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* Applied and Engineering Physics,
Electrical and Computer Engineering, Cornell University, Ithaca, New York
Correspondence: Address reprint requests to Harold Craighead, E-mail: hgc1{at}cornell.edu.
| ABSTRACT |
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| INTRODUCTION |
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A rigorous theoretical framework has been developed to describe the mechanical and morphological properties of lipid membranes. Theories governing the conformation of both free (forming closed vesicles) and supported (physically adsorbed to a surface) membranes have been developed (1
). The interactions between multiple lipid structures (2
5
) as well as the formation of supported lipid bilayers by vesicle fusion onto solid substrates have been studied (6
10
). To gain insight into the formation and behavior of lipid rafts, these theories have been extended to include the behavior of heterogeneous membranes: lipid mixtures containing membrane proteins and binding structures that exhibit complex intramembrane domain and phase separation(1
,11
13
).
Among the tools used for characterizing lipid membranes, fluorescence correlation spectroscopy (FCS) has proved particularly useful. Fluorescence from individual fluorescently tagged molecules passing through a well-defined observation volume can be recorded, autocorrelated, and fit to an analytical model to obtain transport information about the system being studied. This technique has been applied to obtain diffusion coefficients from fluorescent probes in a variety of membranes (14
16
). Other FCS experiments have been performed to study phase separation and its effects on transport in membranes (17
21
). A number of other techniques have also been applied to lipid systems including fluorescence recovery after photobleaching, fluorescence light interference contrast, total internal reflection fluorescence, and fluorescence microscopy (22
24
). These techniques are united by an inherent physical restriction: the diffraction limit of light. Because optical observation volumes cannot be reduced far beyond the diffraction limit, the concentration of fluorescently tagged species must be kept relatively low for single-molecule techniques such as FCS. In practice, diffraction-limited volumes are on the order of several femtoliters, limiting fluorescent molecule concentrations to the pico and nanomolar regimes. Because the binding constants for most ligand-receptor interactions exceed this range, the extent of biological systems that can be studied is greatly restricted (25
). In addition to working at higher concentrations, there are a number of lipid research areas that stand to benefit from subdiffraction limit resolution spectroscopic techniques.
Zero mode waveguides (ZMWs), subwavelength optical nanostructures, have been demonstrated as devices for focal volume confinement (25
,26
). They exhibit no propagating optical modes, resulting in a confined evanescent field at the bottom of the structure (Fig. 1). As shown in previous work, ZMWs provide observation volumes in the atto to zeptoliter range and hence allow single-molecule techniques to function at micromolar concentrations(25
,26
). Here we characterize the behavior of lipid bilayers in ZMWs. Previous studies suggest that lipid membranes will coat micropatterned surfaces but will sometimes avoid sudden nanometer sized obstacles (27
31
).
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| SAMPLE PREPARATION AND EXPERIMENTAL SETUP AND PROCEDURE |
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100 µW.
Zero mode waveguides
ZMW arrays were fabricated in a thin but opaque layer of aluminum deposited on a 170 µm thick fused silica coverslips. Film thicknesses were measured at the time of evaporation by the crystal monitor and again later by a profilometer. Measurement indicated a film thickness of 104 ± 1 nm. Electron beam lithography and metal liftoff were used to create a variety of hole sizes. After fabrication, the ZMWs were attached to 6 µL polydimethylsiloxane wells, and a low power oxygen plasma was used to condition the surface. After a sample was placed in a well, it was sealed using a glass slide. The diameters of the ZMWs, measured by scanning electron microscopy, varied between 70 and 150 nm.
Preparation of lipid vesicles
Small unilamellar vesicles (SUVs) were prepared by point probe sonication. Lipids 1-palmitoyl-2-oleoyl-sn-glycero-3-phosphocholine (POPC) and 1,2-distearoyl-sn-glycero-3-phosphocholine (DSPC) were purchased from Avanti Polar Lipids (Alabaster, AL). Fluorescently labeled lipid Oregon Green 488 1,2-dihexadecanoyl-sn-glycero-3- phosphoethanolamine (DHPE-Oregon Green (OG)) was purchased from Molecular Probes (Eugene, Oregon). Trisialo-ganglioside GT1b was purchased from Sigma-Aldrich (Saint Louis, MO). Recombinant TTC was purchased from Roche Diagnostics (Indianapolis, IN). TTC was labeled using a commercially available Alexa488 protein labeling kit from Molecular Probes (Carlsbad, CA, catalog No. A-10235).
Lipids were mixed in the appropriate ratios from stock solutions in chloroform to yield a final concentration of 1 mM when resuspended in the working buffer. Then, chloroform was evaporated under a dry nitrogen stream, to obtain a uniform lipid film. The lipids were rehydrated in 10 mM PBS pH 7.4 at room temperature. To obtain SUVs, the resuspended lipids were point-probe sonicated for 1 h in a thermal bath at room temperature. All samples were stored at 4°C and bath sonicated for 30 min before incubation with the nanostructures.
Samples prepared for lipid bilayer formation consisted of POPC/DHPE-OG dye at 99.99:0.01 molar ratio. Control sample for a gel-phase lipid consisted of DSPC/DHPE-OG at 99.99:0.01 molar ratio. Bilayers used for toxin binding consisted of POPC/GT1b at 95:5 molar ratio.
Experimental procedure
ZMWs were washed with acetone and 2-propanol and dried under a nitrogen stream. The structures were exposed to a low power oxygen plasma for 60 s to condition the surface and bleach any residual fluorescent contaminants. Lipid bilayers were formed by incubating the vesicles for 30 min in the waveguides. FCS curves were taken immediately after the incubation for the POPC/DHPE-OG and DSPC/DHPE-OG membranes. Autocorrelation curves and fluorescence intensity traces were recorded. TTC kinetics were measured by incubating POPC/GT1b and POPC for 30 min in separate wells, removing the excess solution and replacing it with 500 nM TTC-Alexa488. The toxin was incubated with the lipid membranes for 30 min before acquisition of the correlation curves.
For the control experiments, the sample was illuminated by a diffraction-limited laser spot generated by overfilling the backside of the microscope objective used for data acquisition. The observation volume was characterized by taking correlation curves of freely diffusing dUTP-Alexa488, a fluorescent probe of known diffusivity (32
) (2.1 x 106cm2/s). The dUTP correlation curves were fit to Eq. 10, a three-dimensional diffusion model accounting for excitation to nonradiative states, yielding a focal volume radius of 258 ± 5 nm. The fluorescently labeled DHPE molecules are constrained to diffuse in the plane of the membrane; hence, a model accounting for two-dimensional diffusion in a Gaussian observation volume is appropriate(33
35
) (Eq. 9). Because the diffusion time for the DHPE-OG was orders of magnitude longer than the average time for excitation to a nonradiative state, the corresponding term in Eq. 10 was neglected. (Sample autocorrelation curves for freely diffusing dUTP and DHPE-OG molecules in the bilayer are shown in Fig. 3.)
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| FLUORESCENCE CORRELATION SPECTROSCOPY IN ZERO MODE WAVEGUIDES |
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![]() | (1) |
is the spatial detectivity function describing the effective observation volume in space and
is the concentration correlation function. The concentration correlation function is the probability a diffusing molecule moves from position
to position
in a time
.
N
is the average number of molecules in the observation volume. In the following sections, the general application of Eq. 1 to diffusion on the surface of a ZMW will be discussed followed by exploration of a useful approximation. It has become apparent that although the general case is somewhat illuminating, it is not a mathematically tractable problem. The result is that no convenient closed form model autocorrelation function was found; a function that is needed for extraction of quantitative information through nonlinear curve fitting.
The general model
The prescription for finding a model FCS autocorrelation function is to choose a spatial detectivity function that comes close to describing the observation volume. Insert it into Eq. 1 and carry out the integrations. For some geometries, the integrations can be simplified by taking the functions to Fourier space. For the ZMWs, previous numerical modeling and experiments have shown that S is approximately constant in the transverse directions. Hence, the spatial detectivity function is assumed to have the following form on the surface of the structures:
![]() | (2) |
![]() | (3) |
. However, because r is constant (R) on the walls, the first term can be rewritten
![]() | (4) |
for circularly polarized excitation illumination. Under these circumstances, the second integral in Eq. 4 is a constant as is the second integral in Eq. 3. When the excitation illumination is linearly polarized and the dipole moments of the fluorophores are normal to the surface of the waveguide, then S(
)
cos2(
), where
is the angle of the fluorophore's dipole relative to the illumination polarization. The rotational correlation function has a characteristic time proportional to R2/D. Because the two correlation functions are multiplied, the one with the faster characteristic time will dominate the expression. The ratio of the axial diffusion time to the rotational diffusion time is smaller than L2/R2. For the rotational diffusion to impact the correlation function, this ratio must be >1. Although the exact relationship between L and R is the subject of ongoing research, it is clear that for ZMWs, this ratio is always <1. The rotational component is not expected to greatly impact the correlation curve. In fact, autocorrelation curves taken with linearly and circularly polarized light were not significantly different. The last two terms in Eq. 3 do not appear to be analytically solvable. Apart from the lack of a closed form solution, this approach suffers from other drawbacks. Particularly, the membrane is required to match exactly the shape of the ZMW, a shape that requires abrupt right angle bends at the top and bottom of the structures. Aside from not being a likely shape for a membrane of nanometric dimensions, this shape is not smooth at the bottom and top bends. The abrupt bends present mathematical difficulties when dealing with second-order differential equations such as the diffusion equation.
Diffusion on a continuous membrane
These difficulties can be removed by considering the physical shape of lipid bilayers in a small hole. ZMWs have radii on the order of the radius of small lipid vesicles. It seems unlikely that the bilayers will adsorb to the surface completely. Instead, the membrane will take on a shape that minimizes its free energy, thus balancing the impact of membrane curvature (which increases the relative energy) and surface adsorption (which reduces the relative energy). The membrane is expected to inherit the cylindrical symmetry of the waveguide it is in. Hence, for most structures it is reasonable to assume that the ZMW has no "bottom", and instead the diffusion takes place on a continuous membrane with cylindrical symmetry and some complicated conformation. When this is the case, Eq. 3 is replaced by a simpler expression:
![]() | (5) |
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![]() | (6) |
![]() | (7) |
![]() | (8) |
Diffraction-limited FCS, used for the control experiments, assumes that the observation volume is Gaussian. Substituting a Gaussian spatial detectivity function into Eq. 1 yields (36
)
![]() | (9) |
![]() | (10) |
d is and the average number of diffusing molecules in the observation volume is N. The first term in Eq. 10 accounts for a fraction, F, of molecules excited to nonradiative states with long lifetimes. The characteristic time associated with this excitation is
b. The last term accounts for diffusion in the axial direction of the focal volume; Z is the ratio of the focal volume's half height to its radius. | RESULTS AND DISCUSSION |
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Fluorescence intensities were measured from both POPC and DSPC membranes incubated in the ZMWs. DSPC has a transition temperature of 55°C (38
), far above the temperature the experiments were performed at and the average radii of the vesicles are expected to exceed the diameter of the ZMWs (39
). As a result, the DSPC SUVs will not fuse to form a supported lipid bilayer and instead will remain as adsorbed vesicles at the top of the ZMWs. In contrast, the liquid disordered POPC will fuse to form a supported bilayer. The most persuasive evidence that the POPC was coating the inside surface of the structures came from the relative fluorescence intensities. The DSPC/DHPE-OG membrane produced a total count rate of
700 Hz with a background (dark count + reflected laser) of 200 Hz. In contrast, the POPC/DHPE-OG membrane produced an intensity of nearly 70 kHz;
2 orders of magnitude difference. The spatial detectivity function
![]() | (11) |
28 nm (Fig. 2). Taking into account the height of the structures, the spatial detectivity function is expected to drop by two orders of magnitude between the bottom and top of the waveguide. The expected change in the spatial detectivity function, taken with the difference in fluorescence intensities, support the notion that DSPC vesicles are resting on top of the waveguides with virtually no protrusion into the evanescent field. The higher fluorescence intensity from the POPC sample suggests that the membrane is being excited much more efficiently, and hence must be closer to the bottom of the structures. Additionally, no photobleaching was observed in the POPC membranes, indicating that the lipids in the ZMWs were connected to and freely exchanging fluorophores with a larger supported bilayer.
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Tetanus-GT1b interaction
The ability to coat the inside surface of a ZMW with a lipid bilayer allows characterization of the interactions between membrane-bound proteins or receptors and their ligands at high substrate concentration. Tetanus toxin has evolved to bind strongly to the GT1b ganglioside (41
43
) and provides a simple system to demonstrate the determination of equilibrium constants. The binding constant was determined by incubating GT1b-populated POPC vesicles on the waveguides, allowing them to fuse and form a supported lipid bilayer, and incubating again with a known concentration of fluorescently labeled TTC. The fraction of the toxin bound to the ganglioside could then be measured, and standard Michaelis-Menten kinetics was then used to determine the equilibrium constant.
Correlation curves were taken with Alexa488-labeled TTC in ZMWs coated with a POPC/GT1b 95:5 molar ratio membrane. As control experiments, correlation curves were also taken with TTC in an uncoated waveguide and with TTC in a POPC-coated waveguide. These correlation curves were fit to Eq. 7 to extract the diffusion constant. Both control experiments yielded similar diffusion constants for the freely diffusing TTC: 1.4 x 107 ± 3 x 108 cm2/s in the untreated structures and 1.8 x 107 ± 1 x 108 cm2/s in the POPC-coated structures. As can be seen in Fig. 5, there is evidence of surface interactions in both cases. Physical protein adsorption is common on glass and metal surfaces and has required clever treatment in the past (25
). Consequently, it is not surprising to see a long time component in the correlation curves from the uncoated structures. The characteristic time associated with the adsorption component is thought to be closely related to the photophysics of the dye, with quickly photobleaching dyes exhibiting shorter time constants. A qualitatively different long time component is present in the autocorrelation curves from the POPC-coated structures. The interaction between the tetanus toxin and the POPC membrane has a characteristic time an order of magnitude shorter than the time associated with surface adsorption. Surface adsorption reduces the concentration of diffusing molecules. This reduction leads to lower signal/noise ratio, and hence noisier autocorrelation curves. Fig. 5 shows just such an decrease in the signal/noise ratio, and the fits (summarized in Table 1) show considerably fewer diffusing molecules present in the uncoated structures. The evanescent decay constant, L, is similar for both the coated and uncoated structures, suggesting that they are of similar size. The difference in the surface interactions between the uncoated and coated structures provides additional support to the hypothesis that the POPC membranes are invaginating and coating the surface. Further support is provided by the observation of a well-defined free diffusion component in the autocorrelation curve from fluorescent TTC in the POPC-treated structures; this data would not be acquirable if the membrane were spanning the opening of the waveguide and preventing tetanus fragments from entering the evanescent field. Though there was variation in the long time tail from the uncoated structures, similar curves were acquired from a variety of both coated and uncoated structures.
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The correlation curves taken from TTC incubated with the POPC/GT1b membrane show two diffusing species with markedly different diffusivities. The correlation curves were analyzed by fitting to a model accounting for two different diffusing species in the ZMW. These fits yield the average number of fast and the average number of slow diffusing molecules in the observation volume as well as the diffusion constants for both species and the evanescent decay length. The results of the fits are summarized in Table 1. The fast component's diffusion constant, 6 x 107 ± 2 x 107 cm2/s, matches the diffusion constant determined in the control experiments for free TTC. As can be seen in Fig. 6, there was some variation in the diffusion time associated with the slow diffuser. The fit yielded a diffusion constant of 1.6 x 109 ± 5 x 1010 cm2/s. As a control, the diffusivity of a 95:5 molar ratio POPC/GT1b membrane was determined using diffraction-limited FCS. The procedure was similar to the procedure outlined for the POPC control experiments. The diffusivity in the absence of tetanus toxin was measured via DHPE-OG inserted in the membrane. The experiment was repeated with fluorescent TTC to determine whether toxin binding changes the diffusivity. Both experiments returned similar diffusion constants: 5 ± 1 x 108 cm2/s for the former and 4 ± 1 x 108 cm2/s for the latter. As with the POPC/DHPE-OG membrane, the ZMW measurements underestimate the diffusivity of the membrane.
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![]() | (12a) |
![]() | (12b) |
![]() | (13) |
![]() | (14) |
![]() | (15) |
Membrane conformation
The diffusion constants measured for both POPC/DHPE-OG and POPC/GT1b in the ZMWs do not precisely match the diffusion constants measured on fused silica coverslips. The discrepancy is curious because previous studies of freely diffusing molecules have accurately reproduced diffusion constants measured via other techniques. Though there are several possible physical explanations for the deviation of the membrane diffusion constant, it seems most likely that, as discussed above, the shortcomings of the model are primarily responsible. If the spatial detectivity function, S(z), does not closely approximate the actual excitation-detection efficiency, or the concentration correlation function does not precisely describe transport, then the model autocorrelation function will not accurately depend on the diffusion properties of the membrane. The validity of the spatial detectivity function has been established previously. When the membrane has a nontrivial conformation, however, the one-dimensional concentration correlation function becomes inaccurate.
Establishing an accurate model for diffusion on arbitrarily contoured membranes within ZMWs is an intricate mathematical problem involving balancing the membrane energetics to establish the membrane shape and then solving the diffusion problem in the membrane. Though work to understand the intricacies of the model is ongoing, it is beyond the scope of this article to present a complete model. Instead, we demonstrate that nontrivial membrane conformations can account for the deviation in diffusivities.
Experiments carried out in ZMWs are practically limited to observing axial diffusion. This follows from the empirical evidence showing that changes in the spatial detectivity function in the transverse directions are negligible compared to the change in the axial direction. For fluorophores freely diffusing in and out of the structures, this is of no consequence. The solution to the diffusion equation is separable so that the transverse movement of molecules does not influence their diffusion along the axis of the structure. This assumption fails when the molecules are constrained to move on a membrane, however. In this case, movement in the transverse directions can have a significant impact on the axial, and hence, detectable movement. The lipid bilayer is constrained to take up a conformation that minimizes its free energy. This means a balance between surface adsorption and curvature that will result in some complicated nearly radially symmetric shape. As shown in Fig. 7, the result is that fluorophores diffusing a distance dl along the membrane will travel only a distance dz in the axial direction. The portion of the membrane that is in the evanescent field is in the vicinity of the bottom of the structure. At the bottom the ratio, dz/dl is expected to be small, becoming zero where the membrane is adsorbed to the bottom and unity on the side walls. If the membrane takes on the form of a cone extending from the top of the structure to a point at the bottom (Fig. 7, light shaded line), then the ratio between path length and axial displacement is constant along the entire length of the membrane. Though this is not an expected shape for the membrane, it provides insight into the impact on the measured diffusion constant. The net result is that the fluorophore appears to move axially at a rate dz/dl slower than the actual velocity along the membrane. The diffusion constant can then be corrected by dividing it by (
dz/dl)2 where the factor of 2 arises because the membrane passes through the evanescent decay twice.
Consider a membrane with conformation described by the function z = f(r), where z is the axial position and r ranges from 0 to R, the radius of the ZMW. The infinitesimal arc length is given by
![]() | (16) |
![]() | (17) |
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2 = DZMW/D is then given by
![]() | (18) |
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direction cannot. This implies that the two directions are normal, and hence diffusion in one direction does not affect diffusion in the other. However, the ability of molecules to diffuse all the way around the structure subtly distorts the solution to the diffusion equation, and this distortion is not accounted for in the correction. Nor is the effect of membrane adsorbed to the bottom of the ZMW accounted for. However, this estimate demonstrates that the difference between the diffusion constant measured in the ZMWs and measured conventionally can be accounted for by nontrivial membrane shape. Additionally, the results suggest reasonable radii of curvature for the membrane. Further refinement of the measurements will require the development of a more complete autocorrelation model function. | CONCLUSION |
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| ACKNOWLEDGEMENTS |
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The authors acknowledge support provided by CONACyT Graduate Scholorship No. 167803 (J.M.M.), the Nanobiotechnology Center, and STC Program of the National Science Foundation (Agreement ECS-9876771). Fabrication work was performed in part at the Cornell NanoScale Facility, a member of the National Nanotechnology Infrastructure Network, which is supported by the National Science Foundation (Grant ECS 03-35765).
Submitted on August 17, 2005; accepted for publication January 4, 2006.
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