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* Department of Biochemistry and Biophysics, Arrhenius Laboratories, Stockholm University, Stockholm, Sweden;
Research Institute of Molecular Pharmacology FMP, Berlin, Germany;
Institute for Medical Physics and Biophysics, University of Leipzig, Leipzig, Germany; and
Institute for Biophysics, Johannes Kepler University, Linz, Austria
Correspondence: Address reprint requests to Sandro Keller, Research Institute of Molecular Pharmacology FMP, Robert-Rössle-Strasse 10, 13125 Berlin, Germany. Tel.: 49-30-94793-368; Fax: 49-30-94793-159; E-mail: mail{at}sandrokeller.com.
| ABSTRACT |
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| INTRODUCTION |
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Initial observations suggested that cellular internalization and nuclear localization of penetratin are energy- and receptor-independent, not saturable, and not impeded by low temperature (4°C), arguing against endocytosis as the dominating uptake mechanism (6
,7
). This seemed to be in agreement with studies on artificial vesicles, which supported direct permeation of penetratin across lipid membranes without permeabilization (8
,9
). More recently, harsh cell fixation before microscopy and insufficient washing before flow cytometry have been determined to be responsible for artifactual cellular uptake in the early in vitro experiments (10
,11
), and it is nowadays widely accepted that endocytotic processes play a major role in the translocation of penetratin and penetratin/cargo complexes (12
14
).
However, the question as to whether penetratin permeates a pure lipid bilayer without causing membrane permeabilization has remained a debatable and puzzling one because a prohibitively high Born charging energy is expected to hamper passive diffusion of a molecule with a nominal charge number of znom = 7 across a medium of low dielectricity. Whereas fluorescence microscopic studies with giant vesicles (GVs) seemingly unveiled that penetratin rapidly overcomes lipid bilayers (8
), no permeation across the membranes of small and large unilamellar vesicles (SUVs and LUVs, respectively) could be detected by fluorescence resonance energy transfer (15
,16
). Others have speculated that a transbilayer voltage might be necessary for triggering translocation (17
,18
). The discrepancies between these results have been attributed to differences in experimental conditions, most notably in size and bilayer curvature of the various lipid vesicles used (16
).
This led us to resume a systematic assessment of penetratin transport through diverse model membranes with a variety of experimental techniques. We reevaluated the ability of penetratin to translocate across the lipid bilayers of different types of liposomes (GVs, SUVs, and LUVs) and black lipid membranes in the absence or presence of an electric potential difference. Confocal laser scanning microscopy (CLSM) was used to follow the distribution of carboxyfluorescein-labeled penetratin interacting with rhodamine-labeled GVs, and the influence of a transmembrane potential difference on the permeability of a planar lipid bilayer was probed with confocal fluorescence spectroscopy. By subjecting differently prepared solutions containing penetratin and SUVs or LUVs to dialysis, we established a new method for monitoring membrane permeation. All our experiments consistently demonstrate that, under the conditions used here, penetratin does not cross any of these lipid barriers regardless of bilayer curvature and transmembrane voltage.
| MATERIALS AND METHODS |
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Peptide synthesis
Peptides were synthesized automatically on an ABI 433A instrument (Applied Biosystems, Foster City, CA) following the standard solid-phase N
-9-fluorenylmethoxycarbonyl protocol in a batchwise mode as described previously (19
). A carboxyfluorescein-labeled derivative (CF-penetratin) was prepared by N-terminal coupling of FLUOS and C-terminal amidation to conserve the net charge of the peptide. Both analogs were purified by preparative reversed-phase high-performance liquid chromatography on an LC-10AD system (Shimadzu, Kyoto, Japan) operating at 220 nm. The purities of the final products were >98% by analytical high-performance liquid chromatography, and their expected molar masses were confirmed by matrix-assisted laser desorption/ionization time-of-flight mass spectrometry on a Voyager-DE STR (Applied Biosystems).
Confocal microscopy with giant vesicles
Sample preparation
Giant vesicles were prepared by the spontaneous-formation method (20
). Briefly, 1 mg POPC/POPG (3:1 mol/mol) and 0.1 µg Rh-DPPE (0.0061 mol %), all dissolved in chloroform at 20 mg/mL for the unlabeled and 1 mg/mL for the labeled lipids, respectively, were mixed in a 10-mL sample tube and dried in a rotary evaporator and subsequently under high vacuum overnight. The dried lipid film was prehydrated at 40°C and 100% relative humidity for 1 h in an argon atmosphere before addition of 5 mL internal medium (pH
5.9) consisting of 100 mM sucrose, 10 mM KCl, and 0.1 mM ethylenediaminetetraacetate (EDTA). During overnight incubation at 37°C, vesicles formed and gathered in a viscous cloud, which was harvested with a Pasteur pipette. The lipid concentration was determined with a phosphate assay (21
). The vesicle solution was diluted with external medium (pH
5.5) containing 100 mM glucose, 10 mM KCl, and 0.1 mM EDTA to a lipid concentration of 200 µM. Water-dissolved CF-penetratin was added to give a final peptide concentration of 5 µM.
Confocal laser scanning microscopy
After gentle vortex mixing, an aliquot of the penetratin/GV mixture was placed onto a window of a two-part quartz cuvette (Hellma, Müllheim, Germany) with a pathlength of 0.1 mm and covered with a coverslip. The density difference between the internal and the external medium made the vesicles settle down on the bottom of the cuvette, which was mounted in a homemade holder. CLSM pictures were taken within 4 h after preparation on an LSM 510 META microscope equipped with an LD Achroplan 40x/0.60 corr. objective, a helium/neon laser with a dichroitic HTF mirror, and an argon laser with a DPS1 mirror (Carl Zeiss, Jena, Germany). Upon excitation at 543 nm with the He/Ne laser, rhodamine emission was registered using an LP 560 cutoff filter in front of the detector at a signal amplification of 18%. Carboxyfluorescein was excited at 488 nm with the argon laser, and CLSM images were taken with a BP 505530 bandpass filter at an amplification of 74%. The pinhole width was 249 µm for both channels.
Confocal spectroscopy with black lipid membranes
Sample preparation
Black lipid membranes (22
) were generated in a homemade Teflon trough (23
) divided into two compartments by a horizontal polytetrafluoroethylene (PTFE) membrane (Goodfellow, Cambridge, United Kingdom). The upper (cis, c) and the lower (trans, t) chambers were filled with 500 µL and 2 mL buffer, respectively. A planar lipid bilayer consisting of DPhPC/DPhPS (3:1 mol/mol) was formed by brushing a droplet of the lipid mixture dissolved in n-decane at 20 mg/mL onto the 150-µm-diameter hole in the PTFE septum, which was pretreated with hexadecane/hexane (1:99 v/v). Ag/AgCl electrodes positioned in both compartments allowed for the application of an electric potential difference, 
t
c. The voltage and the electric current across the lipid bilayer were controlled simultaneously using an EPC-9 patch-clamp amplifier (HEKA Electronics, Lambrecht, Germany) to make sure that the membrane stayed intact during the experiment. For studying bilayer translocation of penetratin, both chambers were filled with 10 mM phosphate buffer (pH 7.4, 154 mM NaCl). After formation of the black lipid membrane, 5 µL 100 µM CF-penetratin was added to the upper compartment to yield a final peptide concentration of 1 µM.
Control experiment
Experiments with fluorescein diacetate as a positive control were done to ensure the suitability of the experimental setup for detecting transmembrane transport. An aliquot of a freshly prepared solution of 10 mM fluorescein diacetate in dimethyl sulphoxide was added to the upper compartment to give a final concentration of 20 µM. The experimental conditions were the same as for CF-penetratin, except that the pH was adjusted to 8.0 to speed up hydrolysis. The nonfluorescent fluorescein diacetate is known to diffuse across lipid membranes as long as it is kept in its unhydrolyzed form (24
). Hydrolysis yields the bilayer-impermeant fluorophore fluorescein.
Confocal fluorescence spectroscopy
The distribution of CF-penetratin or fluorescein between the two compartments was monitored using an LSM 510 META inverted confocal laser scanning microscope equipped with a ConfoCor 2 unit (Carl Zeiss). The fluorophores were excited at 488 nm, and the emitted light was filtered with an LP 505 longpass filter in front of the avalanche photodiode detector. The fluorescence intensity, I, was scanned by moving the confocal volume of 0.7 fL vertically (i.e., in z direction) through both compartments with a stepwidth of 1 µm. The confocal volume was then fixed at a distance of 25 µm above or below the planar membrane, respectively, to record fluctuations in fluorescence intensity, from which normalized autocorrelation functions, G(
), were derived using the ConfoCor 2 software provided by the manufacturer. For a single diffusing species (25
), the autocorrelation function is given by
![]() | (1) |
D is the characteristic diffusion time of the fluorophore in the prolate ellipsoidal Gaussian observation volume with a ratio of the axial to the lateral dimension of
= 5. The confocal volume was calibrated with a solution of rhodamine green. N stands for the mean number of fluorescent particles in the confocal volume and thus yields the concentration of CF-penetratin or fluorescein.
Dialysis with small and large unilamellar vesicles
Sample preparation
POPC and POPG dissolved in chloroform at 20 mg/mL were mixed in a molar ratio of 3:1 and dried in a rotary evaporator and subsequently under high vacuum overnight. For the preparation of pure lipid vesicles, dry lipid films were suspended in 10 mM phosphate buffer (pH 7.4, 154 mM NaF) by vortex mixing for 5 min, yielding large multilamellar vesicles. Bilayers preloaded with penetratin on both leaflets were made in the same manner by suspending lipid films in buffer containing the peptide at the desired final concentration of 25 µM. SUVs were then obtained by ultrasonication in an ice/water bath for 20 min with a Labsonic L instrument (B. Braun, Melsungen, Germany) equipped with a titanium tip, followed by spinning for 5 min at 13 krpm in a 3K30 tabletop centrifuge (Sigma Laborzentrifugen, Osterode am Harz, Germany) to remove titanium debris. LUVs were prepared by 35 extrusion steps through two stacked polycarbonate filters with a pore diameter of 100 nm using a LiposoFast extruder (Avestin, Ottawa, Canada). The vesicle size was checked on an N4 Plus particle sizer (Beckman Coulter, Fullerton, CA) equipped with a 10-mW helium/neon laser with a wavelength of 632.8 nm at a scattering angle of 90° and was narrowly centered at
30 nm for SUVs and
100 nm for LUVs, respectively. The presence of penetratin during vesicle formation had no effect on the size of the liposomes. The excess of lipid (5 mM) was large enough to ensure virtually complete membrane binding of penetratin, which was confirmed by tryptophan fluorescence titration experiments (data not shown). In addition, no differences in the fluorescence and circular dichroism spectra could be observed between samples with penetratin added before and after vesicle formation, respectively, suggesting similar locations of the peptide in the membrane (data not shown).
Dialysis
Dialysis experiments were performed using Spectra/Por Float-A-Lyzer tubes (Carl Roth, Karlsruhe, Germany) with a volume of 500 µL and a molecular-weight cutoff of 3 x 105. The dialysis tubes were filled with samples consisting of, respectively, 25 µM pure penetratin in phosphate buffer, 25 µM penetratin added externally to 5 mM SUVs or LUVs, and 5 mM vesicles preloaded with a total of 25 µM peptide on both leaflets. Each tube was placed in a covered glass beaker filled with 500 mL buffer, which was replaced every 24 h, and continuously stirred at room temperature for 96 h to attain equilibrium. Differences in peptide concentration upon dialysis were determined by ultraviolet absorbance at 280 nm on a V-550 UV-vis spectrometer (Jasco, Tokyo, Japan) with 1-mm quartz cuvettes (Hellma) and by intrinsic tryptophan fluorescence emission at 300500 nm upon excitation at 280 nm on a JASCO FP-6500 fluorescence spectrometer using 1-cm2 quartz cuvettes from Hellma. Absorbance values and fluorescence spectra obtained from pure buffer or from 5 mM lipid suspensions without penetratin were subtracted from the corresponding raw data.
| RESULTS |
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25 au observed in the aqueous medium inside the vesicle corresponds to the background signal obtained for a peptide-free liposome suspension and, as such, cannot serve as a measure of penetratin translocation. Interestingly, however, CF-penetratin did not accumulate on the surface of the particles contained in the lumina of the vesicles in Fig. 1, E and F, even after several hours, implying that the latter constituted a tight seal not to be overcome by the peptide. On the other hand, we also observed a few (<5%) vesicles with membrane defects and significant intravesicular CF fluorescence (data not shown, see Discussion, below).
Confocal fluorescence spectroscopy
To assess the influence of membrane curvature and voltage on penetratin transport, we performed translocation experiments on planar lipid bilayers in the absence and in the presence of an external transmembrane electric potential difference. To this end, a negatively charged black membrane composed of DPhPC/DPhPS (3:1 mol/mol) was prepared, across which a voltage of 
= 100 mV was applied. Fig. 2 illustrates a fluorescence intensity z-scan taken 10 min after injection of 1 µM CF-penetratin into the upper compartment (z > 0), which exhibited a significant signal due to fluorescent molecules dissolved in the aqueous phase (solid line). The high fluorescence intensity at the position of the lipid bilayer (z = 0) pointed to strong peptide accumulation at the black membrane, whereas no CF-penetratin could be detected in the lower chamber (z < 0). The autocorrelation function, G(
), recorded 25 µm above the bilayer after 10 min (data not shown) was fitted with Eq. 1, yielding a diffusion time of
D = 61 µs and a mean number of fluorescent particles in the confocal volume (0.7 fL) of N = 190, which corresponds to a fluorophore concentration of 0.45 µM. Thus, the peptide concentration in the upper chamber was reduced by a factor of
2 during the first 10 min and further decreased to 0.36 µM after 2 h (dashed line). However, the loss of CF-penetratin in the upper chamber was not accompanied by an intensity gain in the lower compartment and can be explained by peptide adsorption to the Teflon walls of the sample chamber (see Discussion, below). Consequently, no autocorrelation functions could be obtained for the lower compartment. Comparable results indicative of the inability of penetratin to cross planar bilayers were obtained in the absence of an external transmembrane potential (data not shown).
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Dialysis
Unlike giant vesicles and planar black membranes, small and large unilamellar vesicles with diameters of, respectively,
30 nm and
100 nm exhibit strong bilayer curvature. We developed a novel dialysis method for the facile monitoring of transbilayer movement in SUVs and LUVs. Fig. 3 A depicts absorbance values measured for three different solutions before (shaded bars) and after (solid bars) dialysis during 96 h. Sample 1 contained 25 µM penetratin only; sample 2 contained 25 µM peptide added externally to 5 mM SUVs composed of POPC/POPG (3:1 mol/mol); and sample 3 contained 5 mM lipid vesicles uniformly preloaded with 25 µM penetratin. Absorbance was virtually completely lost upon dialysis of samples 1 and 2 because the peptide was not hindered from diffusing through the large pores of the dialysis tubes (molecular-weight cutoff 3 x 105). In stark contrast to this,
40% of the initial signal was retained in the case of sample 3. Given that 30-nm SUVs have only
40% of their lipid molecules in the inner leaflet and that the peptide was fully membrane-bound during vesicle formation, this implies that penetratin could not significantly overcome the lipid bilayer despite the prolonged dialysis time.
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40% (solid dotted line), which is in good accord with the absorbance experiments. Similar results were obtained with LUVs, but the fraction of retained penetratin was raised to
50% owing to the larger vesicle diameter (data not shown). | DISCUSSION |
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In contrast to these authors, we could monitor both lipidic structures and penetratin distribution independently in the same sample owing to the simultaneous but differentiable labeling with rhodamine and carboxyfluorescein, respectively. The lamellarities of the giant vesicles can thus be deduced from the Rh-DPPE fluorescence intensities (20
), which are listed in Table 1 for five representative GVs. Compared with the least fluorescent membranes of vesicles 1 (Fig. 1 A) and 4, the fluorescence levels of vesicles 2 (Fig. 1 B) and 5 were elevated by factors of 3 and 2, respectively. Nevertheless, the fluorescence intensities resulting from the excitation of CF-labeled peptide bound to the surface of the undamaged lipid particles 15 were independent of vesicle lamellarity.
Importantly, spontaneous self-organization of lipids results in many different types of liposomes and vesicle clumps (16
,20
), whose membranes are easily disrupted and reannealed in response to mechanic stress even after the addition of peptide (26
). The fact that giant vesicles are better comparable in size to live cells than smaller vesicular aggregates should not overshadow that cellular membranes, unlike GVs, are supported by a complex and sophisticated scaffold. Hence, transient membrane disruption might allow free diffusion of penetratin within the aqueous phase without need for transferring the charged peptide across the hydrophobic bilayer core. In fact, we found that a small fraction of the GVs contained penetratin-coated lipid assemblies within their lumen, and this fraction was considerably raised upon vigorous agitation of the sample (data not shown). However, the observation that most vesicles did not permit intravesicular peptide accumulation and exhibited the same CF-penetratin fluorescence intensity on their surface regardless of their lamellarity argues against direct permeation across the lipid bilayer, and instead calls for careful handling of GV solutions.
Influence of a transmembrane voltage
It has been suggested that penetratin (18
) and also some positively charged mitochondrial presequences (27
) translocate across lipid bilayers only in the presence of a large transmembrane electric potential difference. Unlike assays based on the activity of valinomycin (18
), black lipid membrane studies enable direct voltage generation without requiring ionophores. Upon application of a transbilayer potential difference, 
, the diffusive flow of an ion across a unit area of a membrane, J, is expected to augment (28
) according to
![]() | (2) |
and
denote the interfacial aqueous ion concentrations on the cis and trans sides, respectively (see below), and a
znome
/kT comprises the nominal charge number, znom; the electronic charge, e; the Boltzmann constant, k; and the absolute temperature, T. For
znom = 7, T = 298 K, and for potential differences 
< 20 mV, Eq. 2 simplifies to
![]() | (3) |
Thus, the flow increases linearly with the transmembrane voltage and, for znom = 7 in the present case, amounts to J(
= 100 mV) = 27 x J(
= 0). Taking into account an effective charge number of zeff = 5 (29
) would further lower this value, implying that the potential difference raises the diffusive permeability of the lipid membrane by only one order of magnitude. In fact, applying confocal fluorescence spectroscopy to a planar bilayer exposed to 
= 100 mV, we found no corroboration of voltage-induced transbilayer transport of penetratin.
A rough estimate of the sensitivity of this approach may be gained in terms of the membrane permeability coefficient, P, which is defined as
![]() | (4) |
and
being the penetratin concentrations in the interfacial aqueous phases in immediate vicinity of the membrane on the cis and trans sides of the black lipid membrane, respectively. In general, these values differ from the corresponding bulk concentrations because of electrostatic attraction of the positively charged peptide to the negatively charged membrane. Based on an effective charge number of zeff = 5 and a mole ratio partition coefficient of K = 80 L/mol (see Ref. 29
can be calculated with the aid of Gouy-Chapman theory to amount to
200 µM, whereas
remains negligible. The flow of
n moles of solute across the membrane area A within the time-span
t is obtained as
![]() | (5) |
75 µm), Vt the volume of the lower chamber (2 mL), and
ct the difference in bulk peptide concentration in the lower compartment between the first (t = 10 min) and the last (t = 120 min) measurement. Inserting Eq. 5 into Eq. 4 yields for the membrane permeability coefficient
![]() | (6) |
Because
ct was undetectably low, the high sensitivity of confocal fluorescence spectroscopy imposes
ct << 1 nM, such that the membrane permeability coefficient is estimated to amount to P << 107 m/s (see also following section).
In the above considerations, the contribution to the transmembrane potential difference arising from partial compensation of the surface charge by asymmetric penetratin adsorption was not taken into account. However, values of zeff = 5 and K = 80 L/mol (29
) predict that the additional transmembrane potential difference cannot exceed 20 mV under the conditions used here and may thus be neglected. Moreover, lipid membranes readily rupture at transmembrane voltages 
<< 100 mV, which was not borne out experimentally. Much more drastic transbilayer electric field strengths upon asymmetric penetratin adsorption have been suggested to impair membrane stability and permit peptide translocation (17
). As reported by these authors, however, the critical threshold of membrane-bound penetratin for this mechanism to be active would necessitate both an elevated percentage (
50 mol %) of negatively charged lipid headgroups and a high peptide concentration. Since our experiments were conducted with less highly charged membranes, they do not allow for a confirmation of this electroporation-like phenomenon, but the significance of the latter for the in vivo mode of cellular internalization seems questionable.
Hence, the reduction in the CF-penetratin concentration in the cis compartment and at the position of the negatively charged membrane was not due to bilayer permeation because no concomitant rise in concentration was detectable on the trans side. Rather, peptide adsorption to the Teflon walls of the measuring chamber is at the root of this effect, as has recently been demonstrated for a number of various surfaces (29
31
).
Dialysis for determining membrane permeability
Area imbalance between the inner and the outer leaflet of a lipid bilayer has been considered an important determinant in transmembrane transport (16
). Because giant vesicles and black membranes have only negligible or no net membrane curvature, respectively, we employed small and large unilamellar vesicles as model systems with pronounced curvature stress. Even though SUVs and LUVs are well-characterized tools of great usefulness for numerous biophysical and biochemical assays, transbilayer movement is more difficult to monitor than with GVs or black lipid membranes because the cis and the trans bilayer sides of the former are not observable independently or separable macroscopically. Protocols for assessing membrane translocation therefore often depend on the spectroscopic or isotopic labeling of lipids, peptides, or both (15
,16
). We aimed at establishing a straightforward permeability assay based on an approach originally developed for microcalorimetric studies (32
). In contrast to the latter, the present dialysis procedure does not yield a detailed thermodynamic description of the membrane adsorption process but, in exchange, is applicable also to systems for which no such thermodynamic data are available. In addition, it is, in principle, amenable to a broad spectrum of different detection methods, such as fluorescence, absorbance, circular dichroism, nuclear magnetic resonance, or biochemical assays, and also allows for kinetic data to be derived. Apart from a suitable signal, the sole requirements are that the fraction of initially membrane-bound solute be known, in the simplest case that binding be complete, that the solute suffer no harm during the sometimes harsh treatment necessary for producing liposomes, and that its interactions with the lipid bilayer do not depend on whether it is added before or after vesicle preparation.
The permeability coefficient is again given by Eq. 4, where
and
denote the interfacial aqueous penetratin concentrations inside (cis) and outside (trans) the vesicle, respectively. Whereas
vanishes during dialysis,
remains virtually constant in the present case. With Rb
cb/cl being the ratio of the concentration of membrane-bound penetratin, cb, to the lipid concentration, cl, a partition equilibrium based on
provides
![]() | (7) |
A lipid concentration of cl = 5 mM is high enough to ensure almost complete binding of the peptide during vesicle preparation, such that cb
25 µM. The flow, J, can be calculated on the basis of the approximation that the membrane area, A, of nl moles of lipid with a molecular surface area requirement of Al is given by A = NAnlAl/2, with NA denoting Avogadro's number. Thus,
![]() | (8) |
n and
c stand for, respectively, the molar amount and the concentration of penetratin that crosses the membrane within the time-span
t. Inserting Eqs. 7 and 8 into Eq. 4 yields
![]() | (9) |
Assuming that the spectroscopic methods employed here are sensitive enough to reduce the error in determining the peptide concentration to <10% with respect to the initial value,
c < 2.5 µM represents the upper limit of the penetratin concentration lost by permeation during dialysis. For K = 80 L/mol (29
), Al = 0.7 nm2, and
t = 96 h, we obtain a maximum value of P < 1013 m/s, which is still 23 orders of magnitude lower than the permeability coefficients determined for halide anions (33
).
| CONCLUSIONS |
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355 nm in aqueous buffer to
345 nm in an excess of POPC/POPG (3:1 mol/mol) vesicles points to superficial adsorption of the peptide rather than deep bilayer penetration, which is in agreement with previous studies (35| ACKNOWLEDGEMENTS |
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This work was supported by the European Commission with grants No. HPRN-CT-2001-00242 to E.B.W. and No. QLK3-CT-2002-01989 to E.B.W. and S.K.
| FOOTNOTES |
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Submitted on May 31, 2005; accepted for publication July 13, 2005.
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