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Institut für Biochemie, Westfälische Wilhelms-Universität Münster, D-48149 Münster, Germany
Correspondence: Address reprint requests to Hans-Joachim Galla, E-mail: gallah{at}uni-muenster.de.
| ABSTRACT |
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| INTRODUCTION |
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90% (w/w) lipids, mainly phospholipids, and 10% proteins. Four specific surfactant proteins are known, two hydrophilic (SP-A and SP-D) and two hydrophobic ones (SP-B and SP-C). Surface active components of the LS are, however, mainly SP-B and SP-C. The importance of the hydrophobic protein fraction has been demonstrated by knockout mice. SP-B deficiency proved to be lethal for animals (Akinbi et al., 1997
80% are phosphatidylcholines, and
50% of them contain the saturated palmitoic acid chains (DPPC) (Kahn et al., 1995
Pure DPPC films can reach a surface tension near 0 mN/m during compression, but film formation is limited by a very slow adsorption of lipids from the subphase to the air/water-interface during expansion (Poulain and Clements, 1995
; Robertson and Halliday, 1998
; Veldhuizen and Haagsman, 2000
).
It is presumed that the surface film within the alveolus is enriched with DPPC by selective adsorption from the subphase and/or a "squeeze out" of non-DPPC phospholipids during the breathing cycle (Goerke and Clements, 1986
; Keough, 1992
; Pison et al., 1996
). Probably the components of surfactant films must collapse collectively rather than being squeezed out individually (Schief et al., 2003
).
Although the natural LS film consists of more than one monolayer (Schürch et al., 1995
), it is not clear which components of this film are involved in multilayer formation and the sustainment of such a film in vitro.
A number of phospholipids are found in very low concentrations in native surfactants (Veldhuizen et al., 1998
). These minor lipid components, like lyso-phosphatidylcholine, phosphatidylserine, phosphatidylethanolamine, or lyso-bis-phosphatidic-acid, have characteristic asymmetric structures. Partially unsaturated POPE, however, is able to form bilayers above the collapse pressure (Saulnier et al., 1999
) and enhances the lateral mobility in various phosphatidylcholine lipid bilayers (Ahn and Yun, 1999
).
The inclusion of these minor lipid components into the investigations of surfactant properties may lead to a better understanding of the mechanism, by which this complex biological surface active material interacts at the air/water interface. An important question is what correlations exist between the properties of asymmetric phospholipids and the properties of a mixture of the LS containing these lipids. Therefore, we have chosen POPE in different concentrations (0, 1, 10, and 30 mol %) as an example of asymmetric phospholipids and investigated their influence of the surface behavior on the LS model system consisting DPPC/DPPG/SP-C (80:20:0.4).
In mammalian species, cholesterol appears to be the major neutral lipid component (8090%). The extracellular surfactant contains 310% cholesterol with respect to the total phospholipid (Veldhuizen and Haagsman, 2000
). Due to its molecular structure cholesterol contributes to different functions such as stabilizing and fluidizing lipid mono- and bilayers (Smaby et al., 1997
; Vist and Davis, 1990
). Cholesterol can enhance adsorption of vesicles that are primarily composed of DPPC, presumably by increasing the fluidity of the condensed monolayer, thus improving film respreading (Fleming and Keough, 1988
; Notter et al., 1980
). However, it should be noted that cholesterol limits the minimum surface tension of the surface film as a result of an inhibited "squeeze out" of the sterol from DPPC/cholesterol monolayers (Notter et al., 1980
; Yu and Possmayer, 1996
; Yu and Possmayer, 1998
). In binary monolayers with phosphatidylcholine, cholesterol changes the viscosity of monolayers (Tanaka et al., 1999
) and influences protein adsorption due to strong interactions between phosphatidylcholine headgroups (Kim et al., 2001
). The evolutionary analysis of surfactant composition revealed that fish lungs have
3-fold greater amounts of cholesterol relative to phospholipids than other vertebrate groups (Daniels and Orgeig, 2003
). In addition to the large evolutionary changes of the surfactant, temperature is also an acute controller of the lipid composition. Temperature-associated changes of cholesterol concentration in surfactant have previously been demonstrated in the Central Australian lizard, Ctenophorus muchalis (Daniels et al., 1990
). It appears that at low body temperature the lungs of these animals increase the level of cholesterol in their surfactant to maintain the fluidity.
Previous studies have shown that SP-B and SP-C are involved in the formation of surface-associated reservoirs of lipid/protein multilayers (Krol et al., 2000
; von Nahmen et al., 1997
; Burns, 2003
). Wilhelmy film balance, FLM, and SFM studies lead to a possible scenario of influences of SP-B and SP-C on the morphology of phospholipid monolayers: SP-B-containing films form disc-like protrusions with a thickness of one bilayer, whereas SP-C tends to form extended plateaus consisting of stacked bilayers. These stacked bilayers, which are found in the plateau region of the isotherms, are composed of phospholipids and SP-C (Bourdos et al., 2000
), and show a layer thickness of 5.56.5 nm (Amrein et al., 1997
; Galla et al., 1998
; Krol et al., 2000
; von Nahmen et al., 1997
).
In this work, we focus on the influence of the components cholesterol and POPE on the morphology of mixed monolayers at different surface pressures in comparison to the LS model system. Upon compression cholesterol- and POPE-containing monolayers provide a range of structural changes that are visualized by means of SFM.
| MATERIALS AND METHODS |
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Film balance measurements
Measurements were performed on a Wilhelmy film balance (built by Riegler and Kirstein, Mainz, Germany) with an operational area of 144 cm2 on pure water (MilliQ quality, Milli-Q185Plus; Millipore, Eschborn, Germany). All measurement were performed at a temperature of 20°C. Monolayers composed of DPPC/DPPG in a molar ratio of 4:1 were supplemented with 0.4 mol % SP-C as denoted. Different amounts of cholesterol or POPE were added as indicated. The lipid/protein mixtures were spread from a chloroform/methanol solution (1:1) onto the aqueous subphase. After an equilibrium time of 10 min, the monolayers were compressed at a rate of 5.81 cm2/min.
Fluorescence light microscopy
Domain structures of lipid mixtures were visualized by means of a fluorescence light microscope (Olympus BX-FLA light microscope, equipped with an xy-stage; Olympus, Hamburg, Germany). All lipid and lipid/protein compositions were doped with 0.4 mol % BODIPY-PC.
Langmuir-Blodgett transfer
LB films were prepared by spreading a lipid/protein mixture dissolved in chloroform/methanol (1:1) onto a pure water subphase of a Wilhelmy film balance with an operational area of 39 cm2. Before spreading, a mica sheet (Electron Microscopy Science, Munich, Germany) was dipped into the subphase. After an equilibration period of 10 min, the film was compressed with a velocity of 1.79 cm2/min until the plateau region of the isotherms was reached (nearly 50 mN/m) and transferred onto the mica sheet (0.64 mm/min) under constant surface pressure. This was guaranteed by regulating the speed of the barrier manually. By using FLM, time-of-flight secondary ion mass spectrometry,, and Brewster angle microscopy it was shown that structures transferred from the air-water interface onto solid substrates are essentially identical (Galla et al., 1998
; Lee et al., 1998
; Leufgen et al., 1996
).
Scanning force microscopy
Surface images of the LB films were obtained at ambient conditions using a Nanoscope IIIa Dimension 3000 microscope from Digital Instruments (Santa Barbara, CA) operating in tapping mode. Silicon tips (BS-Tap 300, Nanoscience Instruments, Phoenix, AZ) with a resonance frequency of 250300 kHz were used.
Statistical analysis
FLM images were converted to 256 x 255 pixels and a resolution of 254 x 254 DPI, and decreased to a color depth of 8 BPP. Care was taken to keep a constant gain during the experiments. Owing to the inhomogeneous illumination of the monolayer by the light source, the intensities of the pixels Ixy,raw of the images were corrected. This was done by fitting a paraboloid to the image data and subtracting the paraboloid from the data. The corrected values of the intensities of the pixel Ixy at the locations (x, y) are given by
![]() | (1) |
To calculate the areas Ad and Ab of the surface covered by the domains, the method described by von Nahmen and co-workers (1997)
was used. The area of dark (d) and bright domains (b), and the mean fluorescence intensities
and
obtained from histograms of the fluorescence intensities were analyzed from digital images. The histograms could be fitted in most cases by a sum of two Gaussian functions (see Fig. 5 a). Each of the Gaussian funtions represents the intensity distribution of the dark Nd(I) or bright domain Nb(I). The parameters Ad, Ab,
and
were calculated from the integral and the means of the Gaussian distributions.
![]() | (2) |
and
are the corresponding mean intensities. The parameters
d and
b represent the width of the distributions.
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and
which describe in the SFM images, the dark (d) area of the monolayer, the bright (b) area of the protrusions, and the mean height intensity of the protrusions (
) and the monolayer
the histograms were analyzed as follows: up to a certain intensity Ilimit the histograms were fitted by one Gaussian function yielding the parameters
and Ad* (and Ab* = 1 Ad*). The Gaussian function was then subtracted from the histogram, resulting in the intensity distribution of the bright domain Nb. Without knowledge of the concrete distribution function, an evaluation of the parameter
is then possible according to
![]() | (3) |
For calculation of protrusion sizes shown with SFM, all adjacent pixels with similar color were figured up, whereas differences in gray scale not larger than 50 were accounted. That way, domain sizes, which are composed of many shades of single colors, have been determined.
| RESULTS |
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5 mN/m. SP-C-containing surfactant systems have a second plateau at a surface pressure of
50 mN/m (Fig. 1 b), which is attributed to the collapse surface pressure of SP-C-containing monolayers. In contrast to the SP-C-free monolayers, the plateau of the lipid phase transition vanishes by increasing the amount of cholesterol. The SP-C-induced plateau at 50 mN/m, however, remains unaffected by the addition of cholesterol. Due to the incorporation of cholesterol, the monolayer stiffens in a more condensed manner compared to the cholesterol-free system.
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Influence of POPE on model surfactant systems
The isotherms of DPPC/DPPG (80:20) and DPPC/DPPG/SP-C (80:20:0.4) show an increasing compressibility during compression between 10 and 20 mN/m at a constant area with increasing amounts of POPE (Fig. 3 a). The lipid phase transition from the le to the lc phase is observed as a plateau at
5 mN/m, which diminishes with an increasing amount of POPE. SP-C leads to the formation of a second plateau at 50 mN/m (Fig. 3 b). Due to the fluidizing effect of the unsaturated alkyl chain of POPE the lipid phase transition broadens and finally vanishes; this process is accompanied by a higher monolayer compressibility between 10 and 30 mN/m.
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Quantification of the influence of minor components on the phase behavior of model surfactant monolayers
The visual impression of FLM images was quantified by a statistical analysis. At a surface pressure of 5 mN/m the different surfactant model systems with various amounts of cholesterol or POPE were analyzed to quantitate the area occupied by the le and the lc phases, respectively. Histograms of the FLM images indicate a normal distribution around a bright and a dark gray-scale value (Fig. 5 a). The solid lines represent the fitting of data as the sum of two Gaussian distributions (Eq. 2). The point of intersection of both normal distributions corresponds to the border between bright and dark phases, and the areas of the two phases were calculated by an integration of Gaussian distributions. Both minor components, cholesterol and POPE, lead to an increase of the ratio of bright and dark domains Ab*/Ad* (Fig. 5, b and c). The influence of cholesterol/POPE on the protein-free system DPPC/DPPG (80:20) is higher than the influence on DPPC/DPPG/SP-C (80:20:0.4). Cholesterol has a stronger influence on the protein-free surfactant system than POPE, but the addition of 0.4% SP-C leads to a drastic change. Addition of POPE to DPPC/DPPG/SP-C (80:20:0.4) monolayers amplifies the area of bright domains in comparison to cholesterol-containing membranes. Due to the unsaturated fatty acid, POPE is assumed to be responsible for the fluidization of the model lung surfactant monolayers, whereas cholesterol leads to the formation of a lower amount of lc phase by an incorporation and disturbance of lc phase.
Topographical and height analysis
To consider the proposed three-dimensional model of the lung surfactant, the lipid/protein mixtures were transferred at a surface pressure of 47 mN/m by using a LB transfer to mica sheets and were examined by means of SFM (Galla et al., 1998
). The model system DPPC/DPPG/SP-C (80:20:0.4) forms long filamentous protrusions (Fig. 6 a) in a long-range order (Fig. 7 a). A height analysis of these protrusions visualizes the formation of lipid bilayers up to a quadruple bilayer assuming a lipid bilayer thickness of
6 nm (Table 1). SFM images of DPPC/DPPG/SP-C (80:20:0.4) with an additional amount of either 10% (Fig. 6 b) or 30% cholesterol (Fig. 6 c) reveal the formation of two types of distinct protrusions. With less amount of cholesterol numerous broad protrusions are formed, which supports the hypothesis that cholesterol stabilizes lipid double layers (Table 1). The protrusions exhibit one lipid bilayer. Partly, these protrusions consist of a protrusion of higher order leading to the formation of a second bilayer sitting on top of the first bilayer. With high amounts of cholesterol, most of the protrusions vanish; only isolated ones appear. These protrusions consist of a punctual structure with a maximum height of two bilayers. Furthermore, several protrusions appear, which are comparable with the structures existing at 10 mol %. In general, 30 mol % cholesterol inhibits multilayer formation. Therefore, the addition of cholesterol reduces the total number of stacks within the protrusions in comparison to the model system DPPC/DPPG/SP-C (80:20:0.4) (Table 1).
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| DISCUSSION |
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Bilayer stabilizing effect of cholesterol
Film balance experiments indicate that cholesterol is incorporated between the alkyl chains of phospholipids, resulting in less required space compared to the expected space of alkyl chains as a sum of the pure components. This has also been reported by Kim et al. (2001)
for cholesterol-doped DPPC and DPPG monolayers. The hydroxylic group of cholesterol interacts with the headgroups of DPPC and DPPG (Mozaffary, 1994
), DLPC (Tanaka et al., 1999
), and protein-containing monolayers such as DPPC/GM1 (Yuan and Johnston, 2000
). The condensing effect of cholesterol leads to an ordered monolayer at concentrations >30 mol % cholesterol (Kim et al., 2001
). Isotherms of mixed lipid/cholesterol monolayers show a great analogy to those of pure cholesterol. At higher concentrations of cholesterol no uniform mixture is observed. An increase in rigidity resulting from the condensing effect of cholesterol was shown by plotting the area per molecule versus the cholesterol content at constant pressure (Tanaka et al., 1999
). The observed values are below the calculated ones for an ideal mixture; thus, the density of mixed lipid/cholesterol monolayers is higher than the sum of the densities of the individual components.
Small amounts of surface active proteins should lead to only minimal changes (Yuan and Johnston, 2000
). At low surface pressure the isotherms of DPPC/DPPG/SP-C (80:20:0.4) show a phase behavior similar to the pure lipid monolayer, exhibiting the shift to smaller molecular areas with rising concentration of cholesterol. At higher surface pressures,
50 mN/m, SP-C leads to the reversible formation of a plateau (von Nahmen et al., 1997
), which is not affected by cholesterol. At high concentrations of cholesterol, repeated compression and expansion cycles do not lead to a significant loss of material. By increasing the amount of cholesterol only the phase transition between le and lc vanishes, indicating a disturbing effect of cholesterol within lc domains due to its incorporation between the alkyl chains of the phospholipids. The orientation of these alkyl chains within different phases is hindered by cholesterol.
At low surface pressures, fluorescence images of DPPC/DPPG monolayers are characterized by kidney-shaped lc domains within the le phase. Further compression leads to higher amounts of lc domains and a decreased area of the le phase. Fluorescence images of DPPC/DPPG monolayers containing higher amounts of cholesterol exhibit a lower area of lc phase, which was also reported by Worthman et al. (1997)
. A cholesterol-rich phase segregates ordered domains that exclude the fluorescence dye. At high surface pressures, the disaturated phospholipids form condensed domains that are depleted of the fluorescence dye. Cholesterol compensates this condensing effect of phospholipids under surface pressure, leading to a decreased area of lc phase wherein the fluorescence dye is not soluble. Tanaka et al. (1999)
made similar observations while investigating DLPC/cholesterol mixtures. Cholesterol induces a superstructure, preventing domain formation (Somerharju et al., 1985
; Virtanen et al., 1995
). This model is based on the assumption that each cholesterol molecule replaces a single acyl chain of phospholipids in their hexagonal lattice, and cholesterol perturbs this lattice due to its larger size. This perturbation is minimized by a maximal separation of cholesterol molecules, which can only be achieved by a hexagonal or centered rectangular superlattice of cholesterol molecules.
Fluorescence images of cholesterol-containing DPPC/DPPG/SP-C (80:20:0.4) monolayers reveal substantially smaller circular lc domains compared to those of DPPC/DPPG (80:20). These domains form a nearly uniform lc area in the plateau region, interrupted by small le arrays. These le arrays consist of less-ordered alkyl chains in which the fluorescence dye is incorporated (Lösche and Möhwald, 1984
; Nag et al., 1990
; Helm and Möhwald, 1988
). Within these le arrays protrusions are present, and their formation is supported by SP-C (von Nahmen et al., 1997
). SP-C reduces the size of individual lc domains at a constant total area of lc phase. This leads to an increase of the total length of the interface between the le and lc phases. The protrusions consist of stacked bilayers, each with a thickness of 6 nm. They appear as single steps in the height profile of SFM images (Fig. 6). A long-range order of protrusions is characterized by long, bright arrays of protrusions with varying size and height enclosing flat and round structures. These round structures represent the lc phase consisting primarily of condensed DPPC (Bourdos et al., 2000
). In the presence of cholesterol, protrusions cover a larger area of the surface, indicating a positive effect of cholesterol on the formation of lipid bilayers. Incorporation of cholesterol leads to a minimization of the length of the phase interface between the le and lc phases. This can be attributed to the line-active properties of cholesterol (Sparr et al., 1999
).
Since SP-C is responsible for multilayer formation, and since the protrusions are uniformly distributed over the whole surface, we guess that the protein is also homogeneously distributed. For this reason the filamentous structures of the cholesterol-free model system disappear.
Taneva and Keough describe similar observations while investigating DPPC/SP-C/cholesterol mixtures. Cholesterol prevents SP-C from self-aggregating and leads to a better miscibility in the monolayer (Taneva and Keough, 1997
). These homogeneously dispersed protrusions were also found by Diemel et al., who investigated DPPC/POPC/POPG/SP-C monolayers in the presence of up to 20 mol % cholesterol (Diemel et al., 2002
). The authors suggest that a homogenous dispersion of surfactant lipids may facilitate lipid insertion into the monolayer. By increasing the amount of cholesterol up to 30 mol % the total number of protrusions decreases (Fig. 6 c). Separated very small multilayers appear; only a few large crescent-shaped bilayers are observed, which contain several multilayers (see Fig. 7 b, inset). Cholesterol seems to strengthen the interaction of SP-C with lipid and consequently almost inhibits the squeeze-out from the monolayer (Taneva and Keough, 1997
). Due to the tendency of cholesterol to maximize the distance between two molecules, a hexagonal symmetric cholesterol superlattice is formed (Virtanen et al., 1995
), and the overall rigidity of the monolayer caused by cholesterol prevents the model surfactant films from forming multilayers. In cases where nearly every third molecule is cholesterol, the formation of micelle-like structures at the rim of the protrusions is considerably disturbed (Fig. 8). A medium amount of cholesterol (10%) has a bilayer-stabilizing effect that promotes protrusion formation, whereas a high amount of cholesterol (30%) inhibits multilayer formation by increasing the rigidity of the monolayer.
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In the presence of SP-C, POPE also has a fluidizing effect on the surfactant model system DPPC/DPPG/SP-C/POPE (80:20:0.4:x). SP-C induces the formation of protrusions and is itself responsible for a higher fluidity of the monolayer (Amrein et al., 1997
). These multilayers are composed of folded lipid bilayers and protein molecules, enabling the retention of the fluorescence dye (von Nahmen et al., 1997
). The filamentous structure of the model system DPPC/DPPG/SP-C (80:20:0.4) is identical to the POPE-containing systems, but with higher amounts of POPE the protrusions get smaller and the multilayer formation becomes rare. The number of protrusions increases, however, whereas the area covered by protrusions remains constant. We propose that POPE stabilizes the rim of protrusions due to its overall conical shape. In contrast, DPPC and DPPG are of cylindrical shape and therefore not able to stabilize the rims of the protrusions. POPE seems to disperse large lc into small lc domains embedded in the fluid le phase.
The influence of POPE on the shape of protrusions is more pronounced than on their height (Fig. 6 e). In general, this influence on protrusion formation is attributed to two different effects. The lateral distribution within surfactant monolayers is changed in the way that the average size of SP-C-rich domains decreases with incorporated POPE. Due to its chemical, and thus topological, structure (conical shape), POPE stabilizes the interface between the le and lc phases. This leads to an increase of the ratio of circumference to area. This effect is independent of the surface pressure. At high surface pressures POPE stabilizes the rims of protrusions, promoting a three-dimensional orientation of micelle-like structures (Fig. 8). Upon decreasing the molecular area, protrusions are formed underneath the monolayers (Plasencia et al., 2004
), in which, probably, the hydrophilic headgroups of the first double layer face the hydrophilic headgroups of the next. The
-helix domain of SP-C should be incorporated in one bilayer (Pastrana et al., 1991
; Vandenbussche et al., 1992
), and the palmitoyl chains might stretch into the neighboring bilayer. In this picture, the fatty acids act as an anchor between adjacent bilayers, especially near the rims of the protrusions. In contrast, cholesterol stabilizes bilayers to give a flat surface. These findings suggest that the components cholesterol and POPE of the surfactant film influence the formation of the reversible multilayer structures and are relevant to stabilization of the lung during the breathing cycle.
| ACKNOWLEDGEMENTS |
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| FOOTNOTES |
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Submitted on August 2, 2004; accepted for publication January 3, 2005.
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