Originally published as Biophys J. BioFAST on November 12, 2004.
doi:10.1529/biophysj.104.052183
Biophysical Journal 88:1104-1119 (2005)
© 2005 The Biophysical Society
The Dynamic Stress Responses to Area Change in Planar Lipid Bilayer Membranes
Jonggu Jeon and
Gregory A. Voth
Department of Chemistry and Center for Biophysical Modeling and Simulation, University of Utah, Salt Lake City, Utah 84112-0850
Correspondence: Address reprint requests to Gregory A. Voth, Dept. of Chemistry and Center for Biophysical Modeling and Simulation, 315 S. 1400 E. Rm. 2020, University of Utah, Salt Lake City, UT 84112-0850. Tel.: 801-581-7272; E-mail: voth{at}chem.utah.edu.
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ABSTRACT
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The viscoelastic properties of planar phospholipid (dimyristoylphosphatidylcholine) bilayer membranes at 308 K are studied, many of them for the first time, using the nonequilibrium molecular dynamics simulation (NEMD) method for membrane area change. First, we present a unified formulation of the intrinsic three-dimensional (3D) and apparent in-plane viscoelastic moduli associated with area change based on the constitutive relations for a uniaxial system. The NEMD simulations of oscillatory area change process are then used to obtain the frequency-domain moduli. In the 4250 GHz range, the intrinsic 3D elastic moduli of 2027 kbar and viscous moduli of 0.29 kbar are found with anisotropy and monotonic frequency dispersion. In contrast, the apparent in-plane elastic moduli (19 kbar) are much smaller than, and the viscous moduli (26 kbar) comparable to, their 3D counterparts, due to the interplay between the lateral and normal relaxations. The time-domain relaxation functions, separately obtained by applying stepwise strains, can be fit by 46 exponential decay modes spanning subpicosecond to nanosecond timescale and are consistent with the frequency-domain results. From NEMD with varying strain amplitude, the linear constitutive model is shown to be valid up to 6 and 20% area change for the intrinsic 3D elastic and viscous responses, respectively, and up to 20% area change for the apparent in-plane viscoelasticity. Inclusion of a gramicidin A dimer (
1 mol %) yields similar response properties with possibly smaller (<10%) viscous moduli. Our results agree well with available data from ultrasonic experiments, and demonstrate that the third dimension (thickness) of the planar lipid bilayer is integral to the in-plane viscoelasticity.
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INTRODUCTION
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Phospholipid bilayers are an important structural motif of cell membranes and serve as a model system in the study of many cellular functions (Sackmann, 1995
). They exist in a liquid-crystalline state near physiological temperature. Thus, they can provide a mechanical barrier in an aqueous environment and, at the same time, act as a two-dimensional (2D) solvent accommodating biomolecules and proteins (Singer and Nicolson, 1972
). This fluid nature produces, e.g., a lateral diffusion constant on the order of 1012 m2/s (Almeida and Vaz, 1995
).
The elastic properties of membranes determine their stability against, and response to, mechanical deformation, e.g., under osmotic stress or inclusion of proteins (Evans and Hochmuth, 1978
; Bloom et al., 1991
). Experimental information exists on the area compressibility, the thickness compressibility, and the layer bending modulus (LePesant et al., 1978
; Evans and Needham, 1987
; Nallet et al., 1989
; Yamamoto et al., 1992
; Koenig et al., 1997
; Rawicz et al., 2000
). Recently, computer simulations employing coarse-grained or atomistic potential models have also begun to provide information on these properties (Goetz and Lipowsky, 1998
; Lindahl and Edholm, 2000
; Ayton et al., 2002
). In contrast, the membrane viscous properties have received very limited attention. Regarding the in-plane shear viscosity, which is closely related to the lateral diffusion, there exist several reports estimating its magnitude for various lipid systems (Evans and Yeung, 1989
; Weisz et al., 1992
; Dimova et al., 2000
). However, the dissipative effects of the membranes are sometimes referred to as "effective viscosity" or "microviscosity" without a clear specification of their nature or origin. Furthermore, partly due to experimental difficulties (Bloom et al., 1991
), the viscosities associated with the area change have rarely been quantified (El-Sayed et al., 1986
; Yamamoto et al., 1992
). This state of affairs is not optimal because the viscosity, together with heat transport, provides a major dissipative mechanism. Various dynamic and relaxation phenomena, such as the propagation and attenuation of a sound wave, decay of thermal shape fluctuations, and translational and rotational diffusion of membrane constituents, will be closely related to the viscous or frictional properties.
In this article, we study the viscoelastic properties of bilayer membranes composed of dimyristoylphosphatidylcholine (DMPC) with the nonequilibrium molecular dynamics simulation (NEMD) method (Ayton et al., 2002
), focusing on properties related to isotropic area change in planar membranes. We treat the elastic and viscous components on an equal footing within the relaxation function formalism appropriate for a system of uniaxial symmetry. Although the underlying theoretical ingredients have been in place for quite some time (Nye, 1985
; Doi and Edwards, 1986
; Tschoegl, 1989
; Fung, 1993
; Chaikin and Lubensky, 2000
), it appears that the dynamic formulation of the linear viscoelasticity of a uniaxial system has not been presented in detail previously. The resulting three-dimensional (3D) linear constitutive relation contains three intrinsic complex viscoelastic moduli associated with the lateral and normal deformations and the coupling between them. The apparent 2D moduli relevant to many experimental situations naturally emerge from them by imposing the condition of zero normal stress. We determine these moduli from the NEMD simulations of the area change process. We find a simple yet highly nontrivial cooperation of the lateral and normal responses in producing the apparent 2D response. For example, it is found that the 2D apparent elastic moduli are about an order of magnitude smaller than the 3D elastic moduli, whereas the 2D viscous moduli are similar in magnitude to their 3D counterparts. Overall, the viscous effect relative to the elastic one is much more pronounced when the membrane system is allowed to adjust its thickness under applied tension. Also, the linear viscoelastic model appears to be valid at least up to 6% change in area for the DMPC membrane as far as the average response to area compression and expansion is concerned. We identify possible molecular mechanisms responsible for the observed viscoelastic behavior and make contact with various experimental results.
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LINEAR VISCOELASTICITY OF A UNIAXIAL SYSTEM
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In this section, we present a dynamic formulation of the linear viscoelasticity of membranes. We consider a hydrated lipid bilayer membrane with a planar geometry. This system is anisotropic with a uniaxial symmetrythe symmetry axis is the bilayer normal. Thus, the conventional dynamic stress-strain relation of an isotropic material (Doi and Edwards, 1986
; Tschoegl, 1989
; Goodwin and Hughes, 2000
) needs to be generalized as a tensorial relation (Eq. 1) reflecting the system anisotropy and symmetry. Removing the shear deformation components from this equation, we are left with the 3D constitutive relation for the area and thickness change (Eq. 5) with three relevant relaxation functions (G
(t), G||(t), G13(t)). The corresponding frequency-domain expressions (Eq. 7) define three complex viscoelastic moduli (G
*(
), G||*(
), G13*(
)) as Fourier transforms of the corresponding relaxation functions. These are the fundamental quantities characterizing the system viscoelasticity under the area change. Since most experiments are carried out under the ambient pressure in the normal direction, we can further simplify our formula by imposing the zero-normal-stress condition. This leads to the effective 2D constitutive relation (Eq. 9) with a single apparent 2D modulus G2D*(
). The 2D and 3D moduli are related by Eq. 10. This study is mainly concerned with determining these 2D and 3D moduli via NEMD simulations of the area change process. This is made possible by applying the stepwise and oscillatory area changes to an equilibrium system and then analyzing the stress responses in the lateral and normal directions. The details of this procedure and the required formula for the analysis are presented in two subsections, "Stepwise strain" and "Oscillatory strain".
Linear viscoelastic properties of a planar lipid bilayer system, which has a uniaxial symmetry, are characterized by the following constitutive relations (Fung, 1993
; Chaikin and Lubensky, 2000
):
 | (1) |
where the symmetry axis is chosen to be in the z direction,
(t) is the stress tensor, u(t) is the strain tensor with time derivative
and the Gij(t)'s are five unique relaxation functions and f*g is defined as
 | (2) |
The labeling of Gij(t) in Eq. 1 follows the convention of Nye (1985)
. In Eq. 1, the stress tensor
(t) is the response to the applied strain u(t). Depending on the experimental situation, this choice can be reversed such that u(t) is the response to applied
(t). The response functions characterizing these two situations (relaxation and creep) are interconvertible if one is known in the entire time domain (Chapter 8 of Tschoegl, 1989
). In an isotropic system, Gij(t')s are reduced to combinations of the bulk (GB) and shear (GS) relaxation functions as follows:
 | (3) |
In this article, we are concerned with the isotropic membrane area change and its coupling with the motion normal to the membrane. Thus, we do not consider the shear strain components, and the relevant strain tensor is given by
 | (4) |
where the z axis is perpendicular to the bilayer membrane. Then, Eq. 1 is simplified to
 | (5) |
with the following definitions:
 | (6) |
Here, G
and G|| represent the response perpendicular and parallel to the symmetry axis (bilayer normal), respectively, and G13 is the coupling between them. Hereafter, we will refer to G
as "lateral" or "in-plane", and G|| as "normal" responses (with respect to the bilayer plane). As is usual in the theory of viscoelasticity (Tschoegl, 1989
), we take the system at t = 0 as the reference state such that
(t) = u(t) = 0 for t < 0. This makes it possible to limit our consideration to t
0. Then, the generalized half Fourier transform (GHFT, see below) of Eq. 5 yields the frequency-domain expressions as
 | (7) |
where
is the GHFT of f(t) and G
*(
) (
=
, 13, ||) are complex moduli defined as
 | (8) |
(To ensure the existence of integral transforms, we define
as the GHFT,
For the stepwise strain u
(t) of Eq. 13,
and for the sine strain of Eq. 20 with frequency
0, ·
A cosine strain with frequency
0 would yield
See Tschoegl (1989)
for details.) Here,
the real part of G
*(
), is the storage modulus representing the elastic response of the system and
is the loss modulus associated with dissipation.
corresponds to de Gennes' elastic constants A, B, C for smectic A (de Gennes, 1969
; de Gennes and Prost, 1993
) as follows:
Also, the anisotropic viscosity components 
(
), given by
are related to the viscosities of a uniaxial system,
1,
,
5, defined by Martin et al. (1972)
: 
=
4,
13 =
5,
|| =
1.
If the area change takes place while the normal pressure is maintained at its equilibrium value
Eq. 7 is further simplified to
 | (9) |
in terms of the apparent 2D complex modulus G2D*,
 | (10) |
Thus, the apparent 2D viscous (elastic) response depends not only on the 3D viscous (elastic) moduli but also on the 3D elastic (viscous) moduli. The area compressibility modulus KA is often used to quantify the in-plane elastic properties of membranes (Evans and Needham, 1987
). Similarly, the surface viscosity for area change
A, defined as the ratio of the lateral tension
to the rate of the relative area change, can be defined (Evans and Hochmuth, 1978
; Bloom et al., 1991
). In the linear regime and under the condition of zero normal stress, their frequency-dependent generalization is related to G2D*(
) as follows:
 | (11) |
where
is the equilibrium system size normal to the area under consideration.
The apparent thickness compressibility modulus
under the zero lateral stress condition can also be obtained by setting
in Eq. 7 as follows
 | (12) |
To determine the three moduli (G
, G13, and G||) in Eq. 5 (or their frequency-domain equivalents, Eq. 7), we employ two different boundary conditions: i), a constant system size Lz along the normal direction (CLZ), and ii), a zero normal stress (ZNS). Below, we describe both boundary conditions when the stepwise and oscillatory lateral strains are applied.
Stepwise strain
If the system is expanded or contracted instantaneously at t = t0 and isotropically along the xy plane, u
(t) becomes
 | (13) |
When the system size Lz in the z direction is kept constant during this process (CLZ),
and Eq. 5 yields
 | (14) |
Thus, G
(t) and G13(t) can be directly determined by monitoring the two stress components. On the other hand, if the normal pressure Pzz is maintained at the equilibrium value
(ZNS), the system will adjust Lz from its equilibrium value
in response to the lateral strain u
(t), yielding the normal strain u||(t) as
 | (15) |
We introduce the ratio
(t) of u||(t) to
in analogy with the Poisson's ratio associated with uniaxial tension (Tschoegl, 1989
; Goodwin and Hughes, 2000
),
 | (16) |
In what follows,
(t) will be referred to as the biaxial Poisson's ratio. For a general form of u
(t),
(t) can be defined as a convolution integral, similar to G
(t),
 | (17) |
(t) is a material function just as the relaxation functions G
(t).
(t) increases gradually from an initial value
g at t = 0 to its asymptotic value
which is 2 for an incompressible system. (
g can be expressed in terms of the instantaneous relaxation functions at time t = 0 (Tschoegl, 1989
). The NEMD simulation results in the "Results" section indicate that
g = 0 for the systems studied here.) As will be shown in the section "Responses to oscillatory strain", the transient behavior of
(t) is closely related to the coupling of the elastic and viscous components in producing the apparent 2D response under the ZNS condition. In the frequency domain, we obtain
 | (18) |
where
is the GHFT of
(t), and the relations hold for an arbitrary lateral strain
However, the second identity above comes from Eq. 7 with
and thus is valid only under the ZNS condition. In the static limit,
In general, the imaginary part of
*(
) is negative unlike the loss modulus
which is always positive. This reflects the fact that the stress leads, whereas the normal strain lags, the applied lateral strain (Tschoegl, 1989
). Despite the simple relations of Eq. 18, the integral equation relating
(t) with G
(t) does not yield a simple solution in the time domain. We also introduce the apparent 2D relaxation function G2D(t) as the time-domain counterpart of G2D*(
). G2D(t) can be determined from the lateral stress response via the relation
 | (19) |
Oscillatory strain
If an oscillatory lateral strain is applied such that
 | (20) |
Eq. 5 yields under the CLZ condition
 | (21) |
where the first term in each equation is the steady-state oscillatory response and
and
denote transient terms present before the steady state is established. (Note that we apply the strain u
(t) at t = 0.) Since we observe that the transient effects are smaller than the uncertainties of the computed moduli already in the first cycle of the applied strain at the highest frequency studied (
= 251 GHz), we will ignore them hereafter. (If this condition is not met, it is necessary to model the transients explicitly or apply multiple cycles of strain and take the steady-state limit.) Then, G
*(
) and G||*(
) can be determined from the in-phase and out-of-phase components of the stress responses in Eq. 21. When the same strain is applied under the ZNS condition, the strain in the normal direction, u||(t), comes into play. Under the steady-state assumption, we first invoke the following ansatz for u||(t),
 | (22) |
in terms of the undetermined amplitude
and phase shift
||. Equation 22 simply states that, in the steady-state limit, an oscillatory lateral strain will induce an oscillatory normal strain of the same frequency but with a possible phase shift. The constants
and
|| can be determined from the time dependence of Lz using Eqs. 15 and 22. This immediately yields
*(
) according to the first identity of Eq. 18,
 | (23) |
and, in turn, G||*(
) according to the second identity of Eq. 18,
 | (24) |
Separately, the frequency-domain effective 2D modulus can be determined from the 
(t) data under the ZNS condition following the first identity of Eq. 19:
 | (25) |
We note that 
(t) under the ZNS condition is not utilized in determining G
*, G13*, and G||* as sketched above. Therefore, the relation between the 3D moduli and G2D* in Eq. 10 can be used to check the internal consistency of the model employed.
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SIMULATION DETAILS
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We have performed NEMD simulation of lipid bilayer membranes under the stepwise and oscillatory strains. A similar approach has been taken previously in our group (Ayton et al., 2002
), and we present a brief review of the method in the Appendix. Here, we only mention that the NEMD method provides the time-dependent stress profiles under the deformation (strain) of the system. In the following, we present the simulation parameters and details of the systems studied.
We have studied three different systems: i), hydrated phospholipid bilayer membranes composed of DMPC lipids, ii), a dimer of gramicidin A (gA) peptides embedded in the DMPC membrane in its open configuration, and iii), pure liquid water. Equilibrium configurations were generated as necessary from combinations of NVT, NPnAT, i-NPT and a-NPT simulations. The reference DMPC system (D1) was composed of 64 DMPC lipids and 1312 water molecules in a box with
Å. This yields the average density of 1.03 g/cm3 and the area per lipid of 61.4 Å2. The reference gA system (g1) contained 1 gA dimer, 88 DMPC, and 2514 water molecules in a box with size
(49.3, 59.3, 59.8) Å, giving the same density as the DMPC system. The pure water system contained 1795 water molecules at an average density of 0.995 g/cm3. To study the effects of system size and composition, DMPC systems with four times larger area (D2) and longer Lz (D3 and D4) were also studied. Similarly, a gA system with about a twice larger area containing 1 gA dimer, 184 DMPC, and 4998 water (g2) was also studied. For system D3 and D4, the increased volume was filled with water, resulting in a water concentration of 41.1 and 55.7 wt %, respectively, compared to 35.3 wt % for system D1. By comparison, the water concentration of system g1 and g2 were 41.7 and 41.2 wt %, respectively. Interaction potentials from Jorgensen et al. (1983
) (TIP3P for water), Smondyrev and Berkowitz (1999)
(for DMPC), and AMBER 94 (for gA, Cornell et al., 1995
) were employed.
All simulations were performed at a temperature of 308 K using the Nose-Hoover thermostat with relaxation time
T of 0.2 ps. For constant pressure simulations, the barostat relaxation time
P of 0.25 ps was employed. We also used
P of 1.0 ps in part of simulations to see if the barostat relaxation interferes with the stress responses. Periodic boundary condition was imposed, and the long-range electrostatic interactions were taken into account by the smooth particle-mesh Ewald method as implemented in DL_POLY. Other parameters of the simulation are as follows: a time step size of 2 fs, cutoff distances for screened Coulomb and Lennard-Jones interactions of 7.0 Å, and a precision of bond constraints (SHAKE) of 1.0 x 106. Because we only consider homogeneous applied strains, all viscoelastic moduli below should be regarded as the zero-wavenumber limit apart from the constraints associated with the periodic boundary condition.
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RESULTS
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Since our approach relies heavily on the analyses of the stress tensor, it is important to first understand its behavior at equilibrium. The equilibrium simulations to generate the NEMD initial configurations show that the diagonal components of the stress tensor are close to zero, as was intended by the choice of barostat parameters. However, for the membrane systems, the lateral stress tensor depends sensitively on the area and it was found that the average lateral stress from the NPnAT simulation is sometimes as large as 0.05 kbar even if the area is chosen from the a-NPT runs. Therefore, all the NEMD initial configurations should be regarded as having zero lateral stress with the maximum uncertainty of
± 0.05 kbar. The root mean-square fluctuations in stress are found to be anistropic:
0.3 kbar for
xx and
yy and 0.40.5 kbar for
|| for systems D1 and g1. In contrast, the pure water system had isotropic stress fluctuations of
0.4 kbar. Results from larger systems (D2D4 and g2) confirmed that this fluctuation decreases as the inverse square root of system size. We now turn to the NEMD results.
Responses to stepwise strain
The response of the DMPC system D1 to the stepwise strain is shown in Fig. 1, ac. In the simulation, the abrupt jump in strain was approximated by a linear increase from t = 1.95 to 2.00 ps and
was used (cf. Eq. 13). This corresponds to the expansion of the membrane area by
3%. The raw data used in the plots were averages over 16 independent NEMD runs. First, Fig. 1 a compares the lateral stresses under the ZNS and CLZ conditions. For the ZNS system, the large initial stress of
2.6 kbar decays to <1 kbar within 0.1 ps, and then slower decay mechanisms take over. There was no noticeable decay after 500 ps according to block averages, and the asymptotic stress measured by the average over the 5001000 ps period was 0.02 kbar, indicating that the lateral stress completely relaxes to equilibrium after
500 ps. The initial stress response under the CLZ condition is similar. However, its asymptotic behavior is quite different, with a residual stress of 0.50 kbar. The latter value will be close to the new equilibrium lateral pressure corresponding to the increased volume under the CLZ condition. Similar decay is observed for Lz under the ZNS condition in Fig. 1 b. We note that the decrease in Lz almost completely compensates for the stepwise increase in lateral area, resulting in the final volume after 1 ns within 0.1% of the initial value. Therefore, the DMPC membrane behaves as an incompressible system at nanosecond timescales. Fig. 1 c shows the normal stress response under the CLZ condition with a relaxation behavior similar to the lateral stress under the same condition. The average normal stress for the 5001000 ps period was 0.53 kbar.