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* Physics Department, and
Chemistry Department and Quantum Theory Project, University of Florida, Gainesville, Florida
Correspondence: Address reprint requests to Stephen J. Hagen, Physics Department, University of Florida, Museum Road and Lemerand Drive, PO Box 118440, Gainesville, FL 32611-8440.
| ABSTRACT |
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| INTRODUCTION |
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10–8–10–7 s (3
Such studies have primarily focused on the formation of "external" or end-to-end loops, in which the two endpoints of a chain diffuse into contact with each other. In the folding of a protein, however, a more relevant case is the appearance of "internal" loops, in which two interior points on the chain, distant from the chain termini, make contact (Fig. 1 A). This is also the more important case in other biomolecular phenomena, such as DNA looping, which can play a key role in transcriptional regulation and other aspects of gene expression and replication (27
). (The end-to-interior loop is of course a third case.) In general one expects that internal loops will form more slowly than end-to-end loops of equal contour length, if only because the additional residues extraneous to the loop contribute excluded volume in the vicinity of the two contacting residues, thereby reducing their probability of interaction. The "tails" may have additional, purely dynamical effects as well. Such considerations suggest that studies of end-to-end loop formation may overestimate the rates of the diffusional motions relevant to structure formation during early stages of folding.
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from the distribution P(r). Here,
is the mean time to formation of the intrachain contact, and D is the effective diffusion constant for reconfigurations of the chain. Therefore, we simulate the equilibrium probabilities for the chain configurations, and SSS theory provides the loop-formation kinetics from those probabilities. As expected, converting an external loop to an internal loop by adding even a few additional chain segments can significantly slow the kinetics of loop closure. Interestingly, however, the slowing effect is more pronounced for loops of greater contour length. We also find that as the tail grows sufficiently long, it can actually enhance the loop formation rate. These findings constitute experimentally testable predictions for the SSS theory. Our calculations also show that contact formation times predicted by the full SSS theory can deviate significantly from those obtained in a widely used "approximate" SSS theory, especially for the very short chains that are most commonly studied in experimental work. These results show that investigations of loop formation in polypeptides may be subject to significant excluded-volume effects: even the attachment of bulky photosensitive or fluorescent groups to the chain termini, to serve as spectroscopic reporters of contact formation, could introduce enough excluded volume to alter the dynamics that the experiment aims to study. They also indicate that the approximate form of SSS theory should be applied with caution, especially in studies on short chains.
Previous experiments and simulations
A number of spectroscopic studies have examined contact formation in polypeptide chains. Some of the first were performed by Haas et al. (28
,29
), who used fluorescence resonance energy transfer to measure the probability distribution P(r) for interresidue distances in synthetic oligopeptides, and to estimate the effective diffusion constant D for reconfigurations of an unfolded protein (29
,30
). Time-resolved studies of the intrachain ligation of unfolded cytochrome c, a very short-range intrachain reaction, allowed more confident estimates of the speed of contact formation in disordered polypeptides (7
). Bieri et al. (5
) and, later, Lapidus et al. (6
) initiated the use of triplet photoexcitation and quenching to study contact-formation in short, synthetic peptides. These studies showed that the contact formation rate scales approximately as the –3/2 power of the number of peptide bonds in the loop, with a limiting contact-formation rate exceeding 107 s–1 for the shortest polypeptides. More recent studies have examined the effects of such parameters as amino acid composition, temperature, solvent composition and viscosity, and secondary-structure tendencies (4
,17
,25
,25
,31
–36
).
The differences between internal and external loop dynamics are much less well studied. Lee et al. (32
) used fluorescence and triplet energy transfer methods to investigate contact formation between various pairs of residues within a disordered protein; some of these contacts resulted in internal loops. In fitting the decay curves to different models, they calculated a slower diffusion constant in the formation of these loops. They interpreted this as possible evidence for a drag (dynamical) effect associated with the external segments. Buscaglia et al. (25
) used fluorescence resonance energy transfer to determine contact formation rates for end-to-interior loops. They added a tail of one residue to the end of a loop of 11 residues. They found that this decreased the rate of loop formation by a factor of 0.7.
The theory and simulation literature contains a number of studies of contact formation in polymer chains (8
–26
,37
). If N is the number of residues in a closed loop, the fraction of chains (at equilibrium) that contain such a loop is expected to scale as N–
, where
is the scaling exponent, which is found to vary in the different cases of internal and external loops. Wittkop et al. (21
) and Redner (24
) provide an extensive set of references on calculations of these exponents, along with their own estimates. Here we summarize only some of these earlier results. Chan and Dill (11
,12
) exhaustively enumerated all the configurations of a flexible chain on a cubic lattice to calculate the probabilities for loop formation in three-dimensional chains. They obtained values of
1.99 for external loops, 2.18 for end-to-interior loops, and 2.42 for internal loops, demonstrating significant differences in the statistical behavior of the three cases. This presumably implies different loop-closure kinetics as well, although these equilibrium exponents do not directly predict the kinetic behavior.
Sheng et al. (14
,15
) used Monte Carlo simulations to estimate the loop-formation probabilities for internal and external loops in freely jointed chains. In their calculations, a designated pair of residues interacts via a strong and short-range attraction. Each chain conformation generated in the simulation is then classified as belonging to one of two states: a loop closed at those two residues, or else an open coil. By fitting the T-dependence of the ensemble-average state (i.e., loop or coil) to a two-state melting transition, these authors obtained the entropic cost
S for closing a loop: they could then determine the scaling exponents
S
log(N). They found values very similar to those of Chan and Dill (11
,12
). They then used the loop-coil fluctuation dynamics to estimate the scaling behavior of the contact-formation rates, based on an elementary entropic-barrier activation model of the contact-formation dynamics.
However, the Sheng et al. analysis does not directly reveal the effect on the loop-formation rate of simply converting an external loop to an internal loop by addition of a few tail segments. Further, their model for the dynamics relies on a simple two-state assumption that, though satisfactory for calculating the entropic cost of loop formation, does not take into account the influence of the distribution of chain conformations at equilibrium; however, in a first-passage-time theory, the shape of that distribution plays a critical role in the loop-closure dynamics.
Hyeon and Thirumalai (37
) used a first-passage-time approach to calculate the rate of formation of interior contacts in semiflexible polymers. They derived a probability distribution for the distance between pairs of interior points in a wormlike chain, and from this distribution they generated a potential of mean force for the chain dynamics. By then developing a Kramers theory for passage over the potential barrier, they calculated the variation in the contact-formation time as a function of the chain stiffness (i.e., persistence length). The model focuses on the role of the polymer's persistence length, however, and does not account for the excluded volume of the chain itself. For this reason, the probability distribution was insensitive to the presence of tail residues outside the core loop, and the presence of tails does not suppress loop formation.
Buscaglia et al. (25
) implemented the Wilemski and Fixman theory (using an expression similar to our Eq. 2 below) to calculate loop-formation rates for wormlike chains that were subject to an excluded-volume constraint. Their simulations showed that converting the 11-residue external loop to an end-to-interior loop decreased the contact formation rate. However, although their results illustrate the potential effect of excluded volume on loop formation, their data and simulations lack the resolution and scope to allow any detailed conclusion about the role of parameters such as tail length, loop contour, and contact placement (i.e., end-to-interior versus internal) in this effect. These parameters are important in the practical problem of loop formation in protein folding (for example), and therefore their role is the focus of this study.
| METHODS |
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In this approach, one considers a fluctuating variable (here, the separation r between the two residues at the loop termini) and estimates the average time required for that variable to reach a particular value. The mean first passage time is the average, over the probability distribution of the variable, of that first passage time. SSS theory is a mean-first-passage-time calculation for the rate of a diffusion-controlled reaction that occurs in a symmetric force field in one dimension (r) and is likely to be described by first-order (i.e., exponential) reaction kinetics. For intrachain contact formation in a polymer chain, the dynamics of r are controlled by an effective force field between the two reacting residues:
![]() | (1) |
of the ensemble to the formation of a contact at r = a:
![]() | (2) |
, to the equilibrium probability distribution P(r)dr. For the purposes of this article, we assume that the effective diffusion constant D is independent of r and also independent of the chain contour length. D presumably depends on the viscosity of the solvent, the persistence length of the polypeptide, and the internal friction of the chain (38
, describing the rate of closure of the loop.
It should be noted that SSS theory does not necessarily provide an accurate absolute rate, however. Portman (39
) has shown that, given the microscopic diffusion constant D, the SSS (one-dimensional) and Wilemski-Fixman (closure-approximation) (40
) theories lead to lower and upper bounds, respectively, on the first contact time in loop formation. That is, the SSS approach—replacing the full dynamics with diffusion on a one-dimensional potential of mean force—is a valid approach, but inserting the diffusion constant of a free monomer for the value of D will lead to an underestimate of the contact time. We do not try to insert a value for D, as we are interested in relative changes in the contact times, rather than absolute rates. In the figures that follow we show the contact-formation time as the product D
.
Generation of P(r) distributions
We model the polypeptide as a freely jointed chain (41
) of N hard-sphere monomers, separated by bonds of unit length. (Fig. 1 B) The diameter of the hard spheres is given by
, the excluded-volume parameter. Two monomers are said to make contact when their centers are separated by a distance a. For a given pair of sites on the chain, we define R2 as the mean-square value of the distance r between the sites. For the ideal chain (i.e.,
= 0), one has R2 = N in the limit of large N. In that case, the probability distribution P(r) is Gaussian, regardless of whether the points define an internal or external loop.
We obtain P(r) for a given freely jointed chain in the presence of excluded volume (
> 0) by creating an ensemble of chains. Each chain in the ensemble is constructed as follows: we place one monomer at the origin, and then place a second monomer in a random location on the surface of the sphere of unit radius that centers on the first monomer. Subsequent monomers are each placed at unit distance from the preceding monomer, and in a random location on the unit sphere surrounding that monomer. This construction ignores the excluded-volume constraint: monomers or links may cross or overlap in space. It produces an ideal chain of N monomers having N – 1 links of unit length.
We then apply the excluded-volume condition to the chain. We calculate the distances between all nonadjacent monomers; if any interresidue distances are <
, the chain is discarded. Otherwise, it is retained in the ensemble. We continue in this fashion until the ensemble contains at least 8 million random chains of length N, unbiased except for the excluded-volume constraint. Each chain in the ensemble resembles a necklace of hard spheres, each of radius
/2 and separated from its two neighbors by a bond of unit length, and with no spheres overlapping.
We can select a pair of sites (e.g., monomers 1 and N) on the chain and construct a histogram of the distance r between those monomers for all chains in the ensemble. Values of r range from the excluded-volume parameter
to the loop contour length. The number of monomers in the loop is denoted by LL, making the loop contour length LL – 1. The histogram, when normalized to unit area, gives the equilibrium probability distribution, P(r), for the distance between the selected residues (Fig. 2). By numerically integrating this P(r) in the SSS expression (Eq. 2), we find the average contact time D
. We use the excluded-volume parameter
as the contact radius a: loop closure requires the two hard spheres to make their closest possible approach.
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, we divide the 8 million chains into 10 subsets of 800,000 chains. We calculate the average contact time for each subset, and then take the error as the standard deviation of these averages for the 10 subsets. | RESULTS AND DISCUSSION |
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= 0, 0.5, 1.0. Not surprisingly, greater
shifts P(r) toward larger r: all parts of the polymer chain move farther apart, including those that will form the loop. Fig. 2 C shows the effective potentials U(r) (Eq. 1) that, in SSS theory, determine the diffusional dynamics of loop formation for these chains. The shape of U(r) (and P(r)) at small r has a strong influence on
, because the contact time is the time required for the system to diffuse up the steep curve at small r to reach r =
.
Fig. 2 B shows the effect of converting the 10-monomer external loop to an internal loop, with excluded volume fixed at
= 1. The figure shows the probability distribution P(r) for the distance between monomers 1 and 10 in a chain, as both chain termini on the ends of the loop are extended by additional segments (tails) of length 0, 1, and 10 monomers. The addition of the tail segments suppresses P(r) very slightly at small r, leading to slightly higher probability at large r. This small shift indicates that an SSS calculation (Eq. 2) will find a slower rate of contact formation for larger tails.
Contact time versus tail length: internal loops
Fig. 3 shows the contact times, calculated from the P(r) and Eq. 2, as a function of tail length LT, for several different values of the loop length LL. Contact times,
(LT), are normalized to the corresponding external loop time,
(0) (for the same loop contour length), for comparison. The figure also shows the behavior of the ideal chain—a horizontal line at constant
(LT)/
(0)—for which the distribution P(r) is unaffected by the addition of tails. We see that adding even a few residues to convert an external (LT = 0) loop to an internal loop can significantly affect the rate of contact formation. For the
= 1, LL = 10 chain, the contact time nearly doubles with the addition of just one monomer at each terminus.
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= 0.5, 10-monomer chain increases by
1.4 times as LT increases from 0 to 10, whereas the contact time for the
= 1.0, 10-monomer chain increases almost threefold over the same range. It is perhaps surprising that the effect of the tails is more pronounced for longer loops than for shorter loops; the trend predicts greater suppression of internal loop formation during the folding of longer polypeptides. In the context of SSS theory, this is a consequence of the fact that the effective potential U(r) (Eq. 1) at small r is increased by two separate effects—lengthening the contour of the loop and adding tail residues—and
is essentially exponential (Eq. 2) in U(r). An increase of both loop contour and tail length together has a multiplicative effect in increasing
.
The variation of
with tail length LT in Fig. 3 resembles the variation of the loop closure probability with tail length, as calculated by Chan and Dill (12
) for lattice polymers: like the probability, the contact time changes rapidly with the addition of the first few tail residues and then saturates, with little additional change as the tails grow still longer. The saturation of
is not surprising, since tails will random-walk outward from the vicinity of the loop termini; subsequent residues added to the tail have an ever-diminishing probability of residing near the contact points. It is interesting, however, that the saturation occurs more slowly for loops of greater contour length: the longer the loop, the greater the role of every residue along the tail in slowing loop formation. Fig. 3 also shows another interesting finding: the saturation effect in
(LT) for internal loops is quite accurately described by a simple empirical function,
![]() | (3) |

is the value of
at LT
and
0 is the value at LT = 0. Table 1 gives the fit parameters, and Fig. 4 shows the fit parameters as a function of loop length. 
and L0 both vary with LL. The ratio of parameters 
/
0 scales linearly with LL, showing again that the tails have a greater relative effect on longer loops. The parameter L0 indicates roughly how many tail residues are required to raise
to its limiting value. Evidently, this number equals 10–15% of the loop contour LL (Fig. 4 B); again, adding the initial few residues to the tail has the greatest effect on the loop rate, but subsequent residues at the tail play a role in longer loops.
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increases sharply with loop length, although it does not follow the power law (i.e.,
) scaling often attributed to SSS theory (see below). The figure shows that loop length and tail length have comparable effects on contact time: the effect of adding tails is by no means negligible compared to the effect of increasing the loop contour. The same can be said of excluded-volume effects; variations of
have large effects on
. The inset to the figure (showing a logarithmic scale) confirms the surprising finding that the relative enhancement of
by the tails increases as the loop contour becomes longer.
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= 1. The figure shows, for example, that for a loop of 10 residues, a single tail of five residues (i.e., an end-to-interior loop) suppresses the contact rate by a factor of
1.46. By comparison (cf. Fig. 3), the addition of two five-residue tails (i.e., forming an internal loop) suppresses the contact rate by a factor of 2.71, i.e., by a factor that is >(1.46)2 or 2.13. The presence of two tails has a contact-suppressing effect greater than the product of two single-tail effects. The tails evidently interact with each other, further expanding the chain, in addition to simply blocking contacts between the loop termini.
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shows a less drastic dependence on tail length.
The findings above make some interesting predictions for experimental studies of contact formation in polypeptides and nucleic acids. Contact formation in oligopeptides has been of particular interest recently, although only very minimal experimental data comparing internal/external loop formation in peptides has been published (25
). Aside from the lack of data, the problem that arises in comparing our simulation to experiment is of course that we have treated the polypeptide as a freely jointed chain, whereas polypeptides are not freely jointed. We can, however, estimate the length of unfolded polypeptide that would correspond to one segment of the equivalent freely jointed chain. The persistence length Lp of an unfolded polypeptide can be estimated from atomic force microscopy (42
,43
) or by other methods (25
): values of Lp
0.4–0.44 nm appear typical. From the 0.38-nm bond distance separating consecutive C
atoms in an unfolded polypeptide, one then estimates that the equivalent freely jointed segment (i.e., the statistical segment) of an unfolded polypeptide is 2Lp
0.8–0.9 nm, or
2.1–2.4 residues. This argument (and the parameters in Table 1) suggests that addition of two residues on a short polypeptide chain will be almost sufficient to give the full (i.e., saturated) slowing effect in the contact-formation rate. We are aware of only one experiment that bears on this prediction: Buscaglia et al. have recently used laser spectroscopy to measure the loop formation rate in a short synthetic peptide of 11 residues (25
). Based on the above estimate for the effective segment length of polypeptides, an 11-residue polypeptide chain corresponds to roughly N = 5 freely jointed monomers. Those authors found that adding a tail of one peptide bond reduced the contact formation rate by
30%. A tail of nine bonds appeared to give a net effect of
40%; that is, there was little additional effect on the loop formation rate. This appears generally consistent with the
30% effect seen on the contact rate of the N = 5 chain in Fig. 6. However, more detailed experimental studies would be needed to confirm agreement with the simulation studies described here.
Error in SSS approximation
Szabo et al. showed that inserting the ideal chain P(r) into SSS theory, Eq. 2, leads to an expression that can be approximated by a power series in
= (3/2)1/2 (a/R), where a is the value of r that defines the formation of a contact (23
):
![]() | (4) |
![]() | (5) |
R3
N3/2, a result often cited as the SSS prediction for the contact formation time (5
= 0) chain. The errors grow large for chains of <
20 monomers. Including only the first term results in errors of order 20% for a 25-monomer loop, and
125% for a five-monomer loop. Including the second term reduces the error only to
40% for the eight-monomer loop. Hence the first term approximation to SSS theory is relatively inaccurate for loops of <
20 monomers. If such a freely jointed loop is roughly analogous to an
40-residue peptide loop, one should not expect the first-term approximation to be very reliable when applied to most loop-formation experiments on short, synthetic peptides.
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| CONCLUSIONS |
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Of course, although folding is certainly a heavily damped diffusional process, one may question whether contact formation actually does represent the most stringent physical limit on folding rates. One must expect other factors to play a role as well. The internal friction of the chains, a phenomenon that has received considerable attention in the homopolymer dynamics literature (45
), appears to influence polypeptide dynamics on the loop formation timescale (microseconds or nanoseconds). It may therefore have a limiting effect on folding speed (2
). Also, as mentioned above, the simple SSS theory used here does not take account of dynamical effects of introducing tails onto the termini of a loop (i.e., effects of the additional viscous drag hindering loop closure). As they are ultimately critical in determining the physical forces that set the limits on protein folding dynamics, these effects will certainly be subject to more detailed study through theory, simulation, and experiment.
| ACKNOWLEDGEMENTS |
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The authors gratefully acknowledge funding support from the National Science Foundation, MCB 0347124 (to S.J.H.). Computer resources were provided by the Large Allocations Resource Committee through grant TG-MCA05S010 (to A.E.R. and S.J.H.).
Submitted on June 28, 2006; accepted for publication November 28, 2006.
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