moving on a heterogeneous substrate powered by a finite chemical potential difference.
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Note that it is also possible to obtain a purely random energy landscape in polymer translocation. When the chemical environments on both sides match (e.g., for identical concentrations of binding proteins) one has Fµ(x) = 0. The only random component of the energy landscape is due to the potential for translocating through the pore that has bounded fluctuations about its mean value. For this energy landscape, the dynamics at long times and large length scales is then biased diffusion, with a drift velocity and diffusion constant renormalized by the heterogeneous interactions with the pore (Alexander et al., 1981
).
We now explore these effects within our microscopic model of polymer translocation. The heterogeneity is introduced into the model through the rates Eq. 2. Imagine drawing the set of parameters {p} = {
,
', 
,
µ} from random distributions (corresponding to various nucleotide sequences) with a finite variance. According to Eq. 5, the total change in energy after m monomers translocate is given by
 | (22) |
Here the
E(m) are effective energy differences between two even sites corresponding to the set of values of the set {p} drawn randomly. Since the energy is a sum of independent random variables, a random forcing landscape is developed.
We expect that a simple random energy landscape results if we turn off the protein binding by setting
µ = 0. However, because the energy at even sites is always E = 0 in our simple model, the landscape is just a uniform tilt in this limit. A more realistic model would allow additional energy variations at these sites. If we assign an energy
(m) to these even sites, it is straightforward to show that the total change in energy after m monomers have translocated takes the form
 | (23) |
corresponding to a random energy landscape.
Molecular motors
We now turn to the effect of heterogeneity on molecular motors. Here, as for polymer translocation, we select the set of parameters {p} = {
,
',
,
', 
} from a random distribution with a finite variance. For some motors and enzymes (for example, RNA polymerase, helicases, and DNA polymerases and exonucleasessee Introduction and below),
µ may also be random. This clearly only adds an additional contribution to the random forcing landscape. Using the results presented above, it is easy to see from Eq. 15 that the total effective energy change after m monomers is given by
 | (24) |
Here, each
E(m) corresponds to an independent set of values of {p} drawn randomly. Thus, as in the polymer translocation problem, the potential is random forcing.
For motors such as helicases, DNA polymerases and exonucleases, and RNA polymerase and ribosomes, an additional contribution to the random energy arises due to the force associated with, e.g., basepairing energies or the trailing strand that is produced. The effect of this would be to modify the expression above to
 | (25) |
where fµ is the additional contribution of the explicit random forcing from monomer m. The resulting random forcing landscape is even more pronounced.
The above scenario applies as long as the chemical potential difference
µ
0. In the case when
µ = 0, it is easy to see that
E(m) = 0 unless we allow, as in the polymer translocation problem, for the energy at even sites also to vary and take the value
(m). In this case we obtain
 | (26) |
corresponding to a random energy landscape provided
(m) has only short range correlations. Although we could write the energy in the form of Eq. 24, now
E(m) =
(m)
(m 1), so
E(m) is effectively the gradient of a random potential with bounded fluctuations. Note, however, that for motors with an fµ contribution (as in Eq. 25), it is not possible to obtain a random energy landscape.
The energy landscape for both polymer translocation and molecular motors is therefore qualitatively identical. Generically, in both cases, a random forcing energy landscape develops. However, if the motor model without the applied external force has no bias (i.e., if
µ = 0), we recover the diffusion with drift dynamics associated with a random energy potential.
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DYNAMICS IN HETEROGENEOUS ENVIRONMENTS
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In this section we discuss in detail the dynamics of translocating polymers and motor proteins with heterogeneity for the model depicted schematically in Fig. 6. We describe four distinct cases with different dynamical behaviors as the externally applied force is varied. The critical forces for the transition between the regimes can be calculated exactly in terms of the rates
averaged over their heterogeneous generalization with f = 0. The explicit expressions for polymer translocation and molecular motors can be easily obtained by using the rates in Eqs. 2 and 13, respectively. We assume throughout that
µ
0, as the case
µ = 0 leads only to a random energy model and biased diffusion. Also, contributions to the random forcing energy landscape of the form of Eq. 25 are omitted for simplicity. Their addition is straightforward and can be easily seen to enhance the region of anomalous dynamics.
The dynamical behaviors of random walkers in random forcing or random energy landscapes have been studied in detail in the statistical mechanics literature (Bouchaud et al., 1990
; Derrida, 1983
). Unusual dynamical behavior arises for random walkers in a random forcing energy landscape. Using the results of Derrida (1983)
, one can calculate the transition points between the different regimes including the effect of randomness. Parts of the calculation are outlined in Appendix C along with the different regimes in terms of the transition rates
. Here we consider the experimental setup in Figs. 4 and 6 where the external force is varied. Denoting spatial averages by an overline and using the results of Appendix C, one finds the following regimes.
Regime I
The velocity v and diffusion constant D of the model are finite when
 | (27) |
or
 | (28) |
where the subscript f = 0 denotes that f has been set to zero in the average. In this regime
x
= vt and
x2
x
2 = 2Dt for long times, where the angular brackets denote an average over different thermal histories of the system. Simpler conditions can be obtained by assuming that
has a Gaussian distribution about the mean
(see Eqs. 5 and 15) and a variance
Here again the subscript f = 0 denotes that averages are taken with the value of the force set to zero. In this case one has
 | (29) |
Note that the force does not contribute to the variance so that
.
Regime II
The velocity v is finite but the diffusion constant is infinite. Thus, in this region
x
= vt and
x2
x
2
t2/µ, where 1 < µ < 2. The relevant force ranges are
 | (30) |
and
 | (31) |
Provided that
E has a Gaussian distribution, the conditions reduce to
 | (32) |
For a Gaussian distribution, it is known (Bouchaud et al., 1990
) that the exponent µ is given by
 | (33) |
Regime III
The velocity v is zero in the sense that
x
tµ, where µ < 1. The exponent µ also controls the variance,
x2
x
2
t2µ. This behavior occurs when
 | (34) |
When
E has a Gaussian distribution, these conditions reduce to
 | (35) |
Sinai diffusion
Here
x
= 0 and
x2
(ln(t/
))4, where
is the microscopic time needed to move across one monomer. This regime appears precisely at the "stall force" corresponding to a disordered substrate, namely
 | (36) |
If
E has a Gaussian distribution, this condition yields
 | (37) |
The resulting behavior as the force is varied is summarized qualitatively in Fig. 1.
It is interesting to consider the location of the stall force, fs, as well as the range of forces over which the displacement is anomalous, namely the region where
in some more detail for both polymer translocation and molecular motors in some simple scenarios. These quantities characterize how the location and width of the anomalous displacement region develops as a function of temperature and chemical forces. We assume
E(m) with a Gaussian distribution about
with a variance V, although it is straightforward to extend the results to non-Gaussian distributions with no change of the qualitative behavior. It is straightforward to show using Eq. 35 that the range of forces,
f, over which the velocity is zero satisfies
 | (38) |
For polymer translocation using Eqs. 5 and 37 implies that Sinai diffusion occurs for the force
 | (39) |
whereas Eq. 38 implies that the range of forces around fs where the displacement is anomalous is given by
 | (40) |
If there are no proteins on left-hand side (cis chamber), and a small concentration, P, of protein is added to the right-hand side (trans chamber) one can show using Eq. A3 that fs
P whereas
f
P2. Thus, as the chemical bias increases, both fs and
f grow. Note that in general, one may consider proteins in both the left and right chambers. In this case even when the average chemical bias
, one may still have V > 0 giving rise to anomalous dynamics even when the external bias F = 0.
For molecular motors, the situation is more interesting. The results presented above for the transition points between the different regimes hold even when
µ is also random. However, here we restrict ourselves to the simpler case when
µ is constant. In this case, Eq. 15 implies that for small chemical potential (
), the chemical energy difference
Ef=0 = q
µ, where q is the coefficient in the Taylor expansion of Eq. 15 in
µ, which is independent of T. Therefore, in this limit, the stall force is
 | (41) |
and
 | (42) |
where we have assumed the purpose of a rough estimate that the chemical potential difference does not depend on the type of monomer. Similarly to polymer translocation, as the system is driven out of chemical equilibrium, both fs and
f grow. However, in the limit of
, one obtains
Ef=0 = pT, where p is obtained by taking the appropriate limit in Eq. 15 and is independent of T. We then have
 | (43) |
and
 | (44) |
implying that both quantities increase with increasing temperature.
Note that if the force applied to the polymer or motor is held constant and the chemical parameters (e.g., ATP or protein concentration) are varied from their equilibrium value, one should also observe a region of anomalous displacement (see the general expressions in Appendix C). These conclusions are summarized qualitatively in Figs. 1, 2, and 3.
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EXPERIMENTAL CONSIDERATIONS
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As discussed in the previous section, the important quantity for deciding if anomalous dynamics is present is the variance
of
E(m), where the overbar represents an average over th